HomeMy WebLinkAbout1986-12-08HUNTINGTON BEACH PUBLIC FACILITIES CORPORATION
MINUTES
ADJOURNED MEETING OF DECEMBER 8, 1986
The Adjourned Meeting of the PFC was called to order by President Wight at the
City of Huntington Beach Central Library, Huntington Beach, California at 4:05 P.M. on
aforementioned date. Roll call was taken as recorded below.
There were present from the Board:
Also attending were:
Stephen Wight
Lorraine Faber
Thomas West
Melvin Carpenter
Joseph Garafalo
Dan Villella, Assistant Secretary
Shari Donoho, Recording Secretary
Don Kiser, Assistant Secretary
Ron Hayden, Library Director, Community Services Department
The first order of business was the approval of the October, 1986 minutes. Motion was
made, seconded and passed to adopt the minutes.
Next on the agenda was the approval of the October, 1986 Treasurer's Report.
Mrs. Faber inquired as to the amendment of August and September, 1986 Treasurer's
Reports. Mr. Villella indicated that a minor error had come to the attention of staff
regarding the Status of Committed and Non -Committed Funds. Mr. Villella explained that
the principal and interest amounts were slightly in error on those two reports in that in
September the PFC does make a principal and interest payment and the accountant who had
prepared the reports did not indicate the slight change in the principal reserve. Mr. Villella
indicated that this was the second page of the report, the second and third line items,
interest due March 1, 1987 and principal due September 1, 1987. It was believed that the
previous report had indicated that the principal due would have been an even $200,000,000
and the estimated interest due $90,000 to $95,000. These figures represent the interest and
principal due September 1, which was carried forward to the report being reviewed. The
report being dated September 30, 1986 should have reflected the new principal amount
which is due the following September 1, 1987 which is $210,000,000 principal versus the
$200,000,000. Each year, similar to a mortgage, the principal being paid is slightly higher
and the interest slightly lower. The report originally reflected this year's higher interest
payment and smaller principal payment. The amounts are now correctly reflected in both
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the August and September 1986 reports. Mrs. Faber requested that both reports reflect that
they have been amended.
Mr. West moved that the Treasurer's Report for October, as well as the amended
reports for August and September, 1986 be approved. Motion seconded and passed.
Under new business, the Request for Proposal for the Children's Wing was to be
discussed. Mr. Wight indicated that he thought the Board was at a stalemate on this issue in
light of the letter forwarded to the Board by the City Administrator. Mr. Wight inquired if
the Board was ready to discuss the issue of a request for proposal. Mr. Carpenter felt that
the City Administrator wanted the Board to transfer the monies to the City to resolve the
arbitrage problem. Mr. Carpenter indicated that it was his belief that the PFC's legal
counsel had already advised that if the Board were to proceed along the lines as established
for the study of the Children's Wing, the PFC earmarking the funds for construction, that
the Board has, itself, solved the arbitrage problem. Mr. Carpenter indicated that he
personally felt that the letter from the City Administrator was an insult to the Board.
Indicating further that the letter was a play on words and in reading between the lines, it
was Mr. Carpenter's feeling that the money would be utilized for redevelopment on the
waterfront.
Mr. Wight indicated that he would like the subject of the City Administrator's letter
addressed at this time, indicating he would like to hear a motion that would turn the letter
over to the PFC's legal counsel for opinion. Mr. Garafalo made the motion to forward the
letter to legal counsel. The report from PFC's counsel is to be placed on the agenda for the
January 28, 1987 meeting. Motion seconded and opened for discussion.
Mr. Garafalo indicated that it was his desire for the Board to maintain a good working
relationship with the City Council, stating that the Board was only trying to get into step
with other organizations, as well as the City staff, in realization of the construction of the
Children's Wing of the Central Library. He felt that by forwarding the City Administrator's
letter to the PFC's legal counsel for opinion, that this action would not only provide the
expert opinion needed, but time for the Board to mentally digest and more fully understand
the context of the letter.
Mr. Wight wished to clarify his understanding of the indenture. He felt that PFC funds
could only be utilized for the Library unless the Board were to make a blanket gift to the
City to the General Fund. The Board is very limited as to how the funds can be utilized
even for the Library. Funds can be utilized for construction for the Library only. Mr. Wight
stated that as Mrs. Faber had indicated, if the Council were to make a motion which would
change the direction as to utilization of funds returned to the General Fund, that the City
could then do anything they so desired with the money.
Mr. West clarified the motion. Guidance from PFC's legal counsel to have the Board
properly handle the resources as to fulfill the role as the Public Facilities Corporation Board
with full cognizance of impending plans of the Library facility. For discussion, Mr. West
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proposed that the Board take action to transfer $1,179,000 of excess funds into the
Construction Account so that it is reflected in the Treasurer's Report as being dedicated for
that purpose as opposed to being reflected as part of the Bond Redemption Fund. Further,
that all funds be aligned in accordance with Mr. Villella's report on Fund Retention
Requirements. In earmarking the excess funds in the Construction Fund in this manner,
Mr. West felt secure that the Board would have protected themselves from the accusation
of arbitrage.
Mrs. Faber pointed out that realignment of excess funds to the Construction Fund
would not prevent funds from being returned or reallocated to the City for project(s) at a
later date. An advantage to leaving the funds with the PFC in the Construction Fund would
be the fact that funds would continue to bear interest and grow. Whereas if funds were
returned to the City's General Fund, any interest that is accumulated on those funds goes
back into the general budget and does not continue to make the Construction Fund grow.
Monies returned to the General Fund would actually lose value through the inflationary
factor.
Mr. Wight felt that Mrs. Faber had made a very important assessment and highlighted
the most critical factor for the funds remaining with the PFC in the Construction Fund.
Further that the interest on the Construction Fund needs to stay with the Library where
they belong.
Mr. Carpenter felt that the interest accrued could possibly raise the fund level to a
point where the City would not have to raise any more funds to implement the project.
Mrs. Faber indicated that this was not beyond realization depending upon the size of the
project and how much in grant funds could be attracted. Mrs. Faber stated that there are
matching grants available and asked Mr. Hayden to elaborate on this issue. Mr. Hayden
indicated that Library staff is in the progress of investigating matching grant availability,
indicating further that there is a potential basis for matching contributions. Mr. Hayden
stated that he had met with McDonnel Douglas to make a proposal. Also, a proposal was
made to Rockwell International. Mr. Hayden stated that one of the first questions asked of
Library staff by matching grant agencies is what type of support or commitment has already
been secured to -date.
Mrs. Faber felt that as a part of the motion to have legal counsel review this issue,
that perhaps it would be appropriate to request an interpretation as to how, mechanically,
any funds should be moved from the PFC's control. Mr. West stated, also to be considered
was whether or not the PFC can retain the monies in the Construction Fund, earmarking
such funds for Library construction in maintaining consistency with the original charter.
Motion seconded and passed to forward issue for review to PFC's legal counsel.
The Board then held discussion as to an appointment of a sub -committee to meet with
Don Kiser and other City staff to insure that the Board follow usual and customary
guidelines with regards to obtaining requests for proposal on the Library Children's Wing
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Feasibility Study. Mr. Hayden indicated that the second portion of the Council's action was
that staff was to establish a scope of study of Library needs. Mr. Hayden has been officially
assigned, along with Don Kiser, to prepare a response to the Council along those lines.
Mr. Wight felt that the City wanted a broader scope of comparative needs for all of the
Library annexes as they stood against other prioritized City funding. Mr. Carpenter stated
that if the City were to take the study, that they shall include outlying satellites. Further,
that the PFC was not responsible for satellite annexations, but responsible for the Central
Library Facility only. Mr. Hayden indicated that the scope of comparative needs has not yet
been defined, but indicated that staff may very well review the overall needs of the Library,
i.e., annexations improvements. Mr. Wight reiterated Mr. Carpenter's point that the PFC
was responsible for the Central Library Facility only. If the City wanted to supplement the
construction of the Children's Wing and fund an all encompassing assessment of needs which
would include the annexations, this would be up to the Council for decision.
Mr. West requested a review of the City Council's actions. He inquired if they
approved to conduct a study. Mr. Hayden indicated that Council approved (7-0) to have
staff compile information so that they may review what the study would entail. Mr. West
inquired if Council did or did not commit to a consultant study. Mr. Hayden indicated that
Council did not commit to a consultant study. Indicating further that Council reflected
their interest in learning more about the study and what would be involved.
Mr. West requested Mr. Hayden to provide Council's official words that was passed
with regards to the PFC's funds. Mr. Hayden read from the Action Agenda, "Funds from
PFC to be turned over to City and identified as reserved for the Library pending study of
the needs of Library (6-1, Kelly - No)".
Mr. Carpenter felt that the Board was at an impasse as far as Mr. Kiser's request for
proposal was concerned until the City staff returns to Council with their report. Mr. West
felt that the Board was in a situation wherein it placed Don Kiser and Ron Hayden in
difficult positions, indicating the Board has utilized these individuals as staff and that they
are not really in this mode.
Mr. West felt the course of action should be as follows. Take action to table this
activity given the recent action of the City Council and the PFC's request for clarification
on their request with regards to funds. There are two reasons to proceed; 1) to take
Don Kiser and Ron Hayden from the mode of having two masters - the Board should not
have these individuals working for Directors when they should be working for the City, and
2) appoint a sub -committee to meet with Council liaisons, Director of Community Services,
City Administrator to reach a meeting of the minds. Mr. West indicated that he feels the
Board has made more progress for the Library than they could have made on their own
behalf through the administrative hierarchy and the Board should continue to play catalyst
in this venture.
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Mr. Garafalo felt that since Mrs. Faber had been appointed as a committee of one to
meet with the various administrative staff, that she should continue on in this post and that
he would provide her with whatever assistance she may need.
Mr. West made the first motion to table the action with regards to the request for
proposal in light of the recent action on the part of the Council to undertake a total needs
study. Motion seconded and passed. Mr. Wight appointed Lorraine Faber and
Joseph Garafalo to meet with City staff on this issue. Mrs. Faber felt that she and
Mr. Garafalo could meet with City staff within the next two weeks which would provide
City staff time to meet with Council and report back prior to the next meeting of the PFC.
Mr. West inquired as to the agenda of such a meeting with City staff. He felt that one
agenda item would be to fully understand the scope of activity of the City in terms of its
needs. The second agenda item would be to try to understand, specifically, where each of
the parties, specifically the City Administrator, is with regard to the long term disposition
of $1.1 million. It was felt that the PFC needs to go back to the Council with a confirming
clarification that the monies if turned back to the City are, in fact, going to be set aside
specifically and only for Library construction whenever that may occur. The Board held
discussion that the phraseology as handed down by the Council on this subject was not
protective enough to insure utilization of these funds for Library construction only.
Mr. West felt that it was imperative that the Council liaisons be present at the next PFC
meeting. This next meeting will be a crucial meeting and Council representatives should be
present (Councilperson Green, and newly appointed PFC Liaison Councilperson Finley).
Mr. West felt that the Board had taken a very positive attitude toward the Library Facility
and its needs. Mr. West indicated that the Board has been the only public vehicle where
there has been an opportunity to continuously dialogue on this issue.
Mr. Garafalo felt that the Board was at a disadvantage not having legal counsel
available to comment on the arbitrage issue. The Board held discussion regarding the
arbitrage situation and the presence of PFC's legal counsel. Mr. Wight authorized
Mrs. Faber to contact legal counsel with regards to an opinion on the arbitrage issue.
Mrs. Donoho requested the Board be specific as to what was to be conveyed to legal
counsel. Mrs. Faber indicated that the Board would like Ms. Arneson to review the
communication as submitted by the City Administrator. Mr. Villella thought that the Board
also would like clarification as to what is required in transferring funds to the Construction
Fund, i.e., timing, restrictions, when is there a deadline to deal with an arbitrage issue.
Mr. West indicated that the Board desired Ms. Arneson to read the letter from the
City Administrator and determine whether the Board has any alternative course of action.
Can the Board, in fact, place the monies in the Construction Fund and dedicate same to
future Library construction. If so, does that satisfy the arbitrage question. Further, if the
answer is no that this does not solve the arbitrage situation, then provide the Board with the
methodology for complying with the situation.
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Mrs. Faber indicated that a legal opinion as to whether it is by mutual consent that the
disposition of these monies are determined, or if it is a situation wherein the lease
agreement and indenture indicates that the Board must be responsive to a City request and
that the City has the exclusive right to make that decision. Mrs. Faber indicated that it was
her feeling that the indenture and lease were not specific in this regard and felt that these
instruments were silent on who has the power. Mr. Wight disagreed, stating that it was his
feeling that the lease and indenture were not silent at all and was confident that the Board
held power through the charter. By charter, the Board was incorporated with a specific set
of orders which were not changed by any indenture or lease instrument. Mr. Wight indicated
that the City Council may do what they so pleased, but if the Board went to suit based upon
the agreements, there was no question as to who holds the authority. The Council does not
possess authority predicated on the way the Board was chartered. Mrs. Faber felt it would
be beneficial to have legal counsel review the instruments and formulate a legal opinion in
this regard. Mr. West indicated that another point would be, what the Board is entitled to
do and not entitled to do under the charter. Mr. Wight felt that legal counsel had already
provided the Board with this information in an earlier report and these actions, as
referenced in the report, were not subject to Council approval. Mr. Wight indicated that
Ms. Arneson could add her previous opinion on this subject to the new report requested by
the Board.
Mr. Villella stated that one of the issues that had been discussed previously was that
any construction of an additional wing to the Library Facility would require Council
approval since it would be on City owned land and, therefore, if the funds are placed in the
Construction Fund, there must be some limit as to the time the monies may remain in this
fund without any actual construction taking place. Mr. West indicated that the master plan
depicts a wing, and that there is a fund raiser currently in progress and all evidence shows
forward movement in that general direction.
Mr. West moved to take action to distribute the funds according to Dan Villella's
report of October 31, 1986 with the proviso of $110,000 which shall be placed into the
Administrative Fund for future use by the Corporation. The residual amount is to be placed
in the Construction Fund. Motion seconded. The Board held discussion with regards to
retention requirements for the Bond Redemption Fund. Mr. West amended the original
motion to reflect that the residual amount would be placed into the Construction Fund
earmarked for the capital improvements of the Library consistent with the original master
plan and any update. Motion seconded and passed.
Under old business, the amendment to the Bylaws was reviewed by the Board.
Mrs. Donoho advised that feedback provided from PFC's legal counsel had already been
incorporated into the amendment as presented. Mr. Wight felt that under the present set of
circumstances and increased activity generated around the Board, he felt that the Director's
may wish to entertain the possibility of eliminating the situation wherein all Directorship
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appointments would come up for approval at the same time. In conjunction with the
amendment, Mr. Wight indicated that he would like to hear a motion which would include
the: initiation of re-election of Board Members immediately. The Board then held discussion
to moving the annual elections/meeting to the month of June. Mr. West made the motion to
table the issue. Motion failed due to a lack of a second. Mr. West made the motion to
change the wording of Article III, Section 3, Pages 6 and 7, Elections and Terms of Office as
follows; "The term of office of each Director shall be three years and the terms shall be
staggered so that one or more Directors shall be elected at each annual meeting of the
members held in June, provided (1) any such June meeting is not held thereat, the Directors
may be elected at any adjourned meeting or at any special meeting of the members held for
that purpose.. . ." Further, that any reference to the month of January be changed to
reflect the month of June within the amendment. Motion seconded and passed.
Informational items were reviewed by the Board. The Board acknowledged receipt of
the letter from Bank of America and noted that whatever qualities were being forwarded in
the way of apology, were masked by a barrage of creative spelling, marginal grammar and
an abhorrent display of visually identifiable typographical error corrections. Mr. Wight
indicated that the letter did not "say anything" and still did not provide the Board with what
had been requested from the Trustee. Mr. Wight was of the opinion that a response was
needed from legal counsel to show cause for dismissal of the Trustee.
Under Director's Comments, Mr. Wight indicated that after June of 1987 he shall be
moving two blocks within the Fountain Valley city boundary and inquired as to the provision
in the Bylaws regarding residency. Mrs. Faber read from the Bylaws, "Director's shall be
residents of the City of Huntington Beach at the time of appointment. . ." Mrs. Faber
indicated that she felt this was an amendment to the Bylaws to address a similar situation of
a previous Board member.
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. The Board held discussion as to the date of the next meeting and an adjustment
thereto. The Board decided to follow their new schedule and to meet the last Wednesday of
the first month of each quarter. The meeting was then adjourned to 4:00 P.M. on
Wednesday, January 28, 1987 at the Central Library Facility, Balboa Room, 7111 Talbert
Avenue, Huntington Beach, California.
H K. DON H
Recording Secretary
DAN T. VILLELLA
Assistant Secretary, H.B.P.F.C.
Note: Statements referred to hereinabove are noted as being in general only and are not
intended to be verbatim quotes.
Approved:
STEPHEN WIGHT
President, H.B.P.F.C.
LORRAINE FABER
Secretary/Treasurer, H.B.P.F.C.
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