HomeMy WebLinkAboutCity Council - 5929 RESOLUTION NO. 5929
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON
BEACH APPROVING AND AUTHORIZING EXECUTION AND DELIVERY
OF A JOINT POWERS AGREEMENT, A LIABILITY RISK COVERAGE
AGREEMENT AND FIRST AMENDMENT THERETO,
AND THE FILING OF A VALIDATION PROCEEDING AND CERTAIN
OTHER ACTIONS IN CONNECTION THEREWITH
WHEREAS, the City of Huntington Beach (the "City" ) is a
municipality duly organized and existing under the constitution
and laws of the State of California (the "State" ) , and
The City is authorized by Part 6 of Division 3 .6 of Title 1,
Sections 990 et seq. , of the California Government Code (the
"Act" ) to insure itself against tort or inverse condemnation
liability, to insure its employees against injury resulting from
an act or omission in the scope of his employment and to insure
against the costs of defending such claims; and
Pursuant to Section 990 .4 of the Act the City is authorized
to provide insurance by self-insurance which may be funded by
appropriations and to establish or maintain reserves for such
purposes; and
Pursuant to Section 990 .6 of the Act, the cost to the City of
such self-insurance is a proper charge against the City and
therefore the City Council of the City is authorized to make
premium payments for such coverage in an amount such Council
determines to be necessary to provide such coverage; and
Pursuant to Section 990 .8 of the Act, the City is empowered
to obtain insurance coverage through a joint powers agreement with
other local public entities created pursuant to Chapter 5 of
Division 7 of Title 1, Sections 6500 et seg. , of the California
Government Code (the "Joint Powers Law" ) , and such pooling of
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self-insured claims and the risk sharing of losses is not
considered insurance subject to regulation under the California
Insurance Code; and
The City and certain other cities organized under the laws of
California having a population in excess of 100 ,000 (which are
referred to below as Participants) propose to form a pooled
liability insurance risk sharing program pursuant to the Act; and
In order to implement such pooled liability insurance risk
sharing program the City and the Participants propose to create a
joint powers authority pursuant to the Joint Powers Law, to be
known as the "Big Independent Cities Excess Pool Joint Powers
Authority" (the "Authority" ) by approving and executing a joint
powers agreement creating the Authority (the "Joint Powers
Agreement" ) ; and
The Joint Powers Agreement will authorize the Authority to
exercise necessary powers to implement the purposes of the
Authority through the Authority's Board of Directors; and
It is anticipated that the Authority will assist he City and
the other participants to obtain self-insurance for liability
risks ( the "Coverage" ) through and on the terms set forth in the
Liability Risk Coverage Agreement and First Amendment thereto
presented at this meeting and on file with the Clerk of the City
Council (the "Coverage Agreement" ) by and among the Authority and
other California cities, which initially may include the Cities of
Huntington Beach, Oxnard, Pomona, San Bernardino and Santa Ana,
California (each of the City and such Cities set forth in this
paragraph being referred to herein individually as a "Participant"
and collectively as the "Participants" ) ; and
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This Council proposes to authorize the execution of the
Coverage Agreement for the purpose of providing coverage for the
City for the benefit of the City's residents and taxpayers and for
the health and safety of the public; and
The Participants propose to cause the Authority to authorize
the issuance, sale and delivery pursuant to a Trust Indenture (the
"Indenture" ) of insurance program revenue bonds (the "Bonds" )
payable from revenues of the Authority, including Basic Premium
(as defined in the Coverage Agreement ) to be paid by the City and
the other Participants under the Coverage Agreement, in order to
i fund reserves initially in an amount determined sufficient to pay
I
Settlements (as defined in the Coverage Agreement ) when due and to
i
provide the Coverage described in the terms set forth in the
Coverage Agreement and in the Memorandum of Liability Coverage
attached thereto (the "Memorandum" ) ; and
The City has further determined, based upon the advice of
independent professional insurance consultants familiar with the
cyclical nature of the reasonable availability of coverage in the
commercial insurance market, that it is uncertain whether such
liability insurance will be available at a reasonable cost on a
consistent basis, thereby exposing the City to self-insuring from
available revenues on a year by year basis with the attendant
risks of fiscal instability and burdens on its citizens in the
event of large liability claims recoveries; and
This Council hereby further determines that the periodic
unwillingness of the commercial insurance market to provide
primary or excess public entity liability insurance to local
governments at reasonable rates or, in certain cases, at any rate,
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mandates that the City seek not only an immediate solution but
also a long-term permanent solution to this problem which will in
future years free them from exposure to the vagaries of commercial
insurance cycles; and
The City, along with a steering committee of the other
Participants, in consultation with independent professional
insurance consultants, have formulated a joint risk-sharing
insurance program to be administered by the Authority to meet the
public entity liability insurance coverage needs of the
Participants which will provide the following advantages, among
others, to the Participants :
A. Eventual funding of a claims payment fund (the "Claims
Payment Fund" ) through an initial deposit from the proceeds of the
sale of the Bonds for the dual purpose of providing immediate
protection from large claims loss and facilitating eventual access
to the commercial reinsurance market .
B. Mutual agreement by the Participants to pay annual
premium amounts on both a prospective and retrospective basis
calculated actuarially to spread and moderate the cost of claims
loss to each participant .
C . The option to obtain relief from the burden of paying
premiums to commercial insurers at levels reflecting the insurers '
high cost of underwriting, administration and brokerage fees since
the Authority's costs will be limited to reasonable administrative
costs,
D. The Option to obtain relief from the commercial
insurer 's rights under excess liability policies to force claim
settlements which are payable primarily in each case from the
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Participant 's self-insurance funds .
E . Access to the commercial reinsurance market in future
years when commercial reinsurance is available at rates deemed
favorable by the Participants, and
F . Actuarially-determined premium payments calculated to
provide amounts in each year necessary to maintain the Claims
Payment Fund at an actuarially sound level and therefore
sufficient to reserve against the incurred losses of the
Participants; and
This Council hereby further determines that the Participation
Premium (as defined in the Coverage Agreement ) to be paid in each
year by each Participant, including the City, as provided for and
upon the conditions set forth in the Coverage Agreement will be
payable only upon the condition of the receipt of the
consideration represented by the insurance protection to be
provided in such year under the Coverage Agreement, but in the
event that such protection is so provided in any year such
Participation Premium will be a binding obligation of the City
payable from legally available monies, and
This Council hereby further determines that the obtaining of
the insurance protection and services provided for under the
Coverage Agreement is essential in the preservation and fostering
of the health, safety and property rights of the citizens of the
City and, from time to time, the lack of availability of
reasonable commercial public entity liability insurance to local
governments generally in the State of California and to the City
in particular constitutes a public emergency; and
It is necessary and in the interest of the citizens of the
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City to establish, through the execution of the Joint Powers
Agreement and the Coverage Agreement and sale of the Bonds, and
maintain through pro rata contributions of each Participant,
including the City, a debt service reserve fund therefore, in
order to establish adequate reserves to permit the Bonds to be
marketed at the lowest possible interest rates; and
This Council hereby determines that it is reasonably expected
that the cost of funding and maintaining such reserve fund will be
more than offset by the anticipated benefits and economies to be
realized by the pooling of risks and losses pursuant to the
Coverage Agreement; and
Article 16, Section 6 of the Constitution of the State,
regarding lending of public credit or funds, provides, in relevant
part, that such Section "shall not prohibit any county, city and
county, city, township, or other political corporation or
subdivision of the State from joining with other such agencies in
providing for the payment of workers ' compensation, unemployment
compensation, tort liability, or public liability losses incurred
by such agencies, by entry into an insurance pooling arrangement
under a joint exercise of powers agreement, or by membership in
such publicly-owned non-profit corporation or other public agency
as may be authorized by the Legislature" , and
Premium shall be paid by the City in consideration of the
Coverage offered by the Coverage Agreement and by the Memorandum
and the sharing of the risk of liability for claims associated
with the pooled self-insurance program during each Coverage Period
(as defined in the Coverage Agreement) , this Council hereby agrees
and determines that such Premium payments represent the fair
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market value of the Coverage; in making such determination,
consideration has been given to the initial costs of establishing
the pooled insurance program, the unavailability of affordable
commercial liability insurance to the City and to other
Participants from time to time, the anticipated costs of
commercial liability insurance in the future, the obligations of
the Participants under the Coverage Agreement ( including the other
Participants ' agreement to share the risk of costs imposed by
liability claims to the City) , the obligation of the Authority to
provide insurance services, the benefits resulting from
capitalization of a pooled insurance program ( including the
prospect of access to the commercial liability reinsurance market )
and the other benefits therefrom which will accrue to the City and
the health and safety of the general public; and
The City receives benefit from the sharing of risk of costs
imposed by liability claims under the terms of the Coverage
Agreement during each Coverage Period; the assessment of Pure
Premium is the means by which such risk-sharing is implemented;
and the procedure established in the Coverage Agreement for the
calculation, adjustment and assessment of Pure Premium is hereby
determined to be fair just and reasonable as a means of such
risk-sharing; and
Section 52511 of the California Government Code provides that
" (a) local agency may bring an action to determine the validity of
its bonds, warrants, contracts, obligations or evidences of
indebtedness pursuant to Chapter 9 (commencing with Section 860 )
of Title 10 of Part 2 of the Code of Civil Procedure" and the city
proposes to bring such an action together with the other
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Participants to validate the Participants ' obligation under the
Coverage Agreement, and proposes to authorize legal counsel to
conduct such proceedings; and
The City has previously adopted a resolution approving the
execution and delivery of a joint powers agreement creating the
Authority, authorizing the execution and delivery of a liability
risk coverage agreement and filing a validation proceeding and
certain other conditions in connection therewith, on the basis
that the Authority's pooled liability insurance program initially
would consist of at least seven participating cities; and
It is now expected that the Authority's pooled liability
insurance program will initially consist of five participating
cities and, accordingly, reapproval by the City of agreements and
actions relating to the program is required; and
It is expected that the Agreement will be effective, and the
Authority' s risk sharing pooled liability insurance program
implemented thereby will commence, as of October 1, 1988; and
It is expected that the Bonds will be subsequently issued on
or about January 1989 but that the proceeds of the Bonds may be
used to provide Coverage to the Participants from October 1, 1988;
and
Execution and delivery of a First Amendment to Liability Risk
Coverage Agreement and a First Amendment to Trust Indenture,
establishing the specific terms of the Bonds and the obligations
of the Participants relating to debt service on the Bonds, will be
required on or prior to the date of issuance of the Bonds; and
All acts, conditions and things required by the Constitution
and laws of the State to exist, to have happened and to have been
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performed precedent to and in connection with the execution of the
Joint Powers Agreement and the Coverage Agreement as authorized
hereby do exist, have happened and have been performed in regular
and due time, form and manner as required by law, and the City is
now duly authorized and empowered, pursuant to each and every
requirement of law, to execute the Joint Powers Agreement and the
Coverage Agreement, in the manner and upon the terms herein
provided.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF HUNTINGTON BEACH AS FOLLOWS:
SECTION 1. Declaration of Council . This Council hereby
specifically finds and declares that the actions authorized hereby
constitute and are with respect to public affairs of the City, and
that the statements, findings and determinations of the City set
forth in the preambles above and of the documents approved herein
are true and correct.
SECTION 2 . Joint Powers Agreement . Pursuant to Section
6502 of the Joint Powers Law, the Joint Powers Agreement creating
the Big Independent Cities Excess Pool Joint Powers Authority by
and among the City and other cities, which may include the cities
of Huntington Beach, Oxnard, Pomona, San Bernardino and Santa Ana,
California, presented to this meeting and on file with the Clerk
of the City Council, and the joint exercise of the powers common
to the contracting parties thereunder, are hereby approved. The
Mayor, City Administrator and Deputy City Administrator are hereby
authorized and directed, for and in the name and on behalf of the
City, to execute and deliver such Joint Powers Agreement . Edward
H. Thompson is hereby appointed the City's representative to the
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Authority and Robert J. Franz is hereby appointed the City' s
alternate representative to the Authority. Such representative
and alternate representative are each hereby authorized to take
all actions necessary and appropriate to implement the purposes of
the Joint Powers Agreement and the Liability Risk Coverage
Agreement (including the First Amendment to Liability Risk
Coverage Agreement) .
SECTION 3 . Liability Risk Coverage Agreement . The form
of Liability Risk Coverage Agreement ( including the First
Amendment to Liability Risk Coverage Agreement) between the City
and other California cities, which may include the cities of
Huntington Beach, Oxnard, Pomona, San Bernardino and Santa Ana,
California as Participants and the Authority, as the provider of
liability insurance thereunder, presented to this meeting and on
file with the Clerk of the City Council is hereby approved. The
Mayor , City Administrator and Deputy City Administrator are hereby
authorized and directed, for and in the name and on behalf of the
City, to execute, acknowledge and deliver to the Authority, said
Liability Risk Coverage Agreement ( including the First Amendment
to Liability Risk Coverage Agreement) in substantially said form,
with such changes therein as such officer, in concert with the
City Attorney, may require to approve, such approval to be
conclusively evidenced by the execution and delivery thereof .
SECTION 4 . Validation Proceedings. The Mayor, City
Administrator, Deputy City Administrator, City Attorney and any
other officer or official of the City authorized by the Mayor are
hereby authorized and directed to participate and cooperate to the
fullest extent practicable with the Authority, the other
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Participants and representatives of Brown and Wood, San Francisco,
california ( "Special Counsel" ) , which firm is proposed to be
retained by the Authority as legal counsel with respect to the
issuance of the Bonds and validation proceedings and which
retention is hereby approved by this Council, in the conduct of
validation proceedings regarding the Liability Risk Coverage
Agreement (including the First Amendment to Liability Risk
Coverage Agreement) and the Bonds and to do any and all things and
to execute and deliver any documents which such officers and
staff, along with the City Attorney, may deem necessary or
advisable in connection therewith.
SECTION 5. Attestation and Seal . The Clerk of the City
Council is hereby authorized and directed to attest the signature
of the authorized signatory, and to affix and attest the signature
of the authorized signatory, and to affix and attest the seal of
the City, as may be required or appropriate in connection with the
execution and delivery of said Coverage Agreement .
SECTION 6 . Further Actions . Officers of the City Council
and the Mayor, City Administrator, Deputy City Administrator, City
Attorney
, and any other officer of official of the City authorized
by the Mayor, are hereby authorized and directed, jointly and
severally, to do any and all things and to execute and deliver any
and all documents which they may deem necessary or advisable in
order to consummate the sale, execution and delivery of the Bonds
by the Authority and otherwise to carry out, give effect to and
comply with the terms and intent of this resolution, the Bonds,
the Joint Powers Agreement , Liability Risk Coverage Agreement
(including the First Amendment to Liability Risk Coverage
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Agreement ) and Indenture.
SECTION 7. Effective Date. This resolution shall take
effect immediately upon its passage.
RESOLUTION NO. 5874 and all other RESOLUTIONS in conflict
herewith are hereby repealed.
PASSED AND ADOPTED by the City Council of the City of
Huntington Beach at a regular meeting thereof, held on
the I9th day of September , 1988 .
Mayor
ATTEST: APPROVED AS ORM:
2
City Clerk R- City Attorney
APPROVINITI ING DEPARTMENT: APPR S ? N NT:
eputy City min strato / City 4dministrator
Director, Co munity Develo
5929
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Res. No. 5929
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss:
CITY OF HUNTINGTON BEACH )
I, CONNIE BROCKWAY, the duly appointed, qualified City
Clerk of the City of Huntington Beach, and ex-officio Clerk of the
City Council of said City, do hereby certify that the whole number of
members of the City Council of the City of Huntington Beach is seven;
that the foregoing resolution was passed and adopted by the affirmative
vote of at least a majority of all the members of said City Council
at a regular meeting thereof held on the 19th day
of September 19 88 by the following vote:
AYES: Councilmembers:
Kelly, Green, Finley, Mays, Winchell
NOES: Councilmembers:
Erskine, Bannister
ABSENT: Councilmembers:
None
City Clerk and ex-officio C k
of the City Council of the City
of Huntington Beach, California
5929