HomeMy WebLinkAboutCity Council - 6362 RESOLUTION NO. _ 6362
RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF HUNTINGTON BEACH CONSENTING TO THE APPROVAL
BY THE REDEVELOPMENT AGENCY OF THE CITY OF
HUNTINGTON BEACH OF A CERTAIN CREDIT AGREEMENT
BY AND BETWEEN THE REDEVELOPMENT AGENCY OF THE
CITY OF HUNTINGTON BEACH AND 14ORGAN GUARANTY TRUST
COMPANY OF MEN YORK
WHEREAS, the Redevelopment Agency of the City of Huntington
Beach (the "Agency") has a need for a short--term loan facility;
and the Agency has had presented to it a certain "Credit
Agreement" from Morgan Guaranty Trust Company of New York and
desires to enter into said Credit Agreement; and with regard to
said Credit Agreement, the Agency has determined, pursuant to
Government Code Section 5903, that the interest payable on said
Credit Agreement will be subject to federal income taxation
under the law as of the effective date of said Credit
Agreement; and the Agency desires to approve said Credit
Agreement pursuant to California Health and Safety Code Section
33601 and Government Code Sections 5900 et _e .
NOW, THEREFORE, the City Council of the City of Huntington
Beach does resolve as follows :
Section 1: The City Council approves the Credit Agreement
in substantially the form on file with the City Clerk, and
authorizes the Agency Chairman or the Executive Director of the
Agency, or his written designee, to execute said Credit
Agreement subject to final review of revisions as articulated
in the record by Agency Special Counsel pursuant to the
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memorandum of April 6 , 1992 attached hereto and incorporated
herein by this reference as Exhibit "A", and approval as to
form by the City Attorney and Agency Special Counsel .
Section 2 : The City Council authorizes and directs the
Executive Director of the Agency to execute such other
documents as may be determined by the City Attorney and/or
Agency Special Counsel to be necessary or appropriate to
implement and effectuate the Credit Agreement.
Section 3: This Resolution shall take effect upon the date
of its adoption and shall constitute approval by the City
Council of the Credit Agreement pursuant to Health and Safety
Code Section 33640.
PASSED, APPROVED, and ADOPTED by the City Council of the
City of Huntington Beach at a regular meeting thereof held on
the 6th day of April. 1992 .
Mayor
ATTEST: APPROVED AS TO FORM:
City Clerk City Attorney
REVIEWED AND APPROVED: APPROVED AS TO FORM:
STRADLING, YOCCA, CARLSON
& RAUTH
City Administrator Agency Special Co sel
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6362
M � � OY� A � DUP+I
TO: The Honorable Mayor and Membexs of the Huntington
Reacts City Cottncil
FROM: Arthur De La Loza, Deputy City Attorney
Thomas P. Clark: Jr . , Agency Special Counsol-
RE: Huntington peach Redevelopment Agency Proposed
S-4—,350 .000 Loan FAq,i..ity. _.__.,.__..�:_...._.. _ -._.. ..
nATE: April 6, 1992
This memorandum provides a list of those provisions of the
proposed Credit Agreement between the Ag(-'nc:y ansl MULya:l
Guaranty 'gust Company of Now 'York that have been identified by
Agency staff and legal counsel as needing clarification and/or
revision. Following the list, the fix-ftn of the closing of the
proposed credit agreement is discussed, along with the
applicability of certain statutes, rogairing public bidding and
an interest rate cap, to the proposed credit agreement .
AGENCY COMMENT LX ST
Section 1.01. Definitions.
"Available Tax Revenues" (p. 2) . The Agency would like
this defiriitio-t qualified wit.h references to the Third
Amendment to the Waterfront Disposition and Development
Agreement (the "Third Amendment to DDA") _
"Breakage Costs" (p. /2) . The definition is too broad. Bob
Franz has already discussed this issue with Mark Northcross of
Relling Northcross and Norbriga, Inc. , and Mr. Nortncross is in
the process of working out appropriate language with the Morgan
attorney.
"Law" (pp. 4-5) . This definition refers to both the
California Health and Safety Code =d California Covernmont
Code, thereby creating some ambiguity in the document' s
subsequent use of "Law" as a defined term.
"Senior Loan" (p. 6) . The Agency would like language
clarifying that the credit agreement loan is juniuor to the
"senior loan. "
"Tax Revenues" (p. 6) . This definition should be revised
to indicate that the revenues dafinRd are those accruing from
Ate,
6362
04-06-192 03: 40PM FROM SY U R NEWPORT BEACH TO 9/3741590 ?UUj
and after the implementation date of the Third Amendment to
DDA. Amounts payable to the Agency under agreements entered
into pursuant to Health and Safety Code Section 33445 should
also be excluded from the definition, as agreements entered
into pursuant to Health and Safety Code Section 33401 already
are. The Agency will seek to have the final parenthetic
exception deleted in its entirety.
Section 2. 06. S amity for Payment$,; F_Vr-ther Agsurancg.
(p. 101 The Agency seeks clarification on what Morgan demands
in requiring the Agency to "perfect" its pledge and the
security interest created by the loan facility (beyond that
already providod Health and Safety Codo Section 33641.5) ,
Section 2.07. ;jjt Yost; Interest. Pe..rJQ, U . (p. 1 ,
Subsection (a) , line 3) Qhange "itwde avai ) able to the Agency„
to "funded. "
Section 2. 09 . o t onall gregy ants . (p . 10) The reference
to "Breakage costs" may be problematic unless the definition of
"Breakage Costs" is more tightly rlarified in a manner
acceptable to the Agency.
Section 2. 10. Mandatorlr � tnent. (Pp. 1I-12) . This
Section raises a question regarding the Agency's exposure to
"Breakage Costs" as such are currently defined and, at this
point, the potential magnitude of these cost is unknown. This
problem may be remedied by tightening the definition of
"Breakage Costs. " The reference ( lines 6-8) to "any bonds,
notes, certificates of participation or other evidence of
indebtedness. . . " should be restricted to Main Pier Project-
Area and Available Tax Revenues.
Section 2. 13. Funding Losses. (p. 13) . This section is
problematic in light of the current overbroad definition of
"Breakage Costs" which could be alleviated by a clarification
and tightening of that definition. The Agency also wants to
know why Morgan wants the Agency to reimburse "an existing or
prospective Participant" (line 10) for any Breakage Costs .
Section 3. 01. Increased Cost. of_.M in ...Commit nt
and Rpauced Return. (p. 13) . The agency believes it is
inappropriate for Morgan to expect the dyenc:y to Lake Lhe risk
on changes in the law which may effect the loan facility,
particularly in light of the short-term nature of the
facility. in connection with this, Morgan will need to
understand that this loan facility is not tax exempt.
Therefore, thQ Agency wants Morgan i-n raise any claim as to the
purported tax exempt nature of the facility going into the
Credit Agreement . The Agency doesn' t want Morgan' s tax
attorneys cominy back to the Agency after the Agreement is
Exhibit "A" - page 2
023SQ/2460/004 - 2 -
6362
executed with claims pertaining to the purported tax exempt
nature of the Agreement.
(P. 14, line 18) . The Agency wants the word "solely"
inserted between "Bank" and "from Available Tax Revenues. "
(p. 14, line 20) ; the Agency would like the option of either
repaying the additional amounts for prepaying without penalty .
Section 4.01. Effectiveness . (p. 16 , subsection (c) ) .
The opinion referred to and attached as Exhibit C to the
Agreement, will be submitted to Morgan as two opinions . The
City Attorney will opine as to Nos . 1, 2 (ii) with the
oxception of the Third Amendment to thy? DnA, and 5. Stradling.
Yocca, Carlson & Rauth will opine as to Nos. 2 (i) , (i.i) as to
the Third Amendment to the DDA, (iii) , 3, 4 , and 6. The Agency
will seek clarification as what Lo Morgan is asking for in
No. 7 and, if such clarification is given, either the City
Attorney or Stradling, Yocca, Carlson & Rauth will opine as
necessary and appropriate.
Section 5. 02. ffsyr?_ At ?�,i, inn.I. ,No Violati0nj No
PataiiU. (p. 18, last sentence) . The Agency finds this
language overly broad and will seek its revision in order to
more narrowly fv(;us it.
Section 5. 07. Ng Sovereign Immunity- Morgan needs to
explain the representation it is asking the Agency to make.
Section 5. 08. Pledged Revenuag. This Section should be
revised so as to account for and acknowledge the fact that the
Agency must have the ability to continuing pledging tax
increment in connoetion with its ongoing activities .
Section 5. 09. No ERISA Q_„gP-$. (P. 79) The Agency will
verify this internally.
Section 5.10. Environmental M . rs. (p. 19) The Agency
wants this section revised so. as to clarify that the Agency is
not, in entering into the Agreement, acknowledging any
obligation an its part to remediate any environment-al hazards
or toxic releases.
Section 6.08. Lirnitat.!4,qn c;�a?. r p ht_ e s. The Agency
wants language included here that the agcncy' s covenant is
limited to Main Pier Project Area only.
Section 6. 10. Payment-pi__ 0 31 Ta_p0..MQ�4�Y Ma rlet Ady&Ug es .
(p. 21, last sentence, fourth line from bottom) . The Agency
seeks to modify the last sentence by substituting : "to use its
best efforts to" for : "that it will" in order to prevent the
Agency from having to sell bands prior to the Expiry Date at a
time when the Agency could face poor market conditions.
Exhibit "A" - page 3
0238Q/2460/000
6362
Section 8 .01. Notices. (p. 24) The Agency would like to
delete or qualify the ability of the parties to provide notice
by telex or facsimile .
Section 8. 04. Expenses,,,,_,.)QjzWmPntary TaxC--R..
indemnification. (p. 26) The agency believes $15, 000 is a
more appropriate cap on Morgan' s legal fees and disbursements
to its counsel with regard Lo the Agreement, instead of the
current $25,000.
C NORRENT CLOSINCz OF CR_EDTT AGREENENT_.AND_THT_tD AMENDMENT
TO WAMR FRe?NT DTSPC?STTTON A D DEVELQMEtU'►' ACRFFNfFJNff.
The Agency is seeking the short-term credit facility as a
�Einancing component in connection with the Third Amendment to
DDA. Consequently, the Agency does not wish to close with
Morgan on the Agreement unless and until the Agency is ready to
fund its obligations pursuant to the Third Amendment to DDA.
For this reason, the Agency must arrange for the concurrent
closing of both the Agreement with Morgan and the Third
Amendment to DDA, in order that there be are equal priority on
both agreements.
APPLICABILI,T)__QE ST)7Z11TORY T 1TERF5T. RATE
CAP AND PUBLIC BIDDTN9_E_JQUrREMENTS
TO THE LOAN FACILITY.
Health and Safety Code Section 33601 permits an agency to
borrow money by the issuance of bonds or otherwise- "Bonds" is
defined as those financial obligations and debt instruments
issued by are, agency pursuant to Articlo 5 of Chapter 6 of the
Community Redevelopment Law. (Health and Safety Code
Section 33602) . The interest rate on such "bonds" may not.
exceed the 12% cap required by Government Code section 53531,
and are required to be sold at public sale held after published
notice. (Health and Safety Code Sections 33645(d) ; 33646) . As
the proposed Agreement, constitutes a short--term credit
facility, it is not a "bond" within the meaning of Health and
Safety Code Section 33602, it is not subject to these
limitations .
Moreover, the Agency' s authority foi eritella9 into Lhe
Agreement with Morgan is provided by Chapter 6 of Division 6 of
Title 1 of the Government Code (Sections 5900 et seq. ) . All
types of indebtedness issued pursuant to Chapter 11 may be sold
at either public or private sale and are exempt from the usary
of provisions of Article XV SAnt-ion 1 of hhe California
Constitution.
Exhibit "A" - page 4
0238Q/2460/000 - 4 -
6362
Res, No. 6362
STATE OF CALIFORNIA
COUNTY OF ORANGE ss:
CITY OF HUNTINGTON BEACH )
I, CONNIE BROCKWAY, the duly elected, qualified City
Clerk of the City of Huntington Beach, and ex-officio Clerk of the
City Council of said City, do hereby certify that the whole number of
members of the City Council of the City of Huntington Beach is seven;
that the foregoing resolution was passed and adopted by the affirmative
vote of at least a majority of all the members of said City Council
at a regular meeting thereof held on the 6t day
of April 19 92 by the following vote:
AYES: Councilmembers:
Moulton-Patterson Winchell Silva, Green, MacAllister, Kelly
NOES: Councilmembers:
wane
ABSENT: Councilmembers:
None
1 y er and ex-officlo Verk
of the City Council of the City
of Huntington Beach, California