HomeMy WebLinkAboutRedevelopment Agency - 226 RESOLUTION NO. 726_
RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE
CITY OF HUNTINGTON BEACH APPROVING A CERTAIN
CREDIT AGREEMENT BY AND BETWEEN THE
REDEVELOPMENT AGENCY OF THE CITY OF HUNTINGTON BEACH
AND MORGAN GUARANTY TRUST COMPANY OF NEW YORK
WHEREAS, the Redevelopment Agency of the City of Huntington
Beach (the "Agency") has a need for a short-term loan facility;
and the Agency has had presented to it a certain "Credit
Agreement" from Morgan Guaranty Trust Company of New York and
desires to enter into said Credit Agreement; and with regard to
said Credit Agreement, the Agency has determined, pursuant to
Government Code Section 5903, that the interest payable on said
Credit Agreement will be subject to federal income taxation
under the law as of the effective date of said Credit
Agreement; and the Agency desires to approve said Credit
Agreement pursuant to California Health and Safety Code Section
33601 and Government Code Sections 5900 et seg.
NOW, THEREFORE, the Redevelopment Agency of the City of
Huntington Beach does resolve as follows :
Section 1: The Agency approves the Credit Agreement in
substantially the form on file with the Executive Director, and
authorizes the Agency Chairman or the Executive Director of the
Agency, or his written designee, to execute said Credit
Agreement subject to final review of revisions as articulated
in the record by Agency Special Counsel pursuant to the
memorandum of April 6, 1992 attached hereto and incorporated
- 1 -
herein by this reference as Exhibit "A" , and approval as to
form by the City Attorney and Agency Special Counsel .
Section 2: The Agency authorizes and directs the Executive
Director of the Agency to execute such other documents as may
be determined by the City Attorney and/or Agency Special
Counsel to be necessary or appropriate to implement and
effectuate the Credit Agreement.
PASSED, APPROVED, and ADOPTED by the City Council of the
City of Huntington Beach at a regular meeting thereof held on
the 6th day of April 1992 .
REDEVELOPMENT AGENCY OF THE
CITY OF HUNTINGTON BEACH
gency Chairman
ATTEST: APPROVED AS TO FORM:
Agency
3-lL-
Aaency Agency Attorney 4- { 3-1 t
REVIEWED AND APPROVED: APPROVED AS TO FORM:
STRADLING, YOCCA, CARLSON
& RAUTH
xecutive D rector Agency Special C nsel
2 -
226
M E M O R A N. D U. M
TO: The Honorable Mayor and Members of the Huntington
Reach City C.otrncil
FROM: Arthur De La Loza, Deputy City Attorney
Thomas P. Clark, Jr . , Agency Special Counscl
RE: Huntington Beach Redevelopment Agency Proposed
3.50. 000 Loan FaQ 13ty. _.__._..._...,._..._.. . _._ ._ ..
nATE: April 6, 1992
This memorandum provides a list of those provisions of the
proposed Credit Agreement between the Agency and MuLyc,u
Guaranty Trust Company of New York that have been identified by
Agency staff and legal counsel as needing clarification and/or
revision. Following the list, the timing of the closing of the
proposed credit agreement is discussed, along with the
applicability of certain statutes, requiring public hi6ding and
an interest rate cap, to the proposed credit agreement .
AGENCY COMMENT LI=2
Section 1. 01. Definitions.
"Available Tax Revenues" (p. 2) . The Agency would like
this definition giinlified with references to the Third
Amendment to the Waterfront Disposition and Development
Agreement (the "Third Amendment to DDA") .
"Breakage Costs" (p./2) . The definition is too broad. Bob
Franz has already discussed this issue with Mark Northcross of
Kelling Northcross and Norbriga, Inc. , and Mr. Northcross is in
the process of working out appropriate language with the Morgan
attorney.
"Law" (pp. 4-5) . This definition refers to both the
California Health and Safety Code .conA California Covornmont
Code, thereby creating some ambiguity in the document' s
subsequent use of "Law" as a defined term.
"Senior Loan" (p. 6) . The Agency would like language
clarifying that the credit agreement loan is juniuor to the
"senior loan. "
"Tax Revenues" (p. b) . This definition should be revised
to indicate that the revenues defined are those accruing frorn
Exhibit "A"
226
04-0E-92 03:40Fhi FROM (S C&R NEWPORT BEACH TC 9]%3 0 rUU
and after the implementation date of the Third Amendment to
DDA. Amounts payable to the Agency under agreements entered
into pursuant to Health and Safety Code Section 33445 should
also be excluded from the definition, as agreements entered
into pursuant to Health and Safety Code Section 33401 already
are. The Agency will seek to have the final parenthetic
exception deleted in its entirety.
Section 2 .06. 5gC�rity for Payments..; I'p ther Assurance.
(p. 10) The Agency seeks clarification on what Morgan demands
in requiring the Agency to "perfect" its pledge and the
security interest created by the loan facility (beyond that
already provided Health and Safety Coda Section 33641 . 5) .
Section 2 . 07. Interest ; Interest PPri_Qft,! . (p. 1,
Subsection (a) , line 3) C;harlge~ "nidde avai )able to the Agency"
to "funded. "
Section 2. 09 . O ion,a_1 Prep.Ayments . (p . 10) The reference
to "Breakage Costs" may be problematic unless the definition of
"Breakage Costs" is more tightly clarified in a manner
acceptable to the Agency.
Section 2, 10. Mandatory Prtr moment . (pp. 11-12) . This
Section raises a question regarding the Agency's exposure to
"Breakage Costs" as such are currently defined and, at this
point, the potential magnitude of these cost is unknown. This
problem may be remedied by tightening the definition of
"Breakage Costs. " The reference ( lines 6-8) to "any bonds,
notes, certificates of participation or other evidence of
indebtedness . . . " should, be restricted to Main Pier Project.
Area and Available Tax Revenues.
Section 2 . 13 . Funding Losses . (p. 13) . This section is
problematic in light of the current overbroad definition of
"Breakage Costs" which could be alleviated by a clarification
and tightening of that definition. The Agency also wants to
know why Morgan wants the Agency to reimburse "an existing or
prospective Participant" (line 10) for any Breakage Costs .
Section 3 . 01. Increased Cost._ Maintainingof_ _ the.._Commitm pt.and RpQ uced Return. (p. 13) . The agency believes it is
inappropriate for Morgan to expect the ayeric:y to fake the risk
on changes in the law which may effect the loan facility,
particularly in light of the short-term nature of the
facility. in connection with this, Morgan will need to
understand that this loan facility is not. tax exempt.
Therefore, the Agency wants Morgan to raise any claim as to the
purported tax exempt nature of the facility going into the
Credit Agreement. The Agency doesn' t want Morgan' s tax
attorr►ey5 c oati ny Lack to the Agency after the Agreement is
Exhibit "A" - page 2
0238Q/2460/000 - 2 -
226
executed with claims pertaining to the purported tax exempt
nature of the Agreement.
(P. 14 , line 18) . The Agency wants the word "solely"
inserted betwosn "Bank" and "from Availably Tax Revenues . "
(p. 14, line 20) : the Agency would like the option of either
repaying the additional amounts for prepaying without penalty .
Section 4 .01. Effectiveness . (p. 16 , subsection (c) ) .
The opinion referred to and attached as Exhibit C to the
Agreement, will be submitted to Morgan as two opinions . The
City Attorney will opine as to Nos . 1, 2 (ii) with the
oxception of the Third Amendment to thn DDA, and 5 . Stradling,
Yocca, Carlson & Rauth will opine as to Nos . 2 (i) , (i.i) as to
the Third Amendment to the DDA, (iii) , 3, 4, and 6. The Agency
will Seek clarification as what Lo Morgan is asking for in
No. 7 and, if such clarification is given, either the City
Attorney or Stradling, Yocca, Carlson & Rauth will opine as
necessary and appropriate.
Section 5. 02. n>>P Avtt} or. ztion�. .No Violati Onj No
DQIA-u- . (p. 18, last sentence) . The Agency finds this
language overly broad and will seek its revision in order to
more narrowly fuuus it.
Section 5. 07. No Sovereign Immunity. Morgan needs to
explain the representation it is asking the Agency to make.
Section 5. 08. Pledged RevenLlea. This Section should be
revised so as to account for and acknowledge the fact that the
Agency must have the ability to continuing pledging tax
increment in connection with its ongoing activities .
Section 5 . 09 . No ERISA Pla.,n-$ . (P. 19) The Agency will
verify this internally.
Section 5. 10. Environmental Mp.tters . (p. 19) The Agency
wants this section revised so as to clarify that the Agency is
not, in entering into the Agreement, acknowledging any
obligation on its part to remediate any envirnnmental hazards
or toxic releases.
Section 6 .08. Limitat.iUr�_cj i nclFhtedness . The Agency
wants language included here that the agency' s covenant is
limited to Main Pier Project Area only.
Section 6. 10. Payment_of_,L%ans O_na.Mpn�y Mar.kP Advances .
(p. 21, last sentence, foiirt.h line from bottom) . The Agency
seeks to modify the last sentence by substituting : "to use its
best efforts to" for : "that it will" in order to prevent the
Agency from haviny to sell bonds prior to the Expiry Date at a
time when the Agency could face poor market conditions .
Exhibit "A" - page 3
0238Q/2460/000
226
Section 8 . 01. Notjgp$ . (p. 24) The Agency would like to
delete or qualify the ability of the parties to provide notice
by telex or facsimile .
Section 8. 04 . Exp_enseS ,...n�r.ignp.nt-ary Taxes .
indemnification. (p. 26) The agency believes $15, 000 is a
more appropriate cap on Morgan' s legal fees and disbursements
to its uoucibel with regard Lo the Agreement, instead of the
current $25,000.
OONCURRENT CLOSING_ OF CREDIT AGREEMF..NT_ANT) THIRD AMENDMENT
TO WATER FRONT DTSPOSTTTON AND DEVEL0PMUJT-A,.GRJ4MFN
The Agency is seeking the short-term credit facility as a
financing component in connection with the Third Amendment to
DDA. Consequently, the Agency does not wish to close with
Morgan on the Agreement unless and until the Agency is ready to
fund its obligations pursuant to the Third Amendment to DDA.
For this reason, the Agency must arrange for the concurrent
closing of both the Agreement with Morgan and the Third
Amendment to DDA, in order that there be an equal priority on
both agreements.
APPLICABILITY_O.�'._,STOyL T1 ORY INTEREST_. RATE
OAP AND PUBLIC BIDi7TNC� R)✓QU_l'REMENTS
TO THE LOAN FACILITY.
HPalt:h and Safety Code Section 33601 permits an agency to
borrow money by the issuance of bonds or otherwise.. "Bonds" is
defined as those financial obligations and debt instruments
issued by an agency pursuant to Article 5 of Chapter 6 of. the
Community Redevelopment Law. (Health and Safety Code
Section 33602) . The interest rate on such "bonds" may not.
exceed the 12% cap required by Government Code Section 53531,
and are required to be sold at public sale: held after published
notice. (Health and Safety Code Sections 33645(d) ; 33646) . As
the proposed Agreement, constitutes a short- term credit
facility, it is not a "bond" within the meaning of Health and
Safety Code Section 33602, it is not subject to these
limitations .
Moreover, the Agency' s authority fuL enteiing info Lhe
Agreement with Morgan is provided by Chapter 6 'of Division 6 of
Title 1 of the Government Code (Sections 5900 et qe, All
types of indebtedness issued pursuant to Chapter 11 may be sold
at either public or private sale and are exempt from the usary
of provisions of Article. X'V SAnticn 1 of the California
Constitution.
Exhibit "A" - page4
0238Q/2460/000 - 4 -
226
Res. No. 226
STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF HUNTINGTON BEACH)
I, CONNIE BROCKWAY, Clerk of the Redevelopment Agency of the
City of Huntington Beach, California, DO HEREBY CERTIFY that the foregoing
resolution was duly adopted by the Redevelopment Agency of the City of
Huntington Beach at a meeting of said Redevelopment Agency held on the
6th day of April , 19_q2_, and that it was so adopted
by the following vote:
AYES: Members:
Robitaille, Moulton-Patterson, Winchell, Silva, Green, MacAllister, Kelly
NOES: Members:
None
ABSENT: Members:
None
Clerk of the RedevelopmenrAgency of
the City of Huntington Beach, Ca.