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RESOLUTION NO. 2000-35
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH
ESTABLISHING CITY OF HUNTINGTON BEACH COMMUNITY
FACILITIES DISTRICT NO. 2000-1 (GRAND COAST
RESORT)AND ESTABLISHING THE
BOUNDARIES THEREOF
WHEREAS,the City Council(the"City Council")of the City of Huntington Beach("City")
has heretofore adopted on January 18,2000,Resolution No.2000-5,stating that a proposed community
facilities district to be known as "City of Huntington Beach Community Facilities District No. 2000-1
(Grand Coast Resort),County of Orange,State of California" (the"Community Facilities District"),is pro-
posed to be established under the terms of Chapter 3.56 (commencing with Section 3.56.010) of the
Municipal Code of the City of Huntington Beach (the "Code") and Chapter 2.5 (commencing with
§ 53311) of Part 1 of Division 2 of Title 5 of the California Government Code, commonly known as the
"Mello-Roos Community Facilities Act of 1982" (the "Act"), and fixing the time and place for a public
hearing on the establishment of the Community Facilities District;and
WHEREAS,notice was published and mailed to the owners of properly in the Community
Facilities District as required by law relative to the intention of the City Council to establish the Community
Facilities District, the levy of the special taxes therein, the financing and refinancing of public facilities
therein,and the incurring of a bonded indebtedness by the Community Facilities District,and of the time
and place of said public hearing; and
WHEREAS, the date for the public hearing on the establishment of the Community
Facilities District was continued to April 17,2000,pursuant the City Council's finding that the complexity
of the proposed Community Facilities District required additional time, which continuance is within six
months of the originally proposed hearing date; and
WHEREAS, on April 17, 2000, at the time and place specified in said published and
mailed notices,the City Council opened and held a public hearing as required by law relative to the forma
tion of the Community Facilities District,the levy of the special taxes therein and the financing of facilities
by the Community Facilities District;and
WHEREAS, prior to said hearing there was filed with the City Council a report (the
"Report") containing a description of the services being financed within and for the Community Facilities
District, and an estimate of the cost of such financing, as required by Section 53321.5 of the California
Government Code; and
WHEREAS,at the public hearing all persons desiring to be heard on all matters pertaining
to the establishment of the Community Facilities District,the levy of the special taxes and the financing of
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the public facilities therein were heard,and a frill and fair hearing was held;and
WHEREAS,the City Council may therefore proceed to establish the Community Facilities
District;
NOW,THEREFORE,IT IS HEREBY RESOLVED by the City Council ofthe City ofHuntington
Beach,the following:
Section 1. EbdLngs. The City Council finds as follows: (i)all ofthe preceding recitals are
correct, (ii) on April 17,2000,pursuant to notice thereof duly given as provided by law,the City Council
conducted a public hearing with respect to the establishment of the Community Facilities District and the
annual levying of specified special taxes on the taxable property within the Community Facilities District to
pay for public facilities for the Community Facilities District which are described in Section 3 hereof,(iii)
the boundary map of the Community Facilities District bas beenrecorded pursuant to Sections 3111 and
3113 of the Streets and Highways Code as Instrument No.20000038289 in Book 78 of Book of Maps
of Assessment and Community Facilities Districts at page 49 of the Official Records of the County of
Orange, (iv) all prior proceedings with respect to the establishment of the Community Facilities District
prior to and during the hearing with respect to the establishment of the Community Facilities District
conducted by the City Council on April 17, 2000,were valid and in conformity with the requirements of
Chapter 2.5 (commencing with § 53311)of Part 1 of Division 2 of Tide 5 of the California Goverment
Code,(v)no written protests were received at or prior to the time of said hearing against the establishment
ofthe Community Facilities District or the levying of said special taxes by the Community Facilities District,
and said special taxes have,therefore,not been limited by majority protest pursuant to Section 53324 of
the California Goverment Code, (vi) the City Council is,therefore, authorized to adopt a resolution of
formation pursuant to Section 53325.1 of the California Government Code for the establishment of City
of Huntington Beach Community Facilities District No.2000-1 (Grand Coast Resort),County of Orange,
State of California,and the Community Facilities District should be established.
Section2. EstablishmentofDistrictCityofHuntingtonBeachCommunityFacilitiesDistrict
No. 2000-1 (Grand Coast Resort), County of Orange, State of California, is hereby established. The
boundaries of the Community Facilities District are set forth in Exhibit "A" attached hereto and are also
shown on the map entitled"Proposed Boundaries of City of Huntington Beach Community Facilities District
No. 2000-1 (('nand Coast Resort),County of Orange,State of California" which is on file with the Clerk
and said boundaries are hereby established.
Section 3. Determinations. The City Council hereby finds that, pursuant to Sections
3.56.070(i)and 3.56,040 of the City's Special Tax Financing Improvement Code, in order to carry out
the purposes of such Code,and in order for the City and City of Huntington Beach Redevelopment Agency
("Agency') to carry out their respective purposes, it is necessary and convenient to determine that the
Agency is a public agency landowner subject to a special tax.
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Section 4. Procedures in Connection with Special Tax. The City hereby finds that
pursuant to Section 3.56.070(i)of the City Special Tax Financing Improvement Code,the Agency,as fee
title owner of land within the District,is considered a public agency landowner and,as such,is entitled to
cast votes based on such possessory interest in land located within the District for the special election
proceedings scheduled to take place in connection with the formation of the District,and is subject to the
levy and collection of special taxes and potential foreclosure proceedings in connection therewith.
Section 5. Tvues of Facilities: Incidental Expenses.
The types of public facilities proposed to be provided within and financed by the proposed
Community Facilities District are:
(a) Street improvements including costs of condemnation, removal, demolition, grading,
paving, curbs and gutters, sidewalks, street lights and parkway and landscaping related
thereto.
(b) Storm drains, drainage storage ponds and drainage channels including landscaping, if
applicable.
(c) Sewers, sewer treatment facilities and sewer capacity acquisition.
(d) Wetlands redemption,remediation and relocation.
(e) Public park and recreation facilities, including beach access facilities and pedestrian
bridge.
(f} Water distribution facilities,including fire hydrants and reclaimed water and water storage
faclhtles.
(g) Street signalization and signage,including traffic fees.
(h) Fire facilities including structures and capital equipment.
(i) Beach maintenance facilities.
(} Acquisition of land, rights-of-way and easements necessary for any of the facilities
specified in paragraphs (a)through(i)above.
(k) The incidental expenses which will be incurred are:(i) the cost of engineering,planning and
designing such facilities and the cost of environmental evaluations thereof, (ii) all costs
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associated with the creation of the proposed community facilities district, issuance of the
bonds thereof,the determination of the amount of and collection oftaxes,the payment of
taxes,and costs otherwise incurred in order to carry out the authorized purposes of the
community facilities district, and (iii) any other expenses incidental to the construction,
acquisition,completion,and inspection of such facilities.
Section 6. dial Taxes. Except where funds are otherwise available, special taxes
sufficient to pay for all such facilities and to pay the principal of and interest on the bonds of the Community
Facilities District and any territory to be annexed in the future, and the annual administrative expenses of
City and the Community Facilities District in determining,apportioning,levying and collecting such special
taxes,and in paying the principal of and interest on such bonds,and the casts of registering,exchanging and
transferring such bonds, secured by the recordation of a continuing lien against all taxable or nonexempt
property in the Community Facilities District, and maintaining a reserve find for such bonds, and paying
any amounts that must be paid to the United States in order to preserve the tax-exempt status of such
bonds shall be annually levied within the Community Facilities District and any territory to be annexed in
the future. The rate and method of apportionment of said special taxes shall be as set forth in Exhibit"B"
attached hereto and by this reference made a part hereof.
The City Council finds that the methodology for determining and apportioning annual
amounts of special taxes,and maximum annual amounts of special taxes set forth in Exhibit'B"hereto are
based upon the cost of making the public facilities available to each lot and parcel in the Community
Facilities District. The special taxes will be apportioned to each lot or parcel on the foregoing basis
pursuant to Section 53325.3 of the California Government Code and,therefore,such special taxes are not
on or based upon the ownership of real property.
Pursuant to Section 53340 of the California Government Code,the special taxes shall be
collected in the same manner as ordinary ad valorem property taxes are collected and shall be subject to
the same penalties and the same procedure,sale,and lien priority in case of delinquency as is provided for
ad valorem taxes. However,under no circumstances shall the special tax levied against any parcel subject
to the levy of the special tax pursuant to the rate and method of apportionment be increased as a
consequence of delinquency or default by the owner of any other parcel or parcels within the proposed
Community Facilities District by more than ten(10)percent.
Upon recordation of a notice of special tax lien pursuant to Section 3114.5 of the Streets
and Highways Code,a continuing lien to secure each levy of the special tax shall attach to all non-exempt
real property in the Community Facilities District and this lien shall continue m full force and effect until the
special tax obligation is prepaid and permanently satisfied and the lien canceled in accordance with law or
until collection of the special tax ceases.
Section 7. Annexation o f Territorv. Other property within the boundaries of City may be
annexed into the Community Facilities District upon the condition that parcels within that territory may be
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annexed only with the unanimous approval of the owner or owners of each parcel or parcels at the time
that parcel or those parcels are annexed.
Section S. Exempt Frolaerty. Pursuant to Section 53340 of the California Government
Code,properties of entities ofthe state,federal and local governments not subject to a leasehold interest
or used for public rights of way or other public uses, shall be exempt from the levy of special taxes of the
Community Facilities District.
Section 9. Report. The Report is hereby approved and is made a part of the record of
the public hearing regarding the formation of the Community Facilities District,and is ordered to be kept
on file with the Clerk of the City as part of the transcript of these proceedings.
Section 10. Repayment of Funds Advanced or Work-in-Kind. Pursuant to Section
533149 of the California Government Code,the City Council may accept advances of funds or work-in-
kind from private persons or private entities and may provide,by resolution,for the use of those funds or
that work-in-kind, for any authorized purpose,including,but not limited to, paying any costs incurred by
City in creating the Community Facilities District and may enter into an agreement by resolution,with the
person or entity advancing funds or work-in-kind to repay funds advanced,or to reimburse the person or
entity for the value or cost,whichever is less,of the work-in-kind, as determined by the City Council.
Section 11. Tender of Bonds. This City Council hereby reserves the right, on behalf of
the Community Facilities District to accept tenders of bonds in full or partial payment of special taxes to
be levied within the Community Facilities District pursuant to Section 3.56.320 of the Code.
Section 12. Description of Voting Procedures. The voting procedures to be followed in
conducting the consolidated special elections on (i) the proposition of the Community Facilities District
incurring a bonded indebtedness in an amount not to exceed$16,000,000,(ii)the proposition with respect
to the levy of special taxes on the land within the Community Facilities District to pay the principal of and
interest on the bonds thereof,and(iii)the proposition with respect to the establishment of an appropriations
limit for the Community Facilities District in the amount of$1,750,000,if the Community Facilities District
is established and such consolidated special elections (the"consolidated special elections")are held,shall
be as follows:
(a) If at least 12 persons have been registered to vote within the territory of the
Community Facilities District for each of the 90 days preceding the close of the public or protest hearing
(the "protest hearing"),the vote in the consolidated special elections shall be by the registered voters of the
Community Facilities District with each voter having one vote. In that event, the consolidated special
elections shall be conducted by the Clerk, and shall be held on a date selected by the City Council in
conformance with the provisions of Section 53326 of the California Government Code and pursuant to the
provisions of the California Elections Code governing elections of cities,insofar as they may be applicable,
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and pursuant to said Section 53326 the ballots for the consolidated special elections shall be distributed
to the qualified electors of the Community Facilities District by mail with return postage prepaid or by
personal service, and the consolidated special elections shall be conducted as a mail ballot election,
(b) If 12 persons have not been registered to vote within the territory of the community
facilities district for each of the 90 days preceding the close of the protest hearing,and pursuant to Section
53326 of the California Government Code,the vote is therefore to be by the landowners (as defined in
Section 3.56.070 of the Municipal Code of the City of Huntington Beach) of the Community Facilities
District,with each landowner of record at the close of the protest hearing having one vote for each acre
or portion of an acre of land that he or she owns within the Community Facilities District,the consolidated
special elections shall be conducted by the City Clerk pursuant to the Municipal Code of the City of
Huntington Beach and Section 53326 of the California Government Code as follows-
(1) The consolidated special elections shall be held on the earliest date, following the
adoption by the City Council of the resolution of formation establishing the Community Facilities
District pursuant to Section 53325.1 of the California Government Code,and a resolution pursuant
to Section 53326 of said Code submitting the propositions with respect to (i) whether a bonded
indebtedness shall be incurred for constructing and financing through the sale ofbonds public facilities
necessary for the formation of the Community Facilities District; (h)the levy of special taxes to pay
the principal of and interest on the bonds of the Community Facilities District and(iii)the establishing
of an appropriations limit therefor to the qualified electors of the Community Facilities District,upon
which such elections can be held pursuant to said Section 53326 which may be selected by the City
Council,or such earlier date as the owners of land within the Connnunity Facilities District and the
Clerk agree and concur is acceptable.
(2) Pursuant to said Section 53326,the consolidated special elections may be held earlier
than 90 days following the close of the protest hearing if the qualified electors of the Community
Facilities District waive the time limits for conducting the elections set forth in said Section 53326 by
unanimous written consent and the Clerk concurs in such earlier election date as shall be consented
to by the qualified electors.
(3) Pursuant to said Section 53326,ballots for the consolidated special elections shall be
distributed to the qualified electors by the Clerk by mail with return postage prepaid,or by personal
service.
(4) Pursuant to applicable sections ofthe CalifomiaElections Code governing the conduct
ofmail ballot elections of cities,and specifically Division 4(commencing with§4000 of the California
Elections Code with respect to elections conducted by mail),the Clerk shall mail(or deliver)to each
qualified elector an official ballot in a form specified by the City Council in the resolutions calling and
consolidating the consolidated special elections, and shall also mail to all such qualified electors a
ballot pamphlet and instructions to voter, including a sample ballot identical in form to the official
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ballot but identified as a sample ballots an impartial analysis by Counsel to City pursuant to Section
9280, as amended, of said Code with respect to the ballot propositions contained in the official
ballot, arguments and rebuttals, if any, pursuant to Sections 9281, as amended, to 9287, as
amended, inclusive, and 9295, as amended, of said Code, a return identification envelope with
prepaid postage thereon addressed to the Clerk for the return of voted official ballots,and a copy
ofthe form of Resolution ofFormation establishing the Community Facilities District,adopted by the
City Council pursuant to Section 53325.1 of the California Government Code, and the exhibits
thereto;provided, however,that such analysis and arguments may be waived with the unanimous
consent of all the landowners, and in such event a finding regarding such waivers shall be made in
the resolution adopted by the City Council calling the consolidated special elections.
(5) The official ballot to be mailed (or delivered) by the Clerk to each landowner shall
have printed or typed thereon the name of the landowner and the number of votes to be voted by
the landowner and shall have appended to it a certification to be signed by the person voting the
official ballot which shall certify that the person signing the certification is the person who voted the
official ballot,and if the landowner is other than a natural person, that he or she is an officer of or
other person affiliated with the landowner entitled to vote such official ballot,that he or she has been
authorized to vote such official ballot on behalf of the landowner,that in voting such official ballot it
was his or her intent,as well as the intent of the landowner,to vote all votes to which the landowner
is entitled based on its land ownership on the propositions set forth in the official ballot as marked
thereon in the voting square opposite each suchproposition,and firther certifying as to the acreage
of the landowner's land ownership within the Community Facilities District.
(6) The retum identification envelope delivered by the Clerk to each landowner shall have
printed or typed thereon the following: (i)the name of the landowner, (ii)the address of the land-
owner,(iii)a declaration under penalty of perjury skating that the voter is the landowner or the autho-
rized representative of the landowner entitled to vote the enclosed ballot and is the person whose
name appears on the identification envelope, (iv)the printed name and signature of the voter,(v)the
address of the voter, (vi)the date of signing and place of execution of said declaration,and(vii)a
notice that the envelope contains an official ballot and is to be opened only by the Clerk.
(7) The instruction to voter form to be mailed by the Clerk to the landowners shall inform
them that the official ballots shall be returned to the Clerk properly voted as provided thereon and
with the certification appended thereto properly completed and signed in the sealed return
identification envelope with the certification thereon completed and signed and all other information
to be inserted thereon properly inserted not later than 7:00 p.m. on the date of the election, or
immediately after the Resolution Calling the Special Election is adopted
(8) Upon receipt of the return identification envelopes which are returned prior to the
voting deadline on the date of the elections,the Clerk shall canvass the votes cast in the consolidated
special elections, and shall file a statement with the City Council as to the results of such canvass and
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the election on each proposition set forth in the official ballot.
The procedures set forth in this section for conducting the consolidated special elections,ifthey
are held,may be modified as the City Council may determine to be necessary or desirable by a resolution
subsequently adopted by the City Council.
PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting
thereof held on the 17th day of April,2000.
Mayor
ATTEST: APPROVED AS TO FORM:
.4 4 W,� �blo
City Clerk City Attorney
REVIEWED AND APPROVED: INITIATED AND APPROVED
City Add&istraor Director of Economic Development
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EXHIBIT A
LEGAL DESCRIPTION
CITY OF HUNTINGTON BEACH COMMUNITY FACILITIES DISTRICT NO1000-1
(GRAND COAST RESORT),COUNTY OF ORANGE,
STATE OF CALIFORNIA
City of Huntington Beach Community Facilities District No. 2000-1 (Grand Coast Resort),County of
Orange, State of California, includes the land situated in the State of California, County of Orange, City
of Huntington Beach,described as follows:
Lot 1 of Tract No. 15535, Recorded September 14, 1999 in Map Book 790,Pages 44-50, Records
of Orange County, California.
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EXHIBIT B
CITY OF HUNTINGTON BEACH
COMMUNITY FACILITIES DISTRICT NO. 2000-1
(GRAND COAST RESORT)
RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX
A Special Tax applicable to each Assessor's Parcel of Taxable Property in the City of Huntington Beach
Community Facilities District No.2000-1 (Grand Coast Resort)(herein CFD No.2000-1)shall be levied
and collected according to the tax liability determined by the Administrator through the application of the
procedures described below. The leasehold interests in the real property in CFD No. 2000-1, unless
exempted by law or by the provisions hereof, shall be taxed for the purposes, to the extent, and in the
manner herein provided.
A. DEFINITIONS
The capitalized terms hereinaftcr set forth have the following meanings when used in this Rate and Method
of Apportionment:
Acre or Acreage means the land area of an Assessor's Parcel as shown on an Assessor's Parcel Map,
or if the land area is not shown on an Assessor's Parcel Map,the land area shown on the applicable final
map, parcel map, or the other parcel map recorded with the County Recorder. If the Acreage of a
particular Parcel is unclear after reference to available maps, the Administrator shall determine the
appropriate Acreage for a Parcel.
Act means Chapter 3.56 (commencing with Section 3.56.010) of the Municipal Code of the City of
Huntington Beach and, as applicable, the Mello-Roos Community Facilities Act of 1982, as amended,
being Chapter 2.5 (commencing with Section 53311), Part 1, Division 2, of Title 5 of the Government
Code of the State of California.
Administrative Expenses means any or all of the following actual or reasonably estimated costs directly
related to the administration of CFD No. 2000-1: the fees and expenses of any Fiscal Agent or trustee
(including any fees and expenses of its counsel) employed in connection with any Bonds; any costs
associated with the marketing or remarketing of the Bonds;the expenses of the Administrator and the City
in carrying out their duties under any Indenture or resolution with respect to the Bonds,including,but not
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limited to,the levy and collection of the Special Tax,the fees and expenses of legal counsel,charges levied
by the County or any division or office thereof in connection with the levy and collection of Special Taxes,
audits, continuing disclosure or other amounts needed to pay arbitrage rebate to the federal government
with respect to Bonds; costs associated with complying with continuing disclosure requirements; costs
associated with responding to public inquiries regarding Special Tax levies and appeals;attorneys'fees and
other costs associated with commencement or pursuit of foreclosure for delinquent Special Taxes;and all
other costs and expenses of City,the Administrator,the County,and any Fiscal Agent, escrow agent or
trustee related to the administration of CFD No. 2000-1.
Administrator means the Director of Economic Development or such other person or entity designated
by the City Administrative Officer or the City Council to administer the Special Tax according to this Rate
and Method of Apportionment of Special Tax.
Assessor's Parcel or Parcel means a lot,parcel or airspace parcel shown on an Assessor's Parcel Map
with an assigned Assessor's Parcel number.
Assessor's Parcel Map means an official map of the Assessor of the County designating Parcels by
Assessor's Parcel number.
Bonds mean any bonds or other debt(as defined in Section 53317(d)of the Act),whether in one or more
series, issued by the City for CFD No. 2000-1 under the Act.
City means the City of Huntington Beach.
City Council means the City Council of the City of Huntington Beach, acting as the legislative body of
CFD No. 2000-1.
County means the County of Orange.
Development Agreement means the Amended and Restated Disposition and Development Agreement
betweenthe City and the developer,Mayer Financial,Ltd.and its subsidiaries,successors and assigns,and
any subsequent amendments thereto.
Exempt Land means (1) any real property within the boundaries of CFD No. 2000-1 which generally
serves the development subject to the Development Agreement and/or Ground Lease and is owned by a
governmental agency for public right-of-way purposes including,but not limited to,streets,public walkway
corridors,and slopes as determined in each Fiscal Year by the Administrator or(2)any Assessor's Parcel
for which the Special Tax with respect to the leasehold interest has been paid in full.
Fiscal Agent means the fiscal agent who is a party to the Indenture, if so approved.
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Fiscal Year means the period commencing on July 1 and ending on the following June 30,in any year in
which the Bonds are outstanding.
Ground Lease means the ground lease with respect to the land within CFD No. 2000-1 boundary
covering a term exceeding the maturity date for the Bonds between the City and the tenant, Mayer
Financial,Ltd. and its subsidiaries, successors and assigns, and any subsequent amendments thereto.
Indenture means the indenture,fiscal agent agreement,resolution or other kstnunent approved pursuant
to the Resolution of Issuance and pursuant to which Bonds are issued, as modified, amended and/or
supplemented from time to time,and any instrument replacing or supplementing the same.
Maximum Special Tax means,with respect to the leasehold interest in any Parcel of Taxable Property,
the maximum Special Tax,determined in accordance with Section C,that can be levied in any Fiscal Year
on the leasehold interest in such Parcel.
Outstanding Bonds means all Bonds which are then outstanding under the Indenture.
Reserve Fund means the fund of that name created under the Indenture.
Resolution of Issuance means the resolution adopted by the City Council of the City, acting as the
legislative body of CFD No. 2000-1, authorizing the issuance of the Bonds in accordance with the Act.
Special Tax means the special tax to be levied pursuant to the Act and this Rate and Method of
Apportionment of Special Tax in each Fiscal Year on the leasehold interests in Taxable Property within
CFD No. 2000-1.
Special Tax Requirement means the amount required in any Fiscal Year for CFD No. 2000-1
necessary: (i)to pay the annual scheduled debt service on the Outstanding Bonds due in the calendar year
which commences in such Fiscal Year, (ii) to pay any amounts required to establish or replenish the
Reserve Fund for all Outstanding Bonds,(iii)to pay Administrative Expenses,and(iv)to pay costs of any
credit enhancement(including fees and expenses related to any letter of credit)for the Bonds,and less a
credit for available funds determined pursuant to the Indenture.
Taxable Property means all of the Assessor's Parcels within the boundaries of CFD No.2000-1,which
are not Exempt Land or exempt from the Special Tax pursuant to law.
Trustee means the trustee who is a party to the Indenture,if so approved.
B. IDENTIFYING TAXABLE PROPERTY
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Not less than fifteen business days prior to the beginning of each Fiscal Year, the Administrator shall
determine which Parcels in CFD No.2000-1 are Taxable Property.The leasehold interest in the Taxable
Property shall be subject to Special Taxes in accordance with the rate and method of apportionment
described in Sections C and D below.
C. NLkXIMUM SPECIAL TAX
The Maximum Special Tax for the leasehold interests in Taxable Property in CFD No.2000-1 shall be the
greater of(1) $130,000 per Acre or(2)the amount determined pursuant to the following steps:
Step 1: Determine the maximum annual debt service on all Outstanding Bonds;
Step 2: Multiply the total debt service determined in Step 1 by 1.1 and add the
Administrative Expenses;
Step 3: Determine the Acreage of Taxable Property within the CFD No. 2000-1;
Step 4: Divide the amount from Step 2 by the Acreage from Step 3 to determine the
Maximum Special Tax per Acre of Taxable Property.
D. METHOD OF APPORTIONMENT OF THE SPECIAL TAX
Commencing with Fiscal Year 2000-2001,and for each Fiscal Year thereafter,the City Council shall levy
the Special Tax proportionately on each Assessor's Parcel of Taxable Property at up to 100% of the
Maximum Special Tax, as determined by reference to Section C,above,as needed to satisfy the Special
Tax Requirement,
E. LIMITATIONS
No Special Taxes shall be levied on the leasehold interest in any Parcel after such Parcel becomes Exempt
Land.
The Special Tax may be levied and collected on the leasehold interests in Taxable Property commencing
with Fiscal Year 2000-2001,and for each Fiscal Year thereafter,and until the date on which principal and
interest on all Outstanding Bonds have been paid in full (or provision for their payment has been made).
Upon determination by the Administrator that this requirement has been met,the Special Tax lien shall be
removed from the leasehold interests in all Parcels in CFD No. 2000-1.
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F. MANNER OF COLLECTION
The Special Tax shall be collected in the same manner and at the same time as ordinary ad valorem
property taxes, provided, however, that CFD No. 2000-1 may directly bill the special tax, may collect
special taxes at a different time or in a manner if necessary to meet its financial obligations, and may
covenant to foreclose and may actually foreclose on the leasehold interest in delinquent Assessor's Parcels
as permitted by the Act.
G. APPEALS
The City Council shall establish as part of the proceedings and administration of CFD No. 2000-1, a
special three-member Review/Appeal Committee.The Review/Appeal Committee shall interpret this Rate
and Method of Apportionment and make determinations relative to the annual administration of the Special
Tax and any appeals, as herein specified. The owner of the leasehold interest in any Taxable Property
within CFD No.2000-1 claiming that the amount or application of the Special Tax is not correct may file
a written notice of appeal with the Review/Appeal Committee not later than one calendar year after having
paid the Special Tax that is disputed. The Review/Appeal Committee shall promptly review the appeal,
and if necessary,meet with the owner of the leasehold interest,consider written and oral evidence regarding
the amount of the Special Tax, and resolve the appeal. If the Review/Appeal Committee's decision
requires the Special Tax to be modified or changed in favor of the owner of the leasehold interest,a cash
refund shall not be made(except for the last year of the levy),but an adjustment shall be made to the next
Special Tax levy.This procedure shall be exclusive and its exhaustion by any owner of a leasehold interest
shall be a condition precedent to any legal action by such owner.
H. PREPAYMENT OF SPECIAL TAX
The following definitions apply solely to this Section H.:
Outstanding Bonds means all Previously Issued Bonds which are deemed to be outstanding under the
Indenture after the first interest and/or principal payment date following the current Fiscal Year.
Previously Issued Bands means all Bonds that have been issued by CFD No.2000-1 prior to the date
of prepayment.
1. Prepayment in Full
The Special Tax applicable to any leasehold interest in any Assessor's Parcel of Taxable Property may be
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prepaid. The Special Tax obligation applicable to the leasehold interest in such Assessor's Parcel in CFD
No. 2000-1 may be fully prepaid and the obligation ofthe leasehold interest in such Assessor's Parcel to
pay the Special Tax permanently satisfied as described herein. The owner of the leasehold interest
intending to prepay the Special Tax obligation on one or a combination of Assessor's Parcel(s) shall
provide the Administrator with written notice of intent to prepay. Following receipt of such notice, the
Administrator shall notify the owner of the leasehold interest in such Assessor's Parcel or Parcels of the
prepayment amount of such Assessor's Parcel(s). The Administrator may charge a reasonable fee for
providing this figure. Prepayment must be made not less than 45 days prior to the next occurring date that
notice of redemption of Bonds from the proceeds of such prepayment may be givenby the Fiscal Agent
pursuant to the Indenture.
The Prepayment Amount(defined below) shall be calculated as summarized below(capitalized terms as
defined below):
Bond Redemption Amount
Plus Redemption Premium
Plus Defeasance Amount
Plus Administrative Fees and Expenses
Less Reserve Fund Credit
Less Capitalized Interest Credit
Total: Equals Prepayment Amount
As of the proposed date of prepayment, the Prepayment Amount(defined below) shall be calculated as
follows:
Paragraph No.
1. For Assessor's Parcels of Taxable Property intending to prepay,compute the Maximum Special
Tax for such Assessor's Parcels.
2. Divide the Maximum Special Tax computed pursuant to Paragraph 1 by the total Maximum Special
Tax of all Assessor's Parcels of Taxable Property in CFD No.2000-1,excluding any Assessor's
Parcels which have prepaid their Special Taxes in full,and
3. Multiply the quotient computed pursuant to Paragraph 2 by the Outstanding Bonds as defined in
Us Section H to compute the amount of Outstanding Bonds to be retired and prepaid,and round
the result up to the nearest multiple of$5,000(the Bond Redemption Amount).
4. Multiply the Bond Redemption Amount computed pursuant to Paragraph 3 by the applicable
redemption premium, if any, on the Outstanding Bonds to be redeemed (the Redemption
Premium).
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5. Compute the amount needed to pay interest on the Bond Redemption Amount from the first bond
interest and/or principal payment date following the current Fiscal Year until the earliest redemption
date for the Outstanding Bonds.
6. Determine the Special Taxes levied on the Assessor's Parcel in the current and any previous Fiscal
Year,which have not yet been paid.
7. Compute the amount the Administrator reasonably expects to derive from the reinvestment of the
Prepayment Amount from the date of prepayment until the redemption date for the Outstanding
Bonds to be redeemed with the prepayment.
8. Add the amounts computed pursuant to Paragraphs 5 and 6 and subtract the amount computed
pursuant to Paragraph 7(the Defeasance Amount).
9. Determine the administrative fees and expenses of CFD No. 2000-1, including the costs of
computation of the prepayment, the costs to invest the prepayment proceeds, the costs of
redeeming Bonds, and the costs of recording any notices to evidence the prepayment and the
redemption(the Administrative Fees and Expenses).
10. Determine the reserve fund credit(the Reserve Fund Credit)which shall equal the lesser of: (a)
the expected reduction in the reserve requirement(as defined in the Indenture),if any,associated
with the redemption of Outstanding Bonds as a result of the prepayment,or(b)the amount derived
by subtracting the new reserve requirement (as defined in the Indenture) in effect after the
redemption of Outstanding Bonds as a result of the prepayment from the balance in the reserve
fund on the prepayment date, but in no event shall such amount be less than zero.
11. If any capitalized interest for the Outstanding Bonds will not have been expended at the time of the
first interest and/or principal payment following the current Fiscal Year,a capitalized interest credit
shall be calculated by multiplying the quotient computed pursuant to Paragraph 2 by the expected
balance in the capitalized interest fund after such first interest and/or principal payment (the
Capitalized Interest Credit).
12. The Special Tax prepayment is equal to the sum of the amounts computed pursuant to Paragraphs
3, 4, 8 and 9, less the amounts computed pursuant to Paragraphs 10 and 11 (the Prepayment
Amount).
13. From the Prepayment Amount,the amounts computed pursuant to Paragraphs 3,4, 8, 10 and 11
shall be deposited into the appropriate fund as established under the Indenture and be used to retire
Outstanding Bonds or make debt service payments. The amount computed pursuant to Paragraph
9 shall be retained by the Administrator.
As a result of the payment of the current Fiscal Year's Special Tax levy as determined under Paragraph
6(above),the Administrator shall remove the current Fiscal Year's Special Tax levy for such Assessor's
Parcel from the County tax rolls. With respect to any Assessor's Parcel that is prepaid,the City Council
shall cause a suitable notice to be recorded in compliance with the Act, to indicate the prepayment of
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Special Taxes and the release of the Special Tax lien on such Assessor's Parcel,and the obligation of such
Assessor's Parcel to pry the Special Tax shall cease.
Notwithstanding the foregoing, no Special Tax prepayment shall be allowed unless the amount of the
Maximum Special Taxes that may be levied on Taxable Property within CFD No. 2000-1 both prior to
and after the proposed prepayment is at least 1.1 times the maximum annual debt service on all Outstanding
Bonds.
14. Prepayment in Part
The Maximum Special Tax on an Assessor's Parcel of Taxable Property may be partially prepaid. The
amount of the prepayment shall be calculated as in Section H.1,except that a partial prepayment shall be
calculated according to the following formula:
PP= (PHxF) + G
Where these terms are defined as follows:
PP = the partial prepayment
PH= the Prepayment Amount calculated according to Section H.1, minus the amounts determined in
Paragraph No. 6 and 9 of Section H.1.
F = the percent by which the owner of the leasehold interest in the Assessor's Parcel(s) is partially
prepaying the Maximum Special Tax.
G = the amounts determined in Paragraph No. 6 and 9 of Section H.1.
The owner of the leasehold interest in an Assessor's Parcel who desires to partially prepay the Maximum
Special Tax shall notify the Administrator of(i) such owner's intent to partially prepay the Maximum
Special Tax,(ii)the percentage by which the Maximum Special Tax shall be prepaid,and(iii)the company
or agency that will be acting as the escrow agent,if applicable. The Administrator shall provide the owner
of the leasehold interest with a statement of the amount required for the partial prepayment of the Maximum
Special Tax for an Assessor's Parcel following receipt of the request.
With respect to any Assessor's Parcel that is partially prepaid, CFD No. 2000-1 shall (i) distribute the
funds remitted to it according to Paragraph 13 of Section H.1,and(ii)indicate in the records of CFD No.
2000-1 that there has been a partial prepayment of the Maximum Special Tax and that a portion of the
Maximum Special Tax equal to the outstanding percentage(1.00—F)of the remaining Maximum Special
Tax shall continue to be authorized to be levied on such Assessor's Parcel pursuant to Section D.
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STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF HUNTINGTON BEACH )
I, Connie Brockway , City Clerk of the City of Huntington Beach, do hereby
certify that the foregoing Resolutio sUv.3s was duly adopted by the City Council at its regular meeting held
on the 17th day of April,2000,and that it was so adopted by the following roll call vote:
AYES: Julien, Sullivan, Harman, Garofalo, Green, Dettloff, Bauer
NOES: None
ABSENT: None
ABSTAIN: None
RVPUEIKAB1507625
Res. No. 2000-35
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss:
CITY OF HUNTINGTON BEACH )
I, CONNIE BROCKWAY, the duly elected, qualified City Clerk of
the City of Huntington Beach, and ex-officio Clerk of the City Council of said
City, do hereby certify that the whole number of members of the City Council
of the City of Huntington Beach is seven; that the foregoing resolution was
passed and adopted by the affirmative vote of at least a majority of all the
members of said City Council at a regular meeting thereof held on the 17th
day of April, 2000 by the following vote:
AYES: Julien, Sullivan, Harman, Garofalo, Green, Dettloff, Bauer
NOES: None
ABSENT: None
ABSTAIN: None
Camp•
City Clerk and ex-officioA61erk of the
City Council of the City of
Huntington Beach, California