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HomeMy WebLinkAboutCity Council - 2004-68 RESOLUTION NO. 2004-68 RESOLUTION OF INTENTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH WITH RESPECT TO ESTABLISHMENT OF PROPOSED CITY OF HUNTINGTON BEACH COMMUNITY FACILITIES DISTRICT NO. 2004-1 (THE STRAND) WHEREAS, the City Council (the "City Council") of the City of Huntington Beach may, by its own initiative, institute proceedings for the establishment of a community facilities district pursuant to Chapter 3.56 (commencing with Section 3.56.010) of the Municipal Code of the City of Huntington Beach and Chapter 2.5 (commencing with Section 53311) of Part 1 of Division 2 of Title 5 of the California Government Code, commonly known as the "Mello-Roos Community Facilities Act of 1982," for the purposes of constructing and financing through the sale of bonds the construction, acquisition, furnishing and equipping of public facilities which are necessary to meet increased demands placed upon the City as a result of the development of said real property; and WHEREAS, the City Council desires to issue bonds of the proposed community facilities district,the proceeds of which will be used to pay the cost of acquisition, construction, furnishing equipping and maintenance of public facilities; and WHEREAS, the bonds will be repaid from special taxes to be levied on the real property within the proposed community facilities district, as more fully described herein; NOW, THEREFORE, IT IS HEREBY RESOLVED by the City Council of the City of Huntington Beach, the following: Section 1. Findings. The City Council finds that the foregoing recitals are true and correct; Section 2. Proposed District. A community facilities district is proposed to be established under the terms of Chapter 3.56 (commencing with Section 3.56.010) of the Municipal Code of the City of Huntington Beach and Chapter 2.5 (commencing with Section 53311) of Part 1 of Division 2 of Title 5 of the California Government Code, commonly known as the "Mello-Roos Community Facilities Act of 1982" The name proposed for the community facilities district is "City of Huntington Beach Community Facilities District No. 2004-1 (The Strand) County of Orange, State of California." Section 3. Description and Map of Boundaries. The boundaries of the proposed community facilities district, are described in Exhibit "A" attached hereto, and are also shown on the map entitled 'Proposed Boundaries of City of Huntington Beach Community Facilities District No. 2004-1 (The Strand) County of Orange, State of California," which is on file with the City Clerk. Said map is approved and, pursuant to Section 3110 of the California Streets and GWulvihillWisc\Redevelopment AgencflThe Strand-Resolntention.DOC1 Resolution No. 2004-68 Highways Code, the City Clerk shall, after conforming with the other requirements of Section 3111 of said Code, file the original of said map in her office, and not later than ten (10) days prior to the date of the public hearing set forth in Section 8 hereof shall record a copy of said boundary map with the County Recorder of the County of Orange. Section 4. Types of Facilities, Incidental Expenses. The types of public facilities and services proposed to be provided within and financed by the proposed community facilities district are: (a) Street improvements including costs of condemnation, removal, demolition, grading, paving, curbs and gutters, sidewalks, street lights and parkway and landscaping related thereto. (b) Storm drains. (c) Sewers, sewer treatment facilities and sewer capacity acquisition. (d) Parking facilities including parking garage. (e) Water distribution facilities, including fire hydrants and water storage facilities. (f) Street signalization and signage, including traffic fees. (g) Fire facilities including structures and capital equipment. (h) Utility facilities construction and relocation. (i) Acquisition of land, rights-of-way and easements necessary for any of the facilities specified in paragraphs (a) through (h) above. 0) The incidental expenses which will be incurred are: (i) the cost of engineering, planning and designing such facilities and the cost of environmental evaluations thereof, (ii) all costs associated with the creation of the proposed community facilities district, issuance of the bonds thereof, the determination of the amount of and collection of taxes, the payment of taxes, and costs otherwise incurred in order to carry out the authorized purposes of the community facilities district, and (iii) any other expenses incidental to the construction, acquisition, completion, inspection, and maintenance of such facilities. Section 5. Special Taxes. Except where funds are otherwise available, special taxes sufficient to pay for all such facilities and to pay the principal of and interest on the bonds of the proposed community facilities district and the annual administrative expenses of the City and the proposed community facilities district in determining, apportioning, levying and collecting such special taxes, and in paying the principal of and interest on such bonds, and the costs of registering, exchanging and transferring such bonds, secured by the recordation of a continuing lien against all taxable or nonexempt property in the proposed community facilities district, and &MulvihilllMisc\Redevelopment Agency\The Strand-Resolntention.DOC2 Resolution No. 2004-68 maintaining a reserve fund for such bonds, and paying any amounts that must be paid to the United States in order to preserve the tax-exempt status of such bonds shall be annually levied within the proposed community facilities district. The rates and method of apportionment of said special taxes shall be as set forth in Exhibit "B" attached hereto and by this reference made a part hereof. Section 6. Exempt Properties. Pursuant to Section 53340 of the California Government Code, properties of entities of the state, federal, and local governments not subject to a leasehold interest shall be exempt from the levy of special taxes for the payment of the principal of and interest on the bonds of the proposed community facilities district. Section 7. Necessity. The City Council finds that the proposed public facilities described in Section 4 hereof are necessary to meet increased demands placed upon the City as a result of new development occurring within the boundaries of the proposed community facilities district. Section 8. Hearing. A public hearing on the establishment of the proposed community facilities district shall be held at 7:00 p.m. on September 20, 2004, in the City Council Chambers at the City Hall, 2000 Main Street, Huntington Beach, California. Section 9. Notice. The City Clerk shall publish a notice of the time and place of said hearing as required by Section 53322 of the California Government Code, and shall also give notice of the time and place of said hearing by first-class mail to each registered voter and to each landowner within the proposed community facilities district as prescribed by Section 53322.4 of said Code. Said notice shall be published at least seven (7) days and mailed at least fifteen (15) days before the date of the hearing, and shall contain the information required by said Section 53322. Section 10. Reports. The officers of the City who will be responsible for providing the proposed types of public facilities to be provided within and financed by the proposed community facilities district, if it is established, shall study the proposed district, and, at or before the time of said hearing, file a report with the City Council containing a brief description of the public facilities by type which will in their opinion be required to adequately meet the needs of the proposed community facilities district and their estimate of the fair and reasonable cost of providing those public facilities and the incidental expenses to be incurred in connection therewith. All such reports shall be made a part of the record of the hearing to be held pursuant to Section 8 hereof Section 11. Annexation of Territory. Other property within the boundaries of the City may be annexed into the Community Facilities District upon the condition that parcels within that territory may be annexed only with the unanimous approval of the owner or owners of each parcel at the time that parcel or those parcels are annexed. Section 12. Repayment of Funds Advanced or Work-in-Kind. Pursuant to Section 53314.9 of the California Government Code, the City Council proposes to accept advances of funds or work-in-kind from private persons or private entities and to provide, by resolution for the use of those funds or that work-in-kind, for any authorized purpose, including, but not limited GAMulvihi IWisc\Redevelopment Agency7he strand-Resolntention.DOC3 Resolution No. 2004-68 to, paying any costs incurred by the City in creating the community facilities district and to enter into an agreement by resolution, with the person or entity advancing funds or work-in-kind to repay funds advanced, or to reimburse the person or entity for the value or cost, whichever is less, of the work-in-kind, as determined by the City Council. Section 13. Description of Voting Procedures. The voting procedures to be followed in conducting the consolidated special elections on (i) the proposition of the proposed community facilities district incurring a bonded indebtedness in an amount not to exceed $15,000,000 (ii) the proposition with respect to the levy of special taxes on the land within the community facilities district to pay the principal of and interest on the bonds thereof, and (iii)the proposition with respect to the establishment of an appropriations limit for the community facilities district in the amount of$4,000,000, if the community facilities district is established and such consolidated special elections (the "consolidated special elections") are held, shall be as follows: (a) If at least twelve (12)persons have been registered to vote within the territory of the proposed community facilities district for each of the ninety (90) days preceding the close of the public or pro-test hearing (the "protest hearing"), the vote in the consolidated special elections shall be by the registered voters of the community facilities district with each voter having one vote. In that event, the consolidated special elections shall be conducted by the City Clerk, and shall be held on a date selected by the City Council in conformance with the provisions of Section 53326 of the California Government Code and pursuant to the provisions of the California Elections Code governing elections of cities, insofar as they may be applicable, and pursuant to said Section 53326 the ballots for the consolidated special elections shall be distributed to the qualified electors of the community facilities district by mail with return postage prepaid or by personal service, and the consolidated special elections shall be conducted as a mail ballot election. (b) if twelve (12)persons have not been registered to vote within the territory of the community facilities district for each of the ninety (90) days preceding the close of the protest hearing, and pursuant to Section 53326 of the California Government Code, the vote is therefore to be by the landowners or owners of the leasehold interest in the land (as defined in Section 3.56.070 of the Municipal Code of the City of Huntington Beach) of the community facilities district, with each landowner or leaseholder of record at the close of the protest hearing having one vote for each acre or portion of an acre of land that he or she owns within the community facilities district, the consolidated special elections shall be conducted by the City Clerk pursuant to the Municipal Code of the City of Huntington Beach and Section 53326 of the California Government Code. Section 14. Tender of Bonds. This City Council hereby reserves the right, on behalf of the proposed community facilities district to accept tenders of bonds in full or partial payment of special taxes to be levied within the proposed community facilities district pursuant to Section 3.56.320 of the Municipal Code of the City of Huntington Beach. The procedures for conducting the consolidated special elections, if they are held, may be determined as the City Council may determine to be necessary or desirable by a GAMu1vihi11Wisc\Redeve1opment AgencylThe Strand-ResoIntention.DOC4 Resolution No. 2004-68 resolution subsequently adopted by the City Council. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 16 th day of August , 2004. a ATTEST: APPROVED AS TO FORM: �n� n Ci lerk ayAony 7L/ I REVIEWED AND APPROVED: INITIATED AND APPROVED ity A inistrator f Dir Economic Development Director of Public Works GAMulvihiJhMisclRedevelopment AgencyMc Strand-Reso[ntention.D005 Resolution No. 2004-68 EXHIBIT A LEGAL DESCRIPTION CITY OF HUNTINGTON BEACH COMMUNITY FACILITIES DISTRICT NO. 2004-1 (THE STRAND) COUNTY OF ORANGE City of Huntington Beach Community Facilities District No. 2004-1 (The Strand), County of Orange, State of California, includes the land situated in the State of California, County of Orange, City of Huntington Beach, described as follows: GAMulvihilllMiseWedevelopment Agency\The Strand-Aesolntention.DOC6 Resolution No. 2004-68 PSOMAS I L> GAL DESCRIPTION 2 Proposed Boundaries of City of Huntington Beach 3 Community Facilities District No.2004-1 (The Strand) 4 County of Orange,State of California 5 6 In the City of'Fluntington Beach, County of Orange, State of California,being Lots 10, 7 12, 14, 16,18,20,22,24,26,28,a portion of Lot 9 and a portion of the alleys adjacent to 8 said Lots,in Block 104;Lots 1 through 21,inclusive,23,25,27, and a portion of the s' 9 alleys adjacent to said Lots,in Block 105;together with that portion of Fifth Street 10 adjacent to said Blocks 104 and 105,all as shown on Map of Huntington Beach filed in 11 Book 3,Page 36 of Miscellaneous Maps,Records of said County described as follows: 12 13 Beginning at most easterly comer-of said Lot 28; thence South 41°3 T44"West � 14 225.10 feet along the northwesterly lime of the Alley, 15 feet wide,within said Block 104, 15 to the most southerly corner of Lot 12 9f'said Block 104;thence North 48°22'14"West 16 67.7.1 feet along.the southwesterly line of said Lot 12 to the northeasterly prolongation of 17 the northwesterly line of the Deed recorded October 10, 1990 as Instrument 1s No. 90-538988,of Official Records of said County;thence South 41°37'10"West f 19 125..05 feet along said prolongation and said northwesterly line to the northeasterly line 20 of Pacific Coast Highway(Ocean Avenue), 100.00 feet wide,per the Map of Huntington 21 Beach,filed in Book 3,Page 36 of Miscellaneous Maps,Records of said County;thence 22 North 48°21'52"West 359.91 feet along said northeasterly line to the southeasterly line 23 of Sixth Street,75 feet wide as shown on said Map of Huntington Beach;thence North 24 41037'11"East 250.03 feet along said southeasterly line to the most northerly corner of 25 Lot 20 of'said Block 105;thence 26 South 481122150"East 125..07 feet along the northeasterly line of said Lot 20 and the 27 southeasterly prolongation theaeof to the centerline of the Alley, 15 feet wide,within said 28 Block 105;thence North 41'37'11"East 100.01 feet along said centerline to the f 29 southwesterly line of Walnut Avenue, 60 feet wide as shown on said Map of"Huntington 30 Beach;thence South 48°22'50"East 302.58 feet along said southwesterly line to the 31 POINT OF BEGENNING. M:12HUN0113001surveyllegalsll'ract No_1640G Rev doc Page 1 of'2 MOM 4:48 PM i Resolution No. 2004-68 PS OMAS 1 Containing 2.956 acres,more or less. 2 3 This real property description has been prepared.by me or under my direction,in 4 canfo ance with the Professional Land.Surveyors' Act. 6 �.AhD I P �� �!i 7 Kari Lauren, LS Sb79 � Date 8 PSOMAS v 4!J. ' 9 LAUNE14 E 10 ���/cola S 5679 1i 13 ! 14 15 - j 16 17 18 19 20 i 21 22 23 24 i 25 . i 26 27 28 29 30 31 M:12SUNO12300Esu eyllegalsll-raet_No 16Q6.Rcv.dac Page 2 of 2 8!3 OU 4A8 PM LXH1817 /7 Resolution No. 2004-68 PROPOSED BOUNDARIES OF °'EDAIVflF"D AT THE THE CITY OF HUNTINGTON BEACH CITY of GTON BEACH COMMUNITY FACILITIES DISTRICT � , No. 2004-1 BOOK EHT= PACE (THE STRAND) "T'"�—°"' AT T$:110VR OF_0'P.OpI�,_„ COUNTY OF ORANGE =NTAX�_CF ASSESBHENT AMp CON0.NNITY FACIRFS QaTRF.73.'rot THE OFFICE OF 711E COU N TY - - STATE..OF CALIFORNIA jAREC� eF�"k aFonANOE. OF COIFRY CLERK CDROER A, DEFUITY I I WALNUT AVENUE I S4S22501: 303.'A' vPaoeB� I r2B I I I I I BLOCK 7�ai4eoa &pm 3axm 2fi— — I — ZA w � 1, W SW22'30'E 12s.Br I II W I�= } ,�1��p'p f � III /'>3 it �I li 'I F --- �. . R ------- II — — — N 7 --C �9...TRRY US ff i mv10..mar�°R III k f PARCEL MAP NO 91-23S soY rxss mm ww emtYm I 132.E0 I - e I ~br. P�1� I I I �7 f� 1 -�cF0 Ba.NDARY BASIaaFBEAmxre T - - - - - - BEARINGS$IIONTI IEREOH AAE BASED ON THE BEAHRIGBETHIEEN - - - O.C.S NORI20NTALCGNTROLSTATION WS 5INSAND STATNON. . - - - - - - GPS%34RIBeWONORTN&rMWwEUPERREWRG50N - ... - - - FILE THE OFFICE OF THE ORANGE COUNTY SOWEYCK LOCATION MAP TED N THE OFFICE OF THE CRY CLERK '+I, N OF THE CITY OF HUNIT ICTON BEACH TH18 OAY OF tow. I,`� xOT TO BGfE CITYF FLYNN.THE N BECLEFK OF THE CITY OF NUHTNGTON BEACH- I HEREBY CERTIFY THAT THE WITHIN IMP '� T SFKWNG THE BOUNDARIES OF THE CITY B OF HUNTNGTON BEACH COMMUNITYFACAJTW MAND)$OU T Y O NO.RANGE,(TA Ycq, BALIFCR COUNTY OF CRINGE,STATE IT PrPiY 2' CJILFOI.NIA,WAS APPROVED BY THE CITY 4"s COUNCIL OF THE CITY OF HUNTNGTON BEACH AT A REGULAR MEETING THEREOF NE' D ON THE DAY OF .BY ITS RESOLUTION W...s o.x Na 7 60' 120' 24T WE ECT MOAN L FLYNN.THE CITY CLERK OF THE GRAPHIC SCALE CITY OF H UNTINGTON BEACH SHEET 1 OF 1 Resolution No. 2004-68 EXHIBIT B CITY OF HUNTINGTON BEACH COMMUNITY FACILITIES DISTRICT NO.2004-1 (THE STRAND) RATE AND METHOD OF APPORTIONMENT OF THE SPECIAL TAX (Attached) G:1Mu1vihi1Wisc%Redeve1opment Agencffhe Strand-Resolntention.D00 Resolution No. 2004-68 CITY OF HUNTINGTON BEACH COMMUNITY FACILITIES DISTRICT NO. 2004-1 (THE STRAND) RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX A Special Tax applicable to each Assessor's Parcel of Taxable Property in the City of Huntington Beach Community Facilities District No. 2004-1 (The Strand) (herein CFD No. 2004-1) shall be levied and collected according to the tax liability determined by the Administrator through the application of the procedures described below. The real property in CFD No. 2004-1, unless exempted by law or by the provisions hereof, shall be taxed for the purposes, to the extent, and in the manner herein provided. A. DEFINITIONS The capitalized terms hereinafter set forth have the following meanings when used in this Rate and Method of Apportionment: Acre or Acreage means the land area of an Assessor's Parcel as shown on an Assessor's Parcel Map, or if the land area is not shown on an Assessor's Parcel Map, the land area shown on the applicable final map, parcel map, or the other parcel map recorded with the County Recorder. If the Acreage of a particular Parcel is unclear after reference to available maps, the Administrator shall determine the appropriate Acreage for a Parcel. Act means Chapter 3.56 (commencing with Section 3.56.010) of the Municipal Code of the City of Huntington Beach and, as applicable, the Mello-Roos Community Facilities Act of 1982, as amended, being Chapter 2.5 (commencing with Section 53311), Part 1, Division 2, of Title 5 of the Government Code of the State of California. Administrative Expenses means any or all of the following actual or reasonably estimated costs directly related to the administration of CFD No. 2004-1: the fees and expenses of any Fiscal Agent or trustee (including any fees and expenses of its counsel) employed in connection with any Bonds; any costs associated with the marketing or remarketing of the Bonds; the expenses of the Administrator and the City in carrying out their duties under any Indenture or resolution with respect to the Bonds, including, but not limited to, the levy and collection of the Special Tax, the fees and expenses of legal counsel, charges levied by the County or any division or office thereof in connection with the levy and collection of Special Taxes, audits, continuing disclosure or other amounts needed to pay arbitrage rebate to the federal government with respect to Bonds; costs associated with complying with continuing disclosure requirements; costs associated with responding to public inquiries regarding Special Tax levies and appeals; attorneys' fees Resolution No. 2004-68 and other costs associated with commencement or pursuit of foreclosure for delinquent Special Taxes; and all other costs and expenses of City, the Administrator, the County, and any Fiscal Agent, escrow agent or trustee related to the administration of CFD No. 2004-1. Administrator means the Director of Administrative Services or such other person or entity designated by the Administrator or the City Council to administer the Special Tax according to this Rate and Method of Apportionment of Special Tax. Agency means the Redevelopment Agency of the City of Huntington Beach. Assessor's Parcel or Parcel means a lot, parcel or airspace parcel shown on an Assessor's Parcel Map with an assigned Assessor's Parcel number. Hotel Airspace Assessor's Parcel means the parcel covering the airspace designated for hotel use on the recorded airspace condominium map for CFD No. 2004-1 with an assigned Assessor's Parcel number. Parking Garage Airspace Assessor's Parcel means the parcel or parcels covering the airspace designated for parking purposes on the recorded airspace condominium map for CFD No. 2004-1 with an assigned Assessor's Parcel number. Retail Airspace Assessor's Parcel means the parcel or parcels covering the airspace designated for retail commercial use on the recorded airspace condominium map for CFD No. 2004-1 with an assigned Assessor's Parcel number. Assessor's Parcel Map means an official map of the Assessor of the County designating Parcels by Assessor's Parcel number. Bonds mean any bonds or other debt (as defined in Section 53317(d) of the Act), whether in one or more series, issued by the City for CFD No. 2004-1 under the Act. City means the City of Huntington Beach. City Council means the City Council of the City of Huntington Beach, acting as the legislative body of CFD No. 2004-1. County means the County of Orange. DDA means that certain Disposition and Development Agreement dated June 17, 1999, which was supplemented by that certain [First] Implementation Agreement entered into between the Agency and CIM Group, LLC dated April 6, 2000; that certain Second Implementation Agreement entered into between the Agency and CIM Group, LLC dated March 5, 2001; that certain Third Implementation Agreement entered into between the Agency and CIM Huntington Beach, LLC dated October 30, 2002; and that certain Fourth Implementation Agreement entered into between Agency and CIM/Huntington, LLC dated September 15, 2003; including all Attachments thereto and any supplemental amendments or agreements thereto hereafter approved by the Agency and CIM/Huntington, LLC and/or their assigns and successors-in-interests. 7/26/2004 2 Resolution No. 2004-68 Exempt Land means (1) any real property within the boundaries of CFD No. 2004-1 which generally serves the development subject to the DDA and is owned by a governmental agency for public right-of-way purposes including, but not limited to streets, public walkway corridors and the Parking Garage Airspace Assessor's Parcel as determined in each Fiscal Year by the Administrator or (2) any Assessor's Parcel for which the Special Tax has been paid in full. Fiscal Agent means the fiscal agent who is a party to the Indenture, if so approved. Fiscal Year means the period commencing on July I and ending on the following June 30, in any year in which the Bonds are outstanding. Indenture means the indenture, fiscal agent agreement, resolution or other instrument approved pursuant to the Resolution of Issuance and pursuant to which Bonds are issued, as modified, amended and/or supplemented from time to time, and any instrument replacing or supplementing the same. Maximum Special Tax means, with respect to any Hotel or Retail Airspace Assessor's Parcel, the maximum Special Tax determined in accordance with Section C that can be levied in any Fiscal Year on such Parcel. Maximum Back-up Special Tax means, with respect to any underlying Assessor's Parcel of Taxable Property (prior to the recording of an airspace condominium parcel map), the maximum back-up Special Tax that can be levied in any Fiscal Year on such Parcel. The Maximum Back-up Special Tax is $590,000 per Acre of Taxable Property. Outstanding Bonds means all Bonds that are then outstanding under the Indenture. Reserve Fund means the fund of that name created under the Indenture. Resolution of Issuance means the resolution adopted by the City Council of the City, acting as the legislative body of CFD No. 2004-1, authorizing the issuance of the Bonds in accordance with the Act. Special Tax means the special tax to be levied pursuant to the Act and this Rate and Method of Apportionment of Special Tax in each Fiscal Year on Taxable Property within CFD No. 2004-1. Special Tax Requirement means the amount required in any Fiscal Year for CFD No. 2004-1 necessary: (i) to pay the annual scheduled debt service on the Outstanding Bonds due in the calendar year which commences in such Fiscal Year, (ii) to pay any amounts required to establish or replenish the Reserve Fund for all Outstanding Bonds, (iii)to pay Administrative Expenses, (iv) to pay costs of any credit enhancement (including fees and expenses related to any letter of credit) for the Bonds, and less a credit for available funds determined pursuant to the Indenture. 7/26/2004 3 Resolution No. 2004-68 Square Foot or Square Footage means the area of an Assessor's Parcel as shown on a recorded tract or parcel map for airspace condominium purposes, or if the area is not shown on an Assessor's Parcel Map, the land area shown on the applicable final map, parcel map, or the other parcel map recorded with the County Recorder. If the Square Footage of a particular Parcel is not indicated or is unclear after reference to available maps, the Administrator shall determine the appropriate square footage for a Parcel. Taxable Property means all of the Assessor's Parcels within the boundaries of CFD No. 2004-1, which are not Exempt Land or exempt from the Special Tax pursuant to law, but in no circumstance shall the total amount of Taxable Property be less than 2.20 acres. Trustee means the trustee who is a party to the Indenture, if so approved. B. IDENTIFYING TAXABLE PROPERTY Not less than fifteen business days prior to the beginning of each Fiscal Year, the Administrator shall determine which Parcels in CFD No. 2004-1 are Taxable Property. The Taxable Property shall be subject to Special Taxes in accordance with the rate and method of apportionment described in Sections C and D below. C. MAXIMUM SPECIAL TAX The Maximum Special Tax for the Assessor's Parcels of Taxable Property in CFD No. 2004-1 shall be the greater of (1) if a tract or parcel map for airspace condominium purposes has not been recorded, the Maximum Back-up Special Tax or (2) if a tract or parcel map for airspace condominium purposes has been recorded, the amount determined pursuant to the following steps. Step 1: Determine the maximum annual debt service on all Outstanding Bonds; Step 2: Multiply the total debt service determined in Step 1 by 1.1 and add the Administrative Expenses; Step 3: Multiply the amount from Step 2 by 0.6 and divide by the square footage of the Hotel Airspace Assessor's Parcel to determine the Maximum Special Tax per square foot for the Hotel Airspace Assessor's Parcel; Step 4: Multiply the amount from Step 2 by 0.4 and divide by the square footage of the Retail Airspace Assessor's Parcel to determine the Maximum Special Tax per square foot for the Retail Airspace Assessor's Parcel. 7/26/2004 4 Resolution No. 2004-68 D. METHOD OF APPORTIONMENT OF THE SPECIAL TAX Commencing with Fiscal Year 2006-2007, and for each Fiscal Year thereafter, the City Council shall levy the Special Tax proportionately on each Assessor's Parcel of Taxable Property at up to 100% of the Maximum Special Tax, as determined by reference to Section C, above, as needed to satisfy the Special Tax Requirement. E. LIMITATIONS No Special Taxes shall be levied on any Parcel after such Parcel becomes Exempt Land. The Special Tax may be levied and collected on Taxable Property commencing with Fiscal Year 2006-2007, and for each Fiscal Year thereafter, and until the date on which principal and interest on all Outstanding Bonds have been paid in full (or provision for their payment has been made). Upon determination by the Administrator that such requirements have been met, the Special Tax lien shall be removed from all Parcels in CFD No. 2004-1. F. MANNER OF COLLECTION The Special Tax shall be collected in the same manner and at the same time as ordinary ad valorem property taxes, provided, however, that the City on behalf of CFD No. 2004-1 may directly bill the special tax or any portion thereof, may collect special taxes or any portion thereof at a different time or in a manner if necessary to meet its financial obligations, and may covenant to foreclose and may actually foreclose on delinquent Assessor's Parcels as permitted by the Act. G. APPEALS The City Council shall establish as part of the proceedings and administration of CFD No. 2004-1, a special three-member Review/Appeal Committee. The Review/Appeal Committee shall interpret this Rate and Method of Apportionment and make determinations relative to the annual administration of the Special Tax and any appeals, as herein specified. The owner of any Taxable Property within CFD No. 2004-1 claiming that the amount or application of the Special Tax is not correct may file a written notice of appeal with the Review/Appeal Committee not later than one calendar year after having paid the Special Tax that is disputed. The Review/Appeal Committee shall promptly review the appeal, and if necessary, meet with the owner, consider written and oral evidence regarding the amount of the Special Tax, and resolve the appeal. If the Review/Appeal Committee's decision requires the Special Tax to be modified or changed in favor of the owner, a cash refund shall not be made (except for the last year of the levy), but an adjustment shall be made to the next Special Tax levy. This procedure shall 7/26/2004 5 Resolution No. 2004-68 be exclusive and its exhaustion by any owner shall be a condition precedent to any legal action by such owner. H. PREPAYMENT OF SPECIAL TAX The following definitions apply solely to this Section H: Amount of Current Special Taxes Paid means the amount of the Special Tax levied against the subject Assessor's Parcel that was paid to the County or the City by the owner of the subject Assessor's Parcel and would be applied to debt service payments on the Redemption Date and the Interest Payment Date immediately following the Redemption Date. Outstanding Bonds means all Bonds that are deemed to be outstanding under the Indenture the day immediately preceding the next Interest Payment Date. Redemption Date means the Interest Payment Date on which Bonds are proposed to be redeemed from the prepayments of the Special Tax. 1. Prepayment in Full The Special Tax obligation applicable to such Assessor's Parcel may be fully prepaid and the obligation of such Assessor's Parcel to pay the Special Tax permanently satisfied as described herein. The owner intending to prepay the Special Tax obligation on one or more Assessor's Parcel(s) shall provide the Administrator with written notice of intent to prepay. It shall be a condition precedent to prepayment that the owner intending to prepay the Special Tax must pay to the County all past due Special Tax on the Assessor's Parcel to be prepaid and provide proof of payment to the Administrator. Promptly following receipt of such notice, the Administrator shall notify the owner of such Assessor's Parcel(s) of the prepayment amount of such Assessor's Parcel(s). The Administrator may charge a reasonable fee for providing this figure. Prepayment must be made not less than 90 days prior to the next occurring date that Bonds may be redeemed from the proceeds of such prepayment pursuant to the Indenture. The Prepayment Amount (defined below) shall be calculated as summarized below (capitalized terms as defined above or below): Bond Redemption Amount Plus Redemption Premium Plus Defeasance Amount Plus Administrative Fees and Expenses Less Reserve Fund Credit Less Amount of Current Special Taxes Paid Total: Equals Prepayment Amount 7/26/2004 6 Resolution No. 2004-68 As of the proposed date of prepayment, the Prepayment Amount (defined below) shall be calculated as follows: Paragraph No. 1. For Assessor's Parcels of Taxable Property intended to be prepaid, compute the Maximum Special Tax for such Assessor's Parcels for the current Fiscal Year. 2. Divide the Maximum Special Tax computed pursuant to Paragraph 1 by the total Maximum Special Tax of all Assessor's Parcels of Taxable Property for the current Fiscal Year. 3. Multiply the quotient computed pursuant to Paragraph 2 by the Outstanding Bonds as defined in this Section G to compute the amount of Outstanding Bonds to be retired and prepaid, and round the result up to the nearest multiple of$5,000 (the Bond Redemption Amount). 4. Multiply the Bond Redemption Amount less the par amount of Bonds scheduled to mature on the Redemption Date by the applicable redemption premium (the Redemption Premium). 5. Compute the amount needed to pay interest on the Bond Redemption Amount from the Interest Payment Date immediately preceding the Redemption Date to the Redemption Date. 6. Compute the amount the Administrator reasonably expects to derive from the reinvestment of the Prepayment Amount from the date of prepayment until the redemption date for the Outstanding Bonds to be redeemed with the prepayment. 7. Add the amounts computed pursuant to Paragraph 5 and subtract the amount computed pursuant to Paragraph 6 (the Defeasance Amount). 8. Determine the administrative fees and expenses associated with the costs of computation of the prepayment, the costs to invest the prepayment proceeds, the costs of redeeming Bonds, and the costs of recording any notices to evidence the prepayment and the redemption(the Administrative Fees and Expenses). 9. Determine the reserve fund credit (the Reserve Fund Credit) which shall equal the lesser of: (a) the expected reduction in the Reserve Requirement (as defined in the Indenture), if any, associated with the redemption of Outstanding Bonds as a result of the prepayment, or (b) the amount derived by subtracting the new Reserve Requirement (as defined in the Indenture) in effect after the redemption of Outstanding Bonds as a result of the prepayment from the balance in the reserve fund on the prepayment date, but in no event shall such amount be less than zero. 10. The Special Tax prepayment is equal to the sum of the amounts computed pursuant to Paragraphs 3, 4, 7 and 8, less (i) the amounts computed pursuant to Paragraph 9 and (ii) the Amount of Current Special Taxes Paid (the Prepayment Amount). 7/26/2004 7 Resolution No. 2004-68 11. From the Prepayment Amount, the amounts computed pursuant to Paragraphs 3, 4, 7 (if greater than zero), and 9 shall be deposited into the appropriate fund as established under the Indenture and be used to redeem Outstanding Bonds or make debt service payments (as appropriate). The amount computed pursuant to Paragraph 8 shall be retained by the Administrator. With respect to any Assessor's Parcel that is prepaid, the City Council shall (i) cause a suitable notice to be recorded in compliance with the Act, to indicate the prepayment of the Special Tax and the release of the Special Tax lien on such Assessor's Parcel, (ii) notify the County that the Special Tax, if any, remaining on the secured tax roll for the Assessor's Parcel has been satisfied and that the County should remove such amounts from the secured tax roll, and (iii) refund the owner for any Special Tax payments made on the Assessor's Parcel after the date of prepayment. From and after the prepayment, the obligation of such Assessor's Parcel to pay the Special Tax shall cease. Notwithstanding the foregoing, no Special Tax prepayment shall be allowed unless the amount of the Maximum Special Tax that may be levied on Taxable Property within CFD No. 2004-1 after the proposed prepayment is at least 1.1 times the maximum annual debt service on all Outstanding Bonds. 2. Prepayment in Part The Maximum Special Tax on an Assessor's Parcel of Taxable Property may be partially prepaid. The amount of the prepayment shall be calculated as in Section H.1, except that a partial prepayment shall be calculated according to the following formula: PP =(PH xF) + G Where these terms are defined as follows: PP = the partial prepayment PH = the Prepayment Amount calculated according to Section H.1, minus the amounts determined in Paragraph No. 8 of Section H.1. F = the percent by which the owner of an Assessor's Parcel(s) is partially prepaying the Maximum Special Tax. G = the amounts determined in Paragraph No. 8 of Section H.1. The owner of an Assessor's Parcel who desires to partially prepay the Maximum Special Tax shall notify the Administrator of (i) such owner's intent to partially prepay the Maximum Special Tax, and (ii) the percentage by which the Maximum Special Tax shall be prepaid. The Administrator shall promptly provide the owner with a statement of the amount required for the partial prepayment of the Maximum Special Tax for an Assessor's Parcel following receipt of the request. 7/26/2004 8 Resolution No. 2004-68 With respect to any Assessor's Parcel that is partially prepaid, CFD No. 2004-1 shall (i) distribute the funds remitted to it according to Paragraph 11 of Section H.1, and (ii) indicate in the records of CFD No. 2004-1 that there has been a partial prepayment of the Maximum Special Tax and that a portion of the Maximum Special Tax equal to the outstanding percentage (i.e., 100% - F) of the remaining Maximum Special Tax shall continue to be authorized to be levied on such Assessor's Parcel pursuant to Section D. 7/26/2004 9 Resolution No. 2004-68 STATE OF CALIFORNIA } COUNTY OF ORANGE } ss. CITY OF HUNTINGTON } BEACH } I, JoanL._ Flynn, City Clerk of the City of Huntington Beach, hereby certify this to be a true and correct copy of Resolution Number 2004-6$ Witness my hand and the seal of the City of Huntington Beach this 16thday of August , 2004. QM20 City Clerk G:%Mu1vihi111MisclRedeve1oprnent Agencffhe Strand-Resolntention.DQC8 Res. No. 2004-68 STATE OF CALIFORNIA COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I, JOAN L. FLYNN the duly appointed, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of at least a majority of all the members of said City Council at an regular meeting thereof held on the 16th day of August, 2004 by the following vote: AYES: Sullivan, Coerper, Green, Boardman, Cook, Houchen NOES: None ABSENT: Hardy ABSTAIN: None ity Clerk and ex-off(lo Clerk of the City Council of the City of Huntington Beach, California