HomeMy WebLinkAboutPublic Financing Authority - 17 HUNTINGTON BEACH PUBLIC FINANCING AUTHORITY
RESOLUTION NO. 17
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF LEASE REVENUE
BONDS TO REFUND THE AUTHORITY'S OUTSTANDING HUNTINGTON
BEACH PUBLIC FINANCING AUTHORITY LEASE REVENUE BONDS, 1997
SERIES A (PUBLIC FACILITIES PROJECT), AND TO REFUND A PORTION OF
THE AUTHORITY'S OUTSTANDING HUNTINGTON BEACH PUBLIC
FINANCING AUTHORITY LEASE REVENUE BONDS, 2000 SERIES A (CAPITAL
IMPROVEMENT FINANCING PROJECT), AND APPROVING RELATED
DOCUMENTS AND OFFICIAL ACTIONS
RESOLVED, by the Board of Directors (the 'Board") of the Huntington Beach Public
Financing Authority (the "Authority") as follows:
WHEREAS, the Authority is a joint powers authority duly organized and existing under
and pursuant to that certain Joint Exercise of Powers Agreement, dated as of March 7, 1988, by
and between the City of Huntington Beach (the "City") and the Redevelopment Agency of the
City of Huntington Beach (the "Agency" and, with the City, the "Members"), and under the
provisions of Articles 1 through 4 (commencing with section 6500) of Chapter 5 of Division 7 of
Title 1 of the California Government Code (the "Act"), and is authorized pursuant to Article 4 of
the Act to borrow money for the purpose of financing the acquisition of bonds, notes and other
obligations of, or for the purpose of making loans to, public entities, including the Members,
and to provide financing for public capital improvements of public entities, including the
Members;
WHEREAS, the Authority has heretofore issued its $8,070,000 Huntington Beach Public
Financing Authority Lease Revenue Bonds, 1997 Series A (Public Facilities Project), of which
$2,945,000 remains outstanding (the "1997 Bonds");
WHEREAS, the proceeds of the 1997 Bonds were used to finance the costs of the
acquisition, construction, installation and equipping of certain public improvements (the "1997
Project");
WHEREAS, the Authority has also heretofore issued its $18,310,000 Huntington Beach
Public Financing Authority Lease Revenue Bonds, 2000 Series A (Capital Improvement
Financing Project), of which$14,215,000 remains outstanding (the "2000 Bonds");
WHEREAS, the proceeds of the 2000 Bonds were used to finance the costs of the
acquisition, construction, installation and equipping of certain public improvements (the "2000
Project");
WHEREAS, the City, working together with the Authority, proposes to undertake the
refinancing of the 1997 Project and the 2000 Project, including the refunding-of the 1997 Bonds
and the refunding of a portion of the 2000 Bonds;
WHEREAS, for such purposes, the Authority has determined to issue its Huntington
Beach Public Financing Authority Lease Revenue Refunding Bonds, 2008 Series A, in the
aggregate principal amount of not-to-exceed $17,000,000 (the "Bonds");
WHEREAS, the Bonds will be issued under the provisions of Article 4 (commencing
with section 6584) of the Act (the "Bond Law") and an indenture of trust (the "Indenture"), by
Public Financing Authority Reso. No. 17
and between the Authority and a trustee bank to be selective through a competitive process and
approved by the City Treasurer, as trustee;
WHEREAS, in order to provide for the repayment of the Bonds, the Authority will lease
certain real property and improvements (the "Property") to the City pursuant to a lease
agreement (the "Lease Agreement") under which the City will agree to make lease payments to
the Authority from moneys in its General Fund and the City will budget and appropriate
sufficient amounts in each year to pay the full amount of principal of and interest on the Bonds;
WHEREAS, as required pursuant to section 6586.5(a) of the California Government
Code, a public hearing has been held by the City Council of the City in connection with the
financing;
WHEREAS, the firm of Citibank Global Markets Inc. (the "Underwriter") has proposed
to purchase and underwrite the Bonds and has presented to the Authority a form of Bond
Purchase Agreement for the Bonds, to be entered into among the Authority, the City and the
Underwriter (the 'Bond Purchase Agreement");
WHEREAS, a proposed form of official statement (the "Official Statement") describing
the Bonds, to be used in connection with the marketing of the Bonds by the Underwriter, has
been prepared and has been presented to the Authority; and
WHEREAS, the Board has duly considered such transactions and wishes at this time to
approve said transactions in the public interests of the Authority;
NOW,THEREFORE, it is hereby ORDERED and DETERMINED, as follows:
Section 1. Findings. The Board hereby finds that significant public benefits will arise
from the financing in accordance with section 6586 of the California Government Code.
Section 2. Issuance of Bonds; Approval of Indenture. The Board hereby authorizes the
issuance of the Bonds under and pursuant to the Bond Law and the Indenture, for the purpose
of providing funds to refinance the 1997 Project and the 2000 Project, to refund the 1997 Bonds
and to refund a portion of the 2000 Bonds. The Authority hereby approves the Indenture, in
substantially the form on file with the Secretary, together with any changes therein or additions
thereto approved by the Chair, the Vice Chair or the Treasurer of the Authority (the
"Designated Officers"), whose execution thereof shall be conclusive evidence of such approval.
The Designated Officers, each acting alone, are hereby authorized and directed for and in the
name and on behalf of the Authority to execute, and the Secretary is hereby authorized and
directed to attest, the final form of the Indenture for and in the name of the Authority. The
Authority hereby authorizes the delivery and performance of the Indenture.
Section 3. Approval of Site and Facility Lease. The Board hereby approves a site and
facility lease, by and between the City and the Authority (the "Site and Facility Lease"),
pursuant to which the City will lease the Property to the Authority, to be leased back to the City
pursuant to the Lease Agreement, in substantially the form on file with the Secretary, together
with any changes therein or additions thereto deemed advisable by any Designated Officer,
whose execution thereof shall be conclusive evidence of such approval. The Designated
Officers, each acting alone, are hereby authorized and directed for and in the name and on
behalf of the Authority to execute, and the Secretary is hereby authorized and directed to attest,
the final form of the Site and Facility Lease for and in the name of the Authority. The Authority
hereby authorizes the delivery and performance of the Site and Facility Lease.
Section 4. Approval of Lease Agreement. The Board hereby approves the Lease
Agreement, i-i substantially the form on file with the Secretary, together with any changes
therein or additions thereto deemed advisable by any Designated Officer, whose execution
thereof shall be conclusive evidence of such approval. The Designated Officers, each acting
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Public Financing Authority Resolution No. 17
alone, are hereby authorized and directed for and in the name and on behalf of the Authority to
execute, and the Secretary is hereb authorized and directed to attest,the final form of the Lease
Agreement for and in the name of the Authority. The Authority hereby authorizes the delivery
and performance of the Lease Agreement.
Section 5. Approval of Escrow Agreements.
(a) The Board hereby approves an escrow deposit and trust agreement, by and among
the Authority, the City and U.S. Bank National Association, as escrow bank, relating to the
refunding of the outstanding 1997 Bonds (the "1997 Escrow Agreement"), in substantially the
form on file with the Secretary, together with any changes therein or additions thereto deemed
advisable by any Designated Officer, whose execution thereof shall be conclusive evidence of
the approval of any such changes or additions. The Designated Officers, each acting alone, are
hereby authorized and directed for and in the name and on behalf of the Authority to execute,
and the Secretary is hereby authorized and directed to attest, the final form of the 1997 Escrow
Agreement for and in the name of the Authority. The Board hereby authorizes the delivery and
performance of the 1997 Escrow Agreement.
(b) The Board hereby approves an escrow deposit and trust agreement, by and among
the Authority, the City and The Bank of New York Trust Company, N.A., as escrow bank,
relating to the refunding of the callable maturities of the outstanding 2000 Bonds (the "2000
Escrow Agreement"), in substantially the form on file with the Secretary, together with any
changes therein or additions thereto deemed advisable by any Designated Officer, whose
execution thereof shall be conclusive evidence of the approval of any such changes or additions.
The Designated Officers, each acting alone, are hereby authorized and directed for and in the
name and on behalf of the Authority to execute, and the Secretary is hereby authorized and
directed to attest, the final form of the 2000 Escrow Agreement for and in the name of the
Authority. The Board hereby authorizes the delivery and performance of the 2000 Escrow
Agreement.
Section 6. Approval of Termination Agreement. The Board hereby approves a
termination agreement, by and among the City, the Authority and U.S. Bank National
Association, providing for the termination of the recorded documents relating to the 1997
Certificates (the "Termination Agreement"), in substantially the form on file with the Secretary,
together with any changes therein or additions thereto deemed advisable by any Designated
Officer, whose execution thereof shall be conclusive evidence of the approval of any such
changes or additions. The Designated Officers, each acting alone, are hereby authorized and
directed for and in the name and on behalf of the Authority to execute, and the Secretary is
hereby authorized and directed to attest, the final form of the Termination Agreement for and
in the name of the Authority. The Board hereby authorizes the delivery and performance of the
Termination Agreement.
Section 7. Sale of the Bonds. The Board hereby approves the sale of the Bonds by the
Authority to the Underwriter pursuant to the Bond Purchase Agreement in substantially the
form on file with the Secretary, together with such additions thereto and changes therein as a
Designated Officer shall deem necessary, desirable or appropriate, the execution of which by
the Authority shall be conclusive evidence of the approval of any such additions and changes.
The Designated Officers, each acting alone, are hereby authorized and directed to execute the
final form of the Bond Purchase Agreement for and in the name and on behalf of the Authority
upon the submission of an offer by the Underwriter to purchase the Bonds, which offer is
acceptable to a Designated Officer and consistent with the requirements of this Resolution. The
amount of Underwriter's compensation for the Bonds shall not exceed $10.00 per $1,000
principal amount of the Bonds.
Section 8. Official Statement. The Board hereby approves, and hereby deems nearly final
within the meaning of Rule 15c2-12 of the Securities Exchange Act of 1934 (the "Rule"), the
preliminary official statement describing the Bonds (the "Preliminary Official Statement"), in
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Public Financing Authority Resolution No. 17
substantially the form on file with the Secretary. The Designated Officers, each acting alone, are
hereby authorized and directed to execute an appropriate certificate stating the Authority's
determination that the Preliminary Official Statement is nearly final within the meaning of the
Rule. Distribution of the Preliminary Official Statement in connection with the sale of the Bonds
is hereby approved. The Designated Officers, each acting alone, are hereby authorized and
directed to approve any changes in or additions to a final form of official statement (the "Final
Official Statement"), and the execution thereof by any Designated Officer shall be conclusive
evidence of approval of any such changes and additions. The Authority hereby authorizes the
distribution of the Final Official Statement by the Underwriter. The Final Official Statement
shall be executed in the name and on behalf of the Authority by any Designated Officer.
Section 9. Official Actions. The Chair, the Vice Chair, the Treasurer, the Secretary and all
other officers of the Authority are each authorized and directed in the name and on behalf of
the Authority to make any and all assignments, certificates, requisitions, agreements, notices,
consents,instruments of conveyance,warrants and other documents,which they or any of them
might deem necessary or appropriate in order to consummate any of the transactions
contemplated by the documents approved pursuant to this Resolution. Whenever in this
Resolution any officer of the Authority is authorized to execute or countersign any document or
take any action, such execution, countersigning or action may be taken on behalf of such officer
by any person designated by such officer to act on his or her behalf in the case such officer shall
be absent or unavailable.
Section 10. Effective Date. This Resolution shall take effect from and after the date of its
passage and adoption.
PASSED AND ADOPTED by the Huntington Beach Public Financing Authority at a regular
meeting thereof held on the 19th day of February,2008
ATTEST:
&A ZAA4A
67(- Atvo)
Sec ary riC i
REVIEWE D 'PPROVED: INITIATED AND APPROVED:
City Administrates Pin-
ance Director
APPROVED AS TO FORM:
,07
Authority Counsel M
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Iles. No. 17
STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF HUNTINGTON BEACH )
I, JOAN FLYNN, the duly elected, qualified Secretary of the
Huntington Beach Public Financing Authority, do hereby certify that the
whole number of members of the Board of Directors of the Huntington Beach
Public Financing Authority is seven; that the foregoing resolution was passed and
adopted by the affirmative vote of at least a majority of all the members of said
Board at a regular meeting thereof held on February 19, 2008 and that it was so
adopted by the following vote:
AYES: Directors: Hansen, Hardy, Bohr, Cook, Coerper, Green Carchio
NOES: Directors: None
ABSENT: Directors: None
ABSTAIN: Directors: None
Se6gtary of the Board of ectors
of the Huntington Beach Public
Financing Authority