HomeMy WebLinkAboutCity Council - 2010-37 RESOLUTION NO. 2010-37
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH
APPROVING PROCEEDINGS BY THE HUNTINGTON BEACH PUBLIC FINANCING
AUTHORITY FOR THE ISSUANCE AND SALE OF LEASE REVENUE BONDS TO
REFUND THE OUTSTANDING HUNTINGTON BEACH PUBLIC FINANCING
AUTHORITY LEASE REVENUE BONDS, 1997 SERIES A (PUBLIC FACILITIES
PROJECT), AND THE OUTSTANDING HUNTINGTON BEACH PUBLIC FINANCING
AUTHORITY LEASE REVENUE BONDS, 2000 SERIES A (CAPITAL IMPROVEMENT
FINANCING PROJECT), APPROVING FORM AND AUTHORITIZING EXECUTION
OF RELATED DOCUMENTS AND APPROVING OFFICIAL ACTIONS
WHEREAS, the Huntington Beach Public Financing Authority (the "Authority") has
heretofore issued its $8,070,000 Huntington Beach Public Financing Authority Lease Revenue
Bonds, 1997 Series A (Public Facilities Project), of which $2,770,000 remains outstanding (the
"1997 Bonds"); and
The proceeds of the 1997 Bonds were used to finance the costs of the acquisition,
construction, installation and equipping of certain public capital improvements (the "1997
Project"); and
The Authority has also heretofore issued its $18,310,000 Huntington Beach Public
Financing Authority Lease Revenue Bonds, 2000 Series A (Capital Improvement Financing
Project), of which $12,785,000 remains outstanding (the "2000 Bonds"); and
The proceeds of the 2000 Bonds were used to finance and refinance the costs of the
acquisition, construction, installation and equipping of certain public capital improvements (the
"2000 Project"); and
The City, working together with the Authority, proposes to undertake the refinancing of
the 1997 Project and the 2000 Project, including the refunding of the 1997 Bonds and the 2000
Bonds; and
For such purposes, the Authority has determined to issue its Huntington Beach Public
Financing Authority Lease Revenue Refunding Bonds, 2010 Series A, in the aggregate principal
amount of not to exceed $16,500,000 (the `Bonds"); and
The Bonds will be issued under the provisions of Article 4 (commencing with section
6584) of the Act (the "Bond Law") and an indenture of trust (the "Indenture"), by and between
the Authority and U.S. .Bank National Assopas trustee; and
In order to provide for the repayment of the Bonds, the Authority will lease certain real
property and improvements (the "Property") to the City pursuant to a lease agreement (the
"Lease Agreement") under which the City will agree to make lease payments to the Authority
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Resolution No. 2010-37
from moneys in its General Fund and the City will budget and appropriate sufficient amounts in
each year to pay the full amount of principal of and interest on the Bonds; and
As required by section 6586.5(a) of the California Government Code, a public hearing
has been held by this Council in connection with the financing; and
The Council desires to make a finding of significant public benefit pursuant to section
6586.5(a)(2) of the California Government Code, and to approve the financing and the
transactions contemplated by the Bonds; and
The firm of Piper Jaffray & Co. (the "Underwriter") has proposed to purchase and
underwrite the Bonds and has presented to the City a form of Bond Purchase Agreement for the
Bonds, to be entered into among the Authority, the City and the Underwriter (the "Bond
Purchase Agreement"); and
A proposed form of official statement (the "Official Statement") describing the Bonds, to
be used in connection with the marketing of the Bonds by the Underwriter, has been prepared
and has been presented to the City; and
The Council has duly considered such transactions and wishes at this time to approve said
transactions in the public interests of the City,
NOW, THEREFORE, the City Council of the City of Huntington Beach does hereby
resolve as follows:
Section 1. Findings and Consent. The Council hereby finds that significant public
benefits will arise from the financing, in accordance with section 6586 of the California
Government Code.
Section 2. Approval of Bonds. The Council hereby approves the issuance of the
Bonds by the Authority for the purpose of providing funds to refinance the 1997 Project and the
2000 Project,to refund the 1997 Bonds and the 2000 Bonds.
Section 3. Approval of Site and Facility Lease. The Council hereby approves a site
and facility lease, by and between the City and the Authority (the "Site and Facility Lease"),
pursuant to which the City will lease the Property to the Authority, to be leased back to the City
pursuant to the Lease Agreement, in substantially the form on file with the City Clerk, together
with any nonsubstantive changes therein or additions thereto deemed advisable by the City
Administrator, either Deputy City Administrator or the Finance Director (the "Designated
Officers"), whose execution thereof shall be conclusive evidence of such approval. The
Designated Officers, each acting alone, are hereby authorized and directed for and in the name
and on behalf of the City to execute, and the City Clerk is hereby authorized and directed to
attest, the final form of the Site and Facility Lease for and in the name of the City. The Council
hereby authorizes the delivery and performance of the Site and Facility Lease.
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Section 4. Approval of Lease Agreement. The Council hereby approves the Lease
Agreement, in substantially the form on file with the City Clerk, together with any
nonsubstantive changes therein or additions thereto deemed advisable by any Designated Officer,
whose execution thereof shall be conclusive evidence of the approval of any such changes or
additions, so long as the term of the Lease Agreement (not including extensions, as permitted
therein) does not extend beyond September 1, 2030, and so long as the issuance of the Bonds
provides net present value savings to the City of at least 3% of refunded principal. The
Designated Officers, each acting alone, are hereby authorized and directed for and in the name
and on behalf of the City to execute, and the City Clerk is hereby authorized and directed to
attest, the final form of the Lease Agreement for and in the name of the City. The Council hereby
authorizes the delivery and performance of the Lease Agreement.
Section 5. Approval of Escrow Agreements.
(a) The Council hereby approves an escrow deposit and trust agreement, by and among
the Authority, the City and U.S. Bank National Association, as escrow bank, relating to the
refunding of the outstanding 1997 Bonds (the "1997 Escrow Agreement"), in substantially the
form on file with the City Clerk, together with any nonsubstantive changes therein or additions
thereto deemed advisable by any Designated Officer, whose execution thereof shall be
conclusive evidence of the approval of any such changes or additions. The Designated Officers,
each acting alone, are hereby authorized and directed for and in the name and on behalf of the
City to execute, and the City Clerk is hereby authorized and directed to attest, the final form of
the 1997 Escrow Agreement for and in the name of the City. The Council hereby authorizes the
delivery and performance of the 1997 Escrow Agreement.
(b) The Council hereby approves an escrow deposit and trust agreement, by and among
the Authority, the City and The Bank of New York Mellon Trust Company, N.A., as escrow
bank, relating to the refunding of the outstanding 2000 Bonds (the "2000 Escrow Agreement"),
in substantially the form on file with the City Clerk, together with any nonsubstantive changes
therein or additions thereto deemed advisable by any Designated Officer, whose execution
thereof shall be conclusive evidence of the approval of any such changes or additions. The
Designated Officers, each acting alone, are hereby authorized and directed for and in the name
and on behalf of the City to execute, and the City Clerk is hereby authorized and directed to
attest, the final form of the 2000 Escrow Agreement for and in the name of the City. The Council
hereby authorizes the delivery and performance of the 2000 Escrow Agreement.
Section 6. Approval of Termination Agreements.
(a) The Council hereby approves a termination agreement, by and among the City, the
Authority and U.S. Bank National Association, providing for the termination of the recorded
documents relating to the 1997 Bonds (the "1997 Termination Agreement"), in substantially the
form on file with the City Clerk, together with any nonsubstantive changes therein or additions
thereto deemed advisable by any Designated Officer, whose execution thereof shall be
conclusive evidence of the approval of any such changes or additions. The Designated Officers,
each acting alone, are hereby authorized and directed for and in the name and on behalf of the
City to execute, and the City Clerk is hereby authorized and directed to attest, the final form of
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Resolution No. 2010-37
the 1997 Termination Agreement for and in the name of the City. The Council hereby authorizes
the delivery and performance of the 1997 Termination Agreement.
(b) The Council hereby approves a termination agreement, by and among the City, the
Authority and The Bank of New York Mellon Trust Company, N.A., providing for the
termination of the recorded documents relating to the 2000 Bonds (the "2000 Termination
Agreement"), in substantially the form on file with the City Clerk, together with any
nonsubstantive changes therein or additions thereto deemed advisable by any Designated Officer,
whose execution thereof shall be conclusive evidence of the approval of any such changes or
additions. The Designated Officers, each acting alone, are hereby authorized and directed for and
in the name and on behalf of the City to execute, and the City Clerk is hereby authorized and
directed to attest, the final form of the 2000 Termination Agreement for and in the name of the
City. The Council hereby authorizes the delivery and performance of the 2000 Termination
Agreement.
Section 7. Sale of the Bonds. The Council hereby approves the sale of the Bonds by
the Authority to the Underwriter pursuant to the Bond Purchase Agreement in substantially the
form on file with the Secretary, together with such nonsubstantive additions thereto and changes
therein as a Designated Officer shall deem necessary, desirable or appropriate, the execution of
which by the Authority shall be conclusive evidence of the approval of any such additions and
changes. The Designated Officers, each acting alone, are hereby authorized and directed to
execute the final form of the Bond Purchase.Agreement for and in the name and on behalf of the
Authority upon the submission of an offer by the Underwriter to purchase the Bonds, which offer
is acceptable to a Designated Officer and consistent with the requirements of this Resolution.
The Underwriter's compensation for the Bonds shall not exceed $3.50 per $1,000 of principal
amount of the Bonds.
Section 8. Official Statement. The Council hereby approves, and hereby deems
nearly final within the meaning of Rule 15c2-12 of the Securities Exchange Act of 1934 (the
"Rule"), the preliminary official statement describing the Bonds (the "Preliminary Official
Statement") in substantially the form on file with the City Clerk. The Designated Officers, each
acting alone, are hereby authorized and directed to execute an appropriate certificate stating the
City's determination that the Preliminary Official Statement is nearly final within the meaning of
the Rule. Distribution of the Preliminary Official Statement in connection with the sale of the
Bonds is hereby approved. The Designated Officers, each acting alone, are hereby authorized
and directed to approve any nonsubstantive changes in or additions to a final form of official
statement (the "Final Official Statement"), and the execution thereof by any Designated Officer
shall be conclusive evidence of approval of any such changes and additions. The Council hereby
authorizes the distribution of the Final Official Statement by the Underwriter. The Final Official
Statement shall be executed in the name and on behalf of the City by any Designated Officer.
Section 9. Official Actions. The City Administrator, either Deputy City
Administrator, the Finance Director, the City Clerk and all other officers of the City are each
authorized and directed in the name and on behalf of the City to make any and all assignments,
certificates, requisitions, agreements, notices, consents, instruments of conveyance, warrants and
other documents, which they or any of them might deem necessary or appropriate in order to
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Resolution No. 2010-37
consummate any of the transactions contemplated by the documents approved pursuant to this
Resolution. Whenever in this Resolution any officer of the City is authorized to execute or
countersign any document or take any action, such execution, countersigning or action may be
taken on behalf of such officer by any person designated by such officer to act on his or her
behalf in the case such officer shall be absent or unavailable.
Section 10. Effective Date. This Resolution shall take effect from and after the date of
its passage and adoption.
PASSED AND ADOPTED by the City Council of the City of Huntington Beach
at a regular meeting thereof held on the 3rd day of May , 20 10 .
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REVIEW APPROVED: INITIATED AND APPROVED:
City mi ' trator Director of Finance
APPROVED AS TO FORM:
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F,.., City Attorney
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Res. No. 2010-37
STATE OF CALIFORNIA
COUNTY OF ORANGE ) ss:
CITY OF HUNTINGTON BEACH )
I, JOAN L. FLYNN the duly elected, qualified City Clerk of the City of
Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby
certify that the whole number of members of the City Council of the City of
Huntington Beach is seven; that the foregoing resolution was passed and adopted
by the affirmative vote of at least a majority of all the members of said City Council
at a regular meeting thereof held on May 3, 2010 by the following vote:
AYES: Carchio, Coerper, Hardy, Green, Bohr, Dwyer, Hansen
NOES: None
ABSENT: None
ABSTAIN: None
Ci Clerk and ex-officiogIlerk of the
City Council of the City of
Huntington Beach, California