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HomeMy WebLinkAboutHdL Coren & Cone - 2013-12-100, > CONTRACTS SUBMITTAL TO ___- --_-- CITY CLERK'S OFFICE To: JOAN FLYNN, City Clerk Name of Contractor: HdL Coren & Cone Purpose of Contract: For Example: Audit Services or Water Quality Testing Huntington Lake — Huntington Central Park Property Tax Audit -and Compliance Services Amount of Contract: $97,500 Copy of contract distributed to: The original insurance ce g icate/waiver distributed to Risk Management Initiating Dept. ❑ Finance Dept. ORIGINAL bonds sent to Treasurer ❑ Date: Name/Extension City Attorney's Office G:AttyMisc/Contract Forms/City Clerk Transmittal PROFESSIONAL SERVICES CONTRACT BETWEEN THE CITY OF HUNTINGTON BEACH AND HDL COREN & CONE FOR PROPERTY TAX AUDIT AND COMPLIANCE SERVICES THIS AGREEMENT ("Agreement") is made and entered into by and between the City of Huntington Beach, a municipal corporation of the State of California, hereinafter referred to as "CITY," and HDL COREN & CONE, a California Corporation hereinafter referred to as "CONSULTANT." WHEREAS, CITY desires to engage the services of a consultant to provide property tax auditing, compliance, and recovery services; and Pursuant to documentation on file in the office of the City Clerk, the provisions of the Huntington Beach Municipal Code, Chapter 3.03, relating to procurement of professional service contracts have been complied with; and CONSULTANT has been selected to perform these services, NOW, THEREFORE, it is agreed by CITY and CONSULTANT as follows: 1. SCOPE OF SERVICES CONSULTANT shall provide all services as described in Exhibit "A," which is attached hereto and incorporated into this Agreement by this reference. These services shall sometimes hereinafter be referred to as the "PROJECT." CONSULTANT hereby designates Paula Cone who shall represent it and be its sole contact and agent in all consultations with CITY during the performance of this Agreement. agree/ surfnet/professional svcs 50 to 100 10/12 1 of 11 2. CITY STAFF ASSISTANCE CITY shall assign a staff coordinator to work directly with CONSULTANT in the performance of this Agreement. 3. TERM; TIME OF PERFORMANCE Time is of the essence of this Agreement. The services of CONSULTANT are to commence on December 10, 2013 (the "Commencement Date"). This Agreement shall automatically terminate three (3) years from the Commencement Date, unless extended or sooner terminated as provided herein. All tasks specified in Exhibit "A" shall be completed no later than Three (3) Years from the Commencement Date. The time for performance of the tasks identified in Exhibit "A" are generally to be shown in Exhibit "A." This schedule may be amended to benefit the PROJECT if mutually agreed to in writing by CITY and CONSULTANT. In the event the Commencement Date precedes the Effective Date, CONSULTANT shall be bound by all terms and conditions as provided herein. 4. COMPENSATION In consideration of the performance of the services described herein, CITY agrees to pay CONSULTANT on a time and materials basis at the rates specified in Exhibit "1B," which is attached hereto and incorporated by reference into this Agreement, a fee, including all costs and expenses, not to exceed Ninety -Seven Thousand, Five Hundred Dollars ($97,500). 5. EXTRA WORK In the event CITY requires additional services not included in Exhibit "A" or changes in the scope of services described in Exhibit "A," CONSULTANT will undertake such work only after receiving written authorization from CITY. Additional agree/ surfnet/professional svcs 50 to 100 10/12 2 of 11 compensation for such extra work shall be allowed only if the prior written approval of CITY is obtained. 6. METHOD OF PAYMENT CONSULTANT shall be paid pursuant to the terms of Exhibit "B." 7. DISPOSITION OF PLANS, ESTIMATES AND OTHER DOCUMENTS CONSULTANT agrees that title to all materials prepared hereunder, including, without limitation, all original drawings, designs, reports, both field and office notices, calculations, computer code, language, data or programs, maps, memoranda, letters and other documents, shall belong to CITY, and CONSULTANT shall turn these materials over to CITY upon expiration or termination of this Agreement or upon PROJECT completion, whichever shall occur first. These materials may be used by CITY as it sees fit. 8. HOLD HARMLESS CONSULTANT hereby agrees to protect, defend, indemnify and hold harmless CITY, its officers, elected or appointed officials, employees, agents and volunteers from and against any and all claims, damages, losses, expenses, judgments, demands and defense costs (including, without limitation, costs and fees of litigation of every nature or liability of any kind or nature) arising out of or in connection with CONSULTANT's (or CONSULTANT's subcontractors, if any) negligent (or alleged negligent) performance of this Agreement or its failure to comply with any of its obligations contained in this Agreement by CONSULTANT, its officers, agents or employees except such loss or damage which was caused by the sole negligence or willful misconduct of CITY. CONSULTANT will conduct all defense at its sole cost and expense and CITY shall approve selection of CONSULTANT's counsel. This indemnity shall agree/ surfnet/professional svcs 50 to 100 10/12 3 of 11 apply to all claims and liability regardless of whether any insurance policies are applicable. The policy limits do not act as limitation upon the amount of indemnification to be provided by CONSULTANT. 9. PROFESSIONAL LIABILITY INSURANCE CONSULTANT shall obtain and furnish to CITY a professional liability insurance policy covering the work performed by it hereunder. This policy shall provide coverage for CONSULTANT's professional liability in an amount not less than One Million Dollars ($1,000,000.00) per occurrence and in the aggregate. The above - mentioned insurance shall not contain a self -insured retention without the express written consent of CITY; however an insurance policy "deductible" of Ten Thousand Dollars ($10,000.00) or less is permitted. A claims -made policy shall be acceptable if the policy further provides that: A. The policy retroactive date coincides with or precedes the initiation of the scope of work (including subsequent policies purchased as renewals or replacements). B. CONSULTANT shall notify CITY of circumstances or incidents that might give rise to future claims. CONSULTANT will make every effort to maintain similar insurance during the required extended period of coverage following PROJECT completion. If insurance is terminated for any reason, CONSULTANT agrees to purchase an extended reporting provision of at least two (2) years to report claims arising from work performed in connection with this Agreement. If CONSULTANT fails or refuses to produce or maintain the insurance required by this section or fails or refuses to furnish the CITY with required proof that agree/ surfnet/professional svcs 50 to 100 10/12 4 of I I insurance has been procured and is in force and paid for, the CITY shall have the right, at the CITY's election, to forthwith terminate this Agreement. Such termination shall not effect Consultant's right to be paid for its time and materials expended prior to notification of termination. CONSULTANT waives the right to receive compensation and agrees to indemnify the CITY for any work performed prior to approval of insurance by the CITY. 10. CERTIFICATE OF INSURANCE Prior to commencing performance of the work hereunder, CONSULTANT shall furnish to CITY a certificate of insurance subject to approval of the City Attorney evidencing the foregoing insurance coverage as required by this Agreement; the certificate shall: A. provide the name and policy number of each carrier and policy; B. state that the policy is currently in force; and C. shall promise that such policy shall not be suspended, voided or canceled by either party, reduced in coverage or in limits except after thirty (30) days' prior written notice; however, ten (10) days' prior written notice in the event of cancellation for nonpayment of premium. CONSULTANT shall maintain the foregoing insurance coverage in force until the work under this Agreement is fully completed and accepted by CITY. The requirement for carrying the foregoing insurance coverage shall not derogate from CONSULTANT's defense, hold harmless and indemnification obligations as set forth in this Agreement. CITY or its representative shall at all times have the right to demand the original or a copy of the policy of insurance. CONSULTANT shall pay, in a prompt and timely manner, the premiums on the insurance hereinabove required. agree/ surfnet/professional svcs 50 to 100 10/12 5 of 11 11. INDEPENDENT CONTRACTOR CONSULTANT is, and shall be, acting at all times in the performance of this Agreement as an independent contractor herein and not as an employee of CITY. CONSULTANT shall secure at its own cost and expense, and be responsible for any and all payment of all taxes, social security, state disability insurance compensation, unemployment compensation and other payroll deductions for CONSULTANT and its officers, agents and employees and all business licenses, if any, in connection with the PROJECT and/or the services to be performed hereunder. 12. TERMINATION OF AGREEMENT All work required hereunder shall be performed in a good and workmanlike manner. CITY may terminate CONSULTANT's services hereunder at any time with or without cause, and whether or not the PROJECT is fully complete. Any termination of this Agreement by CITY shall be made in writing, notice of which shall be delivered to CONSULTANT as provided herein. In the event of termination, all finished and unfinished documents, exhibits, report, and evidence shall, at the option of CITY, become its property and shall be promptly delivered to it by CONSULTANT. 13. ASSIGNMENT AND DELEGATION This Agreement is a personal service contract and the work hereunder shall not be assigned, delegated or subcontracted by CONSULTANT to any other person or entity without the prior express written consent of CITY. If an assignment, delegation or subcontract is approved, all approved assignees, delegates and subconsultants must satisfy the insurance requirements as set forth in Sections 9 and 10 hereinabove. agree/ surfnet/professional svcs 50 to 100 10/12 6 of 11 14. COPYRIGHTS/PATENTS CITY shall own all rights to any patent or copyright on any work, item or material produced as a result of this Agreement. 15. CITY EMPLOYEES AND OFFICIALS CONSULTANT shall employ no CITY official nor any regular CITY employee in the work performed pursuant to this Agreement. No officer or employee of CITY shall have any financial interest in this Agreement in violation of the applicable provisions of the California Government Code. 16. NOTICES Any notices, certificates, or other communications hereunder shall be given either by personal delivery to CONSULTANT's agent (as designated in Section 1 hereinabove) or to CITY as the situation shall warrant, or by enclosing the same in a sealed envelope, postage prepaid, and depositing the same in the United States Postal Service, to the addresses specified below. CITY and CONSULTANT may designate different addresses to which subsequent notices, certificates or other communications will be sent by notifying the other party via personal delivery, a reputable overnight carrier or U. S. certified mail -return receipt requested: TO CITY: City of Huntington Beach ATTN: Carol Molina Espinoza 2000 Main Street Huntington Beach, CA 92648 agree/ surfnet/professional svcs 50 to 100 10/12 TO CONSULTANT: HdL Coren & Cone ATTN: Paula Cone 1340 Valley Vista Dr., Ste 200 Diamond Bar, CA 91765 7ofII 17. CONSENT When CITY's consent/approval is required under this Agreement, its consent/approval for one transaction or event shall not be deemed to be a consent/approval to any subsequent occurrence of the same or any other transaction or event. 18. MODIFICATION No waiver or modification of any language in this Agreement shall be valid unless in writing and duly executed by both parties. 19. SECTION HEADINGS The titles, captions, section, paragraph and subject headings, and descriptive phrases at the beginning of the various sections in this Agreement are merely descriptive and are included solely for convenience of reference only and are not representative of matters included or excluded from such provisions, and do not interpret, define, limit or describe, or construe the intent of the parties or affect the construction or interpretation of any provision of this Agreement. 20. INTERPRETATION OF THIS AGREEMENT The language of all parts of this Agreement shall in all cases be construed as a whole, according to its fair meaning, and not strictly for or against any of the parties. If any provision of this Agreement is held by an arbitrator or court of competent jurisdiction to be unenforceable, void, illegal or invalid, such holding shall not invalidate i or affect the remaining covenants and provisions of this Agreement. No covenant or provision shall be deemed dependent upon any other unless so expressly provided here. As used in this Agreement, the masculine or neuter gender and singular or plural number shall be deemed to include the other whenever the context so indicates or requires. Nothing contained herein shall be construed so as to require the commission of any act agree/ surfnet/professional svcs 50 to 100 10/12 8 of 11 contrary to law, and wherever there is any conflict between any provision contained herein and any present or future statute, law, ordinance or regulation contrary to which the parties have no right to contract, then the latter shall prevail, and the provision of this Agreement which is hereby affected shall be curtailed and limited only to the extent necessary to bring it within the requirements of the law. 21. DUPLICATE ORIGINAL The original of this Agreement and one or more copies hereto have been prepared and signed in counterparts as duplicate originals, each of which so executed shall, irrespective of the date of its execution and delivery, be deemed an original. Each duplicate original shall be deemed an original instrument as against any party who has signed it. 22. IMMIGRATION CONSULTANT shall be responsible for full compliance with the immigration and naturalization laws of the United States and shall, in particular, comply with the provisions of the United States Code regarding employment verification. 23. LEGAL SERVICES SUBCONTRACTING PROHIBITED CONSULTANT and CITY agree that CITY is not liable for payment of any subcontractor work involving legal services, and that such legal services are expressly outside the scope of services contemplated hereunder. CONSULTANT understands that pursuant to Huntington Beach City Charter Section 309, the City Attorney is the exclusive legal counsel for CITY; and CITY shall not be liable for payment of any legal services expenses incurred by CONSULTANT. agree/ surfnet/professional svcs 50 to 100 10/12 9 of I I 24. ATTORNEY'S FEES In the event suit is brought by either party to construe, interpret and/or enforce the terms and/or provisions of this Agreement or to secure the performance hereof, each party shall bear its own attorney's fees, such that the prevailing party shall not be entitled to recover its attorney's fees from the nonprevailing party. 25. SURVIVAL Terms and conditions of this Agreement, which by their sense and context survive the expiration or termination of this Agreement, shall so survive. 26. GOVERNING LAW This Agreement shall be governed and construed in accordance with the laws of the State of California. 27. SIGNATORIES Each undersigned represents and warrants that its signature hereinbelow has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify CITY fully for any injuries or damages to CITY in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. 28. ENTIRETY The parties acknowledge and agree that they are entering into this Agreement freely and voluntarily following extensive arm's length negotiation, and that each has had the opportunity to consult with legal counsel prior to executing this Agreement. The parties also acknowledge and agree that no representations, inducements, promises, agreements or warranties, oral or otherwise, have been made by that party or anyone acting on that party's behalf, which are not embodied in this Agreement, and that that party has not executed this Agreement in reliance on any representation, inducement, agree/ surfnet/professional svcs 50 to 100 10/12 10 of 11 promise, agreement, warranty, fact or circumstance not expressly set forth in this Agreement. This Agreement, and the attached exhibits, contain the entire agreement between the parties respecting the subject matter of this Agreement, and supersede all prior understandings and agreements whether oral or in writing between the parties respecting the subject matter hereof. 29. EFFECTIVE DATE This Agreement shall be effective on the date of its approval by the City Attorney. This Agreement shall expire when terminated as provided herein. IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by and through their authorized officers. CONSULTANT, [COMPANY NAMEI HdL Coren & Cone By: ��G�1 .T Con1E print name ITS: (circle one) Chairman(residen ice President AND By: Vk 64 �1-. &A -- CITY OF HUNTINGTON BEACH, a municipal corporation of the State of California / , City Manager INITIA ED AND PROVED: Director of Finance g1AQ.r1A) co R E "d APP , ED AS TO FORM: print name ITS: (circle one) Secr ary/Chie cial Officer/Asst. l\ � /�`'//� Secretary — Treasure I ty Atto e Date /2' /2• (3° agree/ surfnet/professional svcs 50 to 100 10/12 11 of 11 EXHIBIT "A" A. STATEMENT OF WORK: (Narrative of work to be performed) See Attached - Exhibit A-1 B. CONSULTANT'S DUTIES AND RESPONSIBILITIES: See Attached - Exhibit A-1 C. CITY'S DUTIES AND RESPONSIBILITIES: The City's role is to provide a map with street names delineating City/Successor Agency boundaries for use in auditing the secured property database. In addition any City annexations which have been approved within the previous 2 fiscal years need to be reviewed to ensure that the county has correctly coded the parcels with City tax rate areas. D. WORK PROGRAM/PROJECT SCHEDULE: TBD EXHIBIT A EXHIBIT A-1 Proposal for Property Tax Auditing Services C. METHODOLOGY City of Huntington Beach HdL Coren & Cone annually purchases secured, unsecured and Board of Equalization (BOE) tax roll data from Orange County and BOE respectively. This data is then updated with purchased real estate data to reflect the most current owner of record, sale prices, deed information and if necessary is used to complete the City parcel record with current situs and mailing addresses. Sales history and current and historical appeal data are additional datasets purchased to augment the Assessor's released data and made available on our web -based property tax software. These additional datasets also provide reports for better understanding changes to the property tax roll between release dates. All data necessary to update the original lien date set from the Assessor and the procurement of the lien date rolls is purchased by HdLCC and provided to the City as a part of this service. EXHIBIT A-1 Proposal for Property Tax Auditing Services Objectives and Methodology: City of Huntington Reach The methodology that HdL Coren & Cone follows in identifying, correcting and recovering property tax errors includes the following: Task I Establish city data from county data set and reconcile the annual auditor - controller assessed valuation report to the assessor's lien date rolls and identify discrepancies Task II Identify and correct errors through the performance of secured parcel audit and unsecured review where addresses are available. Task III Prepare reports, review and analyze the data in preparation to meet with City staff to discuss year to year changes and trending. Task IV Ongoing analysis, appeal updates, transfer of ownership updates, remittance advice review, budget projections HdL Coren & Cone has ample staff to devote to the tasks required in this request for qualifications. Our knowledgeable staff will be assigned to ensure that the deadlines for deliverables are met and that requests placed by City staff are handled expeditiously. Timeline for Property Tax Analysis and Audit Services: • County assessment rolls are purchased annually in July. • The property data program will be available for access via the internet within 30 days of the execution of the agreement. Parcel data will be updated monthly to include the most current ownership information due to parcel transfers. • The secured audits for the City will be completed and submitted to the County Assessor for corrective action within 90 days of receipt of county rolls. The audit and timing is contingent upon City providing the requested map(s). The City will receive file copies of submittals simultaneous with submissions to the County Assessor. • Data collection from the County Assessor's and Auditor Controller's offices for reports is performed in August and September each year and preliminary reports will be delivered to the City prior to the end of November annually. Preliminary reports will include estimates of tax increment revenue for the fiscal year that is estimated as being available for the January 2 and June 1 allocations to the Successor Agency by the Auditor Controller. • The final tax ratio percentages are available from the auditor controller's office annually in February/March. Final reports will be prepared and delivered prior to the end of April annually. • Preparation of a General Fund Revenue Spreadsheet to assist the City in its budgeting process will be provided annually in February. Reviews of Successor Agency revenue EXHIBIT A-1 Proposal for Property Tax Auditing Services City of Huntington Beach allocations and residual revenue distributions will be conducted as requested by the City/Successor Agency. City Responsibilities: The City's role is to provide a map with street names delineating City/Successor Agency boundaries for use in auditing the secured property database. In addition any City annexations which have been approved within the previous 2 fiscal years need to be reviewed to ensure that the county has correctly coded the parcels with City tax rate areas. Deliverables — Reports: HdLCC furnishes a variety of reports detailing property and revenue trends for the entire City and for custom defined geographic areas. These reports can be used for budgeting purposes, planning, economic development and public information. Among the reports available are top 25, 50, 100-property owner/taxpayer listings, multiple ownership properties, non -owner occupied parcels, identification of property ownership transfers and completed construction projects for tracking of reassessments. We also provide the City with quarterly reports of pending assessment appeals and quarterly sales transaction and trending analyses. The secured and unsecured roll data is available annually from the County Assessor in July/August. The lien date rolls are reconciled to the certified value reports received by the City from the Auditor Controller in August and after verifying that the data reconciles, HdLCC processes the property data. Discrepancies between the Assessor's and Auditor Controller's data are researched and reported to the City. The Orange County Auditor Controller's website has a comprehensive battery of reports that detail the remittances received by the City with each apportionment. HdLCC has the ability to reconcile the receipts to the levy (calculated taxes to be received) and point out areas of deviation of receipts between tax years. This analysis can assist a City in budgeting where specific tax revenues may not be recurring or where receipts in one year may be inflated or reduced due to one-time aberrations. The identification of escaping revenue through the use of property tax data has been a targeted focus for HdLCC during the past 10 years. With the reduction of tax revenues through legislated ERAF, cities, counties, agencies and special districts have been focusing on ways to increase the limited resources already stretched thin. The unsecured roll contains property owners which, when matched with a business license data set can be used to identify escaping revenues. For instance, property leased to businesses in your jurisdiction is taxed to the lessor of the property. We find that frequently, the lessors are not properly registered with a city business license. When notified and properly licensed, these businesses will generate additional revenue for the City. EXHIBIT A-1 Proposol for Property Tax Auditing Services City of Huntington Beach The use of the secured roll will assist in identifying owners of rented residential, commercial, or industrial properties that do not have a business license with the City should one be required. HdLCC will provide the following reports based on the 2013-14 lien date rolls and will provide the reports annually, quarterly or monthly as appropriate: Reports are also available from prior years if needed. Reports in the portfolio of deliverables include but are not limited to: City/Agency Roll Summary Graph — 5 year history Top 40 Net Taxable Change History — summary Top 40 Value Change Listing — detailed history • Category Summary Year to Year Growth - 2 year comparison Transfer of Ownership Summary Transfer of Ownership Listing Negative Value Change Parcels Median/Average Sales Price of Property Sales • Comparison of Peak Sale Price to Current Sale Price Proposition 8 Historical Reductions City/Agency Roll Summary Tax Dollar Breakdown Graph Top Secured/Unsecured Property Owner/Taxpayer Summary Reports Top 10, 25, 50, 100 available • Use Category Summary Revenue Calculation for City, Special Districts, Successor Agency General Fund Spreadsheet, General Fund and Special Districts Residual Revenue Spreadsheet, Successor Agency Non -Residential New Construction- Gann Limit - Proposition 111 Foreclosure Data Reports REO Report SUCCESSOR AGENCY SERVICES including but not limited to: Tax increment projections Cash flow estimates for the Successor Agency by Project Area Assistance with Recognized Obligation Payment Schedules (ROPS) Assistance in providing property tax information for the taxing agencies receiving property tax revenues from former Project Areas Estimates of property tax revenues to be received by the taxing entities from former Project Areas Provide property tax information to the Oversight Board at the direction of the Successor Agency Provide access to the Oversight Board to City and former redevelopment agency documents at the direction of the Successor Agency EXHIBIT A-1 Proposal for Property Tax Auditing Services City of Huntington Beach Monitor the County distribution of Redevelopment Property Tax Trust Fund (RPTTF) revenues, tax -sharing amounts to the City and taxing entities of the former redevelopment agency and allocation of residual and other revenues Coordinate with the Auditor -Controller the relationship between the tax -sharing, debt service and other obligations of former redevelopment agency Prepare as needed an assessment of resources available to the Successor Agency to meet the long term obligations of the former redevelopment agency. Assist the Successor Agency with data necessary for refunding bond issues for savings Prior to their dissolution redevelopment agencies were the major beneficiaries of the $80 million HdLCC audit recovered because most of the corrections involved the miscoding of parcels in a city's general fund that belonged in a redevelopment project area, and because all of the tax increment went to the redevelopment agency. Recoveries for successor agencies offer limited advantages to their cities. Audit recoveries provide the successor agency additional revenue to wind down their obligations more quickly, and may add to the residual distribution for all the taxing entities in project areas. The City, like the other taxing entities, would receive its share of any residual payments after annual Redevelopment Obligation Payments (ROPS). School districts would not benefit at all since additional residual payments reduce the State backfill payments. Given these circumstances most cities and successor agencies do not opt for property tax audits of former redevelopment project areas. For cities there are opportunities to capture property tax revenue incorrectly going to jurisdictions outside the city as well as former redevelopment project areas. Under these circumstances our audit services are provided on a contingency basis as described below. For successor agencies the audits will be performed as Additional Services with the manner of payment to be determined upon authorization to proceed. Analysis and Identification of Misallocation Errors HdLCC has been auditing and monitoring property taxes for cities for 23 years. During that time we have recovered more than $80 million of net property tax revenue for our client agencies. Our ability to provide this service relies on information provided by county assessors, auditor - controllers and tax collectors. We have limited success auditing some counties, including Orange County, due to insufficient access to necessary data. We have described below the limitations we face in complying with the requirements of this request for proposal. Secured Audits Upon approval of the contract, HdLCC will perform an analysis of the Secured Roll to identify all parcels on the secured tax roll and verify that parcel assessed valuations and the resulting taxes are correctly allocated to the City or Successor Agency. This analysis is accomplished through the use of specialized computer software, assessor maps, city maps, GIS maps, city records, other pertinent documents, and field investigations. The review will include the lien date EXHIBIT A-1 Proposal for Property Tax Auditing Services City of Huntington Beach secured data for the 2013-14 tax year as well as historical data back to the 2010-11 tax year after excluding previous audit misallocations identified by the City or its current contractor. HdLCC has the technology, methodology and trained staff to analyze all secured parcels within the City to identify costly errors resulting in the misallocation of property taxes. The Orange County Assessor, beginning in the 2004-05 fiscal year, has determined that the situs addresses on the secured tax roll are confidential information and has not included that field on the data available for purchase. HdLCC has been purchasing data from Orange County for 22 years and has been archiving situs address on properties during that time. Where a parcel number has not changed, HdLCC has updated the address from previous rolls to complete the database. If the parcels have been re -mapped and we can ascertain a direct relationship between the old and new parcel, we have updated the address. New parcels added since 2004-05 do not have addresses and unless the City has the ability to provide addresses by assessor's parcel number, those properties may have no reported address. HdLCC audits the secured and property records two ways: first reviewing the entire county to find parcels miscoded to other jurisdictions; and second, reviewing the parcels within the city, county or agency to ensure that each is coded to the appropriate taxing entity. To date, we have the addresses associated with the secured. Our advanced technology, accuracy and track record have placed us in a unique position to be hired by cities to find additional revenues after audits have been performed by prior consultants. In addition, by filing audit results with the County Assessor in a timely manner, we can assure that the repetitive errors from previous years will not re -occur. Unsecured Audits The Orange County Assessor has always considered unsecured property addresses a confidential field of information and therefore does not include this data on the lien date database sold to outside purchasers. Addresses are a critical field of data required for auditing unsecured property as it is reported based on situs address This makes performing reviews on the unsecured (business property) a challenge because if the County fails to indicate where the property is located as a field in their database, it is impossible to challenge its incorrect assignment. If the City is able to acquire a file from the Assessor that includes addresses on the unsecured roll, we will perform an unsecured review for misallocations and also check for previous year errors. EXHIBIT A-1 Proposal for Property Tax Auditing Services City of Huntington Peach WEB -BASED PROPERTY TAX SOFTWARE APPLICATION The HdLCC web -based software application provides clients with a user-friendly tool to access the City's property tax data. HdLCC provides monthly updates to reflect changes in ownership and deed recordings. Assessment appeals data is updated quarterly. As modifications and enhancements are made to the program, clients receive the enhanced version of the software at no additional cost. The City will be granted a "site license" for the application, which does not limit the number of users. The software can be used to access secured, unsecured, cross reference, possessory interest, mineral rights and SBE non -operating unitary tax rolls. Property transfer information is updated monthly and the prior sales transactions are stored with each record for reference. Filtering is available for Pre -Prop 13 owned properties, non - owner occupied properties (absentee owners), specific focused uses, targeted values, and selection of various other property characteristics. The database can be sorted by parcel number, owner, situs address, county use code designation and tax rate area. Data can be exported from the database to Excel, CSV, Text or Html to allow for further analysis through an easy to use export feature. Custom exports are also available to link or integrate with city building or code enforcement products. Training will be provided annually at no additional cost to the client and HdLCC is available to I nswer questions, provide phone assistance or trouble shoot issues that arise between scheduled training events. EXHIBIT A-1 Proposal for Property Tax Auditing Services City of Huntington Beach :Delivering Revenue, !Insight and Efciency, The Cit}/ Of HUntington BeaCh to Local Government c1,107 parcels ' Parcel 024-153-25 a Use , 'CMSC'Comme'rcW COMMERCIAL MISCELLANEOUS ner "CIM HUNTINGTON,LLCCD HUNTINGTON LLC P Mall Name" -"; -"CIM HUNTINGTON LLC CIMcHUNTINGTON LLC arceljype: I Page: 7,ninn Re9itrn:' (iinknawrnj Summary of Features • Search by Parcel, Use, owner or Site Address • View sales history (seller, date, price & document) • City/RDA revenue is calculated for each parcel • View building/land characteristic data • Build user defined custom data sub -sets (geos) • Link to assessor parcel maps (Web) • Print custom user defined reports • Link to county parcel tax bill information (Web) • Display parcel on Microsoft Virtual Earth (Web) • Easy access to user help system • Filter database on any one or a combination of fields • View/search unsecured property records • Print mailing labels with postal bar codes • Monitor assessment appeals activity • View 5 years of historical information on each secured • Export data and link with other data sets property EXHIBIT A-1 Proposal for Property Tax Auditing Services City of Huntington Beach On -Going Consultation HdLCC will serve as adjunct property tax staff to the City of Huntington Beach. All requests by the City or other authorized consultants for information based upon the City's property tax data sets are provided without additional costs. Requests for special reports and research beyond the scope of the contract may entail additional fees. Optional Services Optional services, special reports, additional research or software programming required, and special project engagements not included in the scope of services as outlined in this RFP for which HdLCC may be engaged will be billed at a fixed hourly fee. EXHIBIT B Proposal for Property Tax Auditing Services City of Huntington Beach MUNICIPAL PROPERTY TAX SERVICES REQUEST FOR PROPOSALS ("RFP") COST OF PROPOSAL The City of Huntington Beach desires a three-year proposal. Describe your firm's fee schedule - on an annual basis -for the following services. Show your costs in the table format shown below. SECTION I: Fixed Price Proposal A. Basic Services n_ . tnf4 in t%c CrnnP of Services. Description of Services Provided Year 1 Year 2 Year 3 Property Management and Data $22,500 $22,500 $22,500 Services (2) Detection, correction and recovery of misallocated property tax revenue for the %. Ly VI 1IU11 t1115Lw'1 .+ Description of Services Provided Year 1 Year 2 Year 3 Not to exceed Not to exceed Not to exceed Audit Recovery $10,000 $10,000 $10,000 SECTION II Fixed Price Proposal -r _-1-1ee__, *� A in Crnno of iPrvirPC M. r1 UV1�wr1 v1 UUM lFl Description of Services Provided Year 1 Year 2 Year 3 Optional Services outside of RFP Fee schedule Fee schedule Fee schedule scope of services, mutually agreed below below below to be performed after mutual written authorization B. If there are options and/or alternatives that have not been included in the wbL proposal sections above, please provide for each such option/alternate the following information: (1) A detailed description of the option/alternate (2) A full explanation of the rationale for not incorporating the work in the base proposal. (3) Detailed cost information for each option/alternate, in accordance with the cost proposal requirements of the RFP. Fee Schedule for optional services requested by City of HdLCC Partner $225 Principal $195 Associate $150 Programmer $150 Senior Analyst $100 Analyst $ 65 Administrative $ 45 EXHIBIT "B" Payment Schedule (Hourly Payment) A. Hourly Rate CONSULTANT'S fees for such services shall be based upon the following hourly rate and cost schedule: B. Travel Charges for time during travel are not reimbursable. C. Billing All billing shall be done monthly in fifteen (15) minute increments and matched to an appropriate breakdown of the time that was taken to perform that work and who performed it. 2. Each month's bill should include a total to date. That total should provide, at a glance, the total fees and costs incurred to date for the project. 3. A copy of memoranda, letters, reports, calculations and other documentation prepared by CONSULTANT may be required to be submitted to CITY to demonstrate progress toward completion of tasks. In the event CITY rejects or has comments on any such product, CITY shall identify specific requirements for satisfactory completion. 4. CONSULTANT shall submit to CITY an invoice for each monthly payment due. Such invoice shall: A) Reference this Agreement; B) Describe the services performed; C) Show the total amount of the payment due; D) Include a certification by a principal member of CONSULTANT's firm that the work has been performed in accordance with the provisions of this Agreement; and E) For all payments include an estimate of the percentage of work completed. Upon submission of any such invoice, if CITY is satisfied that CONSULTANT is making satisfactory progress toward completion of tasks in accordance with this Agreement, CITY shall approve the invoice, in which event payment shall be made within thirty (30) days of receipt of the invoice by CITY. Such approval shall not be unreasonably withheld. If CITY does not approve an invoice, CITY shall notify CONSULTANT in writing of the reasons for non -approval and the schedule of performance set forth in Exhibit "A" may at the option of CITY be suspended until the parties agree that past performance by CONSULTANT is in, or has been brought into compliance, or until this Agreement has expired or is terminated as provided herein. 1 Exhibit B 5. Any billings for extra work or additional services authorized in advance and in writing by CITY shall be invoiced separately to CITY. Such invoice shall contain all of the information required above, and in addition shall list the hours expended and hourly rate charged for such time. Such invoices shall be approved by CITY if the work performed is in accordance with the extra work or additional services requested, and if CITY is satisfied that the statement of hours worked and costs incurred is accurate. Such approval shall not be unreasonably withheld. Any dispute between the parties concerning payment of such an invoice shall be treated as separate and apart from the ongoing performance of the remainder of this Agreement. 2 Exhibit B EXHIBIT "B" Payment Schedule (Fixed Fee Payment) 1. CONSULTANT shall be entitled to monthly progress payments toward the fixed fee set forth herein in accordance with the following progress and payment schedules. 2. Delivery of work product: A copy of every memorandum, letter, report, calculation and other documentation prepared by CONSULTANT shall be submitted to CITY to demonstrate progress toward completion of tasks. In the event CITY rejects or has comments on any such product, CITY shall identify specific requirements for satisfactory completion. 3. CONSULTANT shall submit to CITY an invoice for each monthly progress payment due. Such invoice shall: A) Reference this Agreement; B) Describe the services performed; C) Show the total amount of the payment due; D) Include a certification by a principal member of CONSULTANT's firm that the work has been performed in accordance with the provisions of this Agreement; and E) For all payments include an estimate of the percentage of work completed. Upon submission of any such invoice, if CITY is satisfied that CONSULTANT is making satisfactory progress toward completion of tasks in accordance with this Agreement, CITY shall approve the invoice, in which event payment shall be made within thirty (30) days of receipt of the invoice by CITY. Such approval shall not be unreasonably withheld. If CITY does not approve an invoice, CITY shall notify CONSULTANT in writing of the reasons for non -approval and the schedule of performance set forth in Exhibit "A" may at the option of CITY be suspended until the parties agree that past performance by CONSULTANT is in, or has been brought into compliance, or until this Agreement has expired or is terminated as provided herein. 4. Any billings for extra work or additional services authorized in advance and in writing by CITY shall be invoiced separately to CITY. Such invoice shall contain all of the information required above, and in addition shall list the hours expended and hourly rate charged for such time. Such invoices shall be approved by CITY if the work performed is in accordance with the extra work or additional services requested, and if CITY is satisfied that the statement of hours worked and costs incurred is accurate. Such approval shall not be unreasonably withheld. Any dispute between the parties concerning payment of such an invoice shall be treated as separate and apart from the ongoing performance of the remainder of this Agreement. Exhibit B EXHIBIT "B" Payment Schedule (Hourly Payment) A. Hourly Rate CONSULTANT'S fees for such services shall be based upon the following hourly rate and cost schedule: See Attached B. Travel. Charges for time during travel are not reimbursable C. Billing 1. All billing shall be done monthly in fifteen (15) minute increments and matched to an appropriate breakdown of the time that was taken to perform that work and who performed it. 2. Each month's bill should include a total to date. That total should provide, at a glance, the total fees and costs incurred to date for the project. A copy of memoranda, letters, reports, calculations and other documentation prepared by CONSULTANT may be required to be submitted to CITY to demonstrate progress toward completion of tasks. In the event CITY rejects or has comments on any such product, CITY shall identify specific requirements for satisfactory completion. 4. . CONSULTANT shall submit to CITY an invoice for each monthly payment due. Such invoice shall: A) Reference this Agreement; B) Describe the services performed; C) Show the total amount of the payment due; D) Include a certification by a principal member of CONSULTANT's firm that the work has been performed in accordance with the provisions of this Agreement; and E) For all payments include an estimate of the percentage of work completed. Upon submission of any such invoice, if CITY is satisfied that CONSULTANT is making satisfactory progress toward completion of tasks in accordance with this Agreement, CITY shall approve the invoice, in which event payment shall be made within thirty (30) days of receipt of the invoice by CITY. Such approval shall not be unreasonably withheld. If CITY does not approve an invoice, CITY shall notify CONSULTANT in writing of the reasons for non -approval and the schedule of performance set forth in Exhibit "A" may at the option of CITY be suspended until the parties agree that past performance by CONSULTANT is in, or has been brought into compliance, or until this Agreement has expired or is terminated as provided herein. Exhibit B Any billings for extra work or additional services authorized in advance and in writing by CITY shall be invoiced separately to CITY. Such invoice shall contain all of the information required above, and in addition shall list the hours expended and hourly rate charged for such time. Such invoices shall be approved by CITY if the work performed is in accordance with the extra work or additional services requested, and if CITY is satisfied that the statement of hours worked and costs incurred is accurate. Such approval shall not be unreasonably withheld. Any dispute between the parties concerning payment of such an invoice shall be treated as separate and apart from the ongoing performance of the remainder of this Agreement. 2 Exhibit B EXHIBIT "B" Payment Schedule (Fixed Fee Payment) 1. CONSULTANT shall be entitled to monthly progress payments toward the fixed fee set forth herein in accordance with the following progress and payment schedules. 2. Delivery of work product: A copy of every memorandum, letter, report, calculation and other documentation prepared by CONSULTANT shall be submitted to CITY to demonstrate progress toward completion of tasks. In the event CITY rejects or has comments on any such product, CITY shall identify specific requirements for satisfactory completion. 3. CONSULTANT shall submit to CITY an invoice for each monthly progress payment due. Such invoice shall: A) Reference this Agreement; B) Describe the services performed; C) Show the total amount of the payment due; D) Include a certification by a principal member of CONSULTANT"s firm that the work has been performed in accordance with the provisions of this Agreement; and E) For all payments include an estimate of the percentage of work completed. Upon submission of any such invoice, if CITY is satisfied that CONSULTANT is making satisfactory progress toward completion of tasks in accordance with this Agreement, CITY shall approve the invoice, in which event payment shall be made within thirty (30) days of receipt of the invoice by CITY. Such approval shall not be unreasonably withheld. If CITY does not approve an invoice, CITY shall notify CONSULTANT in writing of the reasons for non -approval and the schedule of performance set forth in Exhibit "A" may at the option of CITY be suspended until the parties agree that past performance by CONSULTANT is in, or has been brought into compliance, or until this Agreement has expired or is terminated as provided herein. 4. Any billings for extra work or additional services authorized in advance and in writing by CITY shall be invoiced separately to CITY. Such invoice shall contain all of the information required above, and in addition shall list the hours expended and hourly rate charged for such time. Such invoices shall be approved by CITY if the work performed is in accordance with the extra work or additional services requested, and if CITY is satisfied that the statement of hours worked and costs incurred is accurate. Such approval shall not be unreasonably withheld. Any dispute between the parties concerning payment of such an invoice shall be treated as separate and apart from the ongoing performance of the remainder of this Agreement. Exhibit B PROFESSIONAL SERVICES CONTRACT BETWEEN THE CITY OF HUNTINGTON BEACH AND HDL COREN & CONE FOR PROPERTY TAX AUDIT AND COMPLIANCE SERVICES Table of Contents 1 Scope of Services.....................................................................................................1 2 3 City Staff Assistance................................................................................................2 Term; Time of Performance.....................................................................................2 4 Compensation..........................................................................................................2 5 6 Extra Work...............................................................................................................2 Method of Payment..................................................................................................3 7 Disposition of Plans, Estimates and Other Documents...........................................3 8 9 Hold Harmless..........................................3 ............................................................... Professional Liability Insurance.............................................................................4 10 Certificate of Insurance............................................................................................5 11 Independent Contractor............................................................................................6 Agreement 12 13 Termination of .......................................................................................6 Assignment and Delegation.......................................................................................6 14 15 Copyrights/Patents...................................................................................................7 City Employees and Officials..................................................................................7 16 Notices......................................................................................... Consent 17 ....................................................................................................................8 18 Modification.............................................................................................................8 19 20 Section Headings.....................................................................................................8 Interpretation of this Agreement..............................................................................8 21 Duplicate Original....................................................................................................9 22 Immigration...............................................................................................................9 23 Legal Services Subcontracting Prohibited................................................................9 Fees 24 25 26 Attorney's ..........................................................................................................10 Survival.....................................................................................................................10 Governing Law.........................................................................................................10 27 28 29 Signatories.................................................................................................................10 Entirety Effective Date.................................................................................11 10 CITY OF HUNTINGTON BEACH Professional Service Approval Form PART II a' Ef—E1- V E0 � � Date: 9/19/2013 Project Manager: Carol Molina -Espinoza DEC 20113 Requested by Name if different from Project Manager: Department: Finance PARTS I & II OF THE PROFESSIONAL SERVICES CONTRACTS APPROVAL FORM MUST BE COMPLETED BY THE REQUESTING DEPARTMENT AND SIGNED FOR APPROVAL. PART I & Il MUST BE FILED WITH ALL APPROVED CONTRACTS. 1) Name of consultant: HdL Coren & Cone 2) Contract Number: FIN 2013-39 (Contract numbers are obtained through Finance Administration x 5630) 3) Amount of this contract: $ 97,500 W-4- 4) Is this contract less than $50,000? ❑ Yes ®.No 5) Does this contract fall within $50,000 and $100,000? ® Yes ❑ No 6) Is this contract over $100,000? ❑ Yes M No (Note: Contracts requiring City Council Approval need to be signed by the Mayor and City Clerk. Make sure the appropriate signature page is attached to the contract.) 7) Were formal written proposals requested from at least three available qualified consultants? ® Yes ❑ No 8) Attach a list of consultants from whom proposals were requested (including a contact telephone number.) 9). Attach Exhibit A, which describes the proposed scope of work. 10) Attach Exhibit B, which describes the payment terms of the contract. Budg t Ap roval Signat a Date 00/0 irector of Finance (or designee) Signature ate �a CITY OF HUNTI GTON BEACH �J S 1 Professional Service Approval Form PART I RECEIVED Date: 7/1/2013 Project Manager Name: Dahle Bulosan OCT 154 2013 Requested by Name if different from Project Manager: Department: Finance PARTS I OF THE PROFESSIONAL SERVICES CONTRACTS APPROVAL FORM MUST 8E' COMPLETED BY THE REQUESTING DEPARTMENT AND SIGNED BY THE CITY MANAGER, FOR APPROVAL, BEFORE PROCEEDING WITH THE SOLICITATION OR CONTRACT PROCESS. PART I MUST BE FILED WITH ALL APPROVED CONTRACTS. 1) Briefly provide the purpose for the agreement: Property Tax Audit and Compliance Services 2) Estimated cost of the services being sought: $ 92,000 3) Are sufficient funds available to fund this contract? ® Yes ❑ No If no, please explain: 4) Check below how the services will be obtained: Z A Bid solicitation process in accordance to the MC 3.03.060 procedures will be conducted. ❑ MC 3.03.08(b) — Other Interagency Agreement procedure will be utilized. ❑ MC 3.03.08 — Contract Limits of $30,000 or less exempt procedure will be utilized. 5) Is this contract generally described on the list of professional service contracts approved by the City Council? If the answer to this question is "No," the contract will require approval from the City Council.) Yes , ❑ No 6) Fisc�Servin—s )Xanager Signature 16 -- r 5 — ( '� Date Amount, Business Unit (8 digits) and Object Code (5 digits) where funds are budgeted (Please note that a budget check will occur at theobjectcode level): 10035204.69360 $ 92, 000 M�tej `-��(5 aft anuL $ P$ou-,P-4Ot $ Head. S�gnature(s) Director of Finance's Signature 0 nager's Signature Date Date /0 3 -,� ate Date -2--// - /-� Date :;"2cS , j — cv�- ao� City of Huntington Beach Funds Available Report FY 13/14 Cumulative 14 Cumulative 14 Cumulative 14 Cumulative 14 Object Subsidiary Budget Actual Encumbrance Funds Availlable Account FY 13114 FY 13/14 FY 13/14 FY 13/14 10035204 - Budget Management 63000 - Equipment and Supplies 0.00 0.00 69300 - Professional Services 40,000.00 40,000.00 69300 - Professional Services 40,000.00 40,000.00 69505 - Cont Svcs - Other 20,740.00 0.00 20,740.00 0.00 69450 - Other Contract Services 20,740.00 0.00 20,740.00 0.00 60000 - OPERATING EXPENSES 60,740.00 0.00 20,740.00 40,000.00 50000 -EXPENDITURES 60,740.00 0.00 20,740.00 40,000.00 10/15/2013 8:17:42 AM Page 1 of 1 Budget and Actuals Reports Level 3,4,5 Report FYE 2013 Cumulative 14 Cumulative 14 Cumulative 14 Cumulative 14 Company Object Department Budget Amount - General Ledger PO/Contract Amount Calculation Account Active 2013 2013 2013 2013 0010E ., 63000 - Equipment and Su lies pp ' FIN -,,,....._.�..., 634,788.76 4 605.82 - - 356,553.58 36 273,629.36 00100 64520 - Repairs and Maintenance FIN 130,584.16 3,118.00 97,647.16 29,819.00 00100 68500 -Conferences and Training FIN 14,365.00 525.00 3,000.00 10,840.00 00100 69300 - Professional Services FIN 279,180.24 71507.50 91,672.74 180,000.00 0010E 6945E -Other Contract Services 728,207.76 27 008.61 271,195.39 430,003.76 00100 78000 - Expense Allowances ,FIN FIN 11,700.00 0.00 11,700.00 00100 79000 - Other Expenses . FIN 0.00 0.00 0010E 6000E - OPERATING EXPENSE S IN FN 1,798,825.92 42,764.93 820,068.87: 935,992.12 00100 50- EXPENDITURES FI00 1,798,825.92 42,764.93 820,068.87' 935,992.12 10/15/2013 8:19:32 AM Page 1 of 2 Attachment # 3 CITY OF HUNTINGTON BEACH PROFESSIONAL SERVICES LISTING Qq1, FISCAL YEAR 2013/14 Finance Division/Fund Description Amount Accounting Services Audit Professional Services/Other Professional Services $140,000 Budget Management Sales tax auditing and consulting services $20,000 Property tax auditing and consulting services $20,000 Retiree Insurance Fund (702), Retirement Supplemental (703), Mello Roos (406) Consulting services $54,500 Total Professional Services 1 7777$727347,:60:0 Bid Results for Project Property Tax Audit Services (2013-0624) Issued on 06/24/2013 Bid Due on July 31, 2013 4:00 PM (Pacific) Vendor Name Address City State ZipCode Respondee MuniServices, LLC 762S N. Palm Ave., Ste. 108 Fresno CA 93711 stephanie Ontiveros HdL Coren & Cone 1340 Valley Vista Drive Ste 120 Diamond BAr CA 9176S Paula Cone Respondee Title Respondee Phone Respondee Email Property Tax Manager 669-271-6827 Ext. 6827 stephanie.ontiveros@muniservices.com President 909-861-433S Ext. 307 pcone@hdlccpropertytax.com HDLCO-1 OP ID: DMZ CERTIFICATE OF LIABILITY INSURANCE DATE11/21D/YYYY) 1/21/13 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsements . PRODUCER 626-966-1791 Partee Insurance Assoc.,lnc. License #0786033 626-331-8132 CNA,ME CT PHONEEa, A/IC No: E-MAIL ADDRESS. 684 S. Grand Avenue Covina, CA 91724-3409 Wayne M. Partee CIC, CWCA INSURER(S) AFFORDING COVERAGE NAIC INSURER A: Sent! nel I nsu rance Com pany INSURED HDL Coren & Cone INSURER B: Hartford Underwriters 1340 Valley Vista Dr # 200 Diamond Bar, CA91765 INSURER cjechnology Insurance Company INSURER D: INSURER E: rr)VFRACiFS CFRTIFIrATF NUMRFR• REVISION NUMBER' THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY.PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR TYPE OF INSURANCE ADDL SUB IC N B R POLICY EFF POLICY EXP LIMITS GENERAL LIABILITY EACH OCCURRENCE $ 2,000,0001 DAMAGA PREMISES a occurrence $ 1,000,00 X COMMERCIAL GENERAL LIABILITY CLAIMS -MADE ® OCCUR X 72SBAZB3291 11/16/13 11/16/14 MED EXP (Any one person) $ 10,00 PERSONAL & ADV INJURY $ 2,000,00 GENERAL AGGREGATE $ 4,000,00 GEN'L AGGREGATE LIMIT APPLIES PER: PRODUCTS - COMP/OP AGG $ 4,000,00 $ POLICY71 PRO LOC AUTOMOBILE LIABILITY COMBINED SING U I I Ea accident 2 000 00 $ > > BODILY INJURY (Per person) $ A ANY AUTO 72SBAZB3291 11/16/13 11/16/14 ALLOWNED SCHEDULED AUTOS AUTOS NON -OWNED X HIRED AUTOS Ix AUTOS BODILY INJURY (Per aocident) $ PROPERTY DAMAGE Per accident) $ $ X UMBRELLA LIAB OCCUR EACH OCCURRENCE $ 1,000,00 AGGREGATE $ 1,000,00 A EXCESS LIAB CLAIMS -MADE 72SBAZB3291 11/16/13 11/16/14 DED I X I RETENTION $ 10,000 $ B WORKERSCOMPENSATION AND EMPLOYERS' LIABILITY ANY PROPRIETOR/PARTNER/EXECUTIVE YIN TWC3394671 ,11/16/13 11/16/14 X WCSLTMIT O R TORY IMfTS ER E.L. EACH ACCIDENT $ 1,000,00 OFFICER/MEMBER EXCLUDED? (Mandatory in NH) N I A E.L. DISEASE - EA EMPLOYEE $ 1,000,00 E. L. DISEASE - POLICY LIMIT $ 1,000,00 If yes, describe under DESCRIPTION OF OPERATIONS below C Professional Liab PG0260349 11/16/13 11/16/14 Limit 1,000,00 Claims Made RETRO 2/16/2003 Ded 25,00 DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (Attach ACORD 101, Additional Remarks Schedule, If more space is required) City of Huntington Beach, its officers, elected or appointed officials, employees, agents and volunteers are named as additional insureds in regards to the insureds operations - Endorsements to be issued directly by the carrier *30 day notice of cancellation applies except *10 days for non payment City of Huntington Beach 2000 Main Street Huntington Beach, CA 92648 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE 171988-2010 ACORD CORPORATION. All rights reserved. ACORD 25 (2010105) The ACORD name and logo are registered marks of ACORD POLICY NUMBER: 72 SBA ZB3291 THIS ENDORSEMENT.__ CHANGES THE POLICY. —PLEASE -READ IT_CAREFU_UY. ADDITIONAL INSURED - PERSON -ORGANIZATION WEST HOLLYWOOD, CA 90069 CITY OF SAN JACINTO, ITS OFFICERS, EMPLOYEES AND AGENTS 595 S. SAN JACINTO AVENUE SAN JACINTO, CA 92583 CITY OF NORWALK, ITS OFFICERS, EMPLOYEES AND AGENTS 12700 NORWALK BLVD NORWALK, CA 90650 CITY OF THOUSAND OAKS, -SUCCESSOR AGENCY TO THE THOUSAND OAKS REDEVELOPMENT AGENCY, ITS DIRECTORS, OFFICIALS, OFFICERS, EMPLOYEES, AGENTS AND VOLUNTEERS 2100 THOUSAND OAKS BLVD THOUSAND OAKS, CA 91362 TOWN OF ROSS AND ITS EMPLOYEES AND AGENTS ATTN: ROB BRAULIK, TOWN MANAGER 31 SIR FRANCIS DRAKE BLVD ROSS, CA 94957 CITY OF COVINA, CITY, ITS OFFICERS, EMPLOYEES AND AGENTS 125 E. COLLEGE STREET COVINA, CA 91723 CITY OF HUNTINGTON BEACH, ITS OFFICERS, ELECTED OR APPOINTED OFFICIALS, EMPLOYEES, AGENTS AND VOLUNTEERS 2000 MAIN STREET HUNTINGTON BEACH, CA 92648 CITY OF LAKE FOREST ITS OFFICIALS, OFFICERS, EMPLOYEES, AGENTS AND VOLUNTEERS 25550 COMMERCENTRE DR. STE 100 Form IH 12 00 1185 T SEQ. NO. 011 Printed in U.S.A. Page 002 (CONTINUED ON NEXT PAGE) Process Date: 10 / 2 8 / 13 Expiration Date: 11 / 15 / 14 CONTRACTS SUBMITTAL TO CITY .CLERK'S OFFICE To: JOAN FLYNN, City Clerk Name of Contractor: HdL Coren & Cone Purpose of Contract: For Example: Audit Services or Water Quality Testing Huntington Lake —Huntington Central Park Property Tax Audit and Compliance Services Amount of Contract: $97,500 Copy of contract distributed to: The original insurance ce o icate/waiver distributed to Risk Management Initiating Dept. ❑ / Finance Dept. ORIGINAL bonds sent to Treasurer ❑ �---' Date: Name/Extension City Attorney's Office G:AttyMisc/Contract Forms/City Clerk Transmittal HDLCO-1 OP ID: DMZ CERTIFICATE OF LIABILITY INSURANCE DAT11121D/YYYY) 11/21/13 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsements . PRODUCER 626-966-1791 Partee Insurance Assoc.,lnc. License #0786033 626-331-8132 584 S. Grand Avenue Covina, CA 91724-3409 Wayne M. Partee CIC, CWCA CINT NAME: CT PHONE FAX, No: E-MAIL ADDR S: INSURERS AFFORDING COVERAGE NAIC # INSURER A:Sentinel Insurance Company INSURED HDL Coren & Cone 1340 Valley Vista Dr # 200 Diamond Bar, CA 91765 INSURER B:Hartford Underwriters INSURER c:Technology Insurance Company INSURER D : INSURER E : COVERAGES CERTIFICATE NUMBER: REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. IN9R TYPE OF INSURANCE ADDL SUB POLIC B R POLICY EFF POLICY EXP LIMITS GENERAL LIABILITY EACH OCCURRENCE $ 2,000,00 pRAEMISES _a occurrenceRn7rErF $ 1,000,00 A X COMMERCIAL GENERAL LIABILITY X 72SBAZB3291 11/16/13 11/16/14 CLAIMS -MADE FK OCCUR MED EXP (Anyone person) $ 10,00 PERSONAL & ADV INJURY $ 2,000,00 GENERAL AGGREGATE $ 4,000,00 GEN'L AGGREGATE LIMIT APPLIES PER: PRODUCTS - COMP/OP AGG $ 4,000,00 $ POLICY PRO- LOC AUTOMOBILE LIABILITY P19I L MI Ea accident $ 2,000,000 BODILY INJURY (Per person) $ A ANY AUTO 72SBAZI33291 11/16/13 11/15/14 BODILY INJURY (Per accident) $ ALLOWNED SCHEDULED AUTOS AUTOS NON -OWNED X HIRED AUTOS Ix AUTOS PROPERTYDAMAGE Per accident) $ X UMBRELLA LIAB OCCUR EACH OCCURRENCE $ 1,000,00 AGGREGATE $ 1,000,00 A EXCESS LIAB CLAIMS -MADE 72SBAZB3291 11/16/13 11/16/14 DE X RETENTION 10,000 $ B WORKERSCOMPENSATION AND EMPLOYERS' LIABILITY ANY PROPRIETOR/PARTNER/EXECUTIVE Y� OFFICER/MEMBER EXCLUDED? (Mandatory in NH) N f A TWC3384571 ,11/15/13 11/15/14 X WC STATU- O R TORY LIMITS ER E.L. EACH ACCIDENT $ 1,000,00 E.L. DISEASE - EA EMPLOYEE $ 1,000,00 E.L. DISEASE - POLICY LIMIT $ 1,000,00 If yes, describe under DESCRIPTION OF OPERATIONS below C Professional Liab PG0260349 11/16/13 11/16/14 Limit 1,000,00 Claims Made RETRO 2/16/2003 Ded 25,00 DESCRIPTION OF OPERATIONS( LOCATIONS f VEHICLES (Attach ACORD 101, Additional Remarks Schedule, if more space is required) City of Huntington Beach, its officers, elected or appointed officials, employees, agents and volunteers are named as additional insureds in regards to the insureds operations - Endorsements to be issued directly by the carrier *30 day notice of cancellation applies except *10 days for non payment City of Huntington Beach 2000 Main Street Huntington Beach, CA 92648 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE n 1999-2010 ACORD CORPORATION. All riahts reserved. ACORD 25 (2010/05) The ACORD name and logo are registered marks of ACORD POLICY NUMBER: 72 SBA ZB3291 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. ADDITIONAL INSURED - PERSON -ORGANIZATION WEST HOLLYWOOD, CA 90069 CITY OF SAN JACINTO, ITS OFFICERS, EMPLOYEES AND AGENTS 595 S. SAN JACINTO AVENUE SAN JACINTO, CA 92583 CITY OF NORWALK, ITS OFFICERS, EMPLOYEES AND AGENTS 12700 NORWALK BLVD NORWALK, CA 90650 CITY OF THOUSAND OAKS, SUCCESSOR AGENCY TO THE THOUSAND OAKS REDEVELOPMENT AGENCY, ITS DIRECTORS, OFFICIALS, OFFICERS, EMPLOYEES, AGENTS AND VOLUNTEERS 2100 THOUSAND OAKS BLVD THOUSAND OAKS, CA 91362 TOWN OF ROSS AND ITS EMPLOYEES AND AGENTS ATTN.- ROB BRAULIK, TOWN MANAGER 31 SIR FRANCIS DRAKE BLVD ROSS, CA 94957 CITY OF COVINA, CITY, ITS OFFICERS, EMPLOYEES AND AGENTS 125 E. COLLEGE STREET COVINA, CA 91723 CITY OF HUNTINGTON BEACH, ITS OFFICERS, ELECTED OR APPOINTED OFFICIALS, EMPLOYEES, AGENTS AND VOLUNTEERS 2000 MAIN STREET HUNTINGTON BEACH, CA 92648 CITY OF LAKE FOREST ITS OFFICIALS, OFFICERS, EMPLOYEES, AGENTS AND VOLUNTEERS 25550 COMMERCENTRE DR. STE 100 Form IH 12 00 1185 T SEQ. NO. 011 Printed in U.S.A. Page 002 (CONTINUED ON NEXT PAGE) Process Date: 10 / 2 8 / 13 Expiration Date: 11 / 15 / 14