HomeMy WebLinkAboutHennessey & Hennessey, LLC - 2009-06-30Ij CONTRACTS SUBMITTALOO 10 P1�l 2: 57
c CITY CLERK'S OFFICE.,
To: JOAN FLYNN, City Clerk
Name of Contractor: Hennessey & Hennesey, LLC
Purpose of Contract: For Example: Audit Services or Water Quality Testing Huntington Lake —Huntington Central Park
On -Call Appraisal Services
Amount of Contract: $25,000.00
Copy of contract distributed to: The original insurance certificate/waiver distributed
❑
Initiating Dept. ❑ to Risk Management
Finance Dept. ❑ ORIGINAL bonds sent to Treasurer ❑
Date: _ / `� / 9
Na a/Extension
City Attorney's Office
G:AttyMisc/Contract Forms/City Clerk Transmittal
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PROFESSIONAL SERVICES CONTRACT BETWEEN
THE CITY OF HUNTINGTON BEACH AND
Hennessey & Hennessey LLC
FOR
on -call Real Estate Appraisal Services
Table of Contents
Scopeof Services.....................................................................................................I
CityStaff Assistance................................................................................................2
Term; Time of Performance.....................................................................................2
Compensation..........................................................................................................2
ExtraWork...............................................................................................................2
Methodof Payment..................................................................................................3
Disposition of Plans, Estimates and Other Documents...........................................3
HoldHarmless.........................................................................................................3
Professional Liability Insurance.............................................................................4
Certificate of Insurance............................................................................................5
IndependentContractor............................................................................................6
Terminationof Agreement.......................................................................................6
Assignment and Delegation......................................................................................6
Copyrights/Patents...................................................................................................7
City Employees and Officials..................................................................................7
Notices.........................................................................................7
Consent....................................................................................................................8
Modification.............................................................................................................8
SectionHeadings.....................................................................................................8
Interpretation of this Agreement..............................................................................8
DuplicateOriginal....................................................................................................9
Immigration...............................................................................................................9
Legal Services Subcontracting Prohibited................................................................9
Attorney's Fees..........................................................................................................10
Survival...............................................:.....................................................................10
GoverningLaw.........................................................................................................10
Signatories.................................................................................................................10
Entirety......................................................................................................................10
EffectiveDate.................................................................................
I I
PROFESSIONAL SERVICES CONTRACT BETWEEN
THE CITY OF HUNTINGTON BEACH AND
Hennessey C. Aonnoccov T.T.(
FOR
on -call Real Estate Appraisal Services
THIS AGREEMENT ("Agreement") is made and entered into by and between the City of
Huntington Beach, a municipal corporation of the State of California, hereinafter referred to as
"CITY, and Hennessey & Hennessey , a Limited Liability Co. hereinafter referred
to as "CONSULTANT."
WHEREAS, CITY desires to engage the services of a consultant to
perform on -call real estate appraisal services ;and
Pursuant to documentation on file in the office of the City Clerk, the provisions of the
Huntington Beach Municipal Code, Chapter 3.03, relating to procurement of professional service
contracts have been complied with; and
CONSULTANT has been selected to perform these services,
NOW, THEREFORE, it is agreed by CITY and CONSULTANT as follows:
I. SCOPE OF SERVICES
CONSULTANT shall provide all services as described in Exhibit "A," which is
attached hereto and incorporated into this Agreement by this reference. These services shall
sometimes hereinafter be referred to as the 'PROJECT."
CONSULTANT hereby designates Sharon Hennessey who shall
represent it and be its sole contact and agent in all consultations with CITY during the
performance of this Agreement.
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2. CITY STAFF ASSISTANCE
CITY shall assign a staff coordinator to work directly with CONSULTANT in the
performance of this Agreement.
3. TERM; TIME OF PERFORMANCE
Time is of the essence of this Agreement. The services of CONSULTANT are to
commence on June 30 , 20og (the "Commencement Date"). This Agreement
shall automatically terminate three (3) years from the Commencement Date, unless extended or
sooner terminated as provided herein. All tasks specified in Exhibit "A" shall be completed no
later than 36 months from the Commencement Date. The time for performance
of the tasks identified in Exhibit "A" are generally to be shown in Exhibit "A." This schedule
may be amended to benefit the PROJECT if mutually agreed to in writing by CITY and
CONSULTANT.
In the event the Commencement Date precedes the Effective Date,
CONSULTANT shall be bound by all terms and conditions as provided herein.
4. COMPENSATION
In consideration of the performance of the services described herein, CITY agrees
to pay CONSULTANT on a time and materials basis at the rates specified in Exhibit "B,"
which is attached hereto and incorporated by reference into this Agreement, a fee, including all
costs and expenses, not to exceed twenty five thousand Dollars
($ 25,000.00
5. EXTRA WORK
In the event CITY requires additional services not included in Exhibit "A" or
changes in the scope of services described in Exhibit "A," CONSULTANT will undertake such
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work only after receiving written authorization from CITY. Additional compensation for such
extra work shall be allowed only if the prior written approval of CITY is obtained.
6. METHOD OF PAYMENT
CONSULTANT shall be paid pursuant to the terms of Exhibit "B."
7. DISPOSITION OF PLANS, ESTIMATES AND OT14ER DOCUMENTS
CONSULTANT agrees that title to all materials prepared hereunder, including,
without limitation, all original drawings, designs, reports, both field and office notices,
calculations, computer code, language, data or programs, maps, memoranda, letters and other
documents, shall belong to CITY, and CONSULTANT shall turn these materials over to CITY
upon expiration or termination of this Agreement or upon PROJECT completion, whichever
shall occur first. These materials may be used by CITY as it sees fit.
8. HOLD HARMLESS
CONSULTANT hereby agrees to protect, defend, indemnify and hold harmless
CITY, its officers, elected or appointed officials, employees, agents and volunteers from and
against any and all claims, damages, losses, expenses, judgments, demands and defense costs
(including, without. limitation, costs and fees of litigation of every nature or liability of any kind
or nature) arising out of or in connection with CONSULTANT's (or CONSULTANT's
subcontractors, if any) negligent (or alleged negligent) performance of this Agreement or its
failure to comply with any of its obligations contained in this Agreement by CONSULTANT, its
officers, agents or employees except such loss or damage which was caused by the sole
negligence or willful misconduct of CITY. CONSULTANT will conduct all defense at its sole
cost and expense and CITY shall approve selection of CONSULTANT's counsel. This
indemnity shall apply to all claims and liability regardless of whether any insurance policies are
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applicable. The policy limits do not act as limitation upon the amount of indemnification to be
provided by CONSULTANT.
9. PROFESSIONAL LIABILITY INSURANCE
CONSULTANT shall obtain and furnish to CITY a professional liability
insurance policy covering the work performed by it hereunder. This policy shall provide
coverage for CONSULTANT's professional liability in an amount not less than One Million
Dollars ($1,000,000.00) per occurrence and in the aggregate. The above -mentioned insurance
shall not contain a self -insured retention without the express written consent of CITY; however
an insurance policy "deductible" of Ten Thousand Dollars ($10,000.00) or less is permitted. A
claims -made policy shall be acceptable if the policy further provides that:
A. The policy retroactive date coincides with or precedes the initiation of the
scope of work (including subsequent policies purchased as renewals or
replacements).
B. CONSULTANT shall notify CITY of circumstances or incidents that
might give rise to future claims.
CONSULTANT will make every effort to maintain similar insurance during the
required extended period of coverage following PROJECT completion. If insurance is
terminated for any reason, CONSULTANT agrees to purchase an extended reporting provision
of at least two (2) years to report claims arising from work performed in connection with this
Agreement.
If CONSULTANT fails or refuses to produce or maintain the insurance required
by this section or fails or refuses to furnish the CITY with required proof that insurance has been
procured and is in force and paid for, the CITY shall have the right, at the CITY's election, to
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forthwith terminate this Agreement. Such termination shall not affect Consultant's right to be
paid for its time and materials expended prior to notification of termination. CONSULTANT
waives the right to receive compensation and agrees to indemnify the CITY for any work
performed prior to approval of insurance by the CITY.
10. CERTIFICATE OF INSURAN
Prior to commencing performance of the work hereunder, CONSULTANT shall
furnish to CITY a certificate of insurance subject to approval of the City Attorney evidencing the
foregoing insurance coverage as required by this Agreement; the certificate shall:
A. provide the name and policy number of each carrier and policy;
B. state that the policy is currently in force; and
C. shall promise that such policy shall not be suspended, voided or canceled
by either party, reduced in coverage or in limits except after thirty (30)
days' prior written notice; however, ten (10) days' prior written notice in
the event of cancellation for nonpayment of premium.
CONSULTANT shall maintain the foregoing insurance coverage in force until the
work under this Agreement is fully completed and accepted by CITY.
The requirement for carrying the foregoing insurance coverage shall not derogate
from CONSULTANT's defense, hold harmless and indemnification obligations as set forth in
this Agreement. CITY or its representative shall at all times have the right to demand the
original or a copy of the policy of insurance. CONSULTANT shall pay, in a prompt and timely
manner, the premiums on the insurance hereinabove required.
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11. INDEPENDENT CONTRACTOR
CONSULTANT is, and shall be, acting at all times in the performance of this
Agreement as an independent contractor herein and not as an employee of CITY.
CONSULTANT shall secure at its own cost and expense, and be responsible for any and all
payment of all taxes, social security, state disability insurance compensation, unemployment
compensation and other payroll deductions for CONSULTANT and its officers, agents and
employees and all business licenses, if any, in connection with the PROJECT and/or the services
to be performed hereunder.
12. TERMINATION OF AGREEMENT
All work required hereunder shall be performed in a good and workmanlike
manner. CITY may terminate CONSULTANT's services hereunder at any time with or without
cause, and whether or not the PROJECT is fully complete. Any termination of this Agreement
by CITY shall be made in writing, notice of which shall be delivered to CONSULTANT as
provided herein. In the event of termination, all .finished and unfinished documents, exhibits,
report, and evidence shall, at the option of CITY, become its property and shall be promptly
delivered to it by CONSULTANT.
13. ASSIGNMENT AND DELEGATION
This Agreement is a personal service contract and the work hereunder shall not be
assigned, delegated or subcontracted by CONSULTANT to any other person or entity without
the prior express written consent of CITY. If an assignment, delegation or subcontract is
approved, all approved assignees, delegates and subconsultants must satisfy the insurance
requirements as set forth in Sections 9 and 10 hereinabove.
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14. COPYRIGHTS/PATENTS
CITY shall own all rights to any patent or copyright on any work, item or material
produced as a result of this Agreement.
15. CITY EMPLOYEES AND OFFICIALS
CONSULTANT shall employ no CITY official nor any regular CITY employee
in the work performed pursuant to this Agreement. No officer or employee of CITY shall have
any financial interest in this Agreement in violation of the applicable provisions of the California
Government Code.
16. NOTICES
Any notices, certificates, or other communications hereunder shall be given either
by personal delivery to CONSULTANT's agent (as designated in Section 1 hereinabove) or to
CITY as the situation shall warrant, or by enclosing the same in a sealed envelope, postage
prepaid, and depositing the same in the United States Postal Service, to the addresses specified
below. CITY and CONSULTANT may designate different addresses to which subsequent
notices, certificates or other communications will be sent by notifying the other party via
personal delivery, a reputable overnight carrier or U. S. certified mail -return receipt requested:
TO CITY:
City of Huntington Beach
ATTN: Chris Davis
2000 Main Street
Huntington Beach, CA 92648
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TO CONSULTANT:
Hennessey & Hennessey LLC
ATTN: Sharon Hennessey
17602 Seventeenth St Suite 102
Tustin, CA 92780
17. CONSENT
When CITY's consent/approval is required under this Agreement, its
consent/approval for one transaction or event shall not be deemed to be a consent/approval to
any subsequent occurrence of the same or any other transaction or event.
18. MODIFICATION
No waiver or modification of any language in this Agreement shall be valid
unless in writing and duly executed by both parties.
19. SECTION HEADINGS
The titles, captions, section, paragraph and subject headings, and descriptive
phrases at the beginning of the various sections in this Agreement are merely descriptive and are
included solely for convenience of reference only and are not representative of matters included
or excluded from such provisions, and do not interpret, define, limit or describe, or construe the
intent of the parties or affect the construction or interpretation of any provision of this
Agreement.
20. INTERPRETATION OF THIS AGREEMENT
The language of all parts of this Agreement shall in all cases be construed as a
whole, according to its fair meaning, and not strictly for or against any of the parties. If any
provision of this Agreement is held by an arbitrator or court of competent jurisdiction to be
unenforceable, void, illegal or invalid, such holding shall not invalidate or affect the remaining
covenants and provisions of this Agreement. No covenant or provision shall be deemed
dependent upon any other unless so expressly provided here. As used in this Agreement, the
masculine or neuter gender and singular or plural number shall be deemed to include the other
whenever the context so indicates or requires. Nothing contained herein shall be construed so as
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to require the commission of any act contrary to law, and wherever there is any conflict between
any provision contained herein and any present or future statute, law, ordinance or regulation
contrary to which the parties have no right to contract, then the latter shall prevail, and the
provision of this Agreement which is hereby affected shall be curtailed and limited only to the
extent necessary to bring it within the requirements of the law.
21. DUPLICATE ORIGINAL
The original of this Agreement and one or more copies hereto have been prepared
and signed in counterparts as duplicate originals, each of which so executed shall, irrespective of
the date of its execution and delivery, be deemed an original. Each duplicate original shall be
deemed an original instrument as against any party who has signed it.
22. IMMIGRATION
CONSULTANT shall be responsible for full compliance with the immigration
and naturalization laws of the United States and shall, in particular, comply with the provisions
of the United States Code regarding employment verification.
23. LEGAL SERVICES SUBCONTRACTING PROHIBITED
CONSULTANT and CITY agree that CITY is not liable for payment of any
subcontractor work involving legal services, and that such legal services are expressly outside
the scope of services contemplated hereunder. CONSULTANT understands that pursuant to
Huntington Beach City Charter Section 309, the City Attorney is the exclusive legal counsel for
CITY; and CITY shall not be liable for payment of any legal services expenses incurred by
CONSULTANT.
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24. ATTORNEY'S FEES
In the event suit is brought by either party to construe, interpret and/or enforce the
terms and/or provisions of this Agreement or to secure the performance hereof, each party shall
bear its own attorney's fees, such that the prevailing parry shall not be entitled to recover its
attorney's fees from the nonprevailing party.
25. SURVIVAL
Terms and conditions of this Agreement, which by their sense and context survive
the expiration or termination of this Agreement, shall so survive.
26. GOVERNING LAW
This Agreement shall be governed and construed in accordance with the laws of
the State of California.
27. SIGNATORIES
Each undersigned represents and warrants that its signature hereinbelow has the
power, authority and right to bind their respective parties to each of the terms of this Agreement,
and shall indemnify CITY fully for any injuries or damages to CITY in the event that such
authority or power is not, in fact, held by the signatory or is withdrawn.
CONSULTANT'S initials
28. ENTIRETY
The parties acknowledge and agree that they are entering into this Agreement
freely and voluntarily following extensive arm's length negotiation, and that each has had the
opportunity to consult with legal counsel prior to executing this Agreement. The parties also
acknowledge and agree that no representations, inducements, promises, agreements or
warranties, oral or otherwise, have been made by that party or anyone acting on that party's
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behalf, which are not embodied in this Agreement, and that that party has not executed this
Agreement in reliance on any representation, inducement, promise, agreement, warranty, fact or
circumstance not expressly set forth in this Agreement. This Agreement, and the attached
exhibits, contain the entire agreement between the parties respecting the subject matter of this
Agreement, and supersede all prior understandings and agreements whether oral or in writing
between the parties respecting the subject matter hereof.
29. EFFECTIVE DATE
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be
executed by and through their authorized officers. This Agreement shall be effective on the date
of its approval by the City Attorney. This Agreement shall expire when terminated as provided
herein.
CONSULTANT,
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print name
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CITY OF HUNTINGTON BEACH,
a municipal corporation of the State of
California
'A/6t,:�5 Director/Chief
(Pursuant To KBMC §3.03.100)
PPROVED AS TO FORM:
-1 �' —N" $� \A'_�
City Attorney
Date 2� - 5 ' 69
EXHIBIT "A"
A. STATEMENT OF WORK: (Narrative of work to be performed)
The Consultant will prepare real estate appraisals as needed by the Planning Department for
purposes of determining the Park in -lieu fee per chapter Chapter 254.08 of the Huntington Beach
Zoning and Subdivision Ordinance. Appraisals shall be prepared by a qualified Real Estate
Professional with a rating of MAI or higher.
B. CONSULTANT'S DUTIES AND RESPONSIBILITIES:
Upon request from the City, Consultant shall prepare formal appraisal report in
accordance with the Uniform Standards of Professional Appraisal Practice.
C. CITY'S DUTIES AND RESPONSIBILITIES:
1. City will provide requisite documents as needed and in a timely manner
D. WORK PROGRAM/PROJECT SCHEDULE:
To begin upon notification by City. Schedule to be determined.
Surfnet Exhibit A
EXHIBIT "B"
Payment Schedule (Fixed Fee Payment)
I. CONSULTANT shall be entitled to monthly progress payments toward the fixed fee
set forth herein in accordance with the following progress and payment schedules.
Appraiser: $200 per hour
Appraisal Assistant: $65 per hour
Other Support: $60 per hour
2. Delivery of work product: A copy of every memorandum, letter, report, calculation
and other documentation prepared by CONSULTANT shall be submitted to CITY to demonstrate
progress toward completion of tasks. In the event CITY rejects or has comments on any such
product, CITY shall identify specific requirements for satisfactory completion.
3. CONSULTANT shall submit to CITY an invoice for each monthly progress payment
due. Such invoice shall:
A) Reference this Agreement;
B) Describe the services performed;
C) Show the total amount of the payment due;
D) Include a certification by a principal member of CONSULTANT's firm that
the work has been performed in accordance with the provisions of this
Agreement; and
E) For all payments include an estimate of the percentage of work completed.
Upon submission of any such invoice, if CITY is satisfied that CONSULTANT is making
satisfactory progress toward completion of tasks in accordance with this Agreement, CITY shall
approve the invoice, in which event payment shall be made within thirty (30) days of receipt of the
invoice by CITY. Such approval shall not be unreasonably withheld. If CITY does not approve an
invoice, CITY shall notify CONSULTANT in writing of the reasons for non -approval and the
schedule of performance set forth in Exhibit "A" may at the option of CITY be suspended until the
parties agree that past performance by CONSULTANT is in, or has been brought into compliance, or
until this Agreement has expired or is terminated as provided herein.
4. Any billings for extra work or additional services authorized in advance and in
writing by CITY shall be invoiced separately to CITY. Such invoice shall contain all of the
information required above, and in addition shall list the hours expended and hourly rate charged for
such time. Such invoices shall be approved by CITY if the work performed is in accordance with the
extra work or additional services requested, and if CITY is satisfied that the statement of hours
worked and costs incurred is accurate. Such approval shall not be unreasonably withheld. Any
dispute between the parties concerning payment of such an invoice shall be treated as separate and
apart from the ongoing performance of the remainder of this Agreement.
Surfnet Exhibit B
EXHIBIT B
Fixed Fee Payment
OPERATING AGREEMENT
FOR
HENNESSEY & HENNESSEY LLC
A California. Limited Liability Company
THIS OPERATING AGREEMENT (the "Agreement") is made as of January 1, 1999,
by and between Joseph A. Hennessey ("JH") and Sharon A. Hennessey ("SH") (collectively
sometimes referred to as the "Members" or individually as a "Member"), with reference to the
following facts:
A. On December 18, 1998, the Members caused to be filed Articles of Organization (the
"Articles") for HENNESSEY & HENNESSEY LLC (the "Company"), a limited liability
company under the laws of the State of California, with the California Secretary of State.
B. The Members desire to adopt and approve an operating agreement for the Company
under the Beverly-Killea Limited Liability Company Act (the "Act").
NOW, THEREFORE, the Members by this Agreement set forth the operating
agreement for the Company upon the terms and subject to the conditions of this Agreement.
ARTICLE I
ORGANIZATIONAL MATTERS
1.1 Name. The name of the Company shall be "Hennessey & Hennessey LLC". The
Company may conduct business under that name or any other name approved by the Members.
1.2 Term. The term of the Company shall commence as of January 1, 1999 and,
unless sooner terminated under Section 9.1, shall terminate on December 31, 2050.
1.3 Office and Agent. The Company shall continuously maintain an office and
registered agent in the State of California as required by the Act. The principal office of the
Company shall be at 17581 Irvine Boulevard, Suite 108, Tustin, California 92780 or such
location as the Members may determine. The registered agent shall be as stated in the Articles or
as otherwise determined by the Members.
1.4 Business of the Company. Notwithstanding the purpose of the Company which is
described in the Articles, the Company shall not engage in any business other thanthe following
without the consent of all of the Members:
(a) Real estate appraisal.
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(b) Such other activities directly related to the foregoing business as may be
necessary or advisable in the reasonable opinion of the Members to further such business.
ARTICLE II
CAPITAL CONTRIBUTIONS AND
MEMBERSHIP INTERESTS
2.1 Capital Contributions. The Members have been operating their real estate
appraisal business as a general partnership, Hennessey & Hennessey (the "Partnership"). The
Members shall transfer the assets, liabilities, contracts and business of the Partnership to the
Company and the Members shall continue their real estate appraisal business as a limited liability
company. As such, concurrently herewith, the Members have executed appropriate assignments
and other necessary conveyances of the Partnership's assets, liabilities, contracts and business to
the Company and the Members' capital accounts in the Partnership shall be carried over to the
Company. No further initial capital contributions shall be required of the Members. To the
extent any additional capital contributions may be required in the future, such contributions shall
be made by the Members in proportion to their Membership Interests unless otherwise agreed by
all of the Members.
2.2 Capital Accounts. The Company shall establish and maintain an individual
capital account ("Capital Account") for each Member. The Company shall determine and
maintain each Capital Account in accordance with Treasury Regulations Section 1.704-
1(b)(2)(iv). The initial Capital Account of each Member shall be carried over from such
Member's capital account in the Partnership. Upon a valid transfer of a Member's interest in the
Company ("Membership Interest") in accordance with Article VI, such Member's Capital
Account shall carry over to the new owner.
2.3 No Interest on Capital Accounts. The Company shall not pay interest on the
Capital Accounts of the Members.
2.4 Membership Interests. The Membership Interests of the Company shall be owned
as follows:
Joseph A. Hennessey 40%
Sharon A. Hennessey 60%
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ARTICLE III
MEMBERS
. 3.1 Admission of Additional Members. Additional Members may be admitted with
the approval of all Members. Additional Members will participate in the management, "Net
Profits", "Net Losses" (as such terms are defined in Section 5.1), and distributions of the
Company on such terms as are determined by the Members.
3.2 Withdrawals or Resignations. Members may withdraw, retire or resign from the
Company in accordance with Article VII.
ARTICLE IV
MANAGEMENT AND CONTROL OF THE COMPANY
4.1 Management and Powers. In entering into this Agreement, the intent of each
Member is to be a manager of the Company and to actively engage in the management of the
Company. Accordingly, unless otherwise limited by the Articles or this Agreement, each
Member shall have authority, power and discretion to manage and control the business, property
and affairs of the Company, to make all decisions regarding those matters and to perform any
and all other acts or activities customary or incident to the management of the Company's
business, property and affairs.
4.2 Limitations on Power of Members. Notwithstanding any other provisions of this
Agreement, no debt -or liability of more than $2,500 may be contracted on behalf of the Company
without the approval of the Members and the signature of one Member is required to sign
contracts and obligations on behalf of the Company. Additionally, no Member shall have
authority to cause the Company to engage in the following transactions without first obtaining
unanimous consent of all Members.
(a) The sale, exchange or other disposition of all, or substantially all, of the
Company's assets occurring as part of a single transaction or plan, or in multiple transactions,
except in the orderly liquidation and winding up of the business of the Company upon its duly
authorized dissolution.
(b) The merger of the Company with another limited liability company or
corporation, general partnership, limited partnership or other entity (except that any act which
would cause a Member to incur personal liability for the obligations of the Company or its
successor shall also require the consent of such Member).
(c) An alteration of the authorized businesses of the Company as set forth in
Section 1.4.
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(d) Any act which would make it impossible to carry on the ordinary business
of the Company.
(e) The confession of a judgment against the Company.
(f) Any other transaction described in this Agreement as requiring the
approval, consent or vote of the Members.
4.3 Member Approval. No annual or regular meetings of the Members are required to
be held. However, if such meetings are held, such meetings shall be noticed, held and conducted
pursuant to the Act. In any instance in which the approval of the Members is required under this
Agreement, such approval may be obtained in any manner permitted by the Act. Unless
otherwise provided in this Agreement, approval of the Members shall mean unanimous approval
of all Members.
4.4 Devotion of Time. Each Member shall devote whatever time or effort as he
deems appropriate for the furtherance of the Company's business.
4.5 Competing Activities. No Member shall engage or invest in any activity, that
might be in direct competition with the Company's business without the written consent of the
other Members which consent shall not be unreasonably withheld. Otherwise, the Members may
engage or invest in such noncompeting businesses as each Member may desire without offering
to or permitting the Company or other Member to participate in any such noncompeting activity
or investment No Member shall be obligated to present any noncompeting investment
opportunity to the Company, even if the opportunity is of the character that, if presented to the
Company, could be taken by the Company. Each Member shall have the right to hold any
noncompeting investment opportunity for his own account or to recommend such opportunity to
persons other than the Company.
4.6 Transactions between the Company and the Members. Notwithstanding that it
may constitute a conflict of interest, the Members may engage in any transaction with the
Company so long as such transaction is not expressly prohibited by this Agreement and so long
as the terms and conditions of such transaction, on an overall basis, are fair and reasonable to the
Company and are at least as favorable to the Company as those that are generally available from
persons capable of similarly performing them or if Members holding a majority of the
Membership Interests held by the Members having no interest in such transaction (other than
their interests as Members) approve the transaction in writing.
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ARTICLE V
ALLOCATIONS OF NET PROFITS AND
NET LOSSES AND DISTRIBUTIONS
5.1 Definitions. When used in this Agreement, the following terms shall have the
meanings set forth below:
"Code" shall mean the Internal Revenue Code of 1986, as amended from time to time,
the provisions of succeeding law, and to the extent applicable, the Treasury Regulations.
"Company Minimum Gain" shall have the meaning ascribed to the term "Partnership
Minimum Gain" in the Treasury Regulations Section 1.704-2(d).
"Member Nonrecourse Debt" shall have the meaning ascribed to the term "Partner
Nonrecourse Debt" in Treasury Regulations Section 1.704-2(b)(4).
"Member Nonrecourse Deductions" shall mean items of Company loss, deduction, or
Code Section 705(a)(2)(B) expenditures which are attributable to Member Nonrecourse Debt.
"Net Profits" and "Net Losses" shall mean the income, gain, loss, deductions, and credits
of the Company in the aggregate or separately stated, as appropriate, determined in accordance
with the method of accounting at the close of each fiscal year employed on the Company's
information tax return filed for federal income tax purposes.
"Nonrecourse Liability" shall have the meaning set forth in Treasury Regulations
Section 1.752-1(a)(2).
"Treasury Regulations" shall mean the final or temporary regulations that have been
issued by the U.S. Department of Treasury pursuant to its authority under the Code, and any
successor regulations.
5.2 Allocations of Net Profit and Net Loss.
(a) Net Loss. Net Loss shall be allocated to the Members in proportion to
their Membership Interests. Notwithstanding the previous sentence, loss allocations to a
Member shall be made only to the extent that such loss allocations will not create a deficit
Capital Account balance for that Member in excess of an amount, if any, equal to such Member's
share of Company Minimum Gain that would be realized on a foreclosure of the Company's
property. Any loss not allocated to a Member because of the foregoing provision shall be
allocated to the other Members (to the extent the other Members are not limited in respect of the
allocation of losses under this Section 5.2A). Any loss reallocated under this Section 5.2A shall
be taken into account in computing subsequent allocations of income and losses pursuant to this
Article V, so that the net amount of any item so allocated and the income and losses allocated to
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each Member pursuant to this Article V, to the extent possible, shall be equal to the net amount
that would have been allocated to each such Member pursuant to this Article V if no reallocation
of losses had occurred under this Section 5.2A.
(b) Net Profit. Net Profit shall be allocated to the Members in proportion to
their Membership Interests.
5.3 Special Allocations. Notwithstanding Section 5.2,
(a) Minimum Gain Char ea back. If there is a net decrease in Company
Minimum Gain during any fiscal year, each Member shall be specially allocated items of
Company income and gain for such fiscal year (and, if necessary, in subsequent fiscal years) in
an amount equal to the portion of such Member's share of the net decrease in Company
Minimum Gain that is allocable to the disposition of Company property subject to a Nonrecourse
Liability, which share of such net decrease shall be determined in accordance with Treasury
Regulations Section 1.704-2(g)(2). Allocations pursuant to this Section 5.3A shall be made in
proportion to the amounts required to be allocated to each Member under this Section 5.3A. The
items to be so allocated shall be determined in accordance with Treasury Regulations Section
1.704-2(f). This Section 5.3A is intended to comply with the minimum gain chargeback
requirement contained in Treasury Regulations Section 1.704-2(f) and shall be interpreted
consistently therewith.
(b) Chargeback of Minimum Gain Attributable to Member Nonrecourse Debt.
If there is a net decrease in Company Minimum Gain attributable to a Member Nonrecourse
Debt, during any fiscal year, each member who has a share of the Company Minimum Gain
attributable to such Member Nonrecourse Debt (which share shall be determined in accordance
with Treasury Regulations Section 1.704-2(i)(5)) shall be specially allocated items of Company
income and gain for such fiscal year (and, if necessary, in subsequent fiscal years) in an amount
equal to that portion of such Member's share of the net decrease in Company Minimum Gain
attributable to such Member Nonrecourse Debt that is allocable to the disposition of Company
property subject to such Member Nonrecourse Debt (which share of such net decrease shall be
determined in accordance with Treasury Regulations Section 1.704-2(i)(5)). Allocations
pursuant to this Section 5.3B shall be made in proportion to the amounts required to be allocated
to each Member under this Section 5.313. The items to be so allocated shall be determined in
accordance with Treasury Regulations Section 1.704-2(i)(4). This Section 5.313 is intended to
comply with the minimum gain chargeback requirement contained in Treasury Regulations
Section 1.704-2(i)(4) and shall be interpreted consistently therewith.
(c) Nonrecourse Deductions. Any nonrecourse deductions (as defined in
Treasury Regulations Section 1.704-2(b)(1)) for any. fiscal year or other period shall be specially
allocated to the Members in proportion to their Membership Interests.
(d) Member Nonrecourse Deductions. Those items of Company loss,
deduction, or Code Section 705(a)(2)(B) expenditures which are attributable to Member
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Nonrecourse Debt for any fiscal year or other period shall be specially allocated to the Member
who bears the economic risk of loss with respect to the Member Nonrecourse Debt to which such
items are attributable in accordance with Treasury Regulations Section 1.704-2(i).
(e) Qualified Income Offset. If a Member unexpectedly receives any
adjustments, allocations, or distributions described in Treasury Regulations Section 1.704-
1(b)(2)(ii)(d)(4), (5) or (6), or any other event creates a deficit balance in such Member's Capital
Account in excess of such Member's share of Company Minimum Gain, items of Company
income and gain shall be specially allocated to such Member in an amount and manner sufficient
to eliminate such excess deficit balance as quickly as possible. Any special allocations of items
of income and gain pursuant to this Section 5.3E shall be taken into account in computing
subsequent allocations of income and gain pursuant to this Article V so that the net amount of
any item so allocated and the income, gain, and losses allocated to each Member pursuant to this
Section 5.3E to the extent possible, shall be equal to the net amount that would have been
allocated to each such Member pursuant to the provisions of this Article V if such unexpected
adjustments, allocations, or distributions had not occurred.
5.4 Code Section 704(c) Allocations. Notwithstanding any other provision in this
Article V, in accordance with Code Section 704(c) and the Treasury Regulations promulgated
thereunder, income, gain, loss, and deduction with respect to any property contributed to the
capital of the Company shall, solely for tax purposes, be allocated among the Members so as to
take account of any variation between the adjusted basis of such property to the Company for
federal income tax purposes and its fair market value on the date of contribution. Allocations
pursuant to this Section 5.4 are solely for purposes of federal, state and local taxes. As such,
they shall not affect or in any way be taken into account in computing a Member's Capital
Account or share of profits, losses, or other items of distributions pursuant to any provision of
this Agreement.
5.5 Distribution of Assets by the Company. Subject to applicable law and any
limitations contained elsewhere in this Agreement, Members holding a majority of the
Membership Interests may elect from time to time to cause the Company to make distributions of
profits or capital. Any distributions of profits shall be made in proportion to the Members'
Membership Interests and any distributions of capital shall be made in proportion to the
Members' Capital Accounts.
ARTICLE VI
TRANSFER AND ASSIGNMENT OF INTERESTS
6.1 Transfer and Assignment of Interests. No Member shall be entitled to transfer,
assign, convey, sell, encumber or in any way alienate all or any part of his Membership Interest
(collectively, "transfer") except as expressly provided herein or with the prior approval of all
Members, which approval may be given or withheld in the sole discretion of the Members.
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6.2 Substitution of Members. A transferee of a Membership Interest shall have the
right to become a substitute Member only if (i) consent of the Members is given in accordance
with Section 6.1, (ii) such person executes an instrument satisfactory to the Members accepting
and adopting the terms and provisions of this Agreement, and (iii) such person pays any
reasonable expenses in connection with his admission as a new Member. The admission of a
substitute Member shall not release the Member who assigned the Membership Interest from any
liability that such Member may have to the Company unless agreed to unanimously by the other
Members.
6.3 Transfers in Violation of this Agreement and Transfers of Partial Membership
Interests. Upon a transfer in violation of this Article VI, the transferee shall have no right to vote
or participate in the management of the Company or to exercise any rights of a Member. Such
transferee shall only be entitled to receive the share of the Company's Net Profits, Net Losses
and distributions of the Company's assets to which the transferor would otherwise be entitled.
Notwithstanding the immediately preceding sentences, if, in the determination of the remaining
Members, a transfer in violation of this Article VI would cause the termination of the Company
under the Code, in the sole discretion of the remaining Members, the transfer shall be null and
void.
ARTICLE VII
CONSEQUENCES OF DISSOLUTION EVENTS AND
TERMINATION OF MEMBERSHIP INTEREST
7.1 Dissolution Event. Upon the occurrence of the death, withdrawal, resignation,
retirement, insanity, bankruptcy or dissolution of any Member ("Dissolution Event"), the
Company shall dissolve unless all of the remaining Members ("Remaining Members") consent
within ninety (90) days of the Dissolution Event to the continuation of the business of the
Company. If the Remaining Members so consent, the Company and/or the Remaining Members
shall have the right to purchase, and if such right is exercised, the Member (or his legal
representative) whose actions or conduct resulted in the Dissolution Event ("Former Member")
shall sell, the Former Member's Membership Interest ("Former Member's Interest") as provided
in this Article VII.
7.2 Purchase Price. The purchase price for the Former Member's Interest shall be the
fair market value of the Former Member's Interest as determined by an independent appraiser
acceptable to the Former Member and the Remaining Members. Notwithstanding the foregoing,
if the Dissolution Event results from a breach of this Agreement by the Former Member, the
purchase price shall be reduced by an amount equal to the damages suffered by the Company or
the Remaining Members as a result of such breach. If the Remaining Members disagree with the
fair market value as determined by appraisal, the Remaining Members may elect to dissolve the
Company.
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7.3 Purchase of Interest. Within thirty (30) days after the fair market value of the
Former Member's Interest has been determined in accordance with Section 7.2, the Remaining
Members shall notify the Former Member in writing of their desire to purchase the Former
Member's Interest or dissolve the Company. The failure of the Remaining Member to submit a
notice within the applicable period shall constitute an election on the part of the Remaining
Members to dissolve the Company. If the Remaining Members elect to purchase the Former
Member's Interest, they shall do so in the same proportion that the Membership Interest of each
Remaining Member bears to the aggregate of the Membership Interests of all of the Remaining
Members electing to purchase the Former Member's Interest.
7.4 Payment of Purchase Price. If the Remaining Members elect to purchase the
Former Member's Interest, the Remaining Members shall pay at the closing one-third (1/3) of the
purchase price and the balance of the purchase price shall be paid in twenty-four (24) equal
consecutive monthly principal installments, plus accrued interest, and be payable on or before
the first day of each month following the date of the closing. The unpaid principal balance shall
accrue interest at the current applicable prime rate plus 2% for the month in which the initial
payment is made, but the Remaining Members shall have the right to prepay in full or in part at
any time without penalty. The obligation of each purchasing Remaining Member to pay its
portion of the balance due shall be evidenced by a separate promissory note executed by the
respective purchasing Remaining Member. Each such promissory note shall be in an original
principal amount equal to the portion owed by the respective purchasing Remaining Member.
The promissory note executed by each purchasing Remaining Member shall be secured by a
pledge of that portion of the Former Member's Interest purchased by such Remaining Member.
The closing of such purchase shall be within sixty (60) days following the election to purchase
the Former Member's Interest.
ARTICLE VIII
ACCOUNTING, RECORDS, REPORTING BY MEMBERS
8.1 Books and Records. The books and records of the Company shall be kept on a
calendar year accrual basis and in accordance with the accounting methods followed for federal
income tax purposes. The Company shall maintain at its principal office in California all of the
following:
A. A current list of the full name and last known business or residence
address of each Member set forth in alphabetical order, together with the capital
contributions, capital account and Membership Interest of each Member;
B. A copy of the Articles and any and all amendments thereto
together with executed copies of any powers of attorney pursuant to which the
Articles or any amendments thereto have been executed;
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C. Copies of the Company's federal, state, and local income tax or
information returns and reports, if any, for the six (6) most recent taxable years;
D. A copy of this Agreement and any and all amendments thereto
together with executed copies of any powers of attorney pursuant to which this
Agreement or any amendments thereto have been executed;
E. Copies of the financial statements of the Company, if any, for the
six (6) most recent fiscal years; and
F. The Company's books and records as they relate to the internal
affairs of the Company for at least the current and past four (4) fiscal years.
8.2 Reports. The Company shall cause to be filed, in accordance with the Act, all
reports and documents required to be filed with any governmental agency. The Company shall
cause to be prepared at least annually information concerning the Company's operations
necessary for the completion of the Members' federal and state income tax returns. The Company
shall send or cause to be sent to each Member within ninety (90) days after the end of each
taxable year (i) such information as is necessary to complete the Members' federal and state
income tax or information returns and (ii) a copy of the Company's federal, state, and local
income tax or information returns for the year.
8.3 Bank Accounts. The Members shall maintain the funds of the Company in one or
more separate bank accounts in the name of the Company, and shall not permit the funds of the
Company to be commingled in any fashion with the funds of any other person. Any Member,
acting alone, is authorized to endorse checks, drafts, and other evidences of indebtedness made
payable to the order of the Company, but only for the purpose of deposit into the Company's
accounts. All checks, drafts, and other instruments obligating the Company to pay money may
be signed by any one Member, acting alone, or by any other person designated by the Members.
8.4 Tax Matters for the Company. Sharon A. Hennessey is designated as "Tax
Matters Partner" (as defined in Code Section 6231), to represent the Company (at the Company's
expense) in connection with all examination of the Company's affairs by tax authorities and to
expend Company funds for professional services and costs associated therewith.
ARTICLE I%
DISSOLUTION AND WINDING UP
9.1 Conditions of Dissolution. The Company shall dissolve upon the occurrence of
any of the following events:
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A. Upon the happening of any event of dissolution specified in the
Articles;
B. Upon the entry of a decree of judicial dissolution pursuant to
Section 17351 of the Corporations Code;
C. Upon the vote of Members holding at least seventy-five percent
(75%) of the Membership Interests;
D. The occurrence of a Dissolution Event and the failure of the
Remaining Members to continue the business of the Company as provided in
Article VII.
E. The sale of all or substantially all of the assets of Company.
9.2 Winding Up. Upon the dissolution of the Company, the Company's assets shall
be disposed of and its affairs wound up. The Company shall give written notice of the
commencement of the dissolution to all of its known creditors.
9.3 Order of Payment of Liabilities Upon Dissolution. After determining that all the
known debts and liabilities of the Company have been paid or adequately provided for, the
remaining assets shall be distributed to the Members in accordance with their positive capital
account balances, after taking into account income and loss allocations for the Company's
taxable year during which liquidation occurs.
9.4 Limitations on Payments Made in Dissolution. Except as otherwise specifically
provided in this Agreement, each Member shall be entitled to look only to the assets of the
Company for the return of his positive Capital Account balance and shall have no recourse for
his Capital Contribution and/or share of Net Profits against any other Member except as provided
in Article X.
9.5 Certificates. The Company shall file with the California Secretary of State a
Certificate of Dissolution upon the dissolution of the Company and a Certificate of Cancellation
upon the completion of the winding up of the Company's affairs.
ARTICLE B
INDEMNIFICATION
10.1 Indemnification of Agents. The Company shall indemnify any Member and
may indemnify any person who was or is a party or is threatened to be made a party to any
threatened, pending or completed action, suit or proceeding by reason of the fact that he is or was
a Member, officer, employee or other agent of the Company or that, being or having been such a
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Member, officer, employee or agent, he is or was serving at the request of the Company as a
manager, director, officer, employee or other agent of another limited liability company,
corporation, partnership, joint venture, trust or other enterprise (all such persons being referred to
hereinafter as an "agent"), to the fullest extent permitted by applicable law in effect on the date
hereof and to such greater extent as applicable law may hereafter from time to time permit.
ARTICLE %I
[INTENTIONALLY OMITTED]
ARTICLE %II
MISCELLANEOUS
12.1 (Intentionally Omitted.]
12.2 Complete Agreement. This Agreement and the Articles constitute the complete
and exclusive statement of agreement among the Members with respect to the subject matter
herein and therein and replace and supersede all prior written and oral agreements among the
Members. To the extent that any provision of the Articles conflict with any provision of this
Agreement, the Articles shall control.
12.3 Binding Effect. Subject to the provisions of this Agreement relating to
transferability, this Agreement will be binding upon and inure to the benefit of the Members, and
their respective successors and assigns.
12.4 Interpretation. All pronouns shall be deemed to refer to the masculine, feminine,
or neuter, singular or plural, as the context in which they are used may require. All headings
herein are inserted only for convenience and ease of reference and are not to be considered in the
interpretation of any provision of this Agreement. Numbered or lettered articles, sections and
subsections herein contained refer to articles, sections and subsections of this Agreement unless
otherwise expressly stated. In the event any claim is made by any Member relating to any
conflict, omission or ambiguity in this Agreement, no presumption or burden of proof or
persuasion shall be implied by virtue of the fact that this Agreement was prepared by or at the
request of a particular Member or his counsel.
12.5 Jurisdiction. Each Member hereby consents to the exclusive jurisdiction of the
state and federal courts sitting in California in any action on a claim arising out of, under or in
connection with this Agreement or the transactions contemplated by this Agreement. Each
Member further agrees that personal jurisdiction over him may be effected by service of process
by registered or certified mail addressed as provided in Section 12.8 of this Agreement, and that
when so made shall be as if served upon him personally within the State of California.
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12.6 Arbitration. Except as otherwise provided in this Agreement, any controversy
between the parties arising out of this Agreement shall be submitted to the American Arbitration
Association for arbitration in Orange County, California. The costs of the arbitration, including
any American Arbitration Association administration fee, the arbitrator's fee, and costs for the
use of facilities during the hearings, shall be borne equally by the parties to the arbitration.
Attorneys' fees may be awarded to the prevailing or most prevailing party at the discretion of the
arbitrator. The provisions of Sections 1282.6, 1283, and 1283.05 of the California Code of Civil
Procedure apply to the arbitration. The arbitrator shall not have any power to alter, amend,
modify or change any of the terms of this Agreement nor to grant any remedy which is either
prohibited by the terms of this Agreement, or not available in a court of law.
12.7 Severability. If any provision of this Agreement or the application of such
provision to any person or circumstance shall be held invalid, the remainder of this Agreement or
the application of such provision to persons or circumstances other than those to which it is held
invalid shall not be affected thereby.
12.8 Notices. Any notice to be given or to be served upon the Company or any party
hereto in connection with this Agreement must be in writing (which may include facsimile) and
will be deemed to have been given and received when delivered to the address specified by the
party to receive the notice. Any party may, at any time by giving five (5) days' prior written
notice to the other Members, designate any other address in substitution of the foregoing address
to which such notice will be given.
12.9 Amendments. All amendments to this Agreement will be in writing and signed
by all of the Members.
12.10 Multiple Counterparts. This Agreement may be executed in two or more coun-
terparts, each of which shall be deemed an original, but all of which shall constitute one and the
same instrument.
12.11 Attorney Fees. In the event that any dispute between the Company and the
Members or among the Members should result in litigation or arbitration, the prevailing party in
such dispute shall be entitled to recover from the other party all reasonable fees, costs and
expenses of enforcing any right of the prevailing party, including without limitation, reasonable
attorneys' fees and expenses, all of which shall be deemed to have accrued upon the
commencement of such action and shall be paid whether or not such action is prosecuted to
judgment. Any judgment or order entered in such action shall contain a specific provision
providing for the recovery of attorney fees and costs incurred in enforcing such judgment and an
award of prejudgment interest from the date of the breach at the maximum rate allowed by law.
For the purposes of this Section: (a) attorney fees shall include, without limitation, fees incurred
in the following: (1) post judgment motions; (2) contempt proceedings; (3) garnishment, levy,
and debtor and third party examinations; (4) discovery; and (5) bankruptcy litigation and (b)
prevailing party shall mean the party who is determined in the proceeding to have prevailed or
who prevails by dismissal, default or otherwise.
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12.12 Remedies. The remedies under this Agreement are cumulative and shall not
exclude any other remedies to which any person may be lawfully entitled.
12.13 Consent of Spouse. Within ten (10) days after any individual becomes a
Member or a Member marries, such Member shall have his or her spouse execute a consent
substantially in the form attached to this Agreement.
IN WITNESS WHEREOF, all of the Members of HENNESSEY & HENNESSEY
LLC, a California Limited Liability Company, have executed this Agreement, effective as of the
date written above.
�-�f I l.W/ u Y l VI w j V
SHARON A. HENNESSEY
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CONSENT OF SPOUSE
The undersigned spouse(s) of the parties to the foregoing Operating
Agreement acknowledge(s) on his or her own behalf that:
I have read the foregoing Operating Agreement and I know its
contents.
I am aware that the Operating Agreement grants the Company and/or
the other Members an option to purchase all of his or her
Membership Interest, including my community interest (if any) in
it.
I hereby consent to the provisions of the Operating Agreement and
agree that such Membership Interest and my interest in it are
subject to the provisions of the Operating Agreement and that I
will take no action at any time to hinder operation of the
Operating Agreement on such Membership Interest or my interest in
it.
Dated: /'---%-Z-
i
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CERTIFICATE OF INSURANCE
Producer:
Issue Date: 06/17/2009
This Certificate is issued as a matter of information only and
LIABILITY INSURANCE ADMINISTRATORS
confers no rights upon the Certificate Holder. This Certificate
P.O. Box 1319
does not amend, extend or alter the coverage afforded by the
Santa Barbara, CA 93102-1319
policy below.
Insured: 115805
COMPANY AFFORDING COVERAGE
HENNESSEY & HENNESSEY, LLC
17962 Weston Place
Liberty Insurance Underwriters, Inc.
Tustin, CA 92780
Fax Number: 714-730-0221
Authorized Representative
This is to certify that the policy of insurance listed below has been issued to the Insured named above for the policy period
indicated. Notwithstanding any requirement, term of condition of any contract or other document with respect to which this
Certificate may be issued or may pertain, the insurance afforded by the policy described herein is subject to all the terms,
exclusions and conditions of such policy. Limits shown may have been reduced by paid claims.
TYPE OF INSURANCE
POLICY NUMBER
EFFECTIVE DATE
EXPIRATION DATE
LIMITS
Professional Liability
LIU000069-008
11/01/2008
11/01/2009
Each Claim
$ 1000000
General Aggregate
$ 2000000
AP
ED A TOF�t
JE
IFER McQ TJ
11,City
rney
g%/ olo9
Description of Operations/Locations/Special Items:
REAL ESTATE APPRAISERS PROFESSIONAL LIABILITY INSURANCE
Certificate Holder:
Cancellation:
City of Huntington Beach
Should the above described policy be cancelled before the
Attn: Chris Davis
expiration date thereof, the issuing Company will endeavor to
2000 Main Street
mail 30 days notice, except 10 days notice for nonpayment of
Huntington Beach, CA 92648
premium, to the certificate holder named to the left. However,
failure to mail such notice shall impose no obligation or liabilit
of any kind upon the Company, its agents or representatives.
LIA0001 (11/97)
1. Date: 7/14/2009
CITY OF HUNTINGTON BEACH
Professional Service Contracts
Purchasing Certification
2. Contract Number: PLN 0f eOd %' D
3. Department: Planning 4. Requested by: Chris Davis
5. Name of consultant: Hennessey & Hennessey
6. Attach the written statement of the specification, conditions, and other requirements for the requested
services provided to solicited consultants.
On -call real estate appraisal services
7. Amount of the contract: $25,000
8. Are sufficient funds available to fund this contract?' ® Yes ❑ No
9. Is this contract generally described on the list of professional service contracts approved by the City
Council?' ® Yes ❑ No /
10. Business Unit and Object Code where funds are budgeted: 10060201.69365 ;✓
11. Is this contract less than $50,000? ® Yes ❑ No
12. Does this contract fall within $50,000 and $100,000? ❑ Yes ® No
13. Is this contract over $100,000? ❑ Yes ® No
(Note: Contracts requiring City Council Approval need to be signed by the Mayor and City Clerk. Make
sure the appropriate signature page is attached to contract.)
14. Were formal written proposals requested from at least three available qualified consultants?
❑ Yes ® No
15. Attach list of consultants from whom proposals were requested (including a contact telephone number).
Contract under $30,000; previous experience working with this consultant
16. Attach proposed scope of work.
see Exhibit "A"
17. Attach proposed payment schedule.
see Exhibit "B"
partm nt ead Signature
1. If the answer to this question is "No," the contract will require approval from the City Council.