HomeMy WebLinkAboutJONES HALL, Attorneys at Law - 1998-12-07AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF
HUNTINGTON BEACH AND
JONES HALL, ATTORNEYS AT LAW,
FOR LEGAL SERVICES REGARDING
HUNTINGTON BEACH REDEVELOPMENT AGENCY
1998 TAX ALLOCATION BONDS
Table of Contents
Section
Page
I
Employment
1
2
Fees .
1
3
Reporting
2
4
Termination
2
5
Hold Harmless
2
6
Independent Contractor
3
7
Workers' Compensation
3
8
Professional Liability Insurance
3
9
Certificates of Insurance
4
IO
Responsible Attorney .
5
11
Delegation
5
12
Modification
5
13
Agency Employees and Officials
5
14
Immigration
5
15
Nondiscrimination
5
16
Notices
6
17
Entire Agreement
7
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AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF
HUNTINGTON BEACH AND
JONES HALL, ATTORNEYS AT LAW,
FOR LEGAL SERVICES REGARDING
HUNTINGTON BEACH REDEVELOPMENT AGENCY
1998 TAX ALLOCATION BONDS
THIS AGREEMENT is made and entered into this 7t:h day of December , 1998,
by and between the REDEVELOPMENT AGENCY OF THE CITY OF HUNTINGTON
BEACH ("Agency') and Jones Hall, Attorneys at Law ("Legal Counsel"}.
WHEREAS, Agency desires to employ bond counsel in connection with the issuance of
the Huntington Beach Redevelopment Agency 1998 Tax Allocation bonds;
Legal Counsel represents that it is ready, willing and able to provide the legal services to
the Agency;
NOW, THEREFORE, the parties hereto mutually agree as follows:
SECTION 1. Employment. Agency hereby employs Legal Counsel and Legal
Counsel hereby accepts such employment to serve as bond counsel for the Huntington Beach
Redevelopment Agency 1998 Tax Allocation Bonds (the "Bonds'). In serving as bond counsel
for the Agency, Legal Counsel shall perform the services described in the Scope of Services
attached hereto as Exhibit A.
SECTION 2. Fees. Legal Counsel's fee for serving as bond counsel shall be
contingent upon the issuance of the Bonds. The fee shall be determined according to the
following schedule:
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k1.✓
Principal Amount
56,000,000 or less
$10,000,000 to $20,000,000
Fee
%2% of principal amount
$30,000 plus 1/4% of the principal amount in
excess over $6,000,000
In addition, costs shall not exceed Two Thousand Five Hundred Dollars ($2,500.00).
SECTION 3. Reporting. In performing legal services under this Agreement, Legal
Counsel shall work under the direction and control of the Agency Attorney and shall not render
additional legal services other than those specified in this Agreement without the advance
concurrence of the Agency Attorney. Legal Counsel shall consult with the Agency Attorney on
the strategy and conduct of the case and shall not file any motions without prior approval of the
Agency Attorney.
SECTION 4. Termination. This Agreement may be terminated by the Agency at any
time by giving written notice to Legal Counsel with or without cause. In the event of
termination, all finished and unfinished documents, pleadings, exhibits, reports, and evidence
shall, at the option of the Agency, become its property and shall be delivered to it by Legal
Counsel.
SECTION 5. Bold Harmless. Legal Counsel shall protect, defend, indemnify and
hold harmless the City of Huntington Beach, the Redevelopment Agency of the City of
Huntington Beach, the Huntington Beach Public Financing Authority, and their officers,
officials, employees and agents from and against any and all liability, loss, damage, expenses,
costs (including without limitation costs and fees of litigation of every nature) arising out of or in
connection with Legal Counsel's performance of this Agreement or its failure to comply with
any of its obligations contained in this Agreement, except such loss or damage which was caused
by the sole negligence or willful misconduct of the City of Huntington Beach, the
2
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�Id
Redevelopment Agency of the City of Huntington Beach, or the Huntington Beach Public
Financing Authority.
SECTION 6. Independent Contractor. Legal Counsel is, and shall be, acting at all
times in the performance of this Agreement as an independent contractor herein and not as an
employee of Agency. Legal Counsel shall secure at its expense and be responsible for any and
all payment of income tax, social security, state disability insurance compensation,
unemployment compensation, Workers' Compensation, and payroll deductions for Legal
Counsel and its officers, agents and employees, and all business licenses, if any, in connection
with the services to be performed hereunder.
SECTION 7. Workers' Compensation. Legal Counsel shall comply with all of the
provisions of the Workers' Compensation Insurance and Safety Acts of the State of California,
the applicable provisions of Division 4 and 5 of the California Labor Code and all amendments
thereto; and all similar state or federal acts or Iaws applicable; and shall indemnify, defend and
hold harmless Agency from and against all claims, demands, payments, suits, actions,
proceedings and judgments of every nature and description, including attorneys' fees and costs
presented, brought or recovered against Agency, for or on account of any liability under any of
said acts which may be incurred by reason of any work to be performed by Legal Counsel under
this Agreement.
SECTION & Professional Liability Insurance. Legal Counsel shall furnish a
professional liability insurance policy covering the work performed by it hereunder. Said policy
shall provide coverage for Legal Counsel's professional liability in an amount not less than
S 1,000,000 per occurrence and in the aggregate. A claims made policy shall be acceptable if the
policy further provides that:
3
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Lit
1. The policy retroactive date coincides with or precedes the professional services
contractor's start of work (including subsequent policies purchased as renewals or
replacements).
2. Legal Counsel will make every effort to maintain similar insurance during the
required extended period of coverage following project completion, including the
requirement of adding all additional insureds.
3. If insurance is terminated for any reason, Legal Counsel agrees to purchase an
extended reporting provision of at least two (2) years to report claims arising from
work performed in connection with this Agreement.
4. The reporting of circumstances of incidents that might give rise to future claims,
Under no circumstances shall this insurance contain a self -insured retention, or a
"deductible" or any other similar form of imitation on the required coverage in excess of
$250,000.
SECTION 9. Certificates of Insurance. Prior to commencing performance of the
work hereunder, Legal Counsel shall furnish to Agency certificates of insurance subject to
approval of the Agency Attorney evidencing the foregoing insurance coverages as required by
this Agreement; said certificates shall:
1. provide the name and policy number of each carrier and policy; and
2. shall state that the policy is currently in force.
Legal Counsel shall maintain the foregoing insurance coverages in force until the work -
under this Agreement is fully completed and accepted by Agency.
The requirement for carrying the foregoing insurance coverages shall not derogate from
the provisions for indemnification of Agency by Legal Counsel under the Agreement. Agency
or its representative shall at all times have the right to demand the original or a copy of all said
4
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ME
policies of insurance. Legal Counsel shall pay, in a prompt and timely manner, the premiums on
all insurance hereinabove required.
SECTION 10. Responsible Attorney. Legal Counsel hereby appoints Charles F.
Adams as the attorneys primarily responsible for the services rendered hereunder. Primary
responsibility for the work shall rest with Charles F. Adams, and no work will be assigned to
attorneys within the firm without the written consent of the Agency Attorney.
SECTION 11. Delegation. This Agreement is a personal services agreement, and the
services provided hereunder shall not be performed by or delegated to any person or entity other
than Legal Counsel without the express prior written approval of the Agency Attorney.
SECTION 12. Modification. No waiver or modification of this Agreement or of
any covenant, condition, or limitation herein contained shall be valid unless in writing and duly
executed by the party to be charged therewith.
SECTION 13. Agency Employees and Officials. Legal Counsel shall not employ any
Agency official or any regular Agency employee in the work performed pursuant to this
Agreement. No officer or employee of Agency shall have any financial interest in this
Agreement in violation of California Government Code Section 1090, et seq.
SECTION 14. Immigration. Legal Counsel shall be responsible for full
compliance with the immigration and naturalization laws of the United States and shall, in
particular, comply with the provisions of S U.S.C. § 1324a regarding employment verification.
SECTON 15. Nondiscrimination. Legal Counsel agrees not to discriminate against
any person or class of persons by reason of sex, age, race, color, creed, physical handicap, or
national origin in employment practices and in the activities conducted pursuant to this
agreement, in accordance with Government Code § 19702.
5
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11P 3..3M -#1
SECTION 16. Notices. Any notices or special instructions required to be given in
writing under this Agreement shall be given either by personal delivery to Legal Counsel or to
the Agency Attorney as the situation shall warrant, or by enclosing the same in a sealed
envelope, postage prepaid, and depositing the same in the United States Postal Services,
addressed as follows:
TO AGENCY:
Gail Hutton, Agency Attorney
of Huntington Beach
2000 Main Street
Huntington Beach, CA 92648
Telephone: (714) 536-5555
Facsimile: (714) 374-1590
TO LEGAL COUNSEL:
Charles F. Adams, Esq..
]ones Hall
650 California St., 18`h Floor
San Francisco, CA 94108
(415) 391-5780
(415) 391-5784
SECTION 17. Entire Agreement. This Agreement contains the entire agreement
between the parties respecting the subject matter of this Agreement and supersedes all prior
understandings and agreements, whether oral or in writing.
6
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11, 23/98 - p 1
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed
by and through their authorized officers the day, month and year first above written.
JOKES HALL,
Attorneys at Law
By -
General Pa ner
REVIEWED AND APPROVED:
City Adginistrator of the
City of Huntington Beach
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REDEVELOPMENT AGENCY OF
THE CITY OF HUNTINGTON
BEACH
Chairperson
ATTEST:
Secretary
APPROVED AS TO FORM:
r .LS Agency Attorney 7` L-Z
I-01 it�1 INITIATED AND APPROVED: It
&'w '4 - &40
'rector of Econom Development
EXHIBITA
SCOPE OF SERVICES FOR
HUNTINGTON BEACH REDEVELOPMENT AGENCY
1998 TAX ALLOCATION BONDS
Scope of Services. Legal Counsel will confer and consult with Agency staff, its financial
advisor, disclosure counsel and other consultants on all matters relating to the Bonds. Legal
Counsel will attend all meetings of the Agency's staff, consultants and underwriter at which the
financing is to be discussed and analyzed for successful completion of the financing. Legal
Counsel is available to engage in these services according to the Agency's time schedule.
Legal Counsel will prepare all agreements, resolutions, notices, bond forms and all other legal
documents required by Cali fornia law for the execution, sale and delivery of the Revenue Bonds.
Legal Counsel shall assist in presenting information to bond rating organizations and municipal
bond insurance companies. Legal Counsel shall participate and assist the Agency's staff,
disclosure counsel, financial advisor and/or undemriter in the preparation and review of an
official statement and other disclosure documents to be used in connection with the offering and
sale of the Bonds, including rendering an opinion to the Agency, which address the accuracy and
completeness of the descriptions of legal documents, the Bonds, and the tax -exemption of
interest on the Bonds.
Subject to completion of the financing to Legal CounseI's satisfaction, Legal Counsel will issue
its approving legal opinion to the purchasers of the Bonds to the effect that all proceedings have
been legally undertaken for the authorization, execution, sale and delivery of the Bonds or other
transactions relating to the financing and that interest paid with respect to the Bonds is excluded
from gross income for federal income tax purposes and is exempt from State of California
personal income tax. Legal Counsel will also issue appropriate supplemental opinions and
certificates as may be necessary or appropriate. Legal Counsel shall prepare and provide a
complete transcript of the conduct of the proceedings necessary to accompany the issuance of the
Bonds.
Finally, Legal Counsel will confer and consult with Agency officials with respect to questions or
problems which may arise during the period of servicing and payment of the Bonds and provide
any and all other services commonly expected of bond counsel.
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A
�4CIORD, CERTIFICA
�PAMUCErt
CALENDER-ROBINSON CO., INC.
785 MARKET ST. 0750
SAN FRANCISCO, CA 04103
(415) 978-3800
FAX (415) 978-3825
c OF INSURANCE l.J ISSUE DATE
ocr z 96
—Cert# 5282 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND
CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE
DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE
POLICIES BELOW.
JONES HALL, A PROFESSIONAL LAW
CORPORATION
650 CALIFORNIA STREET 91800
SAN FRANCISCO, CA 94108
mrrur T
A KEMPER INSURANCE
COMPANY
B TIG INSURANCE CO.
COMPANY
C REPUBLIC INDEMNITY
COMPANY
D
Lvvr`rv�vc.V
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE USTED BELOW NAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED,
NOTWITHSTANDING ANY REOUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER OXUMENT WITH RESPECT TO WHICH THIS CERTIFICATE: MAY BE ISSUED
PERTAI4, THE INSURANCE AFFORDED BY THE POLIO ES DESCRIBED HEREIN IS SUBJECT TO A-L THE TERMS, EXCLUSIONS AhO CONDITIONS OF SUCH POLICIES. LIMITS
HAVE BEEN REDUCED BY PAID CLAIMS.
OR MAY
SHOWN MAY
:D POLIC1rEFFErTME POLICY EXPIRATION
TR 1 TYPE OF INSURANCE POLICY NUMBER 1 DATEDATE� OAS ��M LIMITS
GENERAL LIABILITY OENERALAGGREGATE S 1,000.000
COMMERCIAL GENERAL LIABILITY 3MG77166300 OCT 1 f8 OCT 199 PRODUCTSCOMPIOPAGG. i 1.000.000
LAIMS MADE �7t^I OCCUR PERSONAL i ADV INJURY i excluded
A OWNER'S i CONTRAC�TTO—R'S1I PROT.
EACH OCCURRENCE i 7,00D,000
IHCLUCESABRITY OF
CLAUS
INTEREST CLAUSE FIRE OAMAGEWV One Fro)i 3DO,000
EISEApE'A fRi;y om rorsmj i ,
- r I I I
AUTOMOBILE LIABILITY
COMBINED SINGLE iIMtT >) 1,00Q,000
ANY AUTO 3MG771663 00 OCT 198 OCT 199
ALL OWNED ALTOS BODILY INJURY
SCHEDULED AUTOS (Per P~j i
A HIRED AUTOS
BODILY INJURY i
NON-MWED AUTDS (Par Aae *01
PROPERTY DAMAGE i
GARAGE LIABILITY AUTO ONLY-EAAC;CIOENr is
ANY AUTO OTHER THAN AUTO ONLY
EACH ACCIDENT i
AGGREGATE i
B -x VUMBRE:LLA FORM TXL 04-37949814 OCT 1 98 OCT 199 EACH OCCURRENCE i 1,000.000
AGGREGATE
THER THAN UMBRELLA FORM I
WORKER`S COMPENSATION AND - STATUTORYLMMIiS
EMPLOYERS' LIABILITY 131905-2 APR 193 APR 199 EACH ACCIDENT
C PAR7�NEORSM-xECUTNE EXC DI�FX�EE3 FiE i�L�VE IT s 1.000.DDO
CFFICERSARE: EXCL i 1,000,000
01HER
U C:I,.�iY I W ti Ut IJYt,(A I IL f�SLU[-A i iU'ISIYtI-N:6 V G3i,Yti.WL 11 tMJ
APPROVED AS TO FOR' I
GAIL HUTTON, City A'torney
By. peputy C'y as =11I9 y
CERTIFICATE HOLDER AS ADDITIONAL INSURED " CAELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED30
BEFORE THE
WILL MAX
THE CITY OF HUNTINGTON BEACH, ITS OFFICERS, WRITTEN NOEMRATNTICE TO THE CERTIFICATE HOLLDERATE THEREOF. THUINGPNAMED TO THE LEFT. DAYS
AGENTS, & EMPLOYEES
2000 MAIN STREET - 4TH FLOOR
HUNTINGTON BEACH. CA 92648 1aD NO CE OF CANCELLE7 IES FOR NON-PAYMENT OF PREMIUM
ATTN: SCOTT F. FIELD I `�' "
DEPUTY CITY ATTORNEY
U C:I,.�iY I W ti Ut IJYt,(A I IL f�SLU[-A i iU'ISIYtI-N:6 V G3i,Yti.WL 11 tMJ
APPROVED AS TO FOR' I
GAIL HUTTON, City A'torney
By. peputy C'y as =11I9 y
CERTIFICATE HOLDER AS ADDITIONAL INSURED " CAELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED30
BEFORE THE
WILL MAX
THE CITY OF HUNTINGTON BEACH, ITS OFFICERS, WRITTEN NOEMRATNTICE TO THE CERTIFICATE HOLLDERATE THEREOF. THUINGPNAMED TO THE LEFT. DAYS
AGENTS, & EMPLOYEES
2000 MAIN STREET - 4TH FLOOR
HUNTINGTON BEACH. CA 92648 1aD NO CE OF CANCELLE7 IES FOR NON-PAYMENT OF PREMIUM
ATTN: SCOTT F. FIELD I `�' "
DEPUTY CITY ATTORNEY
-r*
POLICY NUMBER: 3MG7766 00 `''COMMERCIAL GENERAL LIABILITY
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
ADDITIONAL INSURED -DESIGNATED PERSON OR
ORGANIZATION
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART.
SCHEDULE
Name of Person or Organization:
THE CITY OF HUNTINGTON BEACH, ITS OFFICERS,
AGENTS, & EMPLOYEES
2000 MAIN STREET -- 4TH FLOOR
HUNTINGTON BEACH, CA 92648
ATTN: SCOTT F. FIELD
DEPUTY CITY ATTORNEY
(If no entry appears above, information required to compl=te this endorsement will be shown in the Declarations
as applicable to this endorsement.)
WHO IS AN INSURED (Section II) is amended to include as an insured the person or organization shown in the
Schedule as an insured but only with respect to liability arising out of your operations or premises owned by or
rented to you.
Copyright, Insurance Services Office, Inc. 1984
C�
AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF
HUNTINGTON BEACH AND
JONES HALL, ATTORNEYS AT LAW,
FOR LEGAL SERVICES REGARDING
HUNTINGTON BEACH REDEVELOPMENT AGENCY
1998 TAX ALLOCATION BONDS
Table of Contents
Section Page
I Employment 1
2 Fees . 1
3 Reporting 2
4 Termination 2
5 Hold Harmless 2
6 Independent Contractor 3
7 Workers' Compensation 3
8 Professional Liability Insurance 3
9 Certificates of Insurance 4
10 Responsible Attorney . 5
I1 Delegation 5
12 Modification .1 5
13 Agency Employees and Officials 5
14 Immigration 5
15 Nondiscrimination 5
16 Notices 6
17 Entire Agreement 7
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AGREEMENT BETWEEN THE REDEVELOPMENT AGENCY OF THE CITY OF
HUNTINGTON BEACH AND
JONES HALL, ATTORNEYS AT LAW,
FOR LEGAL SERVICES REGARDING
HUNTINGTON BEACH REDEVELOPMENT AGENCY
1998 TAX ALLOCATION BONDS
THIS AGREEMENT. is made and entered into this day of .1998,
by and between the REDEVELOPMENT AGENCY OF THE CITY OF HUNTINGTON
BEACH ("Agency") and Jones Hall, Attorneys at Law ("Legal Counsel").
WHEREAS, Agency desires to employ bond counsel in connection with the issuance of
the Huntington Beach Redevelopment Agency 1998 Tax Allocation bonds;
Legal Counsel represents that it is ready, willing and able to provide the legal services to
the Agency;
NOW, THEREFORE, the parties hereto mutually agree as follows:
SECTION 1. Employment. Agency hereby employs Legal Counsel and Legal
Counsel hereby accepts such employment to sen•e as bond counsel for the Huntington Beach
Redevelopment Agency 1998 Tax Allocation Bonds (the "Bonds'). In serving as bond counsel
for the Agency, Legal Counsel shall perform the services described in the Scope of Services
attached hereto as Exhibit A.
SECTION 2. Fees. Legal Counsel's fee for serving as bond counsel shall be
contingent upon the issuance of the Bonds. The fee shall be determined according to the
following schedule:
SF-98AgmOH-1029
1112M -101
Principal Amount
56,000,000 or less
510,000,000 to 520,000,000
Fee
%:% of principal amount
530,000 plus 1/4% of the principal amount in
excess over 56,000,000
In addition, costs shall not exceed Two Thousand Five Hundred Dollars (52,500.00).
SECTION 3. Reporting. In performing legal services under this Agreement, Legal
Counsel shall work under the direction and control of the Agency Attorney and shall not render
additional legal services other than those specified in this Agreement without the advance
concurrence of the Agency Attorney. Legal Counsel shall consult with the Agency Attorney on
the strategy and conduct of the case and shall not file any motions without prior approval of the
Agency Attorney.
SECTION 4. Termination. This Agreement maybe terminated by the Agency at any
time by giving written notice to Legal Counsel with or without cause. In the event of
termination, all finished and unfinished documents, pleadings, exhibits, reports, and evidence
shall, at the option of the Agency, become its property and shall be delivered to it by Legal
Counsel.
SECTION 5. HoId Harmless. Legal Counsel shall protect, defend, indemnify and
hold harmless the City of Huntington Beach, the Redevelopment Agency of the City of
Huntington Beach, the Huntington Beach Public Financing Authority, and their officers,
officials, employees and agents from and against any and all liability, loss, damage, expenses,
costs (including without limitation costs and fees of litigation of every nature) arising out of or in
connection with Legal Counsel's performance of this Agreement or its failure to comply with
any of its obligations contained in this Agreement, except such Ioss or damage which was caused
by the sole negligence or willful misconduct of the City of Huntington Beach, the
SF-98Ag-ce:JH-1029 ..
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Redevelopment Agency of the City of Huntington Beach, or the Huntington Beach Public
Financing Authority.
SECTION 6. Independent Contractor. Legal Counsel is, and shall be, acting at all
times in the performance of this Agreement as an independent contractor herein and not as an
employee of Agency. Legal Counsel shall secure at its expense and be responsible for any and
all payment of income tax, social security, state disability insurance compensation ,
unemployment compensation, Workers' Compensation, and payroll deductions for Legal
Counsel and its officers, agents and employees, and all business licenses, if any, in connection
with the services to be performed hereunder.
SECTION 7. Workers' Compensation. Legal Counsel shall comply with all of the
provisions of the Workers' Compensation Insurance and Safety Acts of the State of California,
the applicable provisions of Division 4 and 5 of the California Labor Code and all amendments
thereto; and all similar state or federal acts or laws applicable; and shall indemnify, defend and
hold harmless Agency from and against all claims, demands, payments, suits, actions,
proceedings and judgments of every nature and description, including attorneys' fees and costs
presented, brought or recovered against Agency, for or on account of any liability under any of
said acts which may be incurred by reason of any work to be performed by Legal Counsel under
this Agreement.
SECTION 8. Professional Liability Insurance. Legal Counsel shall furnish a
professional liability insurance policy covering the work performed by it hereunder. Said policy
shall provide coverage for Legal Counsel's professional liability in an amount not less than
$1,000,000 per occurrence and in the aggregate. A claims made policy shall be acceptable if the
policy further provides that:
3
SF-98AgrecJH-1029
IM"s-#1
1. The policy retroactive date coincides with or precedes the professional services
contractor's start of work (including subsequent policies purchased as renewals or
replacements).
2. Legal Counsel will make every effort to maintain similar insurance during the
required extended period of coverage following project completion, including the
requirement of adding all additional insureds.
3. If insurance is terminated for any reason, Legal Counsel agrees to purchase an
extended reporting provision of at least two (2) years to report claims arising from
work performed in connection with this Agreement.
4. The reporting of circumstances of incidents that might give rise to future claims.
Under no circumstances shall this insurance contain a self -insured retention, or a
"deductible" or any other similar form of imitation on the required coverage in excess of
$250,000.
SECTION 9. Certificates of Insurance. Prior to commencing performance of the
work hereunder, Legal Counsel shall furnish to Agency certificates of insurance subject to
approval of the Agency Attorney evidencing the foregoing insurance coverages as required by
this Agreement; said certificates shall:
1. provide the name and policy number of each carrier and policy; and
2. shall state that the policy is currently in force.
Legal Counsel shall maintain the foregoing insurance coverages in force until the work
under this Agreement is fully completed and accepted by Agency.
The requirement for carrying the foregoing insurance coverages shall not derogate from
the provisions for indemnification of Agency by Legal Counsel under the Agreement. Agency
or its representative shall at all times have the right to demand the original or a copy of all said
4
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11/23/99 - M1
policies of insurance. Legal Counsel shall pay, in a prompt and timely manner, the premiums on
all insurance hereinabove required.
SECTION 10. Responsible Attorney. Legal Counsel hereby appoints Charles F.
Adams as the attorneys primarily responsible for the services rendered hereunder. Primary
responsibility for the work shall rest with Charles F. Adams, and no work will be assigned to
attorneys within the firm without the written consent of the Agency Attorney.
SECTION 11. Delegation. This Agreement is a personal services agreement, and the
services provided hereunder shall not be performed by or delegated to any person or entity other
than Legal Counsel without the express prior written approval of the Agency Attorney.
SECTION 12. modification. No waiver or modification of this Agreement or of
any covenant, condition, or limitation herein contained shall be valid unless in writing and duly
executed by the party to be charged therewith.
SECTION 13. Agency Employees and Officials. Legal Counsel shall not employ any
Agency official or any regular Agency employee in the work performed pursuant to this
Agreement. No officer or employee of Agency shall have any financial interest in this
Agreement in violation of California Government Code Section 1090, et seq.
SECTION 14. Immigration. Legal Counsel shall be responsible for full
compliance with the immigration and naturalization laws of the United States and shall, in I
particular, comply with the provisions of 8 U.S.C. § 1324a regarding employment verification.
SECTON 15. Nondiscrimination. Legal Counsel agrees not to discriminate against
any person or class of persons by reason of sex, age, race, color, creed, physical handicap, or
national origin in employment practices and in the activities conducted pursuant to this
agreement, in accordance with Government Code § 19702.
5
SF-98AVe:JH-1029
1 1n3►98 - r l
SECTION 16. Notices.
Any notices or special instructions required to be given in
writing under this Agreement shall be given either by personal delivery to Legal Counsel or to
the Agency Attorney as the situation shall warrant, or by enclosing the same in a sealed
envelope, postage prepaid, and depositing the same in the United States Postal Services,
addressed as follows:
TO AGENCY:
Gail Hutton, Agency Attorney
of Huntington Beach
2000 Main Street
Huntington Beach, CA 92648
Telephone: (714) 536-5555
Facsimile: (714) 374-1590
TO LEGAL COUNSEL:
Charles F. Adams, Esq..
Jones Hall
650 California St., 18`h Floor
San Francisco, CA 94108
(415) 391-5780
(415) 391-5784
SECTION 17. Entire Agreement. This Agreement contains the entire agreement
between the parties respecting the subject matter of this Agreement and supersedes all prior
understandings and agreements, whether oral or in writing.
h
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1112193 - #1
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed
by and through their authorized officers the day, month and year first above written.
]ONES HALL,
Attorneys at Law
General Partner
REVIEWED AND APPROVED:
City Administrator of the
City of Huntington Beach
7
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11/23/98 -#1
REDEVELOPMENT AGENCY OF
THE CITY OF HUNTINGTON
BEACH
Chairperson
ATTEST:
Secretary
APPROVED AS TO FORM:
r
jj .LS Agency Attorney 7 till.
INITIATED AND APPROVED:
Director of Economic Development
1
EXHIBIT A
SCOPE OF SERVICES FOR
HUNTINGTON BEACH REDEVELOPMENT AGENCY
1998 TAX ALLOCATION BONDS
Scope of Services. Legal Counsel will confer and consult with Agency staff, its financial
advisor, disclosure counsel and other consultants on all matters relating to the Bonds. Legal
Counsel will attend all meetings of the Agency's staff, consultants and underwriter at which the
financing is to be discussed and analyzed for successful completion of the financing. Legal
Counsel is available to engage in these services according to the Agency's time schedule.
Legal Counsel will prepare all agreements, resolutions, notices, bond forms and all other legal
documents required by California law for the execution, sale and delivery of the Revenue Bonds.
Legal Counsel shall assist in presenting information to bond rating organizations and municipal
bond insurance companies. Legal Counsel shall participate and assist the Agency's staff,
disclosure counsel, financial advisor andlor underwriter in the preparation and review of an
official statement and other disclosure documents to be used in connection with the offering and
sale of the Bonds, including rendering an opinion to the Agency, which address the accuracy and
completeness of the descriptions of legal documents, the Bonds, and the tax -exemption of
interest on the Bonds.
Subject to completion of the financing to Legal Counsel's satisfaction, Legal Counsel will issue
its approving legal opinion to the purchasers of the Bonds to the effect that all proceedings have
been legally undertaken for the authorization, execution, sale and delivery of the Bonds or other
transactions relating to the financing and that interest paid with respect to the Bonds is excluded
from gross income for federal income tax purposes and is exempt from State of California
personal income tax. Legal Counsel will also issue appropriate supplemental opinions and
certificates as may be necessary or appropriate. Legal Counsel shall prepare and provide a
complete transcript of the conduct of the proceedings necessary to accompany the issuance of the
Bonds.
Finally, Legal Counsel will confer and consult with Agency officials with respect to questions or
problems which may arise during the period of servicing and payment of the Bonds and provide
any and all other services commonly expected of bond counsel.
SF-96A8ree:]H-1019
11 /23/99 - N2
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Council/Agency Meeting Held: 1-2-%1)9 r
Deferred/Continued to:
J
Approved O Conditionally Approved O Denied
C
2)�p.�.�City Clerk's Signature
Council Meeting Date: December 7, 1998
Department ID Number: AS 98-033
CITY OF HUNTINGTON BEACH
REQUEST FOR COUNCIL/REDEVELOPMENT AGENCY
/PUBLIC FINANCING AUTHORITY ACTION &rjxc Xes,,f/o.98 93
we GstA.293
SUBMITTED TO: HONORABLE MAYOR AND CITY COUNCIL MEMBERS
SUBMITTED BY: RAY SILVER, City Administrator owJ
PREPARED BY: DAN T. VILLELLA, Acting Director of Administrative Services
DAVID BIGGS, Director of Economic Development
SUBJECT: APPROVAL OF TAX ALLOCATION BOND ISSUE
Statement of Issue, Funding Source, Recommended Action, Altemative Action(s), Analysis, Environmental Status, Attachments)
Statement of Issue: On June 3, 1992, the Huntington Beach Public Financing Authority issued
revenue bonds. At present, it would be in the best financial interest of the City of Huntington Beach
Redevelopment Agency to refinance a portion of these bonds.
Funding Source: Bond proceeds.
Recommended Action:
City Council: Adopt City Council Resolution 12 93 , of the City of Huntington Beach
approving the issuance of Tax Allocation Refunding Bonds by the Redevelopment Agency of
the City of Huntin,qton Beach in the maximum principal amount of $11,000,000.
Redevelopment Agency/City Council:
1. Adopt Agency Resolution # -293 , authorizing the Redevelopment Agency of the
City of Huntington Beach to issue and sell Tax Allocation Refunding Bonds for the
partial refu iUng of 1992 Tax Allocation Revenue Bonds, Loan Agreements, and
approving related documents and actions. Not to exceed $11,000,000. *7 —�
2. Authorize the Chairman and Clerk to execute the three contracts for legal services'
between the Redevelopment Agency, and (1) Rod Gunn Associates, Inc.,
(2) Jones Hall, attorneys at law, and (3) Fulbright & Jaworski, attorneys at law. 14pp" pe-d —o
3. Motion by the City Council to approve an increased professional liability Insurance
deductible in the amount of $250,000 for Jones Hall, and $1,000,000 for
Fulbright & Jaworski, and excuse Fulbright & Jaworski from the standard indemnity
clause.
Public Financing Authori : Adopt Resolution #�lZ , of the Huntington Beach Public
Financing Authority approving documents and actions relating to partial refunding of the 1992
Tax Allocation Revenue Bonds. 9—o `
REQUEST FOR COUNCIL/REDEVELOPMENT AGENCY /PUBLIC
FINANCING AUTHORITY ACTION
MEETING DATE: December 7, 1998 DEPARTMENT ID NUMBER: AS 98-033
Alternative Action(s): Continue with the existing bond structure and do not refinance at this time.
Analysis: On June 3, 1992, the Huntington Beach Public Financing Authority issued $33,495,000
Revenue Bonds, pursuant to an indenture of trust dated May 1, 1992. The proceeds were used to
make four loans to the Redevelopment Agency; the Huntington Center Loan; Main -Pier Loan, Talbert -
Beach Loan, and the Oakview Loan. These loans are secured by the pledge of certain tax revenues.
Because a portion of the proceeds of these 1992 Bonds were used to refund a 1988 issue, this
portion of the debt cannot be refunded on an "advance" basis. Therefore, only the new money
portion of the 1992 Bonds will be refunded at this time.
It has been determined that it is in the best financial interest of the City to refinance this portion of
these bonds at this time. The issuance of new refunding bonds will result in lower interest rates and
thereby result in significant public benefits to the City, Agency and the Authority. The net present
value of the savings should approximate $657,704.
Staff is also recommending that the City Council approve contracts with the financing team of
Rod Gunn and Associates (financial advisor), Jones Hall (bond counsel), and Fulbright & Jaworski
(disclosure counsel). Rod Gunn was selected by the Director of Administrative Services based upon
past familiarity with the earlier, similar bond issues. The City Attomey's Office selected bond and
disclosure counsel after soliciting proposals from five law firms. All were well qualified, and the fees
were similar. Jones Hall was selected based upon qualifications, experience, fees and the fact they
were bond counsel for the 1992 Tax Allocation Bonds. The firm of Fulbright and Jaworski was
selected based upon experience, fees and outstanding references.
It should also be mentioned that both law firms are requesting exceptions for the City Council's policy
regarding insurance and indemnity. This is not unusual in the province of bond attorneys. In
particular, Fulbright and Jaworski is requesting an increase to a $1,000,000 deductible which is
reasonable since they have provided evidence to staff of annual revenue of $250,000,000 per year.
Further, Fulbright & Jaworski is requesting elimination of the indemnity clause from the standard
professional service contract, because its inclusion would void their insurance coverage. This leaves
the City with only slightly less "tort law" protection that the contract would provide. Given the firm's
size and experience, and the very low likelihood of the Agency defaulting on these bonds, the
City Attorney recommends granting this exception.
r'
Environmental Status: Does not apply
TaxAllocatlonRCA -2• 11=198 2:43 PM
V
REQUEST FOR COUNCILIREDEVELOPMENT AGENCY /PUBLIC
FINANCING AUTHORITY ACTION
MEETING DATE: December 7,1998 DEPARTMENT ID NUMBER: AS 98-033
Attachments
2.
r
3.
El!
Resolution of the Redevelopment Agency
Resolution of the Public Financing Authority
Resolution of the City Council
Contract Between the Redevelopment • Agency & Rod Gunn &
Associates, Inc.
Contract Between the Redevelopment Agency & Fulbright &
Jaworski, Attorneys at Law.
Contract Between the Redevelopment Agency & Jones Hall,
Attorneys at Law.
Preliminary Official Statement
Indenture of Trust
Escrow Deposit and Trust Agreement
Notice of Intention to Sell
Notice Inviting Bids
Continuing Disclosure Certificate
TaxAllocaticnRCA -2- 1112013 2:43 PM
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0
19
jito CITY OF HLJNTINGTON BEACH
1 2000 MAIN STREET
CALIFORNIA 92648
OFFICE OF THE CITY CLERK
CONNIE BROCKWAY
CRY CLERK
LETTER OF TRANSATITTAL OF ITFIIi APPROVED BI' TIIF CITY COVNCILI
REDEVELOPMENT AGENCY OF THE CITY OF ITUNTINGTOti I3EACII
DATE:
TO:__ATTENTI0N:(�Ir1�/eys�c�d�,s ESg.
Name
64-6 DEPARTDIENT:
Street
REGARDING: Tiri/a cr�tn
City, state. Zip
See Attached Action Agenda Item Date of Approval
Enclosed For Your Records Is An Executed Copy Of The Above Referenced Agenda Item.
Remarks:
Connie Brockway
City Clerk
Attachments: Action Agenda Page Agreement ke
Bonds
Insurance -�
RCA
Deed
Other
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Name Department
RCA
Agreement
Insurance Other
Name Department�
RCA
Agreement
Insurance Other
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Department
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RCA
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Agreement
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Insurance Other
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Name Department
RCA
Agreement
Insurance other
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Risk df=Vrnent Dept.
Insurance
Received by Name - Company Name - Date
Gfollowuplcoverltr
(Telephone; 714-536-5227)