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HomeMy WebLinkAbout1998/1999 Comprehensive Annual Financial Report - CAFR - wit CITY OF HUNTINGTON BEACH , CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL RE-PORT For the Fiscal Year Ended September 30, 1999 � } � ) � } § CITY OF HUNTINGTON BEACH, CALIFORNIA \ COMPREHENSIVE ANNUAL FINANCIAL REPORT ) } WITH REPORT ON AUDIT } \ BYINDEPENDENT } { . CERTIFIED PUBLIC ACCOUNTANTS ) SEPTEMBER3Q 1999 { } \ \ - Prepared by { Administrative Services Department } \ ) \ \ . _ { .{ } ƒ \ < } ƒ & a . \ ƒ } ƒ ƒ \ ƒ - . ¥ ƒ : ƒ. \ ƒ . ƒ ƒ : CITY OF HUNTINGTON BEACH TABLE OF CONTENTS September 30, 1999 Page Number INTRODUCTORY SECTION: Table of Contents Letter of Transmittal iv-xii City Officials xiii Organization Chart xiv Financial Reporting Certificate xv FINANCIAL SECTION: Independent Auditors' Report 1 - 2 Combined Balance Sheet-All Fund Types and Account Groups 3 -4 Combined Statement of Revenues,Expenditures and Changes in Fund Balances-All Governmental Fund Types and Expendable Trust Fund 5-6 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual-General, Special Revenue and Debt Services Fund Types 7-9 Combined Statement of Revenues,Expenses and Changes in Retained Earnings-All Proprietary Fund Types 10 Combined Statement of Cash Flows-All Proprietary Fund Types I I Statement of Changes in Plan Net Assets—Pension Trust Fund 12 Notes to Financial Statements 13 -65 SUPPLEMENTARY INFORMATION—COMBINING FINANCIAL STATEMENTS AND SCHEDULES OF INDIVIDUAL FUNDS AND ACCOUNT GROUPS: General Fund: 66 Comparative Balance Sheet 67 Statement of Revenues, Expenditures and Changes in Fund Balance-Budget and Actual 68 Special Revenue Funds: 70 Combining Balance Sheet 71 -72 Combining Statement of Revenues,Expenditures and Changes in Fund Balances 73 -74 Statement of Revenues, Expenditures and Changes in Fund Balance-Budget and Actual: Gas Tax Fund 75 Sewer Fund 76 Drainage Fund 77 Public Communications Fund 78 Grants Fund 79 a 1 CITY OF HUNTINGTON BEACH TABLE OF CONTENTS (CONTINUED) September 30, 1999 Page Number SUPPLEMENTARY INFORMATION—COMBINING FINANCIAL STATEMENTS AND SCHEDULES OF INDIVIDUAL FUNDS AND ACCOUNT GROUPS (CONTINUED): Special Revenue Funds(Continued): 70 Statement of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual(Continued): Park Acquisition and Development Fund 80 Narcotics Forfeiture Fund 81 Transportation Fund 82 Air Quality Fund 83 Traffic Impact Fee Fund 84 Fourth of July Parade Fund 85 Library Service Fund 86 Debt Service Funds: 88 Combining Balance Sheet 89-90 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 91 -92 Statement of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual: Redevelopment Agency Fund 93 Public Financing Authority Fund 94 Reservoir Hill Fund 95 Civic Improvement Fund 96 Capital Projects Funds: 98 Combining Balance Sheet 99- 100 Combining Statement of Revenues,Expenditures and Changes in Fund Balances 101 - 102 Enterprise Funds: 104 Combining Balance Sheet 105- 108 Combining Statement of Revenues,Expenses and Changes in Retained Earnings 109- 110 Combining Statement of Cash Flows 111 - 112 Internal Service Funds: 114 Combining Balance Sheet 115 - 116 Combining Statement of Revenues,Expenses and Changes in Retained Earnings 117 - 118 Combining Statement of Cash Flows 119- 120 ii 1 CITY OF HUNTINGTON BEACH TABLE OF�CONTENTS (CONTINUED) September 30, 1999 Page Number SUPPLEMENTARY INFORMATION—COMBINING FINANCIAL STATEMENTS As AND SCHEDULES OF INDIVIDUAL FUNDS AND ACCOUNT GROUPS (CONTINUED): Trust and Agency Funds: 122 Combining Balance Sheet—All Agency and Trust Funds 123 - 124 Combining Statement of Changes in Assets and Liabilities- All Agency Funds 125- 126 Statement of Plan Net Assets—Retirement Supplement Trust Fund 127 Statement of Changes in Plan Net Assets—Retirement Supplement Trust Fund 128 Balance Sheet--Employee Deferred Compensation Trust Fund 129 Statement of Revenues,Expenditures and Changes in Fund Balance—Employee Deferred Compensation Trust Fund 130 General Fixed Assets Account Group: 132 Schedule of General Fixed Assets 133 Schedule of Changes in General Fixed Assets by Function and Activity 134 Schedule of General Fixed Assets by Function and Activity 135 General Long-Term Debt Account Group: 136 j Schedule of Changes in General Long-Term Debt 137 `i STATISTICAL SECTION: I Schedule of Expenditures by Function—Governmental and Expendable Trust Funds- Last Ten Fiscal Years 138 Schedule of Revenues by Source—Governmental and Expendable Trust Funds-Last Ten Fiscal Years 139 Property Tax Levies and Collections- Last Ten Fiscal Years 140 Assessed and Actual Value of All Taxable Property- Last Ten Fiscal Years 141 Property Tax Rates—All Direct and Overlapping Governments Tax Rate 04-001 Largest Area in City-Last Ten Fiscal Years 142 General Obligation Bonded Debt Ratios-Last Ten Fiscal Years 143 Schedule of Construction Activity and Bank and Savings and Loan Deposits--Last Ten Fiscal Years 144 Computation of Legal Debt Margin 145 Statement of Direct and Overlapping Bonded Debt 146 Demographic Statistics 147 Top Ten Property Taxpayers 148 Miscellaneous Statistical Information 149 G iii I,µ • CITY OF HUNTINGTON BEACH J . Administrative Services Department ` 2000 Main St. Huntington Beach, CA 92648 The Honorable Mayor, City Council Members, and Citizens of Huntington Beach, California Mayor and Council Members: This document is the Comprehensive Annual Financial Report for the City of Huntington Beach for the fiscal year ending September 30, 1999. The data contained herein is an accurate summary of Huntington Beach's financial position. The Administrative Services Department is responsible for the accuracy of the information presented. We have included disclosures to improve the understanding of the financial condition of the City. The financial statements comply with the standards of the Government Accounting Standards Board and include the report of our independent auditors, Diehl, Evans and Company.LLP. This report is organized into three sections: • Introductory-The introductory section includes this transmittal letter, the City's organizational chart and a list of the principal. officials of the City. • Financial - The financial section includes the general purpose financial statements, the individual fund and account group financial information and the auditors' report.on the general purpose financial statements. • Statistical -- The statistical section contains summary information about the City generally presented on a multi-year basis. iv MAJOR INITIATIVES For the Year- 1998199 saw continued economic growth and expansion in Huntington Beach. Site clearance and preparation was completed for the Grand Coast Resort and Conference Center, which will further reinforce Huntington Beach as a destination resort and meeting locale. Downtown development continued with Plaza Almeria, a unique mixed-use commercial and residential project substantially competed. Another mixed-use project with retail, restaurants and a hotel was approved for Blocks 104 & 105, a site overlooking the.Pier .and Pacific Ocean. A new property owner took control of Huntington Center and announced plans for a major entertainment and lifestyle oriented open-air project. Industrial development continues on an accelerated pace with the McDonnell Center Business Park nearing build-out with 1,850,000 square feet of high quality building housing i more than 1600 employees, including the new regional headquarters of Konica. Boeing also continues to expand, adding nearly 3,000 engineering and professional employees to their Huntington Beach campus. The West County Commerce Center saw two new building .completed, with one becoming the headquarters of Quicksilver. New residential development also saw a strong year, driven mostly by the continued success of the Seaciiff communities. The Future- Huntington Beach is primarily a residential community. The City's coastal location provides unique challenges in developing a mix of tourism, industrial, residential and commercial development for the 21st Century. This requires the efforts not only of local government but also of residents, businesses, and developers. The City is committed to ensuring that all future development in Huntington Beach will be economically and environmentally sound. Despite the strong national and local economy, we must remain vigilant in protecting and enhancing the City's tax base as well as protecting City revenue from the State of California. Over the past decade, State action continually chipped away at City revenue sources to balance the State budget. If the economy deteriorates, the State may again attempt to raid City revenue sources. Huntington Beach is now 90 years old. A significant amount of the City's infrastructure (especially sewers, water mains, etc.) is in need of repair and/or replacement expecting to cost $1.2 billion over ' the next 30 years. While the City has secured funding for half of this cost, it will be a major challenge to fund the remaining amount. In October, 1999 the City Council approved the Business Enhancement Application for the City of Huntington Beach Program (B.E.A.C.H Project) which will replace all of the City's business systems with state-of-the-art software along with reviewing all of the City's business processes. The end result will be better financial information given to the decision makers. FINANCIAL INFORMATION The City prepares financial statements on the modified accrual basis for all governmental fund types and on the accrual basis for the proprietary fund types. The City$ system of internal control protects City assets while ensuring that the cost of controls does not exceed the expected benefits. v `i Bud_geting Controls- The City Council adopts the annual budget and may amend or revise it at any meeting of the City Council that has been properly noticed. Budgetary control is at the departmental level. A department head, with the Finance Director's approval, can transfer funds within like object categories of the same department. The City Administrator can transfer funds from one object category to another without increasing the total budget of a fund. The City Administrator must approve any changes to capital outlay requests. The City utilizes an encumbrance system as a management control technique. Encumbrances are orders, or contracts, for goods or services not yet completed or received. The City reports these as reservations of fund balance in governmental fund types. FINANCIAL SUMMARY General Fund Revenue- Total General Fund revenue, including one-time revenue, increased $7,485,000 or 6.9% from the prior year. Below is a table analyzing the revenue along with an explanation of major changes (greater than 5% and $500,000): $in thousands Amount $ Increase %Increase 1998199 (Decrease) (Decrease) %of Total Property Taxes $29,320 $1,298 4.7 25.3% Other Taxes 46,419 3,745 8.8 40.1% Licenses and Permits 7,050 521 8.0 6.1% Fines and Forfeitures 2,744 95 3.6 2.4% From Use of Money and Property 6,379 (799) (11.1) 5.5% From Other Agencies 11.780 1,252 11.9 10.2% Charges for Current Service 9,076 (586) (6.1) 7.8% Other 2,899 1,959 172.3 2.5% $115,667 $7,485 6.9 100.0% Property and other taxes increased due to rising property values and a strong economy. Revenue from the use of money and property decreased due to reduced interest income from investments and interest received from the Redevelopment Agency on interfund loans. Revenue from other agencies increased largely due to increased VLF fees. Revenue from charges for current service decreased because large developments were completed in 1997/98. Other revenue increased due to the Coca-Cola sponsorship, new bus shelter agreement, and a $1.7 million refund relating to the City's insurance premiums. General Fund Expenditures -Total General Fund expenditures decreased $369,000 or 0.4%. Below is a table analyzing General Fund expenditures with an explanation of major changes (greater than 5% and$500,000): Vi I $in thousands Amount $ Increase WIncrease 1998199 (Decrease) (Decrease) %of Total City Council $ 275 $ 68 32.9 0.3% City Administrator 1,114 420 60.5 1.1% City Treasurer 820 15 1.9 0.8% City Attorney 1,720 199 13.1 1.7% City Clerk 474 40 9.2 0.5% Administrative Services 2,876 (180) (5.9) 2.8% Community Development 4,067 148 3.8 3.9% Fire 15,545 (817) (5.0) 15.1% Police 33,728 220 0.7 32.7% Community Services 7,628 488 6.8 7.4% Library G ra Services 2 957 221 8.1 2.9/o Public Works 16,893 102 0.6 16.4% Non-Departmental 12,825 (989) (6.9) 12.4% Capital Outlay 1,303 (295) (18.5) 1.3% Debt Service 825 (9) (1.1) 0.8% i $ 103,050 $ (3$9) (0.4) 100.0% Fire Department expenditures decreased due the moving of the ambulance program from the General Fund to the Firemed Fund. Non-Departmental expenditures decreased because of ! one-time expenses incurred in 1997/98. €I Fund Equity- Below is a summary of fund equity with explanation of major(dollar amounts in thousands): �i {I' !II �1 �J 3� 3 ' d ;. V11 Percent Total Equity Total Equity Increase GENERAL FUND 1998/99 1997198 (Decrease) Reserved $ 23,628 $ 23,807 (0.8) Unreserved/Designated 9,035 5,022 79.9 Unreserved/Undesignated 10,256 3,976 157.9 Total $ 42,919 $ 32,805 30.83 Percent Total Equity Total Equity Increase TOTAL GOVERNMENTAL FUNDS 1998199 1997198 (Decrease) Reserved $ 85,029 $ 80,368 5.8 Unreserved/Designated 15,419 13,525 14.0 Unreserved/Undesignated 21,588 25,528 (15.4) Total $ 122,036 $ 119,421 2.19 Percent Total Equity Total Equity Increase TOTAL PROPRIETARY FUNDS 1998199 1997198 (Decrease) Contributed Capital $ 37,650 $ 33,813 11.3 Retained Earnings 44,060 39,332 12.0 Total $ 81,710 $ 73,145 11.71 The General Fund's unreserved, undesignated fund equity increased due to the large operating surplus for 1998/99. The General Fund unreserved, designated increase was due to the budget for the B.E.A.C.H. Project, which the City Council approved in October, 1999 which will replace the City's business systems. PROPRIETARY FUNDS Enterprise funds are supported through user fees to the public. These fund's activity during the year was: Vill �I $In Thousands Water Fund Emerald Cove Housin ENTERPRISE FUNDS 1998-99 1997-98 1998-99 1997-98 Operating Revenues $ 19,130 $ 20,974 $ 664 $ 642 j Operating Income(Loss) (1,889) (536) 248 283 Net Income(Loss) (74) 785 (45) Ill Emer enc Fire Medical Refuse Collection 1998-99 1997-98 1998-99 1 1997-98 Operating Revenues $ 3,596 3,646 $ 8,554 $ 8,661 Operating income(Loss) 89 698 (285) 67 Net Income(Loss) 132 698 (283) 67 {{ Hazmat Service Cultural Affairs 4.' j 1998-99 1997-98 1998-99 1997-98 i Operating Revenues $ 82 217 $ 104 258 Operating Income(Loss) (14) 136 (229) (138) Net Income(Loss) (23) 136 (84) (49) Staff will continue to study user fees and rates relating to these funds to ensure that costs are recovered. Internal service funds are supported by charges to user departments in the City. These funds' activity, during the year was: $!n Thousands Medical Workers Com ensation r INTERNAL SERVICE FUNDS 1998-99 1997-98 1 , 1998-99 1 1997-98 Operating Revenues $ 5,582 $ 5,863 $ 2,789 $ 3,573 Operating Income(Loss) 776 548 (518) 1,210 Net Income(Loss) 776 548 (515) 1,210 (Equipment General Liability Replacement 1998-99 1 1997-98 1998-99 1 1997-98 ii Operating Revenues $ 3,763 $ 2,560 $ 2,560 $ 3,971 Operating Income(Loss) 2,483 (1,810) (787) 251 Net Income(Loss) 2,651 (1,886) (86) 236 i i { ]X The insurance funds are now on their way back to financial health. Staff will continue to study rates and available funds to ensure that adequate reserves are rebuilt. Pension Obiicrations - The City participates in the California Public Employee's Retirement System. At June 30, 1998, which is the most recent information available from PERS, the City's total future pension obligation for all current and retired employees was $331,065,000 and assets available for these obligations were $411,M,000, leaving a surplus of$80,216,000 The City also maintains a supplemental retirement plan. An independent actuary conducted a study of this plan for the year. The annual required contribution for this plan was $2,613,000 while the City contributed $1,559,000. The unfunded liability for this plan was $24,439,000. Trust and A iency Funds -. The City's Trust and Agency funds consist largely of the Retiree Medical Fund, the Retirement Supplement Fund, the Central net Operations Authority and a portion of the City's deferred compensation plan. The total assets of these funds increased by $1,020,000, or 10:6%. This was due largely to an increase in the assets of the Retirement Supplement Fund of $853,000. Debt Administration-The City's outstanding long-term debt was (in thousands): Bonds: Reservoir Hill Assessment District Bonds $ 1,030 1992 Public Financing Authority Bonds 21,275 1997 Public Financing Authority Bonds 7,440 1999 Redevelopment Agency Tax Allocation Refunding Bonds 10,340 Certificates of Participation: Emerald Cove Housing 5,105 Civic Improvement Corporation 31,955 Notes Payable: Energy Conservation 451 Redevelopment Agency 308 Other Debt: Self-Insurance Claims 9,982 Leases Payable 1,633 Pension Obligation 7,244 Advances to Other Funds (Redevelopment Agency) 59,897 Advances to Other Funds 244 Compensated Absences 5,846 Mayer Disposition and Development Agreement 10,142 Total $172,892 The City's legal debt limitation for general obligation bonds is 12% of the total of assessed valuation in the city. The City currently has no general obligation bonds outstanding so the legal debt margin is over $1.5 billion. x f Moody's Investor's Service rates obligations as to their safety as an investment. The City received a rating of (Al) on the Civic Improvement Corporation Certificates of Participation and a rating of (Baa) on the Public Financing Authority 1992 Revenue Bonds. Notes 12 and 13 to the General Purpose Financial Statements include further information on the a City's long-term debt. Cash Management- The City Treasurer invests surplus cash in authorized investment allowable by the government code and City policy. The City forecasts revenues and expenditures to maximize i' interest income and maintain enough cash to meet current obligations. During 1998/99 the ! 't investment of non-restricted cash and investment yielded interest of$4,975,997, or 5.61%. it The California Government Code requires the City Treasurer to prepare an annual statement of investment policy, quarterly report showing. compliance with the City's investment policy, and �f information on the City's investments. The City Treasurer complied with this law. Note 3 to the General Purpose Financial Statements shows further information on the City's cash and investments. j Risk Management- The City is self-insured for liability, worker's compensation and employee health claims. The City is a member of the Big Independent Cities Excess Pool (BICEP) which provides coverage for liability claims in excess of $1 million through pooling and private insurance. The City also maintains private insurance coverage for worker's compensation and employee health claims in over a certain amount. i Other Information- The Single Audit Act of 1984 requires special audit procedures and reports for the activities that use Federal funds (either directly or passed through from other governmental agencies). Copies of this audit are available from this office. This report includes the financial activity of separate legal entities whose activities the City controls. These entities are the: r Redevelopment Agency of the City of Huntington Beach • Huntington Beach Public Financing Authority • Huntington Beach Civic Improvement Corporation • City of Huntington Beach Community Facilities District • Reservoir Hill Assessment District • Huntington Beach Auto Business Improvement District Component unit reports (stand-alone reports) are available for the Redevelopment Agency, the Public Facilities Corporation and the Public Financing Authority. i 1 4y. r 01 Xi �I Financial Reporting Certificates - The City prepares easily readable and efficiently organized Comprehensive Annual Financial Reports. The Government Finance Officer's Association (GFOA) awarded the City a Certificate of Achievement for Excellence in Financial Reporting, which is the highest form of recognition for municipal financial reporting for its September 30, 1998 report. The certificate is valid for a period of one year only. The City of Huntington Beach has received the Certificate of Achievement for the past 13 fiscal years. The GFOA awards the certificate to governmental agencies whose reports conform with high standards of public financial reporting. We believe that this year's report conforms to the GF_OA's award program requirements and we will submit it to them for review. Acknowledgments - We wish to thank the City Council and the City departments for responsibly conducting the fiscal affairs of Huntington Beach. We would also like to thank Robert Sedlak, Principal Accountant for his work in the preparation of this report. Sin rely, 17�� ,,f John Reekstin, Dan T. Villella, Director of Administrative Services Director of Finance xii CITY OF HUNTINGTON BEACH PRINCIPAL CITY OFFICIALS CITY COUNCIL Dave Garofolo, Mayor Tom Harman, Mayor Pro-Ten Ralph Bauer, Councilmember Shirley Detloff, Councilmember # Peter Green, Councilmember Pam Julien, Councilmember Dave Sullivan, Councilmember OTHER ELECTED OFFICIALS Connie Brockway, City Clerk Gail Hutton, City Attorney Shari Freidenrich, City Treasurer ADMINISTRATIVE OFFICIALS Ray Silver, City Administrator Melanie Fallon, Assistant City Administrator Robert Beardsley, Public Works Director °.IDavid Biggs, Director of Economic Development ,.; 9g � P Ross Cranmer, Building Director s1 Michael Dolder, Fire Chief Ron Hagan, Community Services Director Ron Hayden, Library Services Director I a Ron Lowenberg, Police Chief John Reekstin, Director of Administrative Services Howard Zelefsky, Planning Director f xiii CITY OF HUNTINGTON BEACH THE PEOPLE CITY COUNOII. CITY Mayor Peter Green WY ATTORNEY cmr CLERIC Mayor Pro Tern Dave Garofalo TREASURER �� IConnle Brockway y Shari Fretdenricb Gad Hutton Council Members Sauer,Dettloff,Harman,Julien,Sullivan Investrnegls CITY ADMINISTRATOR sines Lken: ADMINISMUVE Ray Silver. ORABIZATIO"L SERVICES PUBLIC ACCOunh EFFECTIVENESS John Reekstin INFORMATION Receivable Clay Martin Rich BWnad Finance L ASSISTANT CITY Dan VilMlla ADMINISTRATOR Mtrnidpa!Services Risk Managermnt Melanie Fallon Bi1Bnq! Kan Fostar Central Cashiering Ce Wal sweea Rick Amer" Human Rewunwa Ulliam oanm Real Properly M&Lamb How+rd NLelereky BUIi DING i ECONOMIC MYSEFOU110ES ME Ro"I F.Beardsley COMMU H SERVICES Ron Hayden WksDom► Ron lawanbry - sPFETY DEVELOPMENT Ross Cranrner flavid Biggs Planner RobertEich6lalt iFea'ItleaDweiognrd BeadmmPubfcSarvlCe D Prawntlon CaPlairi ftecr Sca[LHeq MemW ParmkiPln Redavebgnardi � &k CheekSarvieu �aMg ��� Khanh Nguyen Gus Dorn Water Ow„s Maciain Sapport SerNaa Churl Reynohla Admintahatlon pialeion Comm {Inerlm} SpoftRemotiont CaptalnJhnCu4haw Planning 6ueEnese HWruln SIMM Herb Fauland Inepectlea Oil Fowler En+ 7 W*" B,p Park7mi Chv*BWM InyefypabonOMNon Captain Ed NaMn Planning JohniV n0edaln cukunlaHim" Talaea+eramlutlana SWAM Ched Whha Planning May BeCr Mld+ael Yud6 �_�dOM1s emww Mainanana Captain Jon Amid Don NobN kdarmatlorl Coda TrentporfaUprr Enforeamert Tom&ehard Mik!5tn++ga (Irderim} 112WOO ORGANIZATIONAL CHART xiv is Certificate of Achievement for Excellence in Financial Reporting Presented to City of Huntington Beach, California 3i For its Comprehensive Annual Financial Report i for the Fiscal Year Ended September 30, 1998 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ! LE �Z NUB STA I ui AND MW C2President z� caano�� Executive Director xv FINANCIAL SECTION DIEHL, EVANS & COMPANY, LLP CERTIFIED PUBLIC ACCOUNTANTS& CONSULTANTS MICHAEL R.LUDN.CPA CRAIG W. SPRAKER.CPA A PARTNERSHIP INCLUDING ACCOU\TAvCY CORPORATIONS \ITIN P.PATEL.CPA •PHILIP H.HOLTKAMP,CPA 2121 ALTON PARKWAY,SUITE 100 'THOMAS M.PERLOWSKI.CPA H J.SCHROEDER.CPA A PROFESSI IRVINE,CALIFORNIA 92606-4906 ' MfUSI • OtiAt CARPO0.{TIO?s (949)399-0600• FAX(949)399-0610 March 3, 2000 11 INDEPENDENT AUDITORS' REPORT €.p City Council :,. City of Huntington Beach Huntington Beach,California We have audited the general purpose financial statements of the City of Huntington Beach, California as of and for the year ended September 30, 1999 as listed in the accompanying table of contents. These general purpose financial statements are the responsibility of the City's management. Our responsibility it is to express an opinion on these general purpose financial statements based on our audit. E:I We conducted our audit in accordance with generally accepted auditing standards and the standards e: applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain jreasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and Is disclosures in the general se financial statements. An audit also includes assessing the accounting I, 1 s e g purpose g g principles used and significant estimates made by management,as well as evaluating the overall general li purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. III In our opinion, the general purpose financial statements referred to above present fairly, in all material respects,the financial position of the City of Huntington Beach, California,as of September 30, 1999 and i' the results of its operations and cash flows of its proprietary fund types for the year then ended in 1 conformity,with generally accepted accounting principles. I� In accordance with Government Auditing Standards,we have also issued our report dated March 3, 2000 on our consideration of the City of Huntington Beach's internal control over financial reporting and our tests of its compliance with certain provisions of laws,regulations,contracts and grants. + 1 _ OTHER OFFICES AT: 2965 ROOSEVELT STREET 613 W.VALLEY PARKWAY,SUITE 330 CARLSBAD,CALIFORNIA 92008-2389 ESCONDIDO,CALIFORNIA 92025.2598 (760)729-2343•FAX(760)729-2234 (760)741-3141•FAX(760)741-9890 i Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The financial statements of the combining individual funds and account group statements listed in the '.able of contents under supplementary information are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City of Huntington Beach. The information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general purpose financial statements taken as a whole. The statistical information listed in the table of contents is not a required part of the basic general purpose financial statements,and we did not audit or apply limited procedures to such information and do not express any assurance on such information. L LP -2 - CITY OF HUNTINGTON BEACH COMBINED BALANCE SHEET-ALL FUND TYPES AND'ACCOUNT GROUPS' September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Governmental Fund Types j,. Special Debt Capital ASSETS AND OTHER DEBITS General Revenue Service Projects 1 Cash and investments(Notes le and 3) S, 10,069 S 14,509 $ 2,624 $ 10,425 Cash and investments with fiscal agent(Note 3) - - 6,572 315 Taxes receivable(Note 11) 14,697 326 1,299 60 Other receivables 1,088 4,768 233 3,601 Unbilled receivables(Note ib) 660 - - Inventory(Note Ig) 476 - - - Due from other funds(Note 10) 200 377 l - 484 Deposits and other assets - 2,851 - - Advances to other funds(Note 10) 25,751 6,045 19,324 2,493 Investment in Joint Venture(Note 18) - - - - 1 i Land held for resale(Note If) - - - 17,018 Property,plant and equipment-net(Notes I f and 15) - - - l:rl General fixed assets(Notes If and 15) - - - - Amount available for payment of long-term debt(Note 16) - - - - Amount to be provided for payment of long-term debt - - - - ! TOTAL ASSETS AND OTHER DEBITS 52,941 28;876 30,052 S 34,395 it LIABILITIES,EQUITY AND OTHER CREDITS i LIABILITIES: Accounts payable $ 4,366 $ 801 $ 73 $ 452 Other accrued 1'rabilities - 71 - 32 Deposits 626 - - 129 Due to other funds(Note 10) - 378 - 499 Deferred revenue(Note 5) 5,030 10,849 - 924 - Funds held for others - - - � ' Advances from other funds(Notes 10, 12 and 13) - - - - Leases payable(Notes 13 and 15) - - - Claims payable(Note 9) - - - Compensated absences(Notes I J, 12 and 13) - - Long-term debt(Notes 12 and 13) - - - TOTAL LIABILITIES 10;022 12,099 73 2,036 EQUITY AND OTHER CREDITS: Investment in general fixed assets - - - g - Contributed capital(Note 11) - - - Retained earnings(Notes 16 and 19)., Unreserved - - - - Fund balances(Notes 16 and 19): Reserved 23,629 4,030 29,979 27,392 Unreserved-designated 9,035 3,935 - 2,449 j Unreserved-undesignated 10,256 8,813 - 2,519 TOTAL EQUITY AND OTHER CREDITS 42,919 16,779 -29,979 32,360 TOTAL LIABILITIES,EQUITY AND OTHER CREDITS S 52,941 $ 28,876 $ 30,052 S 34,396 See independent auditors'report and notes to financial statements. -3 Fiduciary Proprietary Fund Types Fund Types Account Groups Totals(Memorandum Only) Trust General General Internal and Fixed Long-Term Enterprise Service Agency Assets Debt 1999 1998 $ 24,237 $ 7,781 $ 9,253 $ - $ - $ 78,898 $ 63,425 459 1,084 850 - - 9,280 9,411 - 16,382 14,371 3,253 411 479 - - 13,833 8,434 3.084 - - - - 3,744 4.630 892 - - - - 1,368 1,304 1,301 865 138 - - 3.365 1,995 - 685 - - - 3,536 3,593 6,528 - - - - 60,141 67,507 264 - - 1,135 - 1.399 1,338 - - - - - 17,018 18,513 40,831 15,172 - - - 56,003 56,720 146,942 - 146,942 145,367 10,655 10,655 9,567 144,890 144,890 142,871 $ 80,849 $ 25,998 $ 10,720 $$ 148,077 $ 155,545 $ 567,454 $ 549,046 $ 2,156 $ 1,235 $ 8 $ - $ - $ 9,091 $ 5,910 224 30 11 - - 368 4,102 1,657 - 2,251 - - 4,663 5,750 1,456 1,032 - - - 3,365 2250 - - - 16,802 1,995 3,961 - - 3,961 67,507 244 - - - 59,897 60,141 3,886 46 1,587 - - - 1,633 12,060 - 9,982 - - - 9,982 11,774 333 50 - - 5,463 5,846 85,021 5,105 - - - 90,185 95,290 5,698 11,221 13,916 6,231 - 155,545 211,142 205,953 - - - 148,077 - 148,077 146,503 33,610 4,040 - - - 37,650 33,813 36,018 8,042 - - - 44,060 39,332 4,489 - - 89,518 86,102 15,419 12,346 - - - - - 21,588 24,997 69,628 12,082 4,489 148,077 - 356,312 343,093 $ 80,849 $ 25,998 $ 10,720 $ 148,077 $ 155,545 $ 567,454 $ 549,046 -4- CITY OF HUNTINGTON BEACH COMB[NED.STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-ALL GOVERNMENTAL FUND TYE ES AND EXPENDABLE TRUST FUND For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Special General Revenue REVENUES: 3 Property taxes(Note 1) $ 29,320 $ Other taxes 46,419 1,571 € Licenses and permits 7,050 3,178 i Fines,forfeitures and penalties 2,744 - From use of money and property 6,379 682 From other agencies 11,780 11,676 Charges for current service 9,076 479 l Other 2,899 1,296 TOTAL REVENUES 115,667 18,882 EXPENDITURES: Current: g City Council 275 - tY - City Administrator 1,114 455 City Treasurer 820 - e City Attorney 1,720 - ''' City Clerk 474 - Administrative services 2,876 - V�; Community development 4,067 - ix Fire 15,545 94 Police 33,728 615 Economic development - 2,174 y" Community services 7,628 716 Library services 2,957 286 I: Public works 16,893 1,372 Nondepartmental 12,825 - Capital outlay 1,303 8,060 }� Debt service(Note 12): Cost of issuance Issuance discount - - Principal - Interest 825 - j TOTAL EXPENDITURES 103,ZW 13,772 a EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 12,617 5,110 OTHER FINANCING SOURCES(USES): Proceeds of long-term debt(Note 12) - - 1 }. Operating transfers in(Note 10) 2,038 1,122 Payment to escrow agent - - Operating transfers out(Note 10) (4,541) (2,242) TOTAL OTHER FINANCING SOURCES(USES) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES 10,114 3,990 FUND BALANCES AT BEGINNING OF YEAR 32,805 12,788 FUND BALANCES AT END OF YEAR. $ 42,919 $ 16,778 See independent auditors'report and notes to financial statements. 5- y Fiduciary Fund Type Debt Capital Expendable Totals(Memorandum Only_) Service Projects Trust 1999 1998 $ 5,025 $ - $ - $ 34,345 $ 32,477 - 767 - 48,757 44,895 299 - 10,527 8,848 - - - 2,744 2,649 2,388 1,464 - 10,913 12,614 - 1,297 - 24,753 21,539 - 2 - 9,557 10,147 30 275 14 4,514 3,798 7743- 4,104 1 146,110 1 , 275 207 - - 1,569 1,092 - 820 805 249 - 1,969 2,340 - - - 474 434 - - 2,876 3,056 4,067 3,919 15,639 16,368 34,343 34,127 1,424 - 3,598 3,452 95 - 8,439 7,723 267 - 3,510 3,212 22 - 18,287 18,686 32 41 31 12,929 I4,919 - 11,376 - 20,739 15,894 361 - - 361 - 139 - - 139 - 11,560 51 - 11,611 2,313 11,122 4,707 - 16,654 9,648 . 1 138,195 (15,771) (14,128) (17) (12,189) (1,228) 15,542 10,142 - 25,684 1,179 3,466 1,168 - 7,794 12,494 3 (10,001) - - (10,001) - (968) (1,302) - (9,053) (12,852) 8,mg 10,00T 4' (7,732) (4,120) (17) 2,235 (407) 37,711 36,480 378 120,162 120,569 $ 29,979 $ 32,360 $ 361 $ 122,397 $ 120,162 -6- r CITY OF HUNTINGTON BEACH COMBINED STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-BUDGET AND ACTUAL GENERAL,SPECIAL REVENUE AND DEBT SERVICE FUND TYPES For the year ended September 30, 1999 (In Thousands) General Fund Variance Favorable REVENUES: Budget Actual (Unfavorable) Property taxes S 27,869 S 29 1,451- Othertaxes 42,280 46,419 4,139 Licenses and permits 5,846 7,050 1,204 a' Fines,forfeitures and penalties 3,094 2,744 (350) I From use of money and property 6,170 6,379 209 i From other agencies 9,976 11,780 1,804 'i Charges for current service 9,678 9,076 (602) Other 1,002 2,899 1,897 TOTAL REVENUES 105,915 115,667 9,752 'a EXPENDITURES: r� Current: City Council 260 275 (15) City Administrator 1,154 1,114 40 City Treasurer 920 820 100 City Attorney 1,694 1,720 (26) City Clerk 551 474 77 Administrative services 3,067 2,876 191 Community development 4,322 4,067 255 Fire 16,583 15,545 1,038 ' Police 34,930 33,728 L,202 Economic development - - - :!, Community services 7,551 7,628 (77) Library services 2,895 2,957 (62) Public works 17,799 16,893 906 _ I Nondepartmental 9,113 12,825 (3,712) Capital outlay 3,779 1,303 2,475 Debt service: Cost of issuance - - Issuance discount - - Principal - - - Interest 894 825 69 TOTAL EXPENDITURES 105,511 103,050 2,461 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 404 12,617 12,213 OTHER FINANCING SOURCES(USES): Proceeds of long-term debt - - Operating transfers in 1,915 2,038 123 Payment to escrow agent - - - Operating transfers out (7,717) (4,541) 3,176 TOTAL OTHER FINANCING SOURCES(USES) (5,802) (2,503) 3,299 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES I k,. AND OTHER FINANCING USES (5,398) 10,114 15,512 E� g FUND BALANCES AT BEGINNING OF YEAR 32,805 32,805 FUND BALANCES AT END OF YEAR S 27,407 $ 42,919 $ 15,512 See independent auditors'report and notes to financial statements. -7- h�. Special Revenue Funds Debt Service Fund anance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) 4,75 1,525 1,571 46 - - - 1,130 3,178 2,048 - - - 524 682 158 3,789 2,388 (1,400) 16,112 11,676 (4,436) - - - 390 479 89 - - - 1,689 1,296 (393) - 30 30 21,370 18,882 (2,488) 8,544 7,443 (1,101) 352 455 (103) - - - 63 94 (31) - - - 1,229 615 614 - - - 3,625 2,174 1,451 - - - 846 716 130 - - - 311 286 25 - - - 7,008 1,372 5,636 - - - - - 175 32 143 17,775 8,060 9,715 - - - 361 (361) - 139 (139) 2,545 11,560 (9,015) - - - 11,975 11,122 753 31,209 13,772 17,437 14,595 23,214 (8,619) (9,839) 5,110 14,949 (6,051) (15,771) (9,720) - - - 4,706 15,542 10,936 908 1,122 214 2,650 3,466 816 - - - - (10,001) (10,001) (2,650) (2,242) 408 (883) (968) (85) (1,742) (1,120) 622 6,473 8,039 1,566 (11,581) 3,990 15,571 422 (7,732) (8,154) 12,788 12,788 - 37,711 37,711 - 1,207 $ 16,778 S 15,571 $ 38,133 S 29,979 S (8,154) (Continued) -8- t CITY OF HUNTINGTON BEACH COMBINED STATEMENT.OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-BUDGET AND ACTUAL GENERAL,SPECIAL REVENUE AND DEBT SERVICE FUND TYPES E (Continued) For the year ended September 30, 1999 (In Thousands) { Totals(Memorandum Only) l anance Favorable REVENUES: Budget Actual (Unfavorable) Property taxes , Othertaxes 43,805 47,990 4,185 Licenses and permits 6,976 10,228 3,252 r= Fines,forfeitures and penalties 3,094 2,744 (350) From use of money and property 10,482 9,449 (1,033) From other agencies 26,088 23,456 (2,632) Charges for current service 10,068 9,555 (513) ?' Other 2,691 4,225 1,534 TOTAL REVENUES 135,829 141,992 6,163 EXPENDITURES: ji Current: City Council 260 275 (15) City Administrator 1,506 1,569 (63) City Treasurer 920 820 100 City Attorney 1,694 1,720 (26) City Clerk 551 474 77 Administrative services 3,067 2,876 191 Community development 4,322 4,067 255 Fire 16,646 15,639 1,007 Police 36,159 34,343 1,816 T. Economic development 3,625 2,174 1,451 Community services 8,397 8,344 53 Library services 3,206 3,243 (37) Public works 24,807 18,265 6,542 _ Nondepartmental 9,288 12,857 (3,569) Capital outlay 21,553 9,363 12,190 Debt service: Cost of issuance - 361 (361) Issuance discount - 139 (139) Principal 2,545 11,560 (9,015) Interest 12,769 11,947 822 TOTAL EXPENDITURES 151,315 140,036 11,279 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (15,486) 1,956 17,442 OTHER FINANCING SOURCES(USES): Proceeds of long-term debt 4,706 15,542 10,836 Operating transfers in 5,473 6,626 1,153 Payment to escrow agent - (10,001) (10,001) {. Operating transfers out (11,250) (7,751) 3,499 TOTAL OTHER FINANCING SOURCES(USES) (1,071) 4,416 5,487 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (16,557) 6,372 22,929 FUND BALANCES AT BEGINNING OF YEAR 83,304 83,304 - w.# _FUND BALANCES AT END OF YEAR $ 66,747 $ 89,676 $ 22,929 See independent auditors'report and notes to financial statements. -9 x, CITY OF HUNTINGTON BEACH COMBINED STATEMENT OF REVENUES,EXPENSES AND CHANGES IN RETAINED EARNINGS-ALL PROPRIETARY FUND TYPES For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Internal Totals Enterprise Service 1999 1998 OPERATING REVENUES: Sales $ 17,839 $ - $ 17,839 $ 18,140 Rentals 661 - 661 639 Fees for service 12,311 14,223 26,534 26,902 Other 1,319 471 1,790 4,684 TOTAL OPERATING REVENUES 32,130 14,694 46,824 50,365 OPERATING EXPENSES: Water purchases 4,019 - 4,019 4,029 Supplies and operations 18,324 2,300 20,624 20,817 Engineering 810 - 810 759 Production 4,278 - 4,278 4,352 Maintenance 1,224 - 1,224 1,411 Water meters 945 - 945 983 Water quality 245 - 245 250 In-lieu taxes to General Fund 2,809 - 2,808 2,651 Employee medical claims and insurance - 4,099 4,099 3,946 Liability claims and insurance - 753 753 5,185 Workers'compensation claims and insurance - 3,079 3,079 2,326 City Attorney 5 - 5 57 Depreciation 1,584 2,626 4,210 4,802 TOTAL OPERATING EXPENSES 34,242 12,857 47,099 51,568 OPERATING INCOME(LOSS) (2,112) 1,837 (275) (1,203) NONOPERATING REVENUES(EXPENSES): Interest income 2,014 476 2,490 2,273 Gain(loss)on disposal of assets - (364) (364) (72) Interest expense (493) (230) (723) (942) Joint venture income(loss) 48 - 48 (311) TOTAL NONOPERATING REVENUES(EXPENSES) 1,569 (118) 1,451 948 NET INCOME(LOSS) BEFORE OPERATING TRANSFERS (543) 1,719 1,176 (255) OPERATING TRANSFERS IN 155 990 1,145 383 OPERATING TRANSFERS OUT (11) - (11) (25) NET INCOME(LOSS) (399) 2,709 2,310 103 ADD DEPRECIATION ON CONTRIBUTED ASSETS 1,253 1,165 2,418 2,090 INCREASE(DECREASE) IN RETAINED EARNINGS 85-4 3,874 4,728 2,193 RETAINED EARNINGS-BEGINNING OF YEAR 35,164 4,168 39,332 37,139 RETAINED EARNINGS-END OF YEAR $ 36,018 $ 8,042 $ 44,060 $ 39,332 See independent auditors'report and notes to financial statements. 10- f CITY OF HUNTINGTON BEACH COMBINED STATEMENT OF CASH FLAWS-ALL PROPRIETARY:FUND TYPES For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (in Thousands) Internal Totals Enterprise Service 1999 1998 CASH FLOWS FROM OPERATING ACTIVITIES: Operating income(loss) $ (2,112) S 1,837 $ (275) S (1,203) Adjustments to reconcile operating income(loss) to net cash provided(used)by operating activities: Depreciation 1,584 2,626 4,210 4,802 Changes in operating assets and liabilities: (Increase)decrease in accounts receivable 477 (375) 102 (362) (Increase)decrease in interest receivable (21) - (21) (63) (Increase)decrease in prepaid insurance - (176) (176) 1,291 ` (Increase)decrease in unbilled receivable (99) - (99) 648 (Increase)decrease in advance to other funds (308) - (308) (323) (Increase)decrease in due from other funds (158) 528 370 1,870 (Increase)decrease in inventory 42 42 5 Increase(decrease)in accounts payable (541) 876 335 97 Increase(decrease)in accrued payroll 18 2 20 35 Increase(decrease)in interest payable - (5) (5) 9 Increase(decrease)in leases payable - - 1,224 Increase(decrease)in claims payable - (1,798) (1,798) 13 Increase(decrease)in due to other funds 160 (416) (256) (82) Increase(decrease)in deposits (1,154) (1,154) 342 Increase(decrease)in compensated absences 2 6 8 30 Total Adjustments 2 1,268 1,270 9,536 NET CASH PROVIDED(USED)BY OPERA t 10 3 j (U ) TING ACTIVITIES (2, ) 105 995 8,333 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Operating transfers in� ISS 990 1,145 383 Operating transfers out (11) - (11) (25) Residual equity transfers out(cash portion) NET CASH PROVIDED(USED)BY NONCAPITAL FINANCING ACTIVITIES 144 990 1,134 358 1'. CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Contributions from water customers 5,882 - 5,882 5,562 Interest paid (493) (230) (723) (942) Acquisition and construction of capital assets (1,972) (1,438) (3,410) (6,751) Proceeds of sale of plant,property and equipment - - - 204 Principal paid on long-term debt (133) (549) (682) (95) NET CASH PROVIDED(USED)BY CAPITAL AND RELATED FINANCING ACTIVITIES 3,294 (2,217) 1,067 (2,022) CASH FLOWS FROM INVESTING ACTIVITIES: joint venture cash received(paid) (14) - (14) (87) Interest on investments 2,016 398 2,414 2,273 NET CASH PROVIDED(USED)BY INVESTING ACTIVITIES 2,002 398 2,400 2,186 NET INCREASE(DECREASE) CASH AND CASH EQUIVALENTS 3,320 2,276 5,596 8,855 i CASH AND CASH EQUIVALENTS-BEGINNING OF YEAR 21,376 6,589 27,965 19,110 CASH AND CASH EQUIVALENTS-END OF YEAR $ 24,696 $ 8,865 S 33,561 S 27,965 NONCASH ACTIVITIES: Equipment contributions/translers $ $ 372 $ 372 $ 415 joint venture activity (364) (364) (1,230) Acquisition of assets through capital leases - - - 1,279 TOTAL NONCASH ACTIVITIES $ _ $ 8 $ 8 $ 464 See independent auditors'report and notes to financial statements. � I1- CITY OF HUNTINGTON BEACH STATEMENT OF CHANGES IN PLAN NET ASSETS PENSION TRUST FUND For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Totals 1999 1998 ADDITIONS: Employer contributions $ 1,559 $ 1,514 Interest income 133 183 TOTAL ADDITIONS 1,692 1,697 DEDUCTIONS: Benefits 847 729 Administration - 19 TOTAL DEDUCTIONS 847 748 NET INCREASE 1N PLAN ASSETS 845 949 FUND BALANCE-BEGINNING OF YEAR 3,283 2,334 FUND BALANCE-END OF YEAR $ 4,128 S 3,283 See independent auditors'report and notes to financial statements. 12- ,1 CITY OF HUNTINGTON BEACH j. NOTES TO FINANCIAL STATEMENTS' 3 September 30, 1999 9 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES: a. Description of Fund Types and Account Groups: The City of Huntington Beach(City)accounts for its financial position and operations according to generally accepted accounting principles for governmental units prescribed by the Government Accounting Standards Board(GASB). The City uses various funds and account groups to record its financial activity. A fund or account group is an accounting entity with a self-balancing set of '! accounts to record the financial position and results of operations of a specific governmental activity. The City maintains the following fund types and account groups: Governmental Fund Types: • The General Fund accounts for all financial activity not required to be accounted for in another fund. Special Revenue Funds account for the receipt and expenditure of moneys legally restricted to a specific use. • Debt Service Funds account for the receipt and disbursement of moneys used for the payment of general'and redevelopment long-term principal and interest. • Capital Projects Funds account for moneys used for the acquisition and construction of major capital facilities. Proprietary Fund Types: • Enterprise Funds account for City operations financed similarly to private businesses.The City recovers the cost of a particular service furnished to the public on a cost reimbursement (e eases including depreciation)basis or when the City wants to determine net income. /Internal Service Funds account for goods and services provided by one department of the City / to another on a cost-reimbursement basis. Fiduciary Fund Types; • Agency Funds account for assets held by the City as an agent for individuals or private organizations. • Pension Trust Funds account for contributions made and retirement benefits paid. • The Expendable Trust Fund accounts for the assets of the City's deferred compensation plan 1` that are still held b the City in a fiduciary capacity. y ty � ary is See independent auditors' report. 13 - r CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 ' 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): a. Description of Fund Types and Account Groups(Continued): Account Groups: • The General Fixed Assets Account Group records and controls the City's capital assets not owned by proprietary funds. • The General Long Term Debt Account Group accounts for the unmatured long-term liabilities financed from governmental funds. b. Basis of Accounting: Governmental, agency, and expendable trust funds use a modified accrual basis of accounting. These funds recognize revenue when it is susceptible to accrual. It must be measurable and available to finance current period expenditures. They include property taxes, sales tax, governmental grants and subventions, interest and charges for current service. Revenues not susceptible to accrual include certain licenses, permits, fines and forfeiture and miscellaneous revenue. The City recognizes expenditures when it incurs a measurable liability except that it recognizes interest on long-term debt when due. The City accounts for proprietary fund types and pension trust funds on the accrual basis, similar to private businesses recognizing revenue when earned, regardless of the date of receipt, and recognize-expenses when incurred. The City selected,under GASB Statement No.20,to apply all GASB,pronouncements as well as any official statements or opinions of the Financial Accounting Standards Board,the Accounting Principles Board,or any other Research Bulletins issued'on or before November 30, 1989 unless they conflict with GASB pronouncements. c. Measurement Focus: The City accounts for its governmental and expendable trust funds on a spending or"financial flow"measurement focus where it generally includes only current assets and current liabilities on the balance sheets. Statements of revenue, expenditures and changes in fund balances for governmental funds present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Proprietary funds and the pension trust fund record activity on a capital maintenance measurement focus. Balance sheets show all current and non-current assets and liabilities. Reported fund equity represents total net assets. Proprietary fund operating statements present increases(revenues)and decreases(expenses) in total net assets. See independent auditors' report. - 14 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS" (CONTINUED) d September 30, 1999 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): c. Measurement Focus (Continued): The City Council must annually adopt a budget by September 30 of the prior fiscal year. The budgeted expenditures become the appropriations to the various departments.The budget includes estimates for revenue that,along with the appropriations,compute the budgetary fund balance.The ' appropriated budget covers substantially all governmental fund expenditures with the exception of capital improvement projects (capital projects funds) carried forward from prior years,which j constitute a legally authorized non-appropriated budget.The City Council may amend the budget any time. The City Administrator may transfer funds from between object purposes (personal services, operating expenditures or capital outlay expenditures) within the same department without changing the total departmental budget. Department heads may transfer funds from like object categories of the same department. The City .Council must approve any changes to departmental budgets. Expenditures may not exceed appropriations at the departmental level.All unused appropriations lapse at year-end. During the year the City Council made several II,. supplemental appropriations with included carryovers of prior year encumbrances all of which is were within available fund balance and estimated revenue amounts. 1 The City Council adopts governmental fund budgets consistent with generally accepted principles as legally required.There are no significant non-budgeted financial activities. Revenues for special {' revenue funds are budgeted by entitlements, grants and estimates of future development and economic growth. Expenditures and transfers are budgeted based upon available financial resources. On or before May 31 of each year, each department submits data to the City Administrator for budget preparation. Staff prepares the budget by fund, function and activity. The budget includes information on past years, current year estimates and requested appropriations for the next fiscal year. Before August 1, the City Council receives the proposed budget. The City Council holds Y g t}` p p g tY public hearings and may amend the budget by a majority vote. Changes to the budget must be within the available revenues and reserves. #; These financial statements show budgetary data for the General,Special Revenue and Debt Service Funds. They do not show budgetary information for the Capital Projects Funds since these are budgeted on a long-term project by project basis. The City uses an encumbrance system as an aid in controlling expenditures. When the City issues a purchase order for goods or services, it records an encumbrance until the vendor delivers the I; goods or performs the service. At year-end, the City reports all outstanding encumbrances as reservations of fund balance in governmental fund types. The City reapproprates these encumbrances into the new fiscal year. �! See independent auditors' report. - 15 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): d. Receivables: The receivables are recorded net of an allowance for uncollectible amounts of $1,011,000 at September 30, 1999. Also, not included on the financial statements are miscellaneous accounts receivable estimated in the amount of$3,300,000 sent to a collection agency as these accounts are considered to have no net realizable value.The amounts received by the City from the collection agency net of commissions are recorded as income when received. e. Investments: The City records investments at fair value. £ Property and Equipment: The City records acquisitions of property and equipment as expenditures in governmental fund types at the time of purchase.It capitalizes them at historical cost or estimated historical cost in the General Fixed Assets Account Group. Land held by the Redevelopment Agency for resale is capitalized at the lower of cost or estimated net realizable value in the Redevelopment Agency Capital Projects Fund. Expenditures for infrastructure (roads,curbs, sidewalks, sewers, etc.) are not capitalized as such assets are immovable and generally of value only to the City. No depreciation is provided for any asset capitalized in the General Fixed Assets Account Group. The City records all purchased fixed assets acquired by proprietary funds at historical cost(where historical records are available)and at estimated historical cost where no historical records exist. Both proprietary and general fixed assets acquired from gifts or contributions are capitalized at fair market value at the time received, or in the case of water fixed assets,at City Council acceptance date. Depreciation for proprietary fund donated and acquired assets is calculated on the straight-line method over the estimated useful lives of the assets shown below and charged to the respective fund. Depreciation for proprietary fund donated assets is recorded as a reduction to contributed capital. Production,pumping transmission and distribution plant 10 to 15 years General Plant 20 to 50 years Transportation Equipment 5 to 30 years Interest is capitalized on proprietary fund assets acquired with tax-exempt debt. The amount of interest to be capitalized is calculated by offsetting interest expense incurred from the date of borrowing until completion of the project with interest earned on the invested proceeds over the same period. See independent auditors' report. - 16- CITY OF HUNTINGTON BEACH NOTES`TO`FINANCIAL STATEMENTS (CONTINUED) September 3Q, 1999 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): g. Inventories: Inventories are recorded in governmental funds by the consumption �cf 0d. Inventories are capitalized and recorded as expenditures when used and a-o vidued using the average cost method. This amount is offset with a reservation of.f.-ta balance. Proprietary inventories are valued at weighted-average cost. h. Iraerrund Transactions: Numerous transactions occur between funds of the City resulting in operating transfers, residual equity transfers,amounts due to or from other funds and amounts advanced to or from other funds • Residual equity transfers are non-routine permanent transfers of equity between funds. • Amounts due to or from are the current(due within one year)portion of moneys that are to be k paid or to be received from other funds. I'' + Amounts that are classified as advances from other funds are the long-term portion of moneys which will be repaid to other funds. • Amounts classified as advances to other funds represent the long-term portion of amounts to be received from other funds.In governmental funds,amounts advanced to other funds are also offset equally by a fund balance reserve account (net of deferred interest on long-term advances), indicating that they are not spendable financial resources. • Quasi-external transactions are interfund transactions that would be treated as revenues, expenditures or expenses if they had involved organizations external to the City. The City records all quasi-external transactions as revenues,expenditures or expenses.Transactions that j reimburse a fund for expenditures or expenses initially made from that fund, are recorded as expenditures/expenses.All other interfund transactions are reported as operating transfers. i. Long-Term Obligations: The City records governmental fund long-term debt(principal, interest and fiscal charges) as an expenditure when paid regardless of when the expenditure is incurred. Obligations financed from spendable,available financial resources are reported as a fund liability.The remainder is reported in the General Long-Term Debt Account Group.Bond discounts and issuance costs are recognized in the period that the debt is issued. I' �I See independent auditors' report. - 17 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 1. SUMMARY a-F SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): i. Long-Term Obligations(Continued): The City also records,as a liability in the General Long-Term Debt Account Group,the difference between the annual required contribution on a defined benefit pension plan recorded in a pension trust fund, and the contributions made to that plan for the years in which there was an actuarial r study performed. This is in accordance with GASB Statement No. 25. Proprietary fund long-term debt is accounted for in the respective funds. Interest on the debt is recorded when incurred. Principal due within one year is shown as a current liability. The remainder is classified as a long-term liability. Bond discounts are recorded as a reduction of outstanding debt and are deferred and amortized over the life of the debt. j. Employee Compensated Absences: The City records the cost of vacation and sick leave when paid in the governmental fund types and when incurred in the proprietary fund types. The City records the governmental fund liability in the General Long-Term Debt Account Group since these amounts will be paid with future financial resources rather than currently available spendable resources. The liability in proprietary fund types is recorded as a fund liability.The City records sick leave liability using benefits earned by employees at the balance sheet date that will result in termination payments rather than compensated absences. The City records vacation leave liability using the dollar value of employees' rights to receive compensation attributable to services already rendered. k. Fund Equity: The various types of fund equity recorded on the balance sheet are described below: Governmental and Fiduciary Fund Types: • Reserved Fund Balance is the portion of fund balance that cannot be appropriated for expenditures or that is legally segregated for a specific future use. • Unreserved/Designated Fund Balance is the portion of fund balance that has been tentatively set aside by the City Council. • Unreserved/Undesignated Fund Balance is the portion of fund balance that is available to be spent by the City Council. See independent auditors' report. - 18 - CITY OF HUNTINGTON BEACH NOTES TO FIN'4NCIAL STATEMENTS (CONTINUED) September 30, 1999 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): k. Fund Equity(Continued): i Proprietary Fund Types: • Unreserved Retained Earnings is the accumulated earnings of an enterprise or internal ser-dee fund. ','j • Reserved Retained Earnings is the amount of retained earnings legally corrimitted to a specific To tl purpose. �', • Contributed Capital is the permanent fund capital of a proprietary fund created when assets are contributed to a proprietary fund or a residual equity transfer is made to a proprietary fund. ' l Depreciation expense on assets acquired through contributed capital is charged to. retained !!,I, earnings and then added back. This amount is then reduced from the contributed capital total. t Account Groups: i ''` + Investment in General Fixed Assets is the City's investment in general fixed assets recorded at cost. S # 1. Property Tax Revenue: I Property tax in California is levied according to Article 13-A of the California Constitution. The basic levy is a countywide-levy of one percent of total assessed valuation and is allocated to county governments, school districts, cities and special districts. Additional levies require two-thirds ll approval by voters and are allocated directly to the specific government. Property tax revenue is j recognized in the fiscal year levied provided that revenue is collected in time to pay current year liabilities. The County acts as a collection agent for property tax for all of the local governmental V� units. Property taxes are normally collected twice per year.The property tax calendar is as follows Lien Date January 1 —Prior Fiscal Year '�' • Levy Date July 1 ---Prior Fiscal Year i • Due Date,First Installment November 10 € rr • Due Date, Second Installment February 10 r • Delinquent Date, First installment December 10 • Delinquent Date, Second Installment April 10 See independent auditors' report. S I - 19- v' 1i CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): 1. Pronefty I=Revenue(Continued): The taxes are paid to the local governments}periodically during the year. Below are the dates of the payments from the County: • Payments of First Installment November to December • Balance of First Installment February 1 • Payments of Second Installment March to April • Balance of Second Installment July 26 in. Allocation of Interest Income Among Funds: The City pools all non-restricted cash for investment purchases and allocates interest income based on month-end cash balances. Funds that have restricted cash record interest income in the respective fund. n. Equipment Replacement Fund: All machinery and equipment not owned by proprietary funds are owned by the Equipment Replacement Fund, an internal service fund, and leased to user departments.All machinery and equipment not replacing existing equipment is purchased by the respective fund and transferred to the Equipment Replacement Fund. The City records this transaction as a capital outlay expenditure in the fund making the purchase and contributed capital in the Equipment Replacement Fund. o. Total Columns on Financial Statements: The combined financial statements include"total(memorandum only)"columns which total the financial statement amounts of the fund types and account groups. The columns:are labeled "memorandum only"because the totals are not comparable to a consolidation since the City does not eliminate interf ind transactions(except for certain leases between the primary government and component units described in Note 2). p. Joint Ventures: The City is involved in five joint ventures. Two of them are recorded in proprietary fund types using the equity method of accounting. The net increase or decrease in the City's equity position is a non-operating revenue or expense. Three of the joint ventures activities are recorded in governmental funds and the City's interest is recorded in the General Fixed Assets Account Group (see Note 18). See independent auditors' report. _20- ` CITY OF HUNTINGTON BEACH NOTES'TO FINANCIAL STATEMENTS (CONTINUED) I� { September 30, 1999 s M. 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED): .� q. Cash Flow Statements: For purposes of the Statement of Cash Flows, the Proprietary Fund types consider all cash and a investments to be cash equivalents, as these funds participate in the city-wide cash and investment pool. r. Estimates: The accompanying financial statements require management to make estimates and assumptions that effect certain report amounts and disclosures. Actual results could differ from those estimates. ` 2. REPORTING ENTITY: " The City of Huntington Beach is the primary government. It was incorporated in 1909, is a charter, full-service city. The form of government is Council-Manager. Component units are legally separate organizations for which the City Council is financial accountable, or organizations that if excluded from the accompanying financial statements, would make them misleading. The component units described below are blended(presented as if they are part of the primary government)with the primary a government for financial reporting purposes because either the component units have governing bodies identical to the City's (the City Council) or provide services exclusively to the City. Financial accountability means the appointment of a voting majority of the component unit's board and either the ability to impose will by the City or the possibility that the component unit will provide a financial benefit or impose a financial burden on the City. - Huntington Beach Public Facilities Co oration Public Facilities Corporation) — This entity was { 1P ) n' formed in 1970 to issue bonds to construct the Civic Center and Central Library complexes. It is financially dependent on the City for all its financial operations. The City Council appointed the Public Facilities Corporation's original governing body. The Public Facilities Corporation appoints any replacements but these replacements can be vetoed by the City Council. The Public Facilities Corporation teased the Central Library complex to the City until fiscal year 1997-98 when the lease with the City was terminated at which time all assets were transferred to the City. ;I i 3 G f i a f' See independent auditors' report. -21 - R: L" CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 2. REPORTING ENTITY(CONTINUED): Redevelopment Agency of the Cityof f Huntington Beach(the Redevelopment Agency)—This entity was formed in 1967 to renovate older areas in the City.The City Council serves as its governing body and adopts its annual budget.The Redevelopment Agency is financially dependent on the City for all of its operations. The tax increment revenue received and disbursed by the Redevelopment Agency is recorded in a debt service fund and the capital improvements made are recorded in two capital projects funds. The Redevelopment Agency's debt is recorded in the General Long-Term Debt Account Group since these amounts will be paid from future financial resources. Separately prepared financial statements are available for the Redevelopment Agency from the City's Administrative Services Department. Huntington Beach Civic Center Improvement Corporation(Civic Improvement Corporation)—'ibis corporation was formed to provide for the defeasance of the Huntington Beach Public Facilities Corporation Leasehold Mortgage Bonds— lit Issue and provide funds for capital improvements.The City Council serves as the corporation's governing body. The Civic Improvement Corporation is dependent upon the City for all of its operations. The Civic Improvement Corporation has title to the s: Civic Center complex and leases it to the City. It is a capital lease because title to the Civic Center complex reverts to the City at the end of the lease. The lease cannot be terminated if the City meets all its financial obligations. The assets pledged for repayment of the certificates of participation and the related revenues and expenditures are recorded in the Civic Improvement Corporation Debt Service Fund. Since the Civic Improvement Corporation is a part of the City's reporting entity,the capital lease is not shown on the combined balance sheet. There are no separate financial statements prepared for the Civic Improvement Corporation. Huntington Beach Public Financing Authority (Public Financing Authority)—This corporation was formed in March, 1988 to issue debt to finance public improvements and other capital purchases for the City and Redevelopment Agency. The Public Financing Authority's governing body is the City Council,which also adopts the annual budget.The Public Financing Authority is financially dependent on the City. The Authority's activity is recorded as both a debt service fund and as a portion of the activity in the Equipment Replacement Fund (a proprietary fund type) and the Pier Plaza Fund (a Capital Projects Fund). There are separately prepared financial statements available for the Public Financing Authority that are available from the City's Administrative Services Department. See independent auditors' report. -22 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 2. REPORTING ENTITY(CONTINUED): The City of Huntington Beach Community Facilities District 1990-1 (Community Facilities District), and the Reservoir Hill Assessment District(the Assessment District)were formed to construct public improvements within the City boundaries. The governing board of these districts is the City Council. The proceeds of debt issued and the expenditures for the public improvements are recorded in capital j projects funds. The Community Facilities District's activity is not an obligation of the City and the moneys collected for the debt are recorded in an agency fund. The Assessment District's debt is recorded in a debt service fund. There are no separate financial statements prepared for these entities. ' The Huntington Beach Auto Business Improvement District the Business Improvement District was { ; P ( P ) formed in 1992 to fund capital improvements within this non-contiguous district. The Business R li Improvement District's governing body is the City Council.The business owners within the district petitioned the City Council under the Streets and Highways Code to form the district which assisted i� in the funding of an electronic reader board sign advertising the auto dealers.The assets held on behalf A of the Business Improvement District's activity are recorded in an agency fund.There are no separate financial statements for this entity. The joint ventures described in Note 18 are not part of the reporting entity because the City is not accountable for their financial operations. The City is fiscal agent for two of these joint ventures (Central Net Authority and the West Orange County Water Board). The activity of the Central Net if Authority is recorded in an agency fund. The activity of the West Orange County Water Board is '?. recorded in the Water Fund an enterprise fund as a joint venture. 3. CASH AND INVESTMENTS: The City Treasurer's Office administers a pooled investment program.This program enables the City Treasurer to combine available cash from all funds and to invest cash that exceeds current needs.The City has an agreement with a bank to maintain a minimum cash balance to compensate the bank for services and uncleared checks that are deposited in the City s accounts in-lieu of interest earnings. Cash and investments at year-end totaled(in thousands): Cash and investments $ 78,898 Cash with fiscal agent—restricted 9.280 Total Cash and Investments $ 88.178 E I' See independent auditors' report. -23 I; CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 3. CASH AND INVESTMENTS (CONTINUED): The City's investment policy and Section 53601 of the California Government Code allows the following investments: Bankers acceptances Negotiable certificates of deposit Commercial paper Bonds issued by the City or an Agency within the State of California Obligations of the United States Treasury Federal Agency Obligations of- • Federal Intermediate Credit Bank(FICBs) • Federal Land Bank(FLBs) • Federal Home Loan Bank(FHLBs) • Federal National Mortgage Association(FNMAs) • Small Business Administration(SBAs) • Government National Mortgage Association(GNMAs) • Tennessee Valley Authorities (TVAs) • Student Loan Association Notes(Sallie Mae's) • Federal Home Loan Corporation Notes(FHLMC) Medium Term Corporate Notes Time Deposits—Certificates of Deposit Obligations of the State of California Mutual Funds Repurchase Agreements: Throughout the year, the City utilized overnight repurchase agreements for temporary investment of idle cash. Such agreements were used 20 to 22 times per month and generally did not exceed 5%of the City's investment portfolio. Reverse-Repurchase Agreements: Although the City's investment policy allows reverse-repurchase agreements with specific City Council approval, the City did not borrow through the use of reverse-repurchase agreements at any time during the year. See independent auditors' report. -24- Q. >' CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL; STATEMENTS (CONTINUED) September'W, 1999 3. CASH AND INVESTMENTS (CONTINUED): Classification of Deposits and Investments by Credit Risk: The City categorizes its balance of deposits and investments with financial institutions under the following risk categories: DEPOSITS: Category I - Deposits insured or collateralized with securities held by the City or the City's agent in the City's name. Category 2 - Deposits collateralized with securities held by the pledging financial institution's trust 'I department or agent in the City's name. ' Category 3 - Uncollateralized deposits,or collateralized with securities held by the pledging financial institution or by its trust department or agent,but not in the City's name. INVESTMENTS: 3 Category 1 - Insured or registered investments,or securities held by the City or its agent in the City's name. Category 2 - Uninsured and unregistered investments with securities held by the counterparty's trust department or agent in the City's name. Category 3 - Uninsured and unregistered investments with securities held by the counterparty or by its trust department or agent but not in the City's name. i See independent auditors' report. - 25 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 3. CASH AND INVESTMENTS (CONTINUED): Deposits and investments were categorized as follows at September 30, 1999(in thousands): Not Required Category to be Bank Fair Deposits: 1 2 3 Cate orb Balances Value Demand accounts $ 133 $ 3,232 $ - $ - $ 3,365 $ 1,629 Investments: Commercial Paper $ 1,960 $ - $ - $ - $ 1,960 1,960 Bankers Acceptances 991 - - - 991 991 Investment in LAIF - - - 12,485 12,485 12,485 Federal Agency Issues 37,381 - - - 37,381 37,381 Treasury Securities 6,993 - - - 6,993 6,993 Medium Terns Notes 14,707 - - - 14,707 14,707 Repurchase Agreement - - 2,690 - 2,690 2,690 Cash With Fiscal Agent: Guaranteed Investment Contracts - - - 6,395 6,395 6,395 Money Market Mutual Funds - - - 2,554 2,554 2,554 U.S.Treasury Obligations - - 330 330 330 Total Investments L 62,032 $ - $ 3,020 $ 21.434 $ 86,486 86,486 Petty cash 63 TOTAL CARRYING AMOUNT(FAIR VALUE) $ 88.178 Cash and investments are reported in the accompanying combined balance sheet as follows: Cash and investments $ 78,898 Restricted cash and investments with fiscal agents 9,280 $ 88,178 See independent auditors' report. -26- i' CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 3. CASH AND INVESTMENTS (CONTINUED): Investments Not Subject to Categorization: Investments in the California Local Agency Investment Fund (LAIF), Guaranteed Investment Contracts and Money Market Mutual Funds are not categorized, as GASB 3 does not require 3: categorization of investment pools managed by another government. Also, Guaranteed Investment Contracts and Money Market Mutual Funds held by the fiscal agent are not required.to be categorized .a, under interpretive guidelines issued by the GASB. Local Agency Investment Fund (LAIF): The LAIF is a special fund of the California State Treasury through which local governments may pool investments. Each city may invest up to$30,000,000 each in the Fund for the city and redevelopment � agency � and may also invest without limitation in special bond proceeds accounts. Investments in LAIF are highly liquid,as deposits can be converted to cash within twenty-four hours without loss of interest. Included in LAIF's investment portfolio are certain derivative securities or similar products such as ?' structured notes totaling $1,462,350,000 and asset-backed securities totaling$528,822,000. LAIF's, and the City's, exposure to credit,market or legal risk is not available. i 4. DEFERRED COMPENSATION: Permanent City employees may defer a portion of their salary under Section 457 of the Internal - Revenue Code. This plan permits employees to defer a portion of their salary until future years. The l; compensation is not available to the employees until termination,retirement,or unforeseen emergency. The City has established a trust for the assets of the plan held by third-parties. All property and rights purchased with these assets,as well as all income attributable to them are held in trust for the exclusive benefit of the participant and their beneficiary. The amounts are not longer the property of the City and are not subject to the claims of the City's general creditors. Amounts administered by outside organizations in a trustee capacity are no longer reported as assets of the City.The City does not have fiduciary responsibility for these assets. A portion of the assets in the plan were still held by the City at year-end. The accompanying financial statements show the amounts held by the City as an expendable trust fund. The City has the duty of care of an ordinary prudent investor. The City believes it is unlikely that it will use these assets to satisfy the claims of general creditors. i' See independent auditors' report. -27- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 5. DEFERRED REVENUE: Certain revenues in governmental funds are deferred until received. The amounts are as follows (in thousands): General Fund: Interest on General Fund advances to Redevelopment Agency $ 4,702 Revenues received in advance 328 Total General Fund 5,030 Special Revenue Funds: Park Acquisition and Development Fund: Sale of Emerald Cove site to Redevelopment Agency 1,984 Development fees deferred in 1985 248 Land-in-lieu park fees 2,851 Interest 1904 Total Park Acquisition and Development Fund 6,987 Sewer Fund: Deferred development fees 38 Interest on developer fees and advances to Redevelopment Agency 112 Total Sewer Fund 150 Gas Tax Fund: Interest on advances to Redevelopment Agency 596 Grant Fund: Revenues received in advance 174 Deferred loans 2;651_ Total Grant Fund 2,825 Drainage Fund: Deferred development fees 54 Interest on developer fees and advances to Redevelopment Agency 236 Total Drainage Fund 290 Total Special Revenue Funds 10.848 Capital Projects Funds: Capital Improvement Fund: Interest on advances to Redevelopment Agency 199 Reimbursement of project costs 725 Total Capital Projects Funds 924 TOTAL DEFERRED REVENUE $ 16802 See independent auditors' report. - 28 - CITY OF HUNTINGTON BEACH NOTES TO'FINANCIAL STATEMENTS (CONTINUED) i September 30, 1999 6. RETIREMENT PLAN—NORMAL: a. Plan Description: The City contributes to the California Public Employees' Retirement System (CALPERS), an 1 agent, multiple-employer public employee defined benefit pension plan. CALPERS provides i retirement and disability benefits, annual cost-of-living adjustments, and death benefits to plan 3 members and beneficiaries.CALPERS acts as a common investment and administrative agent for participating public entities within California. Benefit provisions and all other requirements are established by state statute and city ordinance. Copies of CALPERS annual financial report may be obtained from their executive office:400 P Street, Sacramento,CA 95814. b. Employer and Employee Contribution Obligations: The City makes two types of contributions for covered employees.The first contribution represents j the amount required to be made by the City(the employer rate).The second represents an amount which is made by the employee,but is reimbursed to the employee by the City(the member rate). I The member rate is set by contract and normally remains unchanged. The employer rate is an actuarially established rate,is set by CALPERS, and changes from year .' to year.The employer and member rates for the fiscal year ending September 30, 1999 are: Member - October 1, 1998 July,l, 1999 Rates as to to Percentages Membership Groin June 30, 1999 Sept.30. 1999 of Woes_ Local Miscellaneous 1.667% 0.00% 7% Local Safety 16.294% 2.18% 9% I c. Annual Pension Cost: The City's annual pension cost of $7,529,000 was equal to the City's required and actual contributions. The required contribution was determined as part of a June 30, 1997 actuarial valuation using the entry age normal actuarial cost method. See independent auditors' report. -29- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 6. RETIREMENT PLAN—NORMAL (CONTINUED): c. Annual Pension Cost(Continued): CALPERS conducted an actuarial valuation using the entry-age actuarial cost method using a level percent of payroll to determine the City's pension benefit obligation as of June 30, 1997. Significant assumptions were: • Average remaining period— 16 years as of the valuation date (safety) • Asset valuation method—3 years smoothed market • Investment Rate of Return—8.25% • Projected salary increases— 3.75% to 11.59% (safety) and 3.75% to 14.2% (miscellaneous) depending on age, service, and type of employment - • Inflation—3.50% • Payroll growth—3.75% • Individual salary growth—A merit scale varying by duration of employment coupled with an assumed annual inflation component of 3.50%and an annual production growth of.25% Initial unfunded liabilities are amortized over a closed period that depends on the plan's date of entry into CALPERS. Subsequent plan amendments are amortized as a level percent of pay over a closed 20 year period. Gains and losses that occur in the operation of the plan are amortized over a rolling period,which results in an amortization of 10%of the unamortized gains and losses each year. If the plan's accrued liability exceeds the actuarial value of the assets,then the amortization - payment on the total unfunded liability may not be lower than the payment calculated over a 30 year amortization period. d. Trend Information: Three-Year Trend Information for the Miscellaneous and Safety Plans: Annual Pension Fiscal Cost(APC) Percentage of Net Pension Year (in thousands) APC Funded ObB ation 9/30/97 $ 8,576 100% $ - 9/30/98 8,437 100% - 9/30/99 7,529 100°% - See independent auditors' report. -30 CITY OF HUNTINGTON BEACH NOTES'TO FDTANCIAL STATEMENTS (CONTINUED) September 30, 1999 j 6. RETIREMENT PLAN--NORMAL (CONTINUED): d. Trend Information(Continued): Schedule of Funding Progress for CALPERS (Dollar Amounts in thousands): Entry Age Normal UAAL as a Actuarial Accrued Actuarial Unfunded %of Valuation Liability Value of AAL Funded Covered Covered Date (A.AL) Assets (UAAL) Ratio Payroll Payroll (A) (B) (A-B) (B/A) (C) [(A-B/C] 6/30/96: Safety $ 177,012 $ 170,936 $ 6,076 96.6% $ 21,767 27.914 % Non-Safety 120,995 131,772 00,777) 108.9% 29,667 (36.326) % Total $ 298,007 $ 302,708 $ (4,701) 101.5 % $ . 51,434 (9.139) 6/30/97: Safety $ 184,026 $ 195,194 $ (11,168) 106.1 % $ 21,885 (51.030) % Non-Safety_ 119,945 152,628 (32,683) 127.2% 29,376 (111.254) % Total $ 303,971 $ 347,822 $ (43,851) 114.4% $ 51,261 (85.544) % - 6/30/98: Safety $ 203,259 $ 229,982 $ (26,723) 113.1 % $ 21,218 (125.943).% Non-Safety 127,806 181,299 453,493) 141.9% 29,025- (184.301) % Total $ 331,065 $ 411.281 $ (80,216) 124.2% $ 50,243 (159.656) % f See independent auditors' report. 1 - 31 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 7. RETIREMENT PLAN—SUPPLEMENTAL: a. Plan Description: The City provides a supplemental retirement plan for all employees hired prior to January 1, 1998. It is a single-employer PERS. It is a defined benefit plan and will pay the retiree an additional amount to his or her normal amount for life. The City's contracts with employee bargaining associations establishes the plan.Any changes to the plan must be agreed to by these associations. The amount will cease upon the employee's death. The amount which is computed as a factor of an employee's normal retirement allowance,is computed at retirement and remains constant for his or her life. Of the 1,000 active employees reported on the July 1, 1999 data, only 888 were eligible for plan benefits. b. Employer Obligations and Funding Status and Progress: The City annually transfers amounts from the various City funds to a pension trust fund.The City is required to contribute an actuarially determined rate of 4.10% of covered payroll for all permanent employees.Administrative costs of this plan are financed through investment earnings. c. Annual Pension Cost and Net Pension Obligation: The City's annual pension cost and net pension obligation for this plan at June 30, 1999 were(in thousands): Annual required contribution $ 2,613 Interest on net pension obligation 345 Adjustment to annual required contribution {426) Annual pension cost 2,532 Contributions made 1,559 Increase(decrease) in net pension obligation 973 Net Pension Obligation—Beginning of Year 6,271 Net Pension Obligation—End of Year 7,244 3 See independent auditors' report. -32 - t CITY OF HUNTINGTON BEACH NOTES'TOFINANCIAL STATEMENTS (CONTINUED) is September 30, 1999 �F AEI. 7. RETIREMENT PLAN—SUPPLEMENTAL (CONTINUED): c. Annual Pension Cost and Net Pension Obligation Continued The annual required contribution was determined as part of an independent actuarial valuation using the Entry Age Normal Actuarial Cost Method which is a projected benefit full-cost method which takes into account those benefits that are expected to be earned in the future as well as those already accrued.The actuarial assumptions used were: • Rate of return on present and future assets—5.5%per annum • Projected salary increases for covered employees due to inflation—3.0%per annum • Projected salary increases due to merit—0% • Inflation rate—3.0% • Postemployment benefit increases—0% • Amortization of unfunded liability—level percentage of pay ending in 2027 • Actuarial value of assets—market value d. Trend Information: E Below is the required three year trend information (dollar amounts in thousands): Fiscal Annual Pension Percentage of Net Pension Year Cost (APQ APC Funded Obligation - 6/30/97 $ 1,966 35% $ 5,592 6/30/98 2,193 69% 6,271 6/30/99 2,532 62% 7,244 Below is other required trend information(dollar amounts in thousands): Fiscal Year Annual Required Ending Contribution Percentage of _ June 30, (ARC) ARC Contributed 1992 $ 1,391 17% 1993 1,546 16% 1994 1,697 14% 1995 1,790 22% 1996 1,968 41% 1997 1,952 155% 1998 2,151 70% 1999 2,613 60% See independent auditors' report. 33 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 7. RETIREMENT PLAN--SUPPLEMENTAL (CONTINUED): d. Trend Information(Continued): Schedule of Funding Progress(Dollar Amounts in Thousands): Entry Age Normal UAAL as a Actuarial Accrued Actuarial Unfunded %of Valuation Liability Value of AAL Funded Covered Covered Date __(AAL) Assets (UAAQ Ratio Payroll Payroll (A) (B) (A-B) (B/A) (C) ((A-BIC] 6/30/94: Actual $ 14,673 $ (52) $ 14,725 (.4)% $ 53,593 27.5 % 6/30/95: Update 15,776 (290) 16,066 (1.8)% 51,779 31.0 % 6/30/96: Actual 16,071 (120) 16,191 (0.7)% 54,368 29.8 % 6/30/97: Actual 25,342 2,334 23,008 9.2% 49,881 46.1 % - 6/30/98: Update 26,493 3,251 23,242 12.3 % 48,585 47.8 % 6/30/99: Actual 28,601 4,162 24,439 14.6% 50,723 48.2 % e. Accounting for Plan: Since the City is required to adopt GASB 25 for the supplemental pension plan, the difference between the ARC and the amount of pension cost funded for the years in which there was an actuarial study must be recorded as a liability in the General Long-Term Debt Account Group.The amount of this liability is $7,244,000. Actuarial studies and updates were performed since 1991 and there is a substantial amount of unfunded pension benefit liability that would have been recorded in the General Long-Term Debt Account Group if the studies would have been performed (see Note 12). See independent auditors' report. - 34 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) I September 30, 1999 8. POST-EMPLOYMENT MEDICAL INSURANCE: a. Plan Description: The City agreed via contract with each employee association to provide post-employment medical insurance to retirees.The benefits are based on years of service and are available to all retiree who meet all three of the following criteria: • At the time of retirement the employee is employed by.the City. • At the time of retirement the employee has a minimum of ten years of service credit or is granted a service connected disability retirement. • Following official separation from the City, CALPERS grants a retirement allowance. The City's obligation to provide the benefits to a retiree ceases when either of the following occur: • During any period the retiree is eligible to receive health insurance at the expense of another employer. • The retiree becomes eligible to enroll automatically or voluntarily in Medicare. If a retiree dies, the benefits that would be payable for his or her insurance are provided to the spouse or family for 18 months. Benefits for insurance premiums are payable based on the years of service credit for the retiree.The retiree may use the subsidy for any of the insurance plans that the City's active employees may enroll. b. Accounting and Funding: The Retiree Medical Insurance Fund is an agency fund.Other funds contribute on a periodic basis. Employees do not contribute. The actuarial assumptions for the plan are identical to the assumptions used for the Retirement Supplement Plan(see Note 7). Below are the required disclosures for this plan(in thousands): Number of active participants 1,000 Employer's actuarially required contributions $ 529 Employer's actual contributions $ 526 Below is a summary of the Unfunded Actuarial Accrued Liability for the plan(in thousands) Actuarial accrued liability $ 9,529 Net assets available for plan benefits 3.987 Unfunded Actuarial Accrued Liability $ 5,542 See independent auditors' report. -35 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 9. RISK MANAGEMENT: The City is exposed to various risks of losses related to torts; theft of, damage to and destruction of assets; errors and omissions; injuries to employees; natural disasters and employee health insurance claims. The City established an Insurance Reserve Fund(an internal service fund)to finance uninsured risks of loss. This fund provides insurance for individual liability claims of up to $1,000,000, workers' compensation coverage of up to $350,000 per claim and the first$100,000 of each health claim. The City is also a participant in the Big Independent Cities Excess Pool Joint Powers Authority(BICEP) which provides general liability insurance of$24,000,000 above the City's retention of$1,000,000. BICEP was created by a joint powers agreement between the City of Huntington Beach and four other local entities for the purpose of providing joint insurance coverage and related risk management services for member cities. BICEP allows member entities to finance claims payment pool for certain liability claims in excess of$1 million to a limit of$25 million. BICEP's governing board has one representative from each city(either a member of the City Council or designate). Any changes to the board must be approved by current members. Each participating City pays an insurance premium to BICEP that is used to fund the operating and debt service requirements. The City purchases independent insurance coverage for health and workers' compensation claims in excess of the above amounts. Settled claims have not exceeded this commercial coverage in any of the past three fiscal years. All funds of the City participate in the program and make payments to the Insurance Reserve Fund based on estimated cost information. Balance at Balance at October 1, 1998 Additions Deletions Sept. 30, 1999 Liability $ 6,289 $ 753 $ 2,698 $ 4,344 Workers' Compensation 5,199 3,079 2,926 5,352 Health 286 4,099 4,099 286 Total $ 11,774 $ 7,931 $ 9,723 $ 9,.982 Claims activity and liabilities relating to the prior year are (in thousands): Balance at Balance at October 1, 1997 Additions Deletions Sept. 30, 1998 Liability $ 6,067 $ 5,185 $ 4,963 $ 6,289 ' Workers' Compensation 5,537 2,326 2,664 5,199 Health 157 3,946 3,817 286 Total $ 11,761 $ 1i,457 $ 11,444 $ 11,774 The City reports liabilities at year-end to the extent that it can reasonably estimate the claims prior to the issuance of the financial statements and includes an estimate of incurred but not reported claims. See independent auditors' report. - 36- a CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS' (CONTINUED) September 30, 1999 10. INTERFUND TRANSACTIONS: a. Advances: Interfund advances (in thousands)at September 30, 1999 were as follows: Advances to Advances from Other Funds Other Funds General Fund $ 25,751 $ - Special Revenue Funds: Gas Tax 1,096 - Sewer 281 - Drainage 532 - Park Acquisition and Development 4,136 - Debt Service Fund: Public Financing Authority 19,324 - Capital Projects Funds: Capital Improvement 399 - Low-income Housing 2,094 - Enterprise Funds: Water Utility 6,528 - Emerald Cove Housing - 244 General Long-Term Debt Account Group - 59.897 Total $ 60,141 $ 60,141 i See independent auditors' report. - - 37- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 10. INTERFUND TRANSACTIONS (CONTINUED): b. Due To/From Other Funds: Due To/From Other Funds(in thousands)at September 30, 1999 were as follows: Due from Due to Other Funds Other Funds General Fund $ 200 $ - Special Revenue Funds: Sewer 41 - Public Communications - 22 - Park Acquisition and Development 290 Narcotics Forfeiture - 20 Transportation 46 - Library Services - 336 Capital Projects Funds: Capital Improvement 484 - Pier Plaza - 499 Enterprise Funds: Water 1,301 Refuse Collection - 946 Cultural Affairs - 510 Internal Service Funds: Medical Insurance - 1,032 General Liability 783 - Equipment Replacement 82 - Trust and Agency Funds: Retiree Medical Insurance 68 - Retirement Supplement 70 - Total $ 3,365 $ 3,365 See independent auditors' report. - 38- CITY OF HUNTINGTON BEACH NOTES TO'FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 10. INTERFUND TRANSACTIONS (CONTINUED): c. Transfers: Operating Transfers In/Out(in thousands)at September 30, 1999 were as follows: Operating Transfers In—Governmental Funds 7,794 Operating Transfers In—Proprietary Funds 1,145 Operating Transfers In—Agency Funds 168 Total Operating Transfers In $ 9,107 Operating Transfers Out—Govenunental Funds $ 9,053 Operating Transfers Out—Proprietary Funds 11 Operating Transfers Out—Agency Funds 43 Total Operating Transfers Out $ 9,107 11. PROPRIETARY FUND SEGMENT INFORMATION: a. Segment Information for Enterprise Funds: The City maintains six enterprise funds; Water Utility,Emerald Cove Housing, Emergency Fire Medical,Refuse Collection, Hazinat Service and Cultural Affairs. Certain key financial data are (in thousands): Emerald Emergency Water Cove Fire Refuse Hazmat Cultural Utility Housing Medical Collection Service Affairs Total Operating Revenues $ 19,130 $ 664 $ 3,596 8,554 $ 82 $ 104 $ 32,130 Depreciation Expense(Total) 1,441 82 32 4 25 1,584 Depreciation Expense (Contributed Capital) 1,228 - - - 25 1,253 Operating Transfers In - 35 120 155 Operating Transfers Out Operating Income(Loss) (1,921) 248 89 (285) (14) (229) (2,112) Net Income(Loss) (106) (10) 132 (283) (23) (109) (399) Fixed Asset Acquisitions 1,961 - I I - - - 1,972 Net Working Capital (Deficit) 24,454 1,788 1,527 (227) 107 (523) 27,126 Total Assets 68,970 6,656 1,778 1,416 121 1,908 80,849 See independent auditors' report. - 39- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 11. PROPRIETARY FUND SEGMENT INFORMATION(CONTINUED): a. Segment Information for Enterprise Funds (Continued): Emerald Emergency Water Cove Fire Refuse Hazmat Cultural Utility Housing Medical Collection Service Affairs Total Current Assets $ 27,614 $ 1,955 $ 1,672 $ 1,416 $ 110 $ - $ 32,767 Long-Term Obligations,Net of Current Portion 286 5,239 24 26 5 - 5,580 Current Liabilities 3,I60 167 145 1,643 3 523 5,641 Retained Earnings (Fund Deficit) 35,420 (38) 1,298 (253) 113 (522) 36,018 Contributed Capital 30,104 1,288 311 - - 1,907 33,610 Total Fund Equity 65,524 1,250 1,609 (253) 113 1,385 69,628 b. Contributed Capital: The changes in Proprietary Fund Contributed Capital during the year, and the year-end balances were (in thousands): Depreciation on Balance Contributions Contributed Balance. October 1, 1998 Contributions of Equipment Capital Sept.30, 1999 Water Utility $ 25,449 $ 5,883 $ - $ 1,229 $ 30,104 Emerald Cove Housing 1,288 - - - 1,288 Emergency Fire Medical 311 - - - 311 Cultural Affairs 1,,,932 - - 25 1,907 Total Enterprise Fund 28,980 5,883 - 1,253 33,6I0 Internal Service: Equipment Replacement 4,833 - 372 1,165 4,040 Total Contributed Capital $ 33,813 $ 5,�883 $ 372 $ 2,418 $ 37,650 See independent auditors' report. -40- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT: The changes in general long-term debt during the year were(in thousands): Balance at Balance at October 1, 1998 Additions Deletions Sept. 30, 1999 Civic Improvement Corporation Refunding Certificates of Participation(Civic Center- 1993 18,670 $ 640 18,030 Civic Improvement Corporation Refunding Certificates of Participation(Police Administration Building)- 1993 14,310 385 13,925 Redevelopment Agency 1999 Tax Allocation Refunding Bonds 10,835 495 10,340 Mayer Disposition and Development Agreement 10,142 10,142 Compensated Absences 5,323 999 859 5,463 Advances from Other Funds 67,264 4,707 12,074 59,897 1992 Public Financing Authority Revenue Bonds 30,860 9,585 21,275 Notes Payable 502 51 451 Reservoir Hill Assessment Bonds 1,090 60 1,030 1997 Public Financing Authority Leasehold, Revenue Bonds 7,840 - 400 7,440 Net Pension Benefit Obligation 6,271 2,532 1,559 7,244 Energy Financing Loan 308 308 Total 152,438 29,2 —15 26,198 155,.545 See independent auditors' report. -41 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): Below are reconciliations from amounts in the above table to amounts in the accompanying general purpose financial statements(in thousands): Proceeds of Long-Term Debt $ 25,684 Increase in Pension Benefit Obligation 2,532 Increase in Compensated Absences 999 Total Increase in General Long-Term Debt $ 29,215 Total Reductions in Long-Term Debt $ 26,108 Less: Payments for Compensated Absences (859) Less: Interest Paid or Written Off on Interfund Advances (2,869) - Less: Payments to Escrow Account (9,210) Less: Employer Contributions to Pension Trust Fund (1.559) Principal Paid on General Long-Term Debt $ 11.611 a. Huntington Beach Civic Improvement Corporation Refunding Certificates of Participation(Civic Center Project): Year of Issuance 1993 Type of Debt Refunding Certificates of Participation Security Lease on Civic Buildings _ Original Issuance Amount $21,895,000 Interest Rates 2.75%to 5.8% Interest Payment Dates February I"and August I" Principal Payment Dates August lac Purpose of Debt Refinance 1986 Civic Improvement Corporation Certificates of Participation Debt service requirements to maturity are (in thousands): Year Ending September 30, Principal Interest Total 2000 $ 670 $ 990 $ 1,660 2001 705 957 1,662 2002 745 920 1,665 2003 785 880 1,665 2004 825 838 1,663 Thereafter 14,300 5,631 19,931 Total $ 18,030 10,216 $ 28,246 See independent auditors' report. -42 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): b. 1993 Huntington Beach Civic Improvement Corporation Refunding Certificates of Participation (Police Administration Project): Year of Issuance 1993 Type of Debt Refunding Certificates of Participation Security Lease on Civic Buildings Original Issuance Amount $16,350,000 Interest Rates 4.0%to 5.7% Interest Payment Dates February 1st and August I" Principal Payment Dates August 0 Purpose of Debt Refinance 1989 Civic Improvement Corporation Certificates of Participation Debt service requirements to maturity are(in thousands): Year Ending September 30, Principal Interest Total 2000 $ 405 758 1,163 2001 425 738 1,163 2002 450 718 1,168 2003 470 694 1,164 2004 495 670 1,165 Thereafter 11,680 5,880 17,560 Total 13_,925 9,458 23,383 c. 1999 Tax Allocation Refunding Bonds: Year(s)debt incurred 1999 Type of debt Tax Allocation Refunding Bonds Interest rate 3.00%to 5.05% Interest payment dates August I"and February 1st Principal payment dates August 1"' Original principal amount $10,835,000 Current principal amount $10,340,000 Purpose of debt Prepay Agency's 1992 Loans to Public Financing Authority Security for debt Redevelopment Agency Tax Increment, excluding Low-Income Housing Amounts See independent auditors' report. -43 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): c. 1999 Tax AIlocation Refunding Bonds (Continued): Debt service requirements to maturity are as follows (in thousands): Year Ending September 30 Principal Interest Total 2000 $ 280 $ 458 $ 738 2001 290 449 739 2002 300 439 739 2003 310 429 739 2004 320 418 738 Thereafter 8,840 4,584 13,424 Total $ 10,340 $ 6,777 $ 17,117 1999 Tax Allocation Refunding Bonds were issued in January 1999 to defease a portion of the advances payable to the Huntington Beach Public Financing Authority.The refunding resulted in an economic gain of$881,000 and additional cash flows of$802,000. d. Mayer Disposition and Development Agreement: In fiscal year 1996-97, the Agency entered into a disposition and development agreement with Robert Mayer Corporation (Corporation) concerning additional development adjacent to the Waterfront Hotel.Under the agreement,the Corporation would advance payments for the project costs with the Agency reimbursing up to$16,000,000 of the costs.As of September 30, 1999,the Agency obligation under the agreement amounted to$10,142,000. These amounts will be repaid by project generated revenues as available over the time needed to fully amortize the advance. e. Compensated Absences Payable: There is no fixed payment schedule to pay the governmental fund liability of$5,462,833 for compensated absences through September 30, 1999. See independent auditors' report. -44- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS ' (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): f Long-Term Advances from Other Funds: There is no fixed payment schedule for the various interfund advances listed below(in thousands): GENERAL FUND: Direct advances from 1979 to 1987 to Redevelopment Agency 9,991 Direct cash advances from proceeds of 1988 Public Financing Authority Revenue Bonds repaid to General Fund 4,445 Indirect advances from Redevelopment Agency from 1987 to 1996 .6,635 Land sales to Redevelopment Agency from 1982 to 1992 32,833 Interest on above accounts 27,112 Total Debt 81,016 Less estimated uncollectible amounts (55,265) TOTAL GENERAL FUND 25,751 SPECIAL REVENUE FUNDS: Park Acquisition and Development Fund: Land Sale in 1993 to Redevelopment Agency 1,741 Deferred development fees—Redevelopment Agency 249 Interest on above amounts 1,903 Total Advances from Park Acquisition and Development Fund 3,892 Sewer Fund: Advance 1990/91 to Redevelopment Agency 130 Deferred development fees—Redevelopment Agency 38 Interest on above amounts 113 Total Advances from Sewer Fund 281 Drainage Fund: Advance 1987/88 —Redevelopment Agency 250 Deferred development fees—Redevelopment Agency 54 Interest on above amounts 228 Total Advances from Drainage Fund 532 Gas Tax Fund: Advance in 1988/89—Redevelopment Agency 500 Interest on above amounts 596 Total Advances from Gas Tax Fund 1,096 TOTAL-SPECIAL REVENUE FUNDS 5,801 See independent auditors' report. -45 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September-3 0, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): f Long-Terra Advances from Other Funds(Continued): DEBT SERVICE FUNDS: Public Financing Authority: Advances in 1991/92--Redevelopment Agency $ 19,324 CAPITAL PROJECTS FUNDS: Capital Improvement Fund: Advance in 1989/90—Redevelopment Agency 200 Interest on above amounts 199 Total Capital Improvement Fund 399 Low-Income Housing Fund: Advances for Educational Revenue Augmentation Fund 732 Advances to Redevelopment Capital Projects Fund 1,362 Total Low-Income Housing Fund 2,094 TOTAL CAPITAL PROJECTS FUNDS 2,493 ENTERPRISE FUNDS: Water Fund: Advances from 1986/87 to 1988/89—Redevelopment Agency 1,138 Advances from Water Fund to Pier Rebuilding Fund 2,500 Interest on above amounts 2,890 TOTAL ENTERPRISE FUNDS 6,528 TOTAL ADVANCES FROM OTHER FUNDS $ 59,897 These advances are classified between the Redevelopment Agency and Other Advances as follows (in thousands): Redevelopment Agency Advances $ 55,935 Other Advances 3,962 Total $ 59,897 The changes during the year were as follows(in thousands): -f Advances, October_1, 1998 $ 67,264 Advances Repaid (9,320) Accrued Interest Net of Uncollectible Amounts Reported on Other Funds as Deferred Revenue 1,953 Advances, September 30, 1999 $ 59,897 See independent auditors' report. -46 - CITY OF HUNTINGTON BEACH NOTES TO YINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): g. Public Financing Authority Revenue Bonds: Year of Issuance 1992 Type of Debt Revenue Bonds Security Loan Agreements with Redevelopment Agency Original Issuance Amount $33,495,000 Interest Rates 4.0%to 7.0% Interest Payment Dates August 1 S` and February 1" Principal Payment Dates August Is' Purpose of Debt Provide funds to amend agreements with Robert Mayer Corporation,remove restrictive covenants on,and refinance 1988 Public Financing Authority Revenue Bonds Debt service requirements to maturity are (in thousands): Year Ending September 30, Principal Interest Total 2000 $ 390 $ 1,484 $ 1,874 2001 425 1,459 1,884 - 2002 450 1,431 1,881 2003 490 1,401 1,891 j 2004 520 1,366 1,886 Thereafter 19,000 15,207 34,207 I ;E Total $ 21,275 $ 22.348 $ 43.623 r See independent auditors' report. - 47- i CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): h. Notes Payable: Year of Issuance 1988 Type of Debt First trust deed mortgage Security Real property Original Issuance Amount $881,000 Interest Rates 7.75%(variable rate) Interest Payment Dates monthly Principal Payment Dates monthly Purpose of Debt Purchase of property Debt service requirements to maturity are (in thousands): Year Ending September 30, Principal Interest Total 2000 $ 52 $ 47 $ 99 2001 52 47 99 2002 52 42 94 2003 295 42 337 Total $ 451 $ 178 $ 629 i See independent auditors' report. -48 - CITY OF HUNTINGTON BEACH NOTES TO FTNANCIAL-STATEMENTS of (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): i. Reservoir Hill Assessment Bonds: Year of Issuance 1989 Type of Debt 1915 Improvement Act Assessment Bonds Security Property tax assessments Original Issuance Amount $1,653,905 Interest Rates 6.5%to 8.1% Interest Payment Dates March 2nd and September lst Principal Payment Dates September 2nd Purpose of Debt Capital improvements Debt service requirements to maturity are (in thousands): Year Ending September 30, Principal Interest Total 2000 $ 65 $ 83 $ 148 2001 70 78 148 2002 85 72 157 2003 90 65 155 I 2004 95 58 153 Thereafter 625 161 786 i Total , 1,030 $ 517 $ 1,547 5 [ E . See independent auditors report. -49 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 12. GENERAL LONG-TERM DEBT(CONTINUED): j. Public Financing Authority 1997 Lease Revenue Bonds: Year of Issuance 1997 Type of Debt Lease Revenue Bonds Security Lease Agreement with City for Central Library Original Issuance Amount Total Issue $8,070,000: Pier Plaza Portion-$3,385,000 800 MHZ Portion-$4,235,000 Interest Rates 5.00%to 5.50% Interest Payment Dates June 15th and December 15th Principal Payment Dates December 15th - Purpose of Debt Construct Pier Plaza and Purchase 800 MHZ System Debt service requirements to maturity are(in thousands): Year Ending September 30. Principal Interest Total 2000 $ 420 $ 375 $ 795 2001 440 354 794 2002 510 330 840 2003 555 303 858 2004 575 275 850 Thereafter 4,940 2,704 7,544 Total 7,440 $ 4,341 $ 11,781 i i k. Net Pension Benefit Obligation: a There is no fixed repayment schedule to fund the unfunded pension benefit obligation totaling $7,244,000 for the City's Retirement Supplement Plan as described in Note 7.The amount will be j funded through a contribution rate determined by an independent actuarial study.This amount is 1 significantly less than the total unfunded liability for this plan since actuarial studies only began in 1991 which was after the plan was in place I See independent auditors' report. - 50- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 > 12. GENERAL LONG-TERM DEBT(CONTINUED): 1. Energy Conservation Loan: Year of Issuance 1995 Type of Debt Note Payable--State of California Security Loan Agreement Original Issuance Amount $308,000 Interest Rates 6.1% Interest Payment Dates December 22"d and June 22"d Principal Payment Dates December 22"d and June 22"d Purpose of Debt Capital improvements There is no fixed repayment schedule at this time. 13. PROPRIETARY FUND LONG-TERM DEBT: Below is a summary of changes in proprietary fund long-term debt for the year as well as how the debt is reported in the accompanying financial statements(in thousands): Internal Enterprise Service Funds Funds Total Advances from Other Funds $ 244 $ - $ 244 Certificates of Participation 5,105 - 5,105 Leases Payable 46 1,587 1,633 Claims Payable 9,982 9,982 Compensated Absences 333 . 50 383 Total 5,728 $ 11,619 $ 17,347 i i f i 4 i 1 See independent auditors' report. - 51 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 E 13. PROPRIETARY FUND—LONG-TERM DEBT(CONTINUED): October 1, 1998 Additions Deletions Sept. 30, 1999 1991 Emerald Cove Certificates of Participation $ 5,205 $ - $ 100 $ 5,105 Compensated Absences 375 8 - 383 Advances from Other Funds 244 - - 244 Leases Payable 2,215 - 582 1,633 Claims Payable 11,774 7,930 9,722 9,982 Total $ 19,813 $ 7,938 $ 10,404 $ 17,347 a. 1991 Emerald Cove Certificates of Participation(Redevelopment Agency): Year of Issuance 1991 Type of Debt Certificate of Participation Security Lease With City for Apartment Complex Original Issuance Amount $5,740,000 Interest Rates 4.8%to 7.0% Interest Payment Dates March ls`and September 15` Principal Payment Dates March 1s` Purpose of Debt Refinance 1984 Emerald Cove Certificates of Participation Debt service requirements to maturity are (in thousands): Year Ending September 30 Principal Interes t Tot al 2000 $ 110 $ 357 $ 467 2001 115 351 466 2002 120 344 464 2003 130 337 467 2004 140 329 469 Thereafter 4,490 3,320 7,810 Total 5,105 T 5,038 10143 See independent auditors' report. - 52- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 13. PROPRIETARY FUND—LONG-TERM DEBT(CONTINUED): b. Compensated Absences: I There is no fixed repayment schedule to pay the compensated absences for proprietary fund types of$383,000 at year-end. c. Advances from Other Funds: There is no fixed repayment schedule to repay the amounts advanced from the Park Acquisition and Development Fund(a special revenue fund)to the Emerald Cove Housing Fund(an enterprise fund)of$244,000 at year-end. d. Leases Payable:The City entered into capital leases for various equipment replacement items: Year of Issuance 1993 through 1998 Type of Debt Capital Lease Security Lease Agreement Original Issuance Amount Varies($93,000 to$1,200,000) Interest Rates 5.0%to 6.9% Interest Payment Dates Monthly, Quarterly, Semi-Annually Principal Payment Dates Monthly, Quarterly, Semi-Annually Purpose of Debt Acquire Equipment The future minimum required lease payments are (in thousands): Year Ending September 30, Total Payment 2000 $ 634 2001 522 2002 448 2003 252 Total Minimum Lease Payments 1,856 Less Interest (223) $ Total Present Value of Future Minimum Lease Payments $ 11633 e. Claims Payable: There is no fixed repayment schedule for estimated claims payable of$9,982,000 at year-end (see Note 9).The City will pay the claims when it reaches final settlements on outstanding litigation. See independent auditors' report. - 53 - 6 CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 14. LONG-TERM DEBT NOT RECORDED IN FINANCIAL STATEMENTS: a. Defeased Debt Outstanding: At year-end the following long-term, defeased debt outstanding was not recorded in the financial statements: 1992 Public Financing Authority Revenue Bonds (partial refunding) 10,080,000 b. Community Facilities District 1990/91 Special Assessment Tax Bonds: Year of Issuance 1990 Type of Debt Community Facilities District Assessment Bonds Security Special Tax Levies Original Issuance Amount $2,400,000 Interest Rates 6.35%to 7.60% Interest Payment Dates April 0 and October Is' Principal Payment Dates October I't Purpose of Debt Public improvements and police and fire services These bonds are excluded from the accompanying financial statements since the City is not liable to make any payment on the bonds if taxes collected are not sufficient to pay the debt service.The amount of debt outstanding was$2,185,000 at September 30, 1999. Debt service requirements to maturity are (in thousands): Year Ending September 30, Principal Interest Total 2000 40 164 204 2001 45 161 206 2002 45 158 203 2003 50 154 204 2004 so 154 204 Thereafter 1,955 1,508 3,463 Total 2,185 2,299 4,484 See independent auditors' report. - 54- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 14. LONG-TERM DEBT NOT RECORDED IN FINANCIAL STATEMENTS (CONTINUED): c. Other"No-Commitment'Debt: The City is involved in various bond issues where the City or Redevelopment Agency issued bonds to assist in the financing of residential developments.A trustee holds all funds and payment cannot be made from any other source than the mortgages received. Only the original issue amount is readily available. These bond issues are: Amount Outstanding Amount Bond Issue Sept. 30 1999 Issued Five Points Senior Project Multi-Family Housing Revenue Bonds--Series A-- 1991 $ 9,500,000 $ 9,500,000 Seabridge Villas Project Multi-Family Housing Revenue Bonds--Series A— 1985 22,200,000 25,000,000 Huntington Village Senior Apartments 1997 Revenue Bonds 4,895,000 7,700,000 Huntington Breakers Mortgage Revenue Bonds Refunding Issue— 1996 Series A 16,000,000 16,000,000 r 15. FIXED ASSETS AND CAPITAL LEASES: - a. Changes in Fixed Assets: the in changes� The g general fixed assets account group for the year are (in thousands): October 1, 1998 Additions Dispositions Sept. 30, 1999 Land $ 74,991 $ 247 $ 824 $ 74,414 Buildings 66,646 2,024 387 68,283 Other 2,162 - - 2,162 Construction t, in Progress 1,568 2,537 2,022 2,083 Joint Ventures 1,136 - 1 1,135 Total $ 146,503 $ 4,808 1 3,234 $ 148,077 See independent auditors' report. 'I - 55 - 3 CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 15. FIXED ASSETS AND CAPITAL LEASES (CONTINUED): a. Changes in Fixed Assets (Continued): The changes in the proprietary fund fixed assets for the year are(in thousands): October 1, 1998 Additions Dispositions Sept. 30, 1999 Enterprise Funds: Land $ 2,438 $ - $ - $ 2,438 Buildings 8,059 - - 8,059 Construction in Progress 7,571 1,507 1,347 7,731 Machinery and - Equipment 57,210 1,853 182 58,881 Total Cost 75,278 3,360 1,529 77,109 Less Accumulated Depreciation (34,835) (1,584) 141 (36,278} Net Book Value Enterprise Fund $ 40,443 $ 1,776 $ 1,388 $ 40.831 October 1, 1998 Additions Dispositions Sept. 30, 1999 a Internal Service Funds: Machinery and Equipment $ 37,629 $ 1,917 $ 1,878 $ 37.;668 a Construction in Progress 4,432 - - 4,432 Total Cost 42,061 1,917 1,878 42,100 Less Accumulated Depreciation 25 784) (2,626) 1,482 (26,928} Net Book Value Enterprise Fund $ 16.277 (709) $ 396 15.172 I See independent auditors report. 56- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 15. FIXED ASSETS AND CAPITAL LEASES (CONTINUED): b. Leases: The City has various lease agreements that qualify as capital leases involving a helicopter, sewer truck. fire truck,sweepers,asphalt truck,backhoe and trailer,mowers,office equipment,and aerial devices. The equipment is carried in the accompanying financial statements as follows(in thousands): Machinery and Equipment $ 4,339 Less Accumulated Depreciation (1,301) Carrying Value $ 3.038 Information on the future minimum lease payments is shown in Note 13.This amount is recorded as a liability on the balance sheet of the Equipment Replacement Fund. See independent auditors' report. -57- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 16. RESERVES AND DESIGNATIONS OF FUND EQUITY: The City maintains reserves and designations of fund equity in its governmental funds. Reserves are amounts that cannot be appropriated in future periods or which are legally set aside for a specific use. Designations are amounts for which the City has made tentative plans to use in a future period.The City's reserves and designations in governmental funds at year end are(in thousands): Special Debt Capital General Revenue Service Projects Trust Fund Funds Funds Funds Funds Total Reserves: Encumbrances 2,868 3,149 S 2,688 $ 8,705 Long-term receivables 20,284 881 19,324 4,807 45,296 Pension benefits 4,128 4,128 Employee benefits 361 361 Land held for resale 17,018 17,018 Debt service - 10,655 - 10,655 Inventory 476 - 476 Low income housing 2,879 2,879 Total Reserves 23,628 4,030 29,979 27,392 4-489 89,518 Designations: Future expenditures 6,035 3,935 2,449 12,419 Economic uncertainties 3,000 .3,000 Total Designations 9,035 3,935 - 2.4 15,419 TOTAL RESERVES AND DESIGNATIONS S 32663 7,965 29,979 29,841 4,489 104,937 See,independent auditors' report. -58 - CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 17. COMMITMENTS AND CONTINGENCIES: a. Legal Actions: There are legal actions pending against the City resulting from normal operations. In the opinion of management and the City Attorney, the financial resolution of these actions should not have a significant impact on these financial statements. b. Central Net Operations Authority: In 1992 the Central Net Operations Authority(CNOA)was formed. CNOA has title to a building valued at$732,000. If either of the Cities of Fountain Valley and or/Costa Mesa withdraw from CNOA prior to August 20,2021 the City shall reimburse them by an amount equal to 1/5&of their contributions. At year-end these amounts totaled $366,000. c. Townsquare Commercial Loan: During 1995 the Redevelopment Agency and the Resolution Trust Corporation (RTC) sold the interest in the Townsquare development for$820,000.The Agency/RTC financed$799,000 with a note and deed of trust. The Agency is servicing the loan and 20.8%,or approximately$162,000 of the sale proceeds will be kept by the Agency. The remainder will be forwarded to RTC as the note is paid. The revenue is being recognized when received. d. Huntington Beach Union High School District(HBUHSD) Sharing Agreement: In 1997 the City Council agreed to pay the HBUHSD certain increased sales tax revenues relating to the development of a new commercial site by Home Depot.The City will retain the first$50,000 of annual increased sales tax revenues and will pay HBUHSD a portion of the amount over $50,000 until the year 2015/2016. e. CALPERS: CALPERS has indicated that the City may be responsible for paying an unfunded liability of approximately $13 million associated with 153 employees' conversion of certain benefits to compensation in fiscal year 1993/94. See independent auditors' report. - 59- CITY OF HUNTINGTON BEACH j NOTES TO FINANCIAL STATEMENTS I (CONTINUED) September 30, 1999 17. COMMITMENTS AND CONTINGENCIES (CONTINUED): f. CIM Group, LLC Disposition and Development Agreement: In:June 1999, the Redevelopment Agency entered into a disposition and development agreement with the CIM Group,LLC to allow development of a hotel,retail and restaurant improvements and a public parking facility.The project costs are to be paid initially by the developer with the Agency reimbursing the developer a maximum of$900,000 plus project costs exceeding$45,800,000. 18. JOINT VENTURES: The City is involved in five joint ventures that are recorded as investments in joint ventures in the accompanying financial statements as follows(in thousands): - General Fixed Assets Account Group: Central Net Operations Authority $ 107 Metro Cities Fire Authority 297 1 Public Cable Television Authority 741 Total General Fixes Assets Account Group 1,135 Joint Venture Amounts Reported in Proprietary Funds: San Joaquin Reservoir Trust 202 Reported as Part of Other Balance Sheet Amounts: Reported as Part of Water Fund Cash: West Orange County Board . 264 E Total Joint Venture Amounts $ 1,601 a. Central Net Operations Authority: In July, 1992 the Cities of Huntington Beach, Fountain Valley,Newport Beach, Westminster and the County of Orange formed the Central Net Operations Authority(Central Net)as a training and dispatch joint-powers entity. The City of Huntington Beach acts as fiscal agent for CNOA. Each member agency is billed for a portion of the operating costs.Other non-member local governments are allowed to participate in certain training programs for a fee. In June 1996, the member cities agreed to eliminate the communications services provided by CNOA. These services became the responsibility of a new and independent joint powers authority,funded by seven participating cities (see Note 19b). See independent auditors'report. -60- CITY OF HUNTINGTON BEACH NOTES TO'FINANCIAL STATEMENTS' (CONTINUED) September 30, 1999 18. JOINT VENTURES (CONTINUED): a. Central Net Operations Authority (Continued): Central Net is governed by a three member board consisting of the Chief Executive Officer of each entity and, as an alternate,the Fire Chief or designee.Each year the board adopts a budget and each entity pays a portion of the costs. Each entity's share is based on the number of recorded incidents during the preceding calendar year and the number of authorized safety personnel in each entity. The breakdown for the year was: Agency Percent Huntington Beach 13.67% Newport Beach 50.00% Fountain Valley 36-33% Total 100,00% The City will receive title to all communications equipment upon Central Net's termination that occurs when two or more entities withdraw. The City's equity interest is recorded in the General Fixed Assets Account Group. The financial activity for Central Net Operations Authority is recorded in an Agency Fund. Separate, audited financial statements for Central Net are available from City of Huntington Beach Administrative Services Department. b. Metro Cities Fire Authority; In July, 1996 the Metro Cities Fire Authority(the Fire Authority) was created by a joint-powers agreement between the Cities of Anaheim, Fountain Valley,Newport Beach,Huntington Beach, Garden Grove, Orange and Fullerton. The agreement provides fire suppression,emergency medical assistance,rescue service,and related services of the members to a central communication network and record keeping systems. Members of the governing board are appointed by each member city. The City of Anaheim acts as fiscal agency for the Fire Authority. The Fire Authority collects contributions from each member agency based upon each entity's share of the total recorded incidents in the calendar year preceding the fiscal year. The City's equity interest of 25% (based on assessments charged for fiscal year 98-99)of the total net assets of the Metro Cities Fire Authority$1,148,834 is recorded in the General Fixed Assets Account Group. See independent auditors' report. -61 - CITY OF HUNTINGTON BEACH � NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 18. JOINT VENTURES (CONTINUED): c. Public Cable Television Authority: In 1971 the Public Cable Television Authority(PCTA)was formed to oversee the cable television franchise agreement for the Cities of Huntington Beach, Westminster, Stanton and Fountain Valley. PCTA enters into one franchise agreement with a cable operator and then enters into agreements with the individual cities. PCTA collects all franchise and utility tax revenue and remits them to the individual cities. PCTA is governed by a four member body consisting of one councilmember from each city. Each participant's share of the PCTA is: l Agency Percent City of Huntington Beach 62.6% City of Stanton 5.9% City of Fountain Valley 15.90/0 City of Westminster 15.6% Total 100.00°/a The City's equity interest is recorded in the general fixed assets account group. Separate audited financial statements are available from PCTA. d. West Orange County Water Board(WOCWB): g ty ( } The City is involved in a joint-venture with the Cities of Westminster Seal Beach and Garden Grove formed in 1955 to provide for the operation and maintenance of water transportation. WOCWB is governed by a five member board.The City appoints two members while each other participant appoints one member each. Thus no participant appoints a voting majority. The City acts as fiscal agent for WOCWB and retains custody of all assets. Members must either be a member of a City Council or employee of a participant.The City records its share of WOCWB's i assets as an asset of the Water Fund and records the other participants' shares as deposits.At year end, the City recorded the investment in WOCWB as part of the Water Fund's cash and investments. WOCWB has no long-term debt and no plant,property and equipment. Each participants' share of the assets, liabilities and fund equities are: Agengy Percent City of Huntington Beach 55.0% City of Garden Grove 5.3% City of Seal Beach 14.7% City of Westminster 25.0% Total 100.00% See independent auditors' report. -62- CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 18. JOINT VENTURES (CONTINUED): e. San Joaquin Reservoir Trust: In 1980 the City entered into a joint venture agreement with seven other entities for the operation and use of the San Joaquin Reservoir.The entity's official name is the San Joaquin Reservoir Trust (the Reservoir Trust). The Metropolitan Water District of Southern California(MWD) operates the reservoir and acts as administrator.The entity is not active and the.City is negotiating to sell its interest in the joint venture. Separate reviewed financial statements are available from the Reservoir Trust. 19. OTHER INFORMATION: a. Expenditures Exceeding Appropriations: Expenditures exceeded appropriations at the departmental level in the funds shown in thousands): General Fund: City Council $ 15 City Treasurer 26 Community Services 77 Library Services 62 Nondepartmental 3,712 Special Revenue Fund: Gas Tax—Capital Outlay 2,532 Sewer- City Attorney 31 Grants- Fire 31 Fourth of July Parade-Community Services 28 Library Service—Library Service 3 Library Service-Public Works I Debt Service Funds: Redevelopment Agency—Debt Service 9,670 Reservoir Hill Assessment District-Interest I Civic Improvement Corporation-Interest 23 See independent auditors' report. -63 - .... ................. ......................... CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS (CONTINUED) September 30, 1999 19. OTHER INFORMATION (CONTINUED): b. Fund and Accumulated Deficits: The following governmental funds had total fund deficits at year-end(in thousands): Special Revenue Funds: Narcotics Forfeiture $ 5 Capital Projects Fund: Pier Plaza 496 These deficits will be eliminated through monitoring of expenditures. The following proprietary funds had accumulated deficits at year-end(in thousands): Enterprise Funds: Emerald Cove Housing $ 38 Refuse Collection 253 Cultural Affairs 522 Internal Service Fund: Medical Insurance 946 Workers' Compensation Insurance 5,341 General Liability Insurance 1,579 The deficits in the Emerald Cove Fund will be eliminated through increased rents and user charges. The deficit in the Refuse Collection will be eliminated through an increase in rates. The deficit in the Cultural Affairs Fund will be eliminated through increased donations.The deficit in the Internal Service Insurance Funds will be eliminated by increasing charges to other funds. c. Supplemental Appropriations: During the year various supplemental appropriations were necessary for items that were not originally budgeted. See independent auditors' report. -64 f � 3 3 I ' 1i i i , I S i , SUPPLEMENTARY INFORMATION— ' COMBINGING FINANCIAL STATEMENTS AND SCHEDULES OF + INDIVIDUAL FUNDS AND ACCOUNT GROUPS 3 i . i i 1 1 b 3 fi - a I i i CITY OF HUNTINGTON BEACH NOTES TO FINANCIAL STATEMENTS 3 (CONTINUED) September 30, 1999 20. SUBSEQUENT EVENTS: In October 1999,the City issued$16,400,000 in Tax and Revenue Anticipation Notes due October 4, 2000 bearing interest at 4.25%. i 3 See independent auditors' report. -65 GENERALFUND The General Fund accounts for activity not required to be accounted fcr in another fund. -66 - i THIS PAGE LEFT BLANK INTENTIONALLY a; i i 3 1. 1 �j 1 lj lj i3 i! i� i CITY OF HUNTINGTON BEACH 1 COMPARATIVE BALANCE SHEET GENERALFUND September 30, 1999 and 1998 (In Thousands) 1999 1998 ASSETS Cash and investments $ 10,069 $ 2,417 Taxes receivable 14,697 12,834 Other receivables 1,088 1,195 Due from other funds 200 155 Unbilled receivables 660 573 Inventory 476 370 Advances to other funds 25,751 24,934 Deposits and other assets - 109 TOTAL ASSETS $ 52,941 $ 42,587 LIABILITIES AND FUND BALANCE LIABILITIES: Accounts payable $ 4,366 $ 1,813 Other accrued liabilities - 3,605 Deposits 626 803 Other deferred revenue 5,030 3,561 TOTAL LIABILITIES 10,022 . 9,782 FUND BALANCE: Reserved for: Encumbrances 2,868 2,064 Long-term receivable from other funds 20,284 21,373 Inventory 476 370 Unreserved: Designated for future expenditures 6,035 2,022 Designated for economic uncertainties 3,000 3,000 Undesignated 10,256 3,976 TOTAL FUND BALANCE 42,919 32,805 TOTAL LIABILITIES AND FUND BALANCE $ 52,941 $ 42,587 -67- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL GENERAL FUND For the year ended September 30,1999 With comparative actual amounts for the year ended September 30, 1998 (In Thousands) 1999 1999 Variance Favorable Budget Actual (Unfavorable) Actual REVENUES: Property taxes $ 27,869 $ 29,320 $ 1,451 $ 27,585 Other taxes 42,280 46,419 4,139 42,674 Licenses and permits 5,846 7,050 1,204 6,529 Fines,forfeitures and penalties 3,094 2,744 (350) 2,649 From use of money and property 6,170 6,379 209 7,178 From other agencies 9,976 11,780 1,804 10,528 Charges for current service 9,678 9,076 (602) 9,662 Other 1,002 2,899 1,897 1,137 TOTAL REVENUES 105,915 115,667 9,752 107,942 EXPENDITURES: 1 GENERAL GOVERNMENT: City Council 260 275 (15) 207 City Administrator I,154 1,114 40 694 City Treasurer 920 820 100 805 City Attorney 1,694 1,720 (26) 1,521 City Cleric 551 474 77 434 Administrative services 3,067 2,876 191 3,056 Community development 4,322 4,067 255 3,919 Fire 16,583 15,545 1,038 16,362 Police 34,930 33,728 1,202 33,508 Economic development - - - 10 Community services 7,551 7,629 (77) 7,140 Library services 2,895 2,957 (62) 2,736 Public works 17,799 16,993 906 16,791 Nondepartmental 9,113 12,825 (3,712) 14,270 Capital outlay 3,778 1,303 2,475 1,588 Debt service: Interest 994 825 69 834 TOTAL EXPENDITURES 105,511 103,050 2,461 iO3,875 EXCESS OF REVENUES OVER EXPENDITURES 404 12,617 12,213 4,067 OTHER FINANCING SOURCES(USES): Operating transfers in 1,915 2,038 123 2,402 Operating transfers out (7,717) (4,541) 3,176 (8,224) TOTAL OTHER FINANCING SOURCES(USES) (5,802) (2,503) 3,299 (5,822) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (5,398) 10,114 15,512 (1,755) FUND BALANCE AT BEGINNING OF YEAR 32,805 32,805 - 34,500 RESIDUAL EQUITY TRANSFERS IN - - 60 FUND BALANCE AT END OF YEAR $ 27,407 $ 42,919 $ 15,512 $ 32,805 -68- THIS PAGE LEFT BLANK INTENTIONALLY I - 69- SPECIAL REVENUE FUNDS Special Revenue Funds account for revenues and expenditures legally restricted to a specific purpose. The Gas Tax Fund accounts for moneys allocated under the Streets and Highways Code of California. Expenditures may be made for any street-related purpose allowed under the code. The Sewer Fund accounts for fees received from developers to construct and maintain sewer facilities. The Drainage Fund accounts for fees received from developers to construct and maintain the City's drainage system. The Public Communications Fund accounts for revenues from cable television franchises granted within the City's limits spent on community-oriented television. The Grants Fund accounts for federal, state and county grants not accounted for in other funds. The granting agency restricts expenditures to appropriate items. The Park Acquisition and Development Fund accounts for fees received from developers to develop and maintain the City's park system. The Narcotics Forfeiture Fund accounts for moneys received from the State of California for special law enforcement expenditures. The Transvortation Fund accounts for moneys received from the countywide %cent sales tax and-bther specific sources to be spent on transportation-related expenditures. The Air Quality Fund accounts for revenues from the local agencies used to improve local air quality. The Traffic Impact Fee Fund accounts for moneys received from the traffic impact fee levied on new developments in the City. The Fourth of July Parade Fund accounts for the activities of the City's annual parade. The Library Services Fund accounts for revenues and expenditures related to the expanded Central Library including some construction. '^r 3 - !7 V - CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET ALL SPECIAL REVENUE FUNDS September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) I. i; Gas Public Tax Sewer Drainage Communications Grants ASSETS Cash and investments $ 1,193 $ 1,800 $ 1,844 $ 59 $ 1,654 Taxes receivable 326 - - - - Other receivables 26 28 19 100 4,537 Deposits and other assets - - - - - Due from other funds - 41 - - - Advances to other funds 1,096 281 532 - - TOTAL ASSETS $ 2,641 $ 2,150 $ 2,395 $ 159 $ 6,191 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable $ 6 $ 3 $ 7 $ 6 $ 625 Other accrued liabilities 12 3 3 8 22 Due to other funds - - - 22 - Deferred revenue 596 150 290 - 2,825 TOTAL LIABILITIES 614 156 300 36 3,472 FUND BALANCES: Reserved for: Encumbrances 81 157 46 22 1,537 Long-term receivables from other funds 500 131 250 - - Unreserved: i' Designated for future expenditures - - 897 101 1,182 Undesignated 1,446 1,706 902 - - TOTAL FUND BALANCES(DEFICIT) 2,027 1,994 2,095 123 2,719 \; TOTAL LIABILITIES AND FUND BALANCES $ 2,641 $ 2,150 $ 2,395 $ 159 $ 6,191 I i -71 - i Park Acquisition Traffic Fourth and Narcotics Air Impact of July Library Totals Development Forfeiture Transportation Quality Fee Parade Services 1999 1998 $ 1,372 $ 16 $ 4,007 $ 725 $ 1,364 $ 32 $ 443 $ 14,509 S 11,751 326 313 7 4 10 11 22 1 3 4,768 1,164 2,851 - - - - - - 2,851 2,856 290 - 46 - - - - 377 389 4,136 - - - - - - 6,045 5,737 $ 8,656 $ 20 $ 4,063 $ 736 S 1,386 $ 33 $ 446 $ 28,876 $ 22,209 $ 104 S - $ 36 $ - $ - $ - $ 14 S 801 $ 641 - 5 14 - 2 - 2 71 68 - 20 - - - - 336 378 391 6,987 - - - - - - 10,848 8,321 7,091 25 50 - 2 - 352 12,098 9,421 204 - 1,042 37 21 - 2 3,149 3,070 881 873 -. - 1,334 412 - 9 - 3,935 2,142 1,361 (5) 1,637 287 1,363 24 92 8,813 6,703 1,565 (5) 4,013 736 1,384 33 94 16,778 12,788 S 8,656 S 20 $ 4,063 $ 736 $ 1,386 $ 33 $ 446 $ 28,876 $ 22,209 72- CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES;EXPENDITURES AND CHANGES IN FUND BALANCES-ALL SPECIAL REVENUE FUNDS For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Gas Public Tax Sewer Drainage Communications Grants REVENUES: Other taxes Licenses and permits - 78 739 From use of money and property 47 66 65 - 52 From other agencies 6,113 - - 438 4,571 Charges for current service - - - 5 - Other - - - - 715 TOTAL REVENUES 6,160 144 804 443 5,338 - EXPENDITURES: Current: City Adminstrator - 31 - 424 - Fire _ _ _ _ 94 Police - - - - 288 Economic development - - - 2,174 Community services - - - - I I Library services - - - - 62 Public works 312 1.14 64 - 54 Capital outlay 4,088 260 538 21 1,976 TOTAL EXPENDITURES 4,400 405 ' -602 445 4,659 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES 1,760 (261) 202 (2) 679 OTHER FINANCING SOURCES(USES): Operating transfers in - - - 405 Operating transfers out (1,700) (125) (25) (60) TOTAL OTHER FINANCING SOURCES(USES) (1,700) (125) (25) - 345 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES 60 (386) 177 (2) 1,024 FUND BALANCES(DEFICITS)- BEGINNING OF YEAR 1,967 2,380 1,918 125 1,695 FUND BALANCES(DEFICITS)-END OF YEAR. $ 2,027. $ 1,994 $ 2,095 $ 123 $ 2,719 ' -73- s Park Acquisition Traffic Fourth and Narcotics Air -Impact of July Library Totals Development Forfeiture Transportation Quality Fee Parade Services 1999 1998 $ - S - $ 1,571 $ - S - $ - $ - $ 1,571 $ 1,488 2,049 - - - 312 - - 3,178 1,578 - - 115 21 46 - 270 682 1,173 276 71 207 - - - 11,676 10,988 - - - - 474 479 485 191 15 33 315 27 1,296 355 2,049 276 1,948 243 391 315 771 18,882 16,067 _ - - - - - - 455 398 94 6 327 - - - - - 615 619 - - - - - - - 2,174 1,673 435 - - - - 270 - 716 578 - - - - - - 224 286 212 - - 801 26 - - 1 1,372 1,740 638 - 474 - 65 - - 8,060 7,193 1,073 327 1,275 26 65 270 225 13,772 12,419 976 (51) 673 217 326 45 546 5,110 3,648 - 717 - - - - 1,122 86 (332) (2,242) (3,080) 717 - - - (332) (1,120) (2,994) a 976 (51) 1,390 217 326 45 214 3,990 654 589 46 2,623 519 1,058 (12) (120) 12,788 12,134 $ 1,565 $ (5) $ 4,013 S 736 $ 1,384 $ 33 $ 94 $ 16,778 $ 12,788 -74- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES;EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL GAS TAX SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 50 $ 47 $ (3) From other agencies 6,010 6,113 103 TOTAL REVENUES 6,060 6,160 100 EXPENDITURES: Current: Public works 2,838 312 2,526 Capital outlay 1,736 4,088 (2,352) TOTAL EXPENDITURES 4,574 4,400 174 EXCESS OF REVENUES, OVER(UNDER)EXPENDITURES 1,486 1,760 274 OTHER FINANCING USES: Operating transfers out (1,700) (1,700) - EXCESS OF REVENUES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (214) 60 274 FUND BALANCE-BEGINNING OF YEAR 1,967 1,967 - FUND BALANCE-END OF YEAR $ 1,753 $ 2,027 $ 274 -75- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL SEWER SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Licenses and permits $ 100 $ 78 $ (22) From use of money and property - 66 66 Other 20 - (20) TOTAL REVENUES 120 144 24 EXPENDITURES: Current: City Administrator - 31 (31) Public works 313 114 199 Capital outlay 1,851 260 1,591 TOTAL EXPENDITURES 2,164 405 1,759 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (2,044) (261) 1,783 OTHER FINANCING USES: Operating transfers out (125) (125) - EXCESS OF REVENUES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (2,169) (386) 1,783 FUND BALANCE-BEGINNING OF YEAR 2,380 2,380 - FUND BALANCE-END OF YEAR $ 211 $ 1,994 $ 1,783 -76- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL DRAINAGE SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Licenses and permits S 400 S 739 S 339 From use of money and property 24 65 41 Other 2 - (2) TOTAL REVENUES 426 804 378 EXPENDITURES: Current: Public works 197 64 133 Capital outlay 1,111 538 573 TOTAL EXPENDITURES 1,308 602 706 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (882) 202 1,084 OTHER FINANCING USES: Operating transfers out (25) (25) - EXCESS OF REVENUES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (907) 177 1,084 FUND BALANCE-BEGINNING OF YEAR 1,918 1,918 - FUND BALANCE-END OF YEAR S 1,011 S 2,095 S 1,084 -77- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURFS AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL PUBLIC COMMUNICATIONS SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 2 $ - $ (2) From other agencies 501 438 (63) Charges for current service - 5 5 Other 2 - (2) TOTAL REVENUES 505 443 (62) EXPENDITURES: Current: City Administrator 441 424 17 Capital outlay 21 21 - TOTAL EXPENDITURES 462 445 17 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 43 (2) (45) FUND BALANCE-BEGINNING OF YEAR 125 125 - FUND BALANCE-END OF YEAR $ 168 $ 123 $ (45) -78- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES;EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL GRANTS SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 7 $ 52 $ 45 From other agencies 6,977 4,571 (2,406) Other 1,425 715 (710) TOTAL REVENUES 8,409 5,338 (3,071) EXPENDITURES: Current: Fire 63 94 (31) Police 775 288 487 Economic development 3,625 2,174 1,451 Community services 41 11 30 Library services 90 62 28 Public works 2,110 54 2,056 Capital outlay 8,015 1,976 6,039 TOTAL EXPENDITURES 14,719 4,659 10,060 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (6,310) 679 6,989 OTHER FINANCING SOURCES(USES): Operating transfers in 171 405 234 Operating transfers out (350) (60) 290 TOTAL OTHER FINANCING SOURCES(USES) (179) 345 524 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (6,489) 1,024 7,513 FUND BALANCE-BEGINNING OF YEAR 1,695 1,695 - FUND BALANCE-END OF YEAR $ (4,794) $ 2,719 $ 7,513 -79- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL PARK ACQUISITION AND DEVELOPMENT SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Licenses and permits $ 230 $ 2,049 $ 1,819 From use of money and property 80 - (80) From other agencies 75 - (75) TOTAL REVENUES 385 2,049 1,664 EXPENDITURES: Current: Community services 563 435 128 Capital outlay 858 638 220 TOTAL EXPENDITURES 1,421 1,073 348 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (1,036) 976 2,012 FUND BALANCE-BEGINNING OF YEAR 589 589 - FUND BALANCE-END OF YEAR $ (447) $ 1,565 $ 2,012 -80- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL NARCOTICS FORFEITURE SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 5 $ - $ (5) From other agencies 503 276 (227) TOTAL REVENUES 508 276 (232) EXPENDITURES: Current: Police 454 327 127 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 54 (51) (105) FUND BALANCE-BEGINNING OF YEAR 46 46 - FUND BALANCE(DEFICIT)-END OF YEAR $ 100 $ (5) $ (105) -81 - CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL TRANSPORTATION SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Other taxes $ 1,525 $ 1,571 $ 46 From use of money and property 150 115 (35) From other agencies 1,866 71 (1,795) Other - 191 191 TOTAL REVENUES 3,541 1,948 (1,593) EXPENDITURES: Current: Public works 1,131 801 330 Capital outlay 3,904 474 3,430 TOTAL EXPENDITURES 5,035 1,275 3,760 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (1,494) 673 2,167 OTHER FINANCING SOURCES(USES): Operating transfers in 737 717 (20) Operating transfers out (21) - 21 TOTAL OTHER FINANCING SOURCES(USES) 716 717 1 ,. EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (778) 1,390 2,168 FUND BALANCE-BEGINNING OF YEAR 2,623 2,623 - FUND BALANCE-END OF YEAR $ 1,845 $ 4,013 $ 2,168 -82- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES 1N FUND BALANCE-BUDGET AND ACTUAL AIR QUALITY SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 5 $ 21 $ 16 From other agencies 180 207 27 Other - 15 15 TOTAL REVENUES 185 243 58 EXPENDITURES: Current: Public works 419 26 393 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (234) 217 451 FUND BALANCE-BEGINNING OF YEAR 519 519 - FUND BALANCE-END OF YEAR $ 285 $ 136 $ 451 -83- i CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL TRAFFIC IMPACT FEE SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Licenses and permits $ 400 $ 312 $ (88) From use of money and property 13 46 33 'Other - 33 33 TOTAL REVENUES 413 391 (22) EXPENDITURES: Capital outlay 279 65 214 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 134 326 192 FUND BALANCE-BEGINNING OF YEAR 1,058 1,058 - :FUND BALANCE-END OF YEAR $ 1,192 $ 1,384 $ 192 -84- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL FOURTH OF JULY PARADE SPECIAL REVENUE FUND For the year ended September 30, 1999 (in Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 1 $ - $ (1) Other 180 315 135 TOTAL REVENUES 181 315 134 EXPENDITURES: Current: Community services 242 270 (28) EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (61) 45 106 FUND BALANCE(DEFICIT)-BEGINNING OF YEAR (12) (12) - FUND BALANCE-END OF YEAR $ (73) $ 33 $ 106 -85- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL LIBRARY SERVICE SPECIAL REVENUE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 187 $ 270 $ 83 Charges for current service 390 474 84 Other 60 27 (33) TOTAL REVENUES 637 771 134 EXPENDITURES: Current: Library services 221 224 (3) Public works - 1 (1) TOTAL EXPENDITURES 221 225 (4) EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 416 546 130 OTHER FINANCING USES: Operating transfers out (340) (332) 8 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES 76 214 138 FUND BALANCE(DEFICIT)-BEGINNING OF YEAR (120) (120) - FUND BALANCE-END OF YEAR $ (44) $ 94 $ 138 -86- THIS PAGE LEFT BLANK INTENTIONALLY - 87 - DEBT SERVICE FUNDS Debt Service Funds account for the receipts for and payment of general long-term debt. The Redevelopment Agency records the property tax increment revenues received from Redevelopment projects. The tax increment repays the debt of the Redevelopment Agency. The Public Financing Authority records the debt service activity of the Huntington Beach Public Financing Authority. The Reservoir Hill Fund records the debt service activity of the Reservoir Hill Assessment bonds. The Civic Improvement Cor2oration Fund records the debt service activity of the Huntington Beach Civic Improvement Corporation. - 88 - CITY OF HUNTINGTON BEACH COMBINING'BALANCE SHEET ALL DEBT SERVICE FUNDS September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Public Redevelopment Financing Agency Authority ASSETS Cash and investments $ 2,358 $ - Cash with fiscal agent 772 2,824 Taxes receivable 1,249 - Other receivables 146 55 Advances to other funds - 19,324 TOTAL ASSETS $ 4,525 $ 22,203 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable $ 70 $ - FUND BALANCES: Reserved for: Long-term receivable from other funds - 19,324 Debt service 4,455 2,879 TOTAL FUND BALANCES 4,455 22,203 TOTAL LIABILITIES AND FUND BALANCES $ 4,525 $ 22,203 -89- I Reservoir Hill Civic Assessment Improvement Totals District Corporation 1999 1998 $ 266 $ - $ 2,624 $ 1,802 114 2,862 6,572 6,549 50 - 1,299 1,224 6 26 233 68 - - 19,324 28,144 $ 436 $ 2,888 $ 30,052 $ 37,787 $ 3 $ - $ 73 $ 76 - - 19,324 28,144 433 2,888 10,655 9,567 433 2,888 29,979 37,711 $ 436 $ 2,888 $ 30,052 $ 37,787 -90- CITY OF HUNTINGTON BEACH COMBINING`STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-ALL DEBT SERVICE FUNDS For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Public Redevelopment Financing Agency Authority REVENUES: Property taxes $ 4,838 $ - From use of money and property 271 1,943 Otherrevenue 30 - TOTAL REVENUES 5,139 1,943 EXPENDITURES: Current: Nondepartmental - - Debt service: Cost of issuance 361 - Issuance discount 139 - Principal 9,700 775 Interest 6,965 2,255 TOTAL EXPENDITURES 17,165 3,030 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (12,026) (1,087) OTHER FINANCING SOURCES(USES): Proceeds from long-term debt 15,542 - Operating transfers in - 740 Payment to escrow agent (791) (9,210) Operating transfers out (968) - TOTAL OTHER FINANCING SOURCES(USES) 13,783 (8,470) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES 1,757 (9,557) FUND BALANCES-BEGINNING OF YEAR 2,698 31,760 RESIDUAL EQUITY TRANSFERS OUT - - FUND BALANCES-END OF YEAR $ 4,455 $ 22,203 -91 - Reservoir Hill Civic Assessment Improvement Totals District Corporation 1999 1998 $ 187 $ - $ 5,025 $ 4,892 25 149 2,388 2,708 - - 30 - 212 149 7,443 7,600 32 - 32 294 - - 361 - - - 139 - 60 1,025 11,560 2,313 88 1,814 11,122 8,814 180 2,839 23,214 11,421 32 (2,690) (15,771) (3,821) - - 15,542 1,179 2,726 3,466 3,278 - (10,001) - - (968) (951) 2,726 8,039 3,506 32 36 (7,732) (315) 401 2,852 37,711 38,086 - - _ - (60) $ 433 $ 2,888 $ 29,979 $ 37,711 -92- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL REDEVELOPMENT AGENCY DEBT SERVICE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Property taxes $ 4,506 $ 4,838 $ 332 From use of money and property 131 271 140 Other revenue - 30 30 TOTAL REVENUES 4,637 5,139 502 EXPENDITURES: Current: Nondepartmental 136 - 136 Debt service: Cost of issuance - 361 (361) Issuance discount - 139 (139) Principal 530 9,700 (9,170) Interest 7,453 6,965 488 TOTAL EXPENDITURES 8,119 17,165 (9,046) EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (3,482) (12,026) (8,544) OTHER FINANCING SOURCES(USES): Proceeds from long-term debt 4,706 15,542 10,836 Payment to escrow agent - (791) (791) Operating transfers out (883) (968) (85) TOTAL OTHER FINANCING SOURCES(USES) 3,823 13,783 9,960 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES 341 1,757 1,416 FUND BALANCE-BEGINNING OF YEAR 2,698 2,698 - FUND BALANCE-END OF YEAR $ 3,039 $ 4,455 $ 1,416 -93- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL PUBLIC FINANCING AUTHORITY DEBT SERVICE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 3,466 $ 1,943 $ (1,523) EXPENDITURES: Debt service: Principal 930 775 155 Interest 2,544 2,255 289 TOTAL EXPENDITURES 3,474 3,030 444 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (8) (1,087) (1,079) OTHER FINANCING SOURCES(USES): Operating transfers in - 740 740 Payment to escrow agent - (9,210) (9,210) TOTAL OTHER FINANCING SOURCES(USES) - (8,470) (8,470) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (8) (9,557) (9,549) FUND BALANCE-BEGINNING OF YEAR 31,760 31,760 - FUND BALANCE-END OF YEAR $ 31,752 $ 22,203 $ (9,549) -94- 1 CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL RESERVOIR HILL ASSESSMENT DISTRICT DEBT SERVICE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: Property taxes $ 250 $ 187 $ (63) From use of money and property 16 25 9 TOTAL REVENUES 266 212 (54) EXPENDITURES: Current: Nondepartmental 39 32 7 Debt service: Principal 60 60 - Interest 87 88 (1) TOTAL EXPENDITURES 186 180 6 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES 80 32 (48) FUND BALANCE-BEGINNING OF YEAR 401 401 - FUND BALANCE-END OF YEAR $ 481 $ 433 $ (48) -95- CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL CIVIC IMPROVEMENT CORPORATION DEBT SERVICE FUND For the year ended September 30, 1999 (In Thousands) Variance Favorable Budget Actual (Unfavorable) REVENUES: From use of money and property $ 175 $ 149 $ (26) EXPENDITURES: Debt service: Principal 1,025 1,025 - Interest 1,791 1,814 (23) TOTAL EXPENDITURES 2,816 2,839 (23) EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (2,641) (2,690) (49) OTHER FINANCING SOURCES: Operating transfers in 2,650 2,726 76 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES 9 36 27 FUND BALANCE-BEGINNING OF YEAR 2,852 2,852 - FUND BALANCE-END OF YEAR $ 2,861 $ 2,888 $ 27 -96- THIS PAGE LEFT BLANK INTENTIONALLY - 97 - CAPITAL PROJECTS FUNDS Capitol Projects Funds account for the acquisition and construction of capital assets other than those financed by proprietary fund types. The Redevelopment Agency Fund accounts for acquisition and construction in the five project areas. The Low-Income Housing Fund accounts for the 20% set-aside of tax increment revenues required by the California Health and Safety Code. The Capital Improvement Fund accounts for major capital improvements not made by other capital projects funds or proprietary funds. The Pier Rebuilding Fund accounts for the rebuilding of the City's pier. The Mello-Roos Assessment District Fund accounts for expenditures made from the Community Facilities District bonds. The Parking In-Lieu Fund records construction activity from developers who pay fees in-lieu of directly providing parking spaces in certain areas of the City. The Holly Seacliffe Fund accounts for capital improvements mad to the Holly Seacliffe area. The Pier Plaza Fund accounts for capital improvements for the Pier Plaza area. The Library Cultural Facilities Fund accounts for the continued costs of the expansion of the City's Library facilities related to the City's growth. - 98 - CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET ALL CAPITAL PROJECTS FUNDS September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Low Redevelopment Income Capital Pier Agency Housing Improvement Rebuilding ASSETS Cash and investments $ 2,213 $ 2,956 $ 2,089� $ 1,692 Cash with fiscal agent - - - - Taxes receivable 60 - - - Other receivables 55 58 64 31 Long-term receivables 2,513 - 725 - Due from other funds - - 484 Advances to other funds - 2,094 399 - Land held for resale(net) 15,944 1,074 - - TOTAL ASSETS $ 20;785 $ 6,182 $ 3,761 $ 1,723 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable $ 43 $ - $ 242 $ 1 Other accrued liabilities 21 - - 10 Deposits 129 - - - Due to other funds - - - Deferred revenue - - 924 - TOTAL LIABILITIES 193 - 1,166 I 1 FUND BALANCES: Reserved for: Encumbrances 308 135 883 739 Long-tern receivables 2,513 2,094 200 - Capital projects - - - Land held for resale 15,944 1,074 - - Low income housing - 2,879 - - Unreserved: Designated for future expenditures 1,827 - 622 - Undesignated - - 890 973 TOTAL FUND BALANCES 20,592 6,182 2,595 1,712 TOTAL LIABILITIES AND FUND BALANCES $ 20,785 $ 6,182 $ 3,761 $ 1,723 -99- Mello-Roos Library Assessment Parking Holly Pier Cultural Totals District In-Lieu Seacliffe Plaza Facilities 1999 1998 $ 10 $ 327 $ 598 $ - $ 540 $ 10,425 $ 12,934 306 - - 9 - 315 301 - - - - - 60 - 6 139 - 10 363 264 _ _ - 3,238 2,671 - 484 130 - 2;493 2,472 _ - - 17,018 18,513 $ 316 $ 333 $ 737 $ 9 $ 550 $ 34,396 $ 37,285 $ - $ - $ 130 $ 5 $ 31 $ 452 $ 470 - 1 - 32 22 - - - 129 5 - 499 - 499 130 - - - 924 178 130 505 31 2,036 805 607 - 16 2,688 2,093 - - - 4,807 4,965 - 976 17,018 18,513 2,879 608 - - - - - 2,449 5,182 316 333 - (496) 503 2,519 4,143 316 333 607 (496) 519 32,360 36,480 $ 316 $ 333 $ 737 $ 9 $ 550 $ 34,396 $ 37,285 - 100- CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-ALL CAPITAL PROJECTS FUNDS For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Low Redevelopment Income Capital Pier REVENUES: Agency Housing Improvement Rebuilding Othertaxes S 767 S - �— Licenses and permits - - - From use of money and property 679 110 152 324 From other agencies 2 - 223 - Charges for current service - - - Other 216 32 - 24 TOTAL REVENUES 1,664 142 375 348 EXPENDITURES: Current: City Attorney 173 - - Economic development 1,423 1 - Community services - - ' Library services - - ' Public works - - Nondepartmental - 9 - Capital outlay 6,999 906 2,380 178 Debt service: Principal 51 - - - Interest 4,707 - - - TOTAL EXPENDITURES 13,353 916 2,380 178 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (11,689) (774) (2,005) 170 OTHER FINANCING SOURCES(USES): Proceeds from long-term debt 10,142 - - - Operating transfers in - 968 76 - Operating transfers out - (35) (850) (87) TOTAL OTHER FINANCING SOURCES(USES) 10,142 933 (774) (87) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER(UNDER)EXPENDITURES AND OTHER FINANCING USES (1,547) 159 (2,779) 83 FUND BALANCES(DEFICITS)-BEGINNING OF YEAR 22,139 6,023 5,374 1,629 Prior period adjustments - - - - FUND BALANCES(DEFICITS)- BEGINNING OF YEAR,AS RESTATED 22,139 6,023 5,374 1,629 FUND BALANCES(DEFICITS)-END OF YEAR $ 20,592 $ 6,182 $ 2,595 $ 1,712 - 101 - Mello-Roos Library Assessment Parking Holly Pier Cultural Totals District In-Lieu Seacliffe Plaza Facilities 1999 1998 21 - - 278 299 741 14 12 16 136 21 1,464 1,494 - - 1,072 - - 1,297 23 2 - - 2 _ - - 3 - - 275 2,306 14 33 1,093 136 299 4,104 5,297 - - 76 - - 249 819 - - - 1,424 1,769 - 95 - 95 5 - 267 267 264 - 22 - 22 155 - 32 - - 41 10 855 58 - 11,376 7,113 - - - 51 - - - - 4,707 - - - 963 175 267 18,232 10,135 14 33 130 (39) 32 (14,128) (4,838) - - - - - 10,142 - 124 - - 1,168 6,728 - (330) - (1,302) (597) - - 124 (330) - 10,008 6,131 14 33 254 (369) 32 (4,120) 1,293 302 300 353 (127) 487 36,480 32,367 - - - - - - 2,820 302 300 353 (127) 487 36,480 35,187 $ 316 $ 333 $ 607 $ (496) $ 519 $ 32,360 $ 36,480 - 102- THIS PAGE LEFT BLANK INTENTIONALLY - 103 - ENTERPRISE FUNDS Enterprise Funds account for operations similar to private businesses. The City', intent is to recover the costs to the general public through user charges or where the City wished to periodically determine net income. The Water Utility Fund accounts for the City's water services. The Emerald Cove Housing Fund accounts for the operations of a senior-citizens apartment complex. The Emergency Fire Medical Fund accounts for the user-fee portion of the City's paramedic service. The Refuse Collection Fund accounts for the City's refuse collection program. The Hazmat Service Fund accounts for user fees charged for City's hazardous material program. The Cultural Affairs Fund accounts for the operation of the City's Art Center. - 104 - CITY OF HUNTINGTON BEACH COMB INING-BALANCE SHEET-:ALL ENTERPRISE FUNDS September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Water Emerald Cove Utility Housing ASSETS CURRENT ASSETS: Cash and investments $ 21,481 $ 1,918 Accounts receivable 725 - Interest receivable 131 37 Unbilled receivables 3,084 - Due from other fund 1,301 - Inventory 892 - TOTAL CURRENT ASSETS 27,614 1,955 RESTRICTED ASSETS: Cash and investments with fiscal agents - 459 NONCURRENT ASSETS: Investment in joint venture 264 - Advances to other funds 6,528 - TOTAL NONCURRENT ASSETS 6,792 - PROPERTY,PLANT AND EQUIPMENT: Land 391 1,288 Buildings 2,708 4,102 Machinery and equipment 58,466 - Construction in progress 7,731 - TOTAL PROPERTY,PLANT AND EQUIPMENT 69,296 5,390 LESS ACCUMULATED DEPRECIATION (34,732) (1,148) NET PROPERTY,PLANT AND EQUIPMENT 34,564 4,242 TOTAL ASSETS $ 68,970 $ 6,656 - 105- Emergency Refuse Hazmat Cultural Totals Fire Medical Collection Service Affairs 1999 1998 $ 731 $ - $ 107 $ - $ 24,237 $ 20,915 923 1,415 3 - 3,066 2,471 18 1 - - 187 168 - - - - 3,084 4,057 - - - 1,301 1,143 - - - - 892 934 1,672 1,416 110 - 32,767 29,688 - - - - 459 461 - - - 264 202 - - - 6,528 6,220 - - - 6,792 6,422 - - 759 2,438 2,438 - - - 1,249 8,059 8,059 390 - 20 5 58,881 57,210 - - - - 7,731 7,571 390 - 20 2,013 77,109 75,278 (284) - (9) (105) (36,278) (34,835) 106 - 11 1,908 40,831 40,443 $ 1,778 $ 1,416 $ 121 $ 1,908 $ 80,849 $ 77,014 (Continued) - 106- CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET-ALL ENTERPRISE FUNDS- (CONTINUED) September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Water Emerald Cove Utility Housing LIABILITIES AND FUND EQUITY LIABILITIES: CURRENT LIABILITIES(PAYABLE FROM CURRENT ASSETS): Accounts payable $ 1,334 $ 4 Accrued payroll 139 - Accrued interest 13 32 Deposits 1,636 21 Due to other funds - - Current portion of long-tern debt 38 110 TOTAL CURRENT LIABILITIES (PAYABLE FROM CURRENT ASSETS) 3,160 167 LONG-TERM LIABILITIES(LESS CURRENT PORTION): Leases payable 46 - Advances from other funds - 244 Certificates of participation - 5,105 Compensated absences 278 - Less current portion (38) (110) TOTAL LONG-TERM LIABILITIES 286 5,239 TOTAL LIABILITIES 3,446 5,406 FUND EQUITY: Contributed capital 30,104 1,288 Retained earnings(deficits) 35,420 (38) TOTAL FUND EQUITY 65,524 1,250 TOTAL LIABILITIES AND FUND EQUITY $ 68,970 $ 6,656 - 107- Emergency Refuse Hazmat Cultural Totals Fire Medical Collection. Service Affairs 1999 1998 $ 114 $ 692 $ 1 $ 11 $ 2,156 $ 2,551 31 5 2 2 179 162 - - - - 45 191 - - - 1,657 2,810 946 - 510 1,456 1,298 - - - - 148 135 145 1,643 3 523 5,641 7,147 - - - - 46 79 - 244 243 - - - - 5,105 5,205 24 26 5 - 333 331 - - - - (148) (135) 24 26 5 - 5,580 5,723 169 1,669 8 523 11,221 12,870 311 - - 1,907 33,610 28,980 1,298 (253) 113 (522) 36,018 35,164 1,609 (253) 113 1,385 69,628 64,144 $ 1,778 $ 1,416 $ 121 $ 1,908 $ 80,849 $ 77,014 - 108- CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES;EXPENSES AND CHANGES IN RETAINED EARNINGS-ALL ENTERPRISE FUNDS For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Water Emerald Cove OPERATING REVENUES: Utility Housing Sales $ 17,839 $ - Rentals - 661 Fees for service - - Other 1,291 3 TOTAL OPERATING REVENUES 19,130 664 OPERATING EXPENSES: Water purchases 4,019 - Supplies and operations 5,276 334 I Engineering 810 - r Production 4,278 - Maintenance 1,224 - Water meters 945 - City Attorney 5 - Water quality 245 - In-Lieu taxes to General Fund 2,808 - Depreciation 1,441 82 TOTAL OPERATING EXPENSES 21,051 416 I OPERATING INCOME(LOSS) (1,921) 248 NONOPERATING REVENUES(EXPENSES): Interest income 1,895 72 Joint venture income(expense) 48 - Interest expense (128) (365) TOTAL NONOPERATING REVENUES(EXPENSES) 1,815 (293) NET INCOME(LOSS)BEFORE OPERATING TRANSFERS (106) (45) OPERATING TRANSFERS IN - 35 OPERATING TRANSFERS OUT - - NET INCOME(LOSS) (106) (10) ADD DEPRECIATION ON CONTRIBUTED CAPITAL 1,228 - NET INCREASE(DECREASE)IN RETAINED EARNINGS 1,122 (10) RETAINED EARNINGS(DEFICITS)-BEGINNING OF YEAR 34,298 (28) RETAINED EARNINGS(DEFICITS)-END OF YEAR $ 35,420 $ (38) - 109- I Emergency Refuse Hazmat Cultural Totals Fire Medical Collection Service Affairs 1999 1998 $ 7 $ 17,839 $ 18,140 - _ _ - 661 639 3,596 8,552 82 81 12,311 12,598 2 - 23 1,319 3,021 3,596 8,554 82 104 32,130 34,398 - - - 4,019 4,029 3,475 8,839 92 308 18,324 17,802 - _ - 810 759 - 4,278 4,352 _ - 1,224 1,411 - - - - 945 983 - - 5 57 - - 245 250 - - 2,808 2,651 32 - 4 25 1,584 1,604 3,507 8,839 96 333 34,242 33,898 89 (285) (14) (229) (2,112) 500 43 2 2 - 2,014 1,745 - - - - 48 (311) - - - - (493) (569) 43 2 2 - 1,569 865 132 (283) (12) (229) (543) 1,365 120 155 383 132 (283) (23) (109) (399) 1,748 - - - 25 1,253 957 132 (283) (23) (84) 854 2,705 1,166 30 136 (438) 35,164 32,459 $ 1,298 $ (253) $ 113 $ (522) $ 36,018 $ 35,164 i CITY OF HUNTINGTON BEACH j COMBINING STATEMENT OF CASH FLOWS-ALL ENTERPRISE FUNDS II For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) is Water Emerald Cove Utility Housing CASH FLOWS FROM OPERATING ACTIVITIES: Operating income (loss) $ (1,921) $ 248 Adjustments to reconcile operating income(loss)to net cash net cash provided(used)by operating activities: Depreciation 1,441 82 Changes in operating assets and liabilities: (Increase)decrease in accounts receivable 553 - (Increase)decrease in interest receivable (12) (1) (Increase)decrease in unbilled receivables (151) - (Increase)decrease in advances to other funds (308) - (Increase)decrease in due from other funds (158) - (Increase)decrease in inventory 42 - Increase(decrease)in accounts payable (644) 6 1 Increase(decrease)in accrued payroll 20 - Increase(decrease)in lease payable - - Increase(decrease)in due to other funds - 1 Increase(decrease)in deposits (1,154) - Increase(decrease)in compensated absences 23 - TOTAL ADJUSTMENTS (348) 88 NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES (2,269) 336 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: ' Operating transfers in - 35 Operating transfers out - - I t'. NET CASH PROVIDED BY NONCAPITAL FINANCING ACTIVITIES - 35 p 1. CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: r Contributions from water customers 5,882 - ,,L; Interest paid (128) (365) Acquisition and construction of capital assets (1,961) - Proceeds from sale of plant,property and equipment - - Principal paid on long-term debt (33) (100) NET CASH USED BY CAPITAL AND RELATED FINANCING ACTIVITIES 3,760 (465) CASH FLOWS FROM INVESTING ACTIVITIES: Joint venture cash received(paid) - P ) (14) Interest on investments 1,895 74 NET CASH PROVIDED(USED)BY INVESTING ACTIVITIES 1,881 74 NET INCREASE(DECREASE)IN CASH AND CASH EQUIVALENTS 3,372 (20) CASH AND CASH EQUIVALENTS-BEGINNING OF YEAR 18,109 2,397 CASH AND CASH EQUIVALENTS-END OF YEAR $ 21,481 $ 2,377 f} NONCASH ACTIVITIES: Ip Joint venture activity j{F - Ill - , f I f Emergency Refuse Hazmat Cultural _ Totals Fire Medical Collection Service Affairs $ 89 $ (285) $ (14) $ (229) $ (2,112) $ 500 32 - 4 25 1,584 1,604 (208) 110 22 - 477 (365) (8) - - - (21) (63) - 52 - - (99) 648 - _ - (308) (323) (158) 134 - - - - 42 5 43 53 (4) 5 (541) 215 1 2 (5) 18 29 - - - - (55) 66 - 93 160 (56) - - - - (1,154) 342 (18) 1 5 (9) 2 24 (159) 283 29 109 2 2,139 (70) (2) 15 (120) (2,110) 2,639 - 120 155 383 (11) - (11) - (11) 120 144 383 - - 5,882 5,562 (493) (569) (1,972) (2,572) - 204 (133) (95) 3,284 2,530 (14) (15) 43 2 2 - 2,016 1,745 43 2 2 - 2,002 1,730 (38) - 6 - 3,320 7,282 769 - 101 - 21,376 14,094 $ 731 $ - $ 107 $ - $ 24,696 $ 21,376 $ - $ - $ - $ - $ - $ (407) Y� i 1; I? 1� THIS PAGE LEFT BLANK INTENTIONALLY u, I I f i l is I: 1; : i I i �d - 113 - � il INTERNAL SERVICE FUNDS Internal Service Funds account for goods and services provided by one City department to another on a cost-reimbursement basis. Insurance Reserve Funds: The Medical Insurance Fund accounts for self-insurance activities for health costs. The Workers' Compensation Fund accounts for self-insurance activities for workers' compensation costs. The General Liability Fund accounts for self-insurance activities for disability costs. The Equipment Replacement Fund accounts for the purchase, operation and replacement of vehicles and equipment leased to City departments. CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET.-ALL INTERNAI .SERVICE FUNDS September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Insurance Reserve Funds Workers' General i' ASSETS Medical Compensation Liability CURRENT ASSETS: Cash and investments $ - $ 12 $ 2,155 Prepaid insurance 46 25 614 Other receivables 363 - - Due from other funds - - 783 TOTAL CURRENT ASSETS 409 37 3,55T_ RESTRICTED ASSETS: Cash and investments with fiscal agents - - - PROPERTY,PLANT AND EQUIPMENT: Machinery and equipment - - - Construction in progress - - > SUBTOTAL - - - } Less accumulated depreciation - - - NET PROPERTY,PLANT AND EQUIPMENT - - - TOTAL ASSETS $ 409 $ 37 $ 3,552 r t LIABILITIES AND FUND EQUITY ` CURRENT LIABILITIES: a Accounts payable $ 2 $ 4 $ 776 Accrued payroll 10 5 3 r Accrued interest - - - Due to other funds 1,032 - - Current portion of long-term debt - - - TOTAL CURRENT LIABILITIES 1,044 LONG-TERM LIABILITIES: Leases payable - - - Workers'compensation claims - 5,352 - Health claims 286 - General liability claims - 4,344 Compensated absences 25 17 8 Less current portion - - - TOTAL LONG-TERM LIABILITIES ITT- 5,369 4,352 TOTAL LIABILITIES 1,355 5,378 5,131 b FUND EQUITY: l' Contributed capital Retained earnings(deficits): Unreserved (946) (5,341) (1,579) TOTAL FUND EQUITY (946 (1,5'77 I? TOTAL LIABILITIES AND FUND EQUITY $ 409 $ 37 $ 3,552 Oil- y Equipment Totals Replacement $ 5,614 $ 7,781 $ 5,298 - 685 509 48 411 82 82 865 66 1,084 1,084 1,291 37,668 37,668 37,629 4,432 4,432 4,432 , (26,928) (26,928) (25,784) --f5,TT , $ 22,000 $ 25,998 $ 23,523 $ 453 $ 1,235 $ 359 - 18 16 12 12 17 - 1,032 176 533 533 88 % 1,587 1,587 2,136 - 5,352 5,199 - 286 286 - 4,344 6,289 - 50 44 (533) (533) (88) 2,052 13,916 14,522 4,040 4,040- 4,833 15,908 8,042 4,168 12,08r 9,001 $ 22,000 $ 25,998 $ 23,523 I - 116- CITY OF HUNTINGTON BEACH COMB INING'STATEMENT OF REVENUES,EXPENSES AND ` CHANGES IN RETAINED EARNINGS-ALL INTERNAL SERVICE FUNDS For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Insurance Reserve Funds Workers' General Medical Compensation Liability OPERATING REVENUES: Fees for service $ 5,215 $ 2,698 $ 31750 Other 367 91 13 i `F TOTAL OPERATING REVENUES 5,582 2,789 3,763 � OPERATING EXPENSES: Supplies and operating 707 228 527 Employee medical claims and insurance 4,099 - - Liability claims and insurance - - 753 Workers'compensation claims and insurance - 3,079 Depreciation - - TOTAL OPERATING EXPENSES 4,806 3,307 1,280 OPERATING INCOME(LOSS) 776 (518) 2,483 i NONOPERATING REVENUES(EXPENSES): Interest income - 3 168 Interest expense - - Gain(loss)on disposal of assets - - - TOTAL NONOPERATING REVENUES(EXPENSES) - 3 168 NET INCOME(LOSS)BEFORE OPERATING TRANSFERS 776 (515) 2,651 OPERATING TRANSFERS IN - - - OPERATING TRANSFERS OUT - - - a NET INCOME(LOSS) 776 (515) 2,651 ADD DEPRECIATION ON CONTRIBUTED ASSETS - - - INCREASE(DECREASE)IN RETAINED EARNINGS 776 (515) 2,651 E' RETAINED EARNINGS(DEFICITS)-BEGINNING OF YEAR (1,722) (4,826) (4,230) RETAINED EARNINGS(DEFICITS)-END OF YEAR $ (946) $ (5,341) $ (1,579) a - 117- Equipment Totals Replacement 1999 1998 $ 2,560 $ 14,223 $ 14,304 - 471 1,663 2,560 14,694 15,967 838 2,300 3,015 - 4,099 3,946 753 5,185 - 3,079 2,326 2,626 2,626 3,198 3,464 12,857 17,670 (904) 1,837 (1,703) 305 476 528 (230) (230) (373) (364) (364) (72) (289) (118) 83 (1,193) 1,719 (1,620) i 990 990 - - - (25) (203) 2,709 (1,645) 1,165 1,165 1,133 962 3,874- (512) 14,946 4,168 4,680 $ 15,908 $ 8,042 $ 4,168 118- I CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF CASH FLOWS-ALL INTERNAL SERVICE FUNDS" For the year ended September 30, 1999 R' With comparative totals for the year ended September 30, 1998 (In Thousands) Insurance Reserve Funds or ers enera Medical Compensation Liability. CASH FLOWS FROM OPERATING ACTIVITIES: Operating income(loss) $ 776 $ (518) $ 2,483 Adjustments to reconcile operating income(loss) to net cash provided(used)by operating activities: Depreciation - - - Changes in operating assets and liabilities: (Increase)decrease in prepaid insurance (2) (2) (172) (Increase)decrease in due from other funds - - 544 (Increase)decrease in accounts receivable (339) 5 (52) Increase(decrease)in accounts payable (19) (1) 747 Increase(decrease)in due to other funds (416) - - Increase(decrease)in claims payable - 154 (1,952) Increase(decrease)in leases payable - - - k Increase(decrease)in compensated absences - 2 4 Increase(decrease)in accrued payroll - I i Increase(decrease)in accrued interest - - - TOTAL ADJUSTMENTS (776) 159 (880) NET CASH PROVIDED(USED)BY.OPERATING ACTIVITIES - (359) 1,603 j CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Operating transfers in - - z Operating transfers out - -NET CASH PROVIDED(USED)BY t NONCAPITAL FINANCING ACTIVITIES - - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Interest paid Acquisition and construction of capital assets - - Principal paid on long-term debt - -NET CASH PROVIDED(USED)BY CAPITAL AND RELATED FINANCING ACTIVITIES - - - CASH FLOWS FROM INVESTING ACTIVITIES: Joint venture cash paid - - - Interest on investments - - 168 NET CASH PROVIDED(USED)BY INVESTING ACTIVITIES - - 168 NET INCREASE(DECREASE) CASH AND CASH EQUIVALENTS - (359) 1,771 CASH AND CASH EQUIVALENTS-BEGINNING OF YEAR - 371 384 CASH AND CASH EQUIVALENTS-END OF YEAR $ - $ 12 $ 2,155 NONCASH ACTIVITIES: Equipment contributions Joint venture activity - - - j Acquisition of assets through capital leases - - I TOTAL NONCASH ACTIVITIES —$ - $ ! $r____� - 119- Equipment Totals Replacement $ (904) $ 1,837 $ (1,703) 2,626 2,626 3,198 - (176) 1,291 (16) 528 1,736 11 (375) 3 149 876 (118) - (416) (26) (1,798) 13 - 1,279 6 6 2 6 (5) (5) 9 2,765 1,268 7,397 1,861 3,105 5,694 990 990 - - - (25) 990 990 (25) (230) (230) (373) (1,438) (1,438) (4,179) (549) (549) - (2,217) (2,217) (4,552) - - (72) 230 398 528 230 398 456 864 2,276 1,573 5,834 6,589 5,016 $ 6,698 $ 8,865 _ $ 6,589 $ 372 $ 372 $ 415 (364) (364) (823) - - 1,279 --8 - 120- i i THIS PAGE LEFT BLANK INTENTIONALLY { ,a 4 S s � 1 TRUST AND AGENCY FUNDS Trust and Agency Funds account for assets held by the City as an agent for individual., private organizations or other governments. Agency Funds The General Deposit Fund accounts for the deposit of general moneys held by the City for private individuals and businesses. The Mello-Roos Assessment District Fund accounts for the debt service requirements of the Mello-Roos Assessment District bonds. The Retiree Medical Insurance Fund accounts for the City's medical retirement program. The Business Improvement District accounts for the activities of the Huntington Beach Auto Business Improvement District. The Central Net Fund accounts for the activity of the Central Net Operations Authority. Trust Funds The Retirement Supplement Trust Fund accounts for the supplemental retirement plan provided to retirees. The Employee Deferred Compensation Trust Fund accounts for moneys held for employees under the City's section 457 deferred compensation plan. i - 122 - CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET ALL AGENCY AND TRUST FUNDS September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) i Agency Funds Mello-Roos General Assessment Deposit District ASSETS Cash and investments $ 462 $ 26 Restricted cash and investments with fiscal agent - 850 Interest receivable - - Due from other funds - - Notes receivable,net of allowance for doubtful accounts - - Other assets - 68 TOTAL ASSETS $ 462 $ 944 f LIABILITIES AND FUND BALANCES , i LIABILITIES: Accounts payable $ - $ - Deposits payable 462 944 Notes payable - - { .Funds held for others - - i TOTAL LIABILITIES 462 944 FUND BALANCES: Reserved for pension benefits - Reserved for employee benefits - TOTAL FUND BALANCES - - TOTAL LIABILITIES AND FUND BALANCES $ 462 $ 944 i s� l - 123- ,l Agency Funds(Continued) Trust Funds Totals Retiree Business Employee Medical Improvement Central Retirement Deferred Insurance District Net Supplement Compensation 1999 1998 $ 3,893 $ - $ 774 $ 4,066 $ 32 $ 9,253 $ 8,308 - - 850 809 1 1 13 68 - - 70 - 138 113 - 339 339 338 61 10 - - 139 119 $ 3,961 $ 61 $ 784 $ 4,136 $ 372 $ 10,720 $ 9,700 . $ 8 $ - $ 8 $ - 61 784 - - 2,251 2,132 11 11 21 3,961 - - - 3,961 3,886 3,961 61 784 8 11 6,231 6,039 4,128 - 4,128 3,283 I - 361 361 378 4,128 361 4,489 3,661 $ 3,961 $ 61 $ 784 $ 4,136 $ 372 $ 10,720 $ 9,700 i I i I� f, I� - 124- i Ye , K CITY OF HUNTINGTON BEACH 1 COMBINING STATEMENT OF CHANGES IN'ASSETS'AND LIABILITIES f ALL AGENCY FUNDS For the year ended September 30, 1999 .N Balance Balance K September 1, September 30, 1998 Additions Deletions 1999 GENERAL DEPOSIT FUND ASSETS: Cash and investments $ 472 $ - $ 10 $ 462 x LIABILITIES: Deposits payable $ 472 $ - $ 10 $ 462 MELLO-ROOS ASSESSMENT DISTRICT FUND r t ASSETS: .0 Cash and investments $ 27 $ 263 $ 264 $ 26 Restricted cash and investments with fiscal agent 809 255 214 850 Other assets 71 - 3 68 TOTAL ASSETS $ 907 $ 518 $ 48.1 $ 944 LIABILITIES: Deposits payable $ 907 $ 518. $ 481 $ 944 RETIREE MEDICAL INSURANCE FUND ASSETS: Cash and investments $ 3,816 $ 590 $ 513 $ 3,893 Due from other funds 70 61 63 68 TOTAL ASSETS $ 3,886 $ 651 $ 576 $ 3,961 j LIABILITIES: ( Funds held for others $ 3,886 $ 651 $ 576 $ 3,961 (Continued) I i I i Y� j - 125 - f 1 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES . ALL AGENCY FUNDS(CONTINUED) For the year ended September 30, 1999 Balance Balance September 1, September 30, 1998 Additions Deletions 1999 BUSINESS IMPROVEMENT DISTRICT FUND ASSETS: Cash and investments $ 8 $ 184 $ 192 $ - Other assets 9 52 - 61 TOTAL ASSETS $ 17 $ 236 $ 192 $ 61 LIABILITIES: Deposits payable $ 17 $ 236 $ 192 $ 61 CENTRAL NET FUND ASSETS: Cash and investments $ 726 $ 360 $ 312 $ 774 Other assets 10 - 10 TOTAL ASSETS $ 736 $ 360 $ 312 $ 784 LIABILITIES: Deposits payable $ 736 $ 360, $ 312 $ 784 'i TOTAL-ALL AGENCY FUNDS y � ASSETS: Cash and investments $ 5,049 $ 1,397 $ 1,291 $ 5,155 Restricted cash and investments with fiscal agent 809 255 214 850 Due from other funds 70 61 63 68 Other assets 90 52 3 139 I i TOTAL ASSETS $ 6,018 $ 1,765 $ 1,571 $ 6,212 LIABILITIES: Deposits payable $ 2,132 $ 1,114 $ 995 $ 2,251 Funds held for others 3,886 651 576 3,961 TOTAL LIABILITIES- $ 6,018 $ 1,765 $ 1,571 $ 6,212 6 - 126- �I{II VI CITY OF HUNTINGTON BEACH STATEMENT OF PLAN NET ASSETS, ' RETIREMENT SUPPLEMENT TRUST FUND September 30, 1999 With comparative totals for September 30, 1998 (In Thousands) Totals 1999 1998 ASSETS ' Cash and investments $ 4,066 $ 3,228 Due from other funds 70 50 Interest receivable _ 5 TOTAL ASSETS $ 4,136 $ 3,283 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable $ 8 $ _ FUND BALANCES: Reserved for pension benefits 4,128 3,283 TOTAL LIABILITIES AND FUND BALANCES $ 4,136 $ 3,283 II i 1 i - 127- CITY OF HUNTINGTON BEACH STATEMENT OF CHANGES IN PLAN NET ASSETS RETIREMENT SUPPLEMENT TRUST FUND For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Totals 1999 1998 ADDITIONS: Employer contributions $ 1,559 $ 1,514 Interest income 133 183 TOTAL ADDITIONS 1,692 1,697 DEDUCTIONS: Benefits 847 729 Administration - 19 TOTAL DEDUCTIONS 847 748 NET INCREASE IN PLAN ASSETS 845 949 FUND BALANCE-BEGINNING OF YEAR 3,283 2,334 FUND BALANCE-END OF YEAR $ 4,128 $ 3,283 - 128- CITY OF HLNTINGTON BEACH BALANCE'SHEET EMPLOYEE DEFERRED COMPENSATION TRUST FWD September 30, 1999 With comparative totals for September 30, 1998 (in Thousands) Totals 1999 1998 ASSETS Cash and investments $ 32 $ 31 Notes receivable and other assets 339 367 Interest receivable i I TOTAL ASSETS $ 372 $ 399 LIABILITIES AND FUND BALANCES LIABILITIES: Notes payable $ 11 $ 21 FUND BALANCES:- Reserved for employee benefits 361 378 TOTAL LIABILITIES AND FUND BALANCES $ 372 $ 399 4 z - 129- 1 CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE EMPLOYEE DEFERRED COMPENSATION TRUST FUND For the year ended September 30, 1999 With comparative totals for the year ended September 30, 1998 (In Thousands) Totals 1999 1998 REVENUES: Interest income $ 14 $ 61 EXPENDITURES: Transfers to participants 31 106 Loss on notes receivable - 239 TOTAL EXPENDITURES 31 345 EXCESS OF REVENUES OVER(UNDER)EXPENDITURES (17) (284) FUND BALANCE-BEGINNING OF YEAR 378 662 FUND BALANCE-END OF YEAR $ 361 $ 378 1 -130- x t THIS PAGE LEFT BLANK INTENTIONALLY Y 5 - 131 - I GENERAL FIXED ASSETS ACCOUNT GROUP e The General Fixed Assets Account Group records plant, property and equipment not recorded in proprietary funds. 1 a 3 4 i i }I 3 9q� a x i i 1 i - 132- I CITY OF HUNTINGTON BEACH SCHEDULE OF"GENERAL FIXED ASSETS September 30, 1999 (In Thousands) I I I I GENERAL FIXED ASSETS: Land $ 74,414 Buildings 68,283 Improvements other than buildings 2,162 Construction in progress 2,083 Joint Ventures 1,135 TOTAL GENERAL FIXED ASSETS $ 148,077 INVESTMENT IN GENERAL FIXED ASSETS: General Fund $ 12,610 Special Revenue Funds 30,608 Capital Projects Funds 82,112 Donations 21,612 Joint ventures 1,135 TOTAL INVESTMENT IN GENERAL FIXED ASSETS $ 148,077 - 133- I CITY OF HUNTINGTON BEACH SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY For the year ended September 30, 1999 (In Thousands) Balance Balance October 1, September 30, 1998 Additions Retirements 1999 Fire $ 3,185 $ - $ - $ 3,185 Police 701 141 - 842 Community services 91,576 3,658 2,991 92,243 Public works 6,190 803 - 6,993 Library services 13,286 - - 13,286 Nondepartmental 31,565 206 243 31,528 $ 146,503 $ 4,808 $ 3,234 $ 148,077 i I C - 134- f CITY OF HUNTINGTON BEACH I SCHEDULE OF GENERAL"FIXED ASSETS BY FUNCTION AND ACTIVITY As of September 30, 1999 (In Thousands) Improvements Construction Other than in Joint Function Land Buildings Buildings Progress Venture Total Fire $ - $ 3,185 $ - $ - $ - $ 3,185 Police - 784 58 - - 842 Community services 53,349 36,790 2,104 - - 92,243 Public works - 5,118 - 1,875 - 6,993 Library services - 13,213 - 73 - 13,286 Nondepartmental 21,065 9,193 - 135 1,135 31,528 Total $ 74,414 $ 68,283 $ 2,162 $ 2,083 $ 1,135 $ 148,077 i i i 1 i i i - 135- { GENERAL LONG-TERM DEBT ACCOUNT GROUP { The General Long-Term Debt Account Group accounts for long-term debt not recorded in proprietary or trust funds. i s s { 1 s i i i i t 1 1 i i i i i i - i i I , t I - 136 - i CITY OF HUNTINGTON BEACH SCHEDULE OF CHANGES IN GENERAL LONG'-TERM DEBT. . September 30, 1999 (In Thousands) Balance Balance October 1, September 30, 1998 Additions Retirements 1999 GENERAL LONG-TERM DEBT PAYABLE: Civic Improvement Corporation Refunding Certificates of Participation(Civic Center)- 1993 $ 18,670 $ - $ (640) $ 18,030 Civic Improvement Corporation Refunding Certificates of Participation (Police Administration Building)- 1993 14,310 - (385) 13,925 Compensated absences 5,323 999 (859) 5,463 Advances from other funds 67,264 4,707 (12,074) 59,897 1992 Public Financing Authority Revenue Bonds 30,860 - (9,585) 21,275 Notes payable 502 - (51) 451 1999 Redevelopment Agency Tax Allocation Refunding Bonds - 10,835 (495) 10,340 Mayer Disposition and Development Agreement - 10,142 - 10,142 Reservoir Hill Assessment Bonds 1,090 - (60) 1,030 1997 Public Financing Authority Leasehold Revenue Bonds 7,840 - (400) 7,440 Pension benefit obligation 6,271 2,532 (1,559) 7,244 Energy financing loan 308 - - 308 TOTAL GENERAL LONG-TERM DEBT PAYABLE $ 1.52,438 $ 29,215 $ (26,108) $ 155,545 - 137- i i i i 3 3 3 STATISTICAL SECTION 1 j 3 1 i I i i CITY OF HUNTINGTON BEACH SCHEDULE OF EXPENDITURES'BY FUNCTION: GOVERNMENTALAND EXPENDABLE TRUST FUNDS Last Ten Fiscal Years (In Thousands) Fiscal City City City City City Administrative Community Year Council administrator Treasurer Attorney Clerk Services Development Fire Police i 1989-90 s 215 $ 853 $ 439 S 1,308 S 330 $ 3,835 S 5,404 S 14,148 $ 26,369 } i 1990-91 197 1,564 700 1.340 457 4.187 5,306 14,169 28,148 1991-92 297 1,569 127 1.563 402 4,042 6.628 13,173 30,417 1992-93 213 1,480 709 1,807 449 4,109 6,097 16,505 32,355 •1993-94 282 2.691 897 2.168 517 5,140 10,406 19,502 40,535 i 1994-95 224 1,672 709 1,866 485 4,200 3,252 15.304 32.795 1995-96 224 2.140 743 1.466 488 4,191 3,252 14,747 32,650 19%-97 233 1,856 781 1,738 470 4.208 3,694 15,906 33,413 1997-98 207 1,092 805 2,340 434 3,056 3,919 16,369 34.267 1998-99 275 1,569 820 1,969 474 2,876 4,067 15.639 34,343 Fiscal Economic Community Library Public Non- Capital Debt Year Development Services Services Works departmental Outlay Service Totals 1989-90 S S 8,307 S S 18,428 S 7,955 S 20,622 S 10,626 S 118,838 1990-91 9,127 20,275 7,052 24,076 11,895 128,493 1991-92 9,420 15,899 11,255 39,069 48,643 183,094 1992-93 7,228 2,775 16,633 21,488 17,328 9,397 138.572 1993-94 9,892 3,513 20.802 10,787 22,228 18,699 169,059 1994-95 2,637 7,064 2,921 16,714 9,953 12,958 11.933 124.687 1995-96 3,010 7,535 2,951 16,297 9.399 9,823 14,227 123,133 19%-97 2.142 7.301 3,034 17,159 9,867 13,833 12,529 128,064 1997-98 3,216 7,703 3,212 18,676 14,698 15,978 11,941 137,912 1998-99 3.598 8,439 3.510 18,287 12,929 20,739 28,765 158,299 •-Fiscal year 1993-94 is a fifteen month fiscal year Source:Administrative Services Department-City of Huntington Beach - 138- i j CITY OF HUNTINGTON BEACH j SCHEDULE OF REVENUES BY SOURCE j GOVERNMENTAL AND EXPENDABLE TRUST FUNDS Last Ten Fiscal Years (In Thousands) i { iUse of Charges Licenses Fines Money From for Fiscal Property Other and and and Other Current 1 1 Year Tax Taxes Permits Forfeitures Property Agencies Service Other Totals i 1989-90 $ 30,460 S 32,679 S 3,944 S 2,256 S 14,140 S 15,211 S 7,267 S 1.0l9 S 106,976 1990-91 33,697 32,092 3,629 1,904 11,954 27,243 8,341 2,012 120.772 1991-92 35,376 35,069 4,236 1,324 19,451 21,850 4,699 3,192 125,197 1992-93 33,163 36,332 4,846 1,354 11,382 19,334 6,453 2,493 115,357 •1993-94 32,545 46,194 6,579 1,894 17,303 25,894 9,528 6,221 146,158 1994-95 25,265 38,259 5,978 2,134 11,704 19,941 8,706 1,071 113,058 1995-% 29,320 39,879 6,567 2,134 14,291 18,171 13,129 3,579 127,070 1996-97 29,341 42,203 8,121 2,707 12,971 19,810 10,448 743 126.344 1997-98 32,477 44,895 8,948 2,649 12,614 21,539 10,147 3,798 136,%7 1998-99 34,345 48,757 10,527 2,744 10,913 24,753 9,557 4,514 146,110 •-Fiscal year 1993-94 is a fifteen month fiscal year. Source:Administrative Services Department-City of Huntington Beach - 139- 6 - CITY OF HUNTINGTON BEACH PROPERTY'TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years (In Thousands) i SECURED TAXES UNSECURED TAXES Fiscal Total Total Delinquency Delinquency Fiscal Total Total Delinquency Delinquency Year Levy Collections Amount Percentage Year Levy Collections Amount Percentage i r i. 1989-90 S 17,283 S 16,654 S 500 3.00% 1989-90 S 1,524 S 1,421 S 71 5.00% 1990-91 18,764 17,827 747 4.19% 1990-91 1,509 1,377 62 4.50% 1991-92 20,171 18,948 899 4.74% 1991-92 1,646 1,525 63 4.13% 1992-93 19,060 17,847 853 4.78% 1992-93 1,542 1,205 30 2.49% •1993-94 16,612 15,632 572 3.66% '1993-94 1,205 1,106 56 5.06% 1994-95 16,781 16,300 481 2.95% 1994-95 1,231 1,299 69 5.31% 1995-96 16,272 16,100 647 4.02% 1995-96 1,165 1,138 27 2.37% 1996-97 16,722 16,401 320 1.95% 1996-97 1,102 1,085 17 1.57% 1997-98 17,630 17,176 272 1.58% 1997-98 1,247 1,077 40 3.71% 1998-99 18,341 17,868 262 1.47% 1998-99 1,243 1,146 35 3.05% RESERVOIR HILL MELLO-ROOS Fiscal Total Total Delinquency Delinquency Fiscal Total Total Delinquency Delinquency Year Levy Collections Amount Percentage Year Levy Collections Amount Percentage 1989-90 S 214 S 211 S 3 1.42% 1989-90 S S - S 0.00% 1990-91 168 163 4 2.45% 1990-91 - - 0.000/6 1991-92 170 167 3 1.80% 1991-92 264 236 27 11.44% 1992-93 191 187 3 1.60% 1992-93 264 245 19 T76% •1993-94 180 175 4 2.29% '1993-94 264 181 83 45.86% 1994-95 187 183 4 2.19% 1994-95 264 258 6 2.33% 1995-96 186 176 9 5.11% 1995-96 264 239 25 10.46% 1996-97 182 179 3 1.68% 1996-97 264 251 13 5.18% 1997-98 173 184 9 4.89% 1997-98 264 255 9 3.53% 1998-99 194 184 9 4.89% 1998-99 264 255 8 3.14% •-Fiscal Year 1993-94 is a fifteen month fiscal year. NOTE: Delinquency amount does not always equal levy amount minus collections amount since there are always amounts collected from prior years. Source:County of Orange Auditor Controller's Office - 140- , i CITY OF HUNTINGTON BEACH ASSESSED AND ACTUAL VALUE OF ALL TAXABLE PROPERTY i Last Ten Fiscal Years I (In Thousands) 1 j Total Estimated Percent Fiscal Common Public Total Assessed Full Market Increase Year Property Utility Secured Unsecured Valuation Valuation (Decrease) 1989-90 $9,030,107 $ 3,298 $9,033,405 $ 717,652 $9,751,057 $9,751,057 13.65% I1 1990-91 9,979,107 3,324 9,982,431 536,847 10,519,278 10,519,278 7.88% 1 I 1991 -92 10,639,970 10,011 10,649,981 678,150 11,328,131 11,328,131 7.69% 1992-93 11,125,356 2,311 11,127,667 758,178 11,885,845 11,885,845 4.92% 1993-94 11,313,256 1,964 11,315,220 560,665 11,875,885 11,875,885 -0.08% 1994-95 11,712,153 2,151 11,714,304 599,842 12,314,146 12,314,146 3.69% 1995-96 11,817,571 2,218 11,819,789 538,559 12,358,348 12,358,348 0.36% 1996-97 11,761,075 2,129 11,763,204 542,084 12,305,288 12,305,288 -0.43% 1997-98 12,338,032 2,297 12,340,329 624,469 12,964,798 12,964,798 5.36% 1998-99 12,968,754 2,257 12,971,011 566,077 13,537,088 13,537,088 4.41% I ! a , i I 1 , , i i Source:Administrative Services Department-City of Huntington Beach - 141 - CITY OF HUNTINGTON BEACH PROPERTY TAX RATES-ALL DIRECT AND OVERLAPPING GOVERNMENTS TAX RATE 04-001 LARGEST AREA IN CITY (Rates are per$100 of assessed value) Last Ten Fiscal Years Metro Fiscal Basic Orange School Water Year Levy .City County Districts District Others Totals 1989-90 1.00000 0.05419 0.00022 0.01004 0.01210 0.00029 1.07684 1990-91 1.00000 0.05406 0.00110 0.00841 0.00970 0.00015 1.07342 i 1991 -92 1.00000 0.05339 0.00098 0.00482 0.00890 0.00012 1.06821 1992-93 1.00000 0.05325 0.00087 0.00201 0.00890 0.00013 1.06516 1993-94 1.00000 0.05320 0.00081 0.00227 0.00890 0.00019 1.06537 1994-95 1.00000 0.04930 0.00078 0.00046 0.00890 0.00019 1.05963 1995-96 1.00000 0.04930 0.00050 0.00033 0.00890 0.00018 1.05921 1996-97 1.00000 0.04930 0.00012 - 0.00890 - 1.05832 1997-98 1.00000 0.04930 0.00010 - 0.00890 - 1.05830 1998-99 1.00000 0.04930 0.00020 - 0.00890 - 1.05840 s F Source:County of Orange - 142- CITY OF HUNTINGTON BEACH GENERAL OBLIGATION BONDED DEBT RATIOS Last Ten Fiscal Years Percent of General Assessed Percent of Bonded Total General Debt Service Bonded Market Debtto Debt Debt Fund to Total Fiscal Debt Value Assessed Per Principal Interest Service Expenditures General Fund I I Year (OOOs) (OOOs) Value Population Capita (OOOs) (OOOs) (000s) (NOS) Expenditures i 1989-90 S 1.975 S 9,751 057 0.020% 188.701 S 10 S 305 S 139 S 444 S 93.616 0.53% A 1990-9l 1,625 10,519,278 0.015% 181,155 9 350 118 468 88,079 0.53% 1991-92 1,255 11,328.131 0.011% 192,353 7 370 98 468 91,457 0.51% 1 1992-93 860 11,885,945 0.007% 186,867 5 395 75 470 91,650 0.51% 1993-94 445 11.975,885 0.004% 189,159 2 415 52 467 115,757 0.40% 1994-95 - 12.314.146 0.000% 186,587 - 445 13 458 92,467 0.501/6 1995-96 12,358.348 0.0001% 187,190 - - 92,211 0.00% 19%-97 12,305,288 0.000% 188,518 - %.165 0.00% 1997-98 12.964,799 0.000% 1,924.300 - I03,875 0.00 1S 1998-99 13,537,083 0.000% 196,660 - 103,050 0.00% j1 { I I ,i Source:Administrative Services Department-City of Huntington Beach - 143- I CITY OF HUNTINGTON BEACH SCHEDULE OF CONSTRUCTION ACTIVITY AND BANK AND SAVINGS AND LOAN DEPOSITS Last Ten Fiscal Years Estimated Bank Number Value of Savings of New and Loan Fiscal Builing Percentage Constriction Percentage Deposits Percentage Year Permits Change (000s) Change (000s) Change 1989-90 4,318 N/A $ 102,907 N/A S 2,598,415 N/A 1990-91 4,650 7.70% 76,175 -25.98% 2,803,740 7.90% 1991 -92 5,041 8.40% 81,250 6.66% 2,458,259 -12.30% 1992-93 10,400 106.30% 100,400 23.57% 2,121,253 -13.70% 1993-94 6,844 -34.20% 107,420 6.99% 2,141,528 1.00% 1994-95 4,471 -34.70% 84,388 -21.44% 2,183,210 1.90% 1995-96 7,594 69.90% 110,375 30.79% 2,185,412 0.10% 1996-97 5,413 -28.70% 205,970 86.61% 2,341,933 7.20% 1997-98 6,368 17.60% 206,035 0.03% 2,259,604 -3.50% 1998-99 6,735 5.78% 308,319 49.64% 2,259,604 0.00% Sources:Community Development Department-City of Huntington Beach. Findley Reports on California Institutions-Information is the most recent available - 144- CITY OF HINTINGTON BEACH COMPUTATION OF LEGAL DET MARGIN September 30, 1999 (In Thousands) ASSESSED VALUATION S 13,537,088 DEBT LIMIT: 12%of Assessed Valuation S 1,624,451 Debt applicable to limitation LEGAL DEBT MARGIN S 1,624,451 i I I i i I I Source:Administrative Services Department-City of Huntington Beach - 145- CITY OF HUNTINGTON BEACH STATEMENT OF'DIRECT AND OVERLAPPING BONDED DEBT September 30, 1999 1998-99 Assess Valuation$13,102,482,975(After deducting$437,535,836 incremental redevelopment valuation) Percent Debt at Applicable September 30, 1999 OVERLAPPING TAX AND ASSESSMENT DEBT: Orange County Teeter Plan Obligations 7.53% $ 9,818,686 Metropolitan Water District 1.54% 8,872,837 Orange County Sanitation District No. 11 1.43% 188,594 City of Huntington Beach Community Facilities District No. 1990-1 100.00% 2,145,000 City of Huntington Beach 1915 Act Bonds 100.00% 1,030,000 TOTAL OVERLAPPING TAX AND ASSESSMENT DEBT $ 22,055,117 DIRECT AND OVERLAPPING GENERAL FUND OBLIGATION DEBT: Orange County General Fund Obligations 7.53% $ 80,435,169 Orange County Pension Obligations 7.53% 22,720,164 Orange County Transit Authority 7.53% 926,305 Municipal Water District of Orange County Water Facilities Corporation 11.37% 7,309,624 Orange County Sanitation District No.3,COPs 12.38% 13,950,598 Orange County Sanitation District No. 11,COPs 99.94% 22,897,554 Orange County Water District COPS 12.27% 22,543,664 Coast Community College COPS 30.71% 5,296,785 Huntington Beach Union High School District COPS 72.43% 387,517 Los Alamitos Unifed School District COPS 1.43% 65,944 Fountain Valley School District COPS 97.51% 4,724,263 City of Huntington Beach General Fund Obligations 100.00% 46,733,006 TOTAL DIRECT AND OVERLAPPING.GENERAL FUND OBLIGATION DEBT 227,990,593 Less: Orange County Transit Authority(80%self supporting) (741,044) Orange County Water District COPS(100%self supporting) (22,543,664) MWD Orange County Water Facilities Corporation(100%self supporting) (7,309,624) TOTAL NET DIRECT AND OVERLAPPING GENERAL FUND OBLIGATION DEBT _ $ 197,396,261 GROSS COMBINED DEBT* $ 250,045,710 NET COMBINED TOTAL DEBT $ 219,451,378 RATIOS TO ASSESSED VALUATION: Total Overlapping Tax and Assessment Debt................................................ 0.16% Combined Direct Debt($46,733,006).................... .................. 0.36% Gross Combined Total Debt..................................................................... 1.91% Net Combined Total Debt........................................................................ 1.67% STATE SCHOOL BUILDING AID REPAYABLE AS OF SEPTEMBER 30, 1999 $9,096,701 * Excludes tax and revenue anticpation notes,revenue,mortgage revenue and tax allocation bonds,and nonbonded capital lease obligations. Source: California Municipal Statistics - 146- CITY OF HUNTINGTON BEACH DEMOGRAPHIC STATISTICS September 30, 1999 City Population Percent Orange as a Percent Increase Square County of County Year Population (Decrease) Miles Population Population 1910 815 N/A 3.57 34,436 2.37% 1920 1,687 107.0% 3.57 61,375 2.75% 1930 3,690 118.7% 3.57 62,451 5.91% 1940 3,738 1.3% 3.57 130,760 2.86% 1950 5,158 38.0% 4.72 216,224 2.39% 1960 11,492 122.8% 23.47 703,995 1.63% 1970 116,400 912.9% 26.73 1,420,386 8.19% 1980 172,200 47.9% 27.20 1,931,570 8.92% 1990 188,701 9.6% 27.20 2,362,211 7.99% 1991 191,630 1.6% 27.20 2,453,277 7.81% 1992 182,783 -4.6% 27.20 2,512,198 7.28% 1993 184,962 1.2% 27.20 2,557,346 7.23% 1994 186,866 1.0% 27.20 2,596,511 7.20% 1995 186,587 -0.1% 27.20 2,627,949 7.10% 1996 187,180 0.3% 27.20 2,624,335 7.13% 1997 188,518 0.7% 27.20 2,659,316 7.09% 1998 192,430 2.1% 27.20 2,722,291 7.07% 1999 196,660 2.2% 27.20 2,775,619 7.09% Source:Administrative Services Department-City of Huntington Beach - 147- CITY OF HUNTINGTON BEACH TOP TEN PROPERTY TAXPAYERS September 30, 1999 Assessed Percent Estimated . Percent Valuation of Tax of Taxpayer (000s) Total (000s)** Total McDonnel Douglas Corporation $ 253,189 1.87% $ 505 1.47% Waterfront Construction 35,250 0.26% 318 0.93% Macerich Huntington,Ltd. 43,238 0.32% 287 0.84% Huntington Breakers Apartments,Ltd. 26,800 0.20% 242 0.70% Cat Resources LLC 112,153 0.83% 230 0.67% Ox Pierside Corporation 21,442 0.16% 215 0.63% Huntington Breakers Apartments,Ltd. 18,135 0.13% 164 0.48% LIU Corporation 78,806 0.58% 163 0.47% Goldenwest Refining Company 22,125 0.16% 162 0.47% Bentall US Partners 21,877 0.16% 145 0.42% TOTAL TOP TEN 633,015 4.68% 2,431 7.08% All Other Properties 12,904,073 95.32% 31,914 92.92% GRAND TOTAL $ 13,537,088 100.00% $ 34,345 100.00% +* The estimated total tax includes only the portion of the total tax paid to the City's reporting entity. Properties in different tax areas or in a redevelopment agency project area pay a different percentage of tax to the City's reporting entity. Source:HdL Coren&Cone - 148- i 1 - i CITY OF HUNTINGTON BEACH MISCELLANEOUS STATISTICAL INFORMATION I i September 30, 1999 I YEAR OF INCORPORATION 1909 Charter City-City Council i FORM OF GOVERNMENT City Administrator AREA 27.2 Square Miles POPULATION 196,660 MILES OF STREETS AND ALLEYS 539 NUMBER OF CITY TREES 54,563 i FIRE PROTECTION: Number of stations 7 Number of firefighters 139 i POLICE PROTECTION: Number of stations 4 i } Number of sworn police officers 223 i MUNICIPAL WATER DEPARTMENT: Number of Customers 49,000 Average daily consumption total 32.0 million gallons Average daily consumption per person 163 Miles of water mains 520 PUBLIC WORKS: Sanitary sewers 576 miles Storm sewers 136 miles RECREATION AND CULTURE: z Number of parks 57 ' Park acreage developed 529 Miles of beach 3.4 i Annual beach visitors 7,000,000 Number of libraries 4 C Volumes in libraries 370,945 ; NUMBER OF CITY EMPLOYEES: Full-time 1,039 ; I i Source:Administrative Services Department-City of Huntington Beach - 149- I