HomeMy WebLinkAboutJUAREZ v. City of Huntington Beach Settlement Agreement - 2000-06-19 CITY OF HUNTINGTON BEACH
2000 MAIN STREET CALIFORNIA 92648
OFFICE OF THE CITY CLERK
CONNIE BROCKWAY
CITY CLERK
LETTF OF TRANTSINUTTAL OF ITEM APPROVED BY THE CITY COUNCIL/
REDEVELOYNTENT AGENCY OF THE CITY OF HUNTINGTON BEACH
DATE: August 2.9, 2000
TO: Moore, Rutter & Evans ATTENTION: Neal Moore, Esq.
Name
2120 Main Street, Suite 250 DEPARTN ENT:
Street
Huntington Beach, CA- 92648 REGARDING: Juarez vs. City of HB
City,state,zip Settlement Agreement & Release
See Attached Action Agenda Item Date of Approval 6-19-00
Enclosed For Your Records Is An Executed Copy Of The Above Referenced Agenda Item.
Remarks:
Please send an executed copy of the
agreement to the City Clerk's Office, Attn: Jeffrey
Connie Brockway Hughes, Deputy City Clerk (above address) ,
City Clerk
Thank you.
Attachments: Action Agenda Page Agreement x Bonds Insurance
RCA Deed Other
CC:
Name Department RCA Agreement Insurance Other
Name Department RCA Agreement Insurance Other
Name Department RCA Agreement Insurance Other
Name Department RCA Agreement Insurance Other
Risk Management Dept. Insurance
1 Telephone:714-636-5227)
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SETTLEMENT AGREEMENT AND RELEASE
THIS SETTLEMENT AGREEMENT AND RELEASE ("Settlement Agreement" ) is
made and entered into this Lqifi_ day of Jtkn e _ _ 2000, by and
among , BRYNETTE J. JUAREZ, a minor, by and through her parent and
Guardian Ad Litem, LETICIA JUAREZ (the "Plaintiff" ) and CITY OF
HUNTINGTON BEACH (the "Defendant") .
RECITALS
A. On or about the 8"" day of February 1999, the Plaintiff filed
a complaint (the "Complaint") against the Defendant in the Superior
Court of the State of California, Orange County (Case No. 80 49 61) ,
which Complaint arose out of certain alleged negligent acts or
omissions by the Defendant . In the Complaint, the Plaintiff sought to
recover monetary damages on account of physical injury as a result of
that certain falling tree limb accident that occurred at or near
Central Park, in the City of Huntington Beach, State of California, on
the 16tr day of July 199E .
B. The Parties desire to enter into this Settlement Agreement in
order to provide for certain payments in full settlement and discharge
of all claims which are the subject of or might have been the subject
of the Complaint, upon the terms and conditions set forth herein.
AGREEMENT
The parties hereto hereby agree as follows :
1 . Release and Discharge -
In consideration of the payments called for herein, the
Plaintiff hereby completely releases and forever discharges the
Defendant and said Party' s past, present and future officers,
directors, stockholders, attorneys, agents, servants, representatives,
employees, subsidiaries, affiliates, partners, predecessors and
successors in interest, and assigns and all other persons, firms or
corporations with whom any of the former have been, are now or may
hereafter be affiliated, of and from any and all past, present or
future claims, demands, obligations, actions, causes of action,
wrongful death claims, rights, damages, costs, losses of services, .
expenses and compensation of any nature whatsoever, whether based on a
tort, contract or other theory of recovery, and whether for
compensatory or punitive damages, which the Plaintiff now has, or
which may hereafter accrue or otherwise be acquired, or which are the
subject of the Complaint (and all related pleadings) including,
without limitation, any and all known or unknown claims for bodily and
personal injuries to Plaintiff, or any future wrongful death claim of
Plaintiff ' s representatives, which have resulted or may result from
the alleged acts or omissions of the Defendant . This release, on the
part of the Plaintiff, shall be a fully binding and complete
settlement between the Plaintiff and the Defendant, their assigns and
successors, save only the executory provisions of this Settlement
Agreement .
2 . ij ents
In consideration of the release set forth above, the
Defendant hereby agrees to pay the Periodic Payments outlined in the
Schedule of Payments shown as Attachment A and made a part of this
Settlement Agreement. All the payments set forth in Attachment A and
made a part of this Settlement Agreement constitute damages on account
of physical injuries, arising from an occurrence within the meaning of
Section 104 (a) (2) of the IRS Code of 1986 as amended.
3 . Qualified- Assignment
The parties hereto acknowledge and agree that the Defendant
may make a "qualified assignment" within the meaning of Section 130 (c)
of the Internal Revenue Code of 1986, as amended, of the Defendant' s
liability to make the periodic payments required herein. Any such
assignment, if made, shall be accepted by the Plaintiff without right
of- rejection and shall completely release and discharge the Defendant
from such obligations hereunder as are assigned to GE CAPITAL
ASSIGNMENT CORPORATION (the "Assignee" ) . The Plaintiff recognizes
that, in the event of such an assignment, the Assignee shall be their
sole obligor with respect to the obligations assigned, and that all
other releases that pertain to the liability of the Defendant shall
-thereupon become final, irrevocable and absolute .
If the liability to make the periodic payments is assigned by way
of a "qualified assignment: "
A) Periodic payments from the Assignee cannot be
accelerated, deferred, increased or decreased
by the Plaintiff;
B) The Assignee does not provide to the Plaintiff
rights against the Assignee that are greater
than those of a general creditor; and
C) The Assignee ' s obligation for payment of the
periodic payments is no greater than the
obligation of the person originally liable (whether
by suit or agreement) for payment and from whom
the obligation was assigned.
4 . Plaintiff' s Rights to Payments
The Defendant and/or the Assignee shall not segregate or set
aside any of their assets to fund the payments to Plaintiff required
herein, it being understood Plaintiff is and shall be a general
creditor to the Defendant and/or the Assignee . Said payments cannot be
accelerated, deferred, increased or decreased by the Plaintiff and no
part of the payments called for herein or any assets of the Defendant
and/or the Assignee are to be subject to execution of any legal
process for any obligation in any manner, nor shall the Plaintiff have
the power to sell or mortgage or encumber same, or any part thereof,
2
nor anticipate the same, or any part' thereof, by assignment or
otherwise .
5 . Right to Purchase an Annuity
The Defendant and/or the Assignee reserve the right to fund.
its liability to make periodic payments through the purchase of an
annuity policy from GE CAPITAL ASSURANCE COMPANY. The Defendant and/or
the Assignee shall be the owner of the annuity policy and shall have
all rights of ownership. The Defendant and/or the Assignee may have GE
CAPITAL ASSURANCE COMPANY mail payments directly to the Plaintiff. The
Plaintiff shall be responsible for maintaining the currency of the
proper mailing address and mortality information to GE CAPITAL
ASSURANCE COMPANY.
6 . Plaintiff' s Beneficiar
Any payments to be made after the death of the Plaintiff
pursuant to the terms of this Settlement Agreement and Release shall
be made to such person or entity as shall be designated in writing by
said Plaintiff to the Defendant, or the Defendant' s Assignee. If no
person or entity is so designated by said Plaintiff, such payments
shall be made to the Estate of the Plaintiff. No such designation, nor
any revocation thereof, shall be effective unless it is in writing and
delivered to the Defendant, or the Defendant' s Assignee. The
Designation must be in a form acceptable to the Defendant, or the
Defendant ' s Assignee.
7 . Discharge of Obligation
The Obligation of the Defendant and/or the Assignee to make
each installment payment shall be discharged upon the mailing to the
Payee of a valid check in the amount of such payment to the address
designated by the party to whom the payment is required to be made
under this Settlement Agreement .
8 . Attorney' s Fees
Each party hereto shall bear all attorney' s fees and costs
arising from the actions of its own counsel in connection with the
Complaint, this Settlement Agreement and the matters and documents
referred to herein, the filing of a Dismissal of the Complaint, and_
afl related matters .
9 . General Release
The Plaintiff hereby acknowledges and agrees that the release
set forth in Paragraph I hereof is a general release, and they further
expressly waive and assume the risk of any and all claims for damages
which exist as of this date but of which the Plaintiff does not know
or suspect to exist, whether through ignorance, oversight, error,
negligence, or otherwise, and which, if known, would materially affect
Plaintiff ' s decision to enter into this Settlement Agreement . The
Plaintiff further agrees that he has accepted payment of the sums
specified herein as a complete compromise of matters involving
disputed issues of law and fact, and they assume the risk that the
3
facts or law may be otherwise than they believe. It is understood and
agreed to by the Parties that this settlement is a compromise of a
doubtful and disputed claim, and the payments are not to be construed
as an admission of liability on the part of the Defendant, by whom
liability is expressly denied.
10 . Minor' s Compromise
The undersigned executing this release on behalf of any minor
agrees to provide the party herein released with a certified copy of
the Court ' s order approving the compromise of the minor' s claims . The
undersigned hereby further agrees to forever and fully indemnify,
defend and hold harmless the party herein released of and from any and
all damage or loss or costs, including attorneys' fees or judgments
which may be hereafter sustained by the party herein released, or his
insurance carriers, arising out of any claim or demand or suit or
action taken by said minor or by any other person on behalf of said
minor, or as the heir or assignee of said minor.
11 . Delivery of Dismissal with Prejudice
Concurrently with the execution of this Settlement Agreement,
counsel for the Plaintiff has delivered to counsel for the Defendant
an executed Dismissal. with Prejudice of the Civil action described in
Recital A above . The Plaintiff has authorized Plaintiff' s attorneys to
execute this Dismissal on their behalf and hereby authorizes counsel
for the Defendant to file said Dismissal with the Court and enter it
as a matter of record.
12 . Warranty of Capacity to Execute Agreement
The Plaintiff represents and warrants that no other person or
entity has or has had any interest in the claims, demands,
obligations, or causes of action referred to in this Settlement
Agreement; except as otherwise set forth herein and that they have the
sole right and exclusive authority to execute this Settlement
Agreement and receive the sum specified in it; and that they have not
sold, assigned, transferred, conveyed or otherwise disposed of any of
the claims, demands, obligations, or causes of action referred to in
this Settlement Agreement .
13 . Good Faith Settlement
The parties mutually agree by and through their attorneys and
represent that the settlement agreement set forth herein was entered
into in good faith and to the satisfaction of the parties .
14 . Entire Agreement and Successors in Interest
This Settlement Agreement contains the entire agreement
between the Plaintiff and Defendant with regard to the matters set
forth in it and shall be binding upon and inure to the benefit of the
executors, administrators, personal representatives, heirs, successors
and assigns of each.
4
15. Representation -by Plaintiff
Plaintiff states that she has carefully read this Settlement
Agreement in its entirety, has conferred with her attorney, and knows
and understands the contents of this agreement. Plaintiff further
understands and acknowledges that this agreement has been negotiated
by the parties through their respective counsel . Plaintiff represents
that he is not relying on the advice of Defendant or anyone associated
with the Defendant concerning the legal or tax consequences of this
agreement, nor is this agreement contingent upon any favorable tax
determination. Accordingly, Plaintiff hereby releases and holds
harmless Defendant, their counsel or consultants from any claim of any
kind which Plaintiff may assert because of any unforeseen consequences
of this Settlement Agreement.
16. Representation of Comprehension of Document
In entering into this Settlement Agreement the Plaintiff
represents that she has relied upon the legal advice of her attorneys,
who are the attorneys of her own choice and that the terms of this
Settlement Agreement have been completely read and explained to her by
her attorneys, and that those terms are fully understood and
voluntarily -accepted by her.
17 . Governing Law
This Settlement Agreement shall be construed and interpreted
in accordance with the laws of the State of California. The
undersigned Plaintiff does hereby waive any and all rights based upon
the provisions of Section 1542 of the Civil Code of the State of
California, which reads as follows :
"A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE
CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS
FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH, IF
KNOWN TO HIM, MUST HAVE MATERIALLY AFFECTED HIS SETTLE-
MENT WITH THE DEBTOR. "
For the protection of the undersigned Plaintiff, California
law requires the following to appear on this form:
ANY PERSON WHO KNOWINGLY PRESENTS FALSE OR FRAUDULENT CLAIM
FOR THE PAYMENT OF A LOSS IS GUILTY OF A CRIME AND MAY BE
SUBJECT TO FINE AND CONFINEMENT IN STATE PRISON.
18 . Additional Documents
All Parties agree to cooperate fully and execute any and all
supplementary documents and to take all additional actions which may
be necessary or appropriate to give full force and effect to the basic
terms and intent of this Settlement Agreement .
5
19. Hold Harmless
The undersigned Plaintiff will indemnify and hold harmless
the parties released herein from any loss incurred in the future by
reason of the assertion by any one of them of the claim or claims
covering the subject matter of this release.
20 . Counterparts
This Settlement Agreement may be signed by any number of
counterparts with the same effect as if the signatures to each such
counterpart were a part of the same instrument .
21 . Effectiveness
This Settlement Agreement shall become effective immediately
following execution by all of the parties .
C�C�
RYNETTE J. JUAREZ, a minor, by
and through her parent and
.Guardian Ad Litem,
LETICIA JUAREZ, Plaintiff
Dated: P,Iq loo
CITY OF HUNTINGTON BEACH, Defendant
By: APPPAVED As TO FORM:
Title : ! �'e-� c yf`o0o��y
TEST:
Dated: O l 23,00 _
city Clerk
OIL3— c�
6
ATTACHMENT A
SCHEDULE OF PAYMENTS
CASH:
Payment in the - sum of $39, 419.35 by check or draft, pursuant to the
terms approved by Court Order.
ANNUAL CERTAIN FOR 04 YEARS:
Payments .in the sum of $20, 000.00 per annum to BRYNETTE J. JUAREZ
payable on or before the 29th day of March 2011, and thereafter on or
before the 29th day of March each year through and including the 29th day
of March 2014 . In the event of the death of BRYNETTE J. JUAREZ, on or
before the 291h day of March 2014, the payments in the amounts heretofore
set forth on the dates herein above mentioned, shall continue to the
ESTATE OF BRYNETTE 'J. JUAREZ, said payments to continue through the 29th
day of March 2014 .
LUMP SUM PAYMENTS:
Lump sum payments to BRYNETTE J. JUAREZ in the following sumps on the
following dates :
$50, 000 . 00 on March 29, 2018 (age 25)
$72, 200 . 00 on March 29, 2023 (age 30)
In the event of the death of BRYNETTE J. JUAREZ on or before the 29`h day
of March 2023, any lump sum payment due and payable as outlined above on
the dates above will be paid to the ESTATE OF BRYNETTE J. JUAREZ .
7
Uniform Qualified Assignment
°Claimant" BRYNETTE J. JUAREZ
"Assignor' CITY OF HUNTINGTON BEACH
"Assigned' GE CAPITAL ASSIGNMENT CORPORATION
"Annulty Issuer' GE CAPITAL ASSURANCE COMPANY
"Effective Date"
This Agreement Is made and entered Into by and between 3. The Assignee's liability to make the Periodic
the parties hereto as of the Effective Date with reference to Payments Is no greater than that of the Assignor
the following facts: immediately preceding this Agreement Assignee Is
not required to set aside specific assets to secure the
A. Claimant has executed a settlement agreement or
release dated,, P r q , �pd Periodic Payments. The Claimant has no rights
against the Assignee greater than a general creditor.
(the"Settlement Agreement")that provides for the None of the Periodic Payments may be accelerated,
Assignor to make certain periodic payments to or for deferred, increased or decreased and may not be
the benefit of the Claimant as stated in Addendum anticipated, sold, assigned or encumbered.
No. 1 (the"Periodic Payments");and
B. The parties desire to effect a"qualified assignment" a. The obligation assumed by Assignee with respect to
within the meaning and subject to the conditions of
any required payment shall be discharged upon the
Section i30(c) of the[rKemal Revenue Code of 19136 mailing on or before the due date of a valid check In
(the" ")
the amount specified to the address of record.
Code .
s. This Agreement shall be governed by and
interpreted In accordance with the laws of the
NOW,THEREFORE, In consideration of the foregoing and Slate of Calif ornia
other good and valuable consideration, the parties agree . S The Assignee may fund the Periodic Payments by
as follows: purchasing a"qualified funding asset'within the
i. The Assignor hereby assigns and the Assignee meaning of Section 130(d) of the Code In the form of
hereby assumes all of the Assignor's liability to make an annuity contract issued by the Annuity Issuer. All
the Periodic Payments. The Assignee assumes no rights of ownership and control of such annuity
liability to make any payment not specified In contract shall be and remain vested In the Assignee
Addendum No. I. exclusively.
2. The Periodic Payments constitute damages on 7. The Assignee may have the Annuity Issuer send
account of personal injury or sickness In a case payments under any"qualified funding asset'
Involving physical injury or physical sickness within purchased hereunder directly to the payee(s)
the meaning of SeCtions IM(a)(2) and 134(c) of the specified In Addendum No. 1. Such direction of
Code. payments shall be solely for the Assignee's
convenience and shall not provide the Claimant or
any payee with any rights of ownership or control
over the"qualified funding asset'or against the
Annuity Issuer.
8. Assignee's liability to make the Periodic Payments asset"purchased hereunder to Assignor,and
shall continue without diminution regardless of any Assignee's liability for the Periodic Payments shall
bankruptcy or insolvency of the Assignor. terminate.
9. In the event the Settlement Agreement Is declared 10. This Agreement shall be binding upon the respective
terminated by a court of law or In the event that representatives, heirs, successors and assigns of the
Section 130(c) of the Code has not been satisfied, Claimant,the Assignor and the Assignee and upon
this Agreement shall terminate. The Assignee shall any person or entity that may assert any right
then assign ownership of any"qualified funding hereunder or to any of the Periodic Payments.
CITY OF HUNTINGTON BEACH GE CAPITAL ASSIGNMENT CORP.
Assignor. Assignee:
By: By. _.. . .
Autho ed Repress flue Authonzed Representative
Tide /f4411a2 D- 7 Sri ... Tide
ATT ,T:
city clerk
APPROVED 5 TO FORh1:
City Xttorney S �/
Printed In USA NssrA National Structured Settlements Trade Association UQA ED.a-W
Addendum No-1
Description of Periodic Payments
PAYEE : BRYNETTE J. JUAREZ
ANNUAL CERTAIN FOR 04 YEARS:
Payments in the sum of $20, 000. 00 per annum to BRYNETTE J. JUAREZ
payable on or before the 29th day of March 2011, and thereafter on or
before the 29th day of March each year through and including the 29th day
of March 2014. In the event of the death of BRYNETTE J. JUAREZ; on or
before the 29th day of March 2014, the payments in the amounts heretofore
set forth on the dates herein above mentioned, shall continue to the
ESTATE OF BRYNETTE J. JUAREZ, said payments to continue through the 29th
day of March 2014.
LUMP SUM PAYMENTS:
Lump sum payments to BRYNETTE J. JUAREZ in the following sums on the
following dates:
$50, 000. 00 on March 29, 2018 (age 25)
'$72, 200. 00 on March 29, 2023 (age 30)
In the event of the death of BRYNETTE J. JUAREZ on or before the 29th day
of March 2023, any lump sum payment due and payable as outlined above on
the dates above will be paid to the ESTATE OF BRYNETTE J. JUAREZ.
Initials
Assignor.
Assignee:
Printed in USA UQA ED.4438
LAW OFFICES OF
W. DOUGLAS EASTON
W.
00UGLAS EASTON 3200 PART( CENTER ORIVE AREA COOL 744
ANDERSON L- WASNBURN TELEPHONE 850-4S00
SUITE 1000 FACSIMILE 427-0I80
RUSSEL W. JONES
BRIAN slv- EASTON COSTA MESA, CALIFORNIA ID2626 EMAIL Iowdslaw�rnpll.mrn-w*+
-1
August 4, 2000
c� y c
Neal Moore, Esq. �w -
MOORE, RUTTER & EVANS :-
2120 Main Street, Suite 250
Huntington Beach, CA 92548
Re: JuaKgg vs . City of Huntington each
Dear Neal :
As a result of Mrs . Juarez losing the previously endorsed
Settlement Agreement and Release as well as the Uniform Qualified
Assignment, enclosed is another copy already signed by Mrs .
Juarez, for the appropriate city representatives , signatures .
Please have the documents executed as indicated and return the
documents to me so that I can submit them to GE Capital for
issuance of the annuity policy.
If you have any questions, please call . Thank -you for your
cooperation.
Very truly yours,
XSL
ICES OF W. DOUGLAS EASTON
W. JONES
RWJ\kw
Enclosures
IS
CITY OF HUNTINGTON BEAAH
MEETING DATE: June 19, 2000 DEPARTMENT ID NUMBER: CA 00-10
Council/Agency Meeting Held:
Deferred/Continued to:
Ap roved ❑ Conditionally Approved ❑ DeniqA
p_- - City CI s Signature
Mr
Council Meeting Date: June 19, 2000 Department ID Number: CA 00-10
ti L�
CITY OF HUNTINGTON BEACH �=
REQUEST FOR COUNCIL ACTION
SUBMITTED TO: HONORABLE MAYOR AND CITY COUNCIL MEMBERS ' `
.2
SUBMITTED BY: RAY SILVER, City AdministratorRW
c~�
PREPARED BY: GAIL HUTTON, City Attorney
SUBJECT: Approve the Settlement Agreement regarding
Juarez v. City of Huntington Beach
Statement of Issue,Funding Source,Recommended Action,Alternative Action(s),Analysis,Environmental Status,Attachment(s)
Statement of Issue: Execution of the Settlement Agreement in Juarez v. City.
Funding Source: Risk Management budget,
Defense Account G-IC-AS-870-4-0500
Recommended Action: That the City Council authorize the Mayor and the City Clerk to
sign the settlement agreement at the total cost of $125,000.
Alternative Action(s): Direct the City Attorney to re-negotiate the settlement.
Analysis: As a result of being struck by the falling tree, plaintiff Brynette Juarez (a minor)
sustained facial and skull fractures, a lacerated liver, and a fracture of her left femur. She
was hospitalized for five days during which her injuries were evaluated and she was
discharged in stable condition with her leg casted. After discharge, plaintiff was confined to a
wheelchair for about three months, and then a walker for about another month. Medical
expenses incurred were approximately $41 ,000.
Brynette made an excellent recovery from her injuries. She appears to be an active, healthy
seven year old child.
Brynette's mother, Leticia Juarez, also sought recovery for the emotional distress she
experienced in witnessing her daughter's accident. Such recovery is permitted by law.
00-10 Juarez v. City -2- 6/14/00 11:34 AM ��►
%QUEST FOR COUNCIL ACION
MEETING DATE: June 19, 2000 DEPARTMENT ID NUMBER: CA 00-10
Suit was filed in this matter on January 29, 1999. Mandatory settlement conferences were
conducted in January and February 2000. Based upon authority authorized by the City
Council at its February 7, 2000 meeting, a settlement agreement was negotiated at a total
cost to the City of $125,000. Pursuant to a release, Ms. Juarez's claim was settled in the
amount of $23,000. This amount has already been paid and although the release from Ms.
Juarez did not require a City signature, the settlement agreement with Brynette Juarez does,
in part because it involves an annuity. This settlement includes an immediate payment of
$39,419.35, plus a purchase of an annuity at the cost of $62,580.65. The annuity will yield
the following payments to Brynette:
March 29, 2011 $20,000.00
March 29, 2012 $20,000.00
March 29, 2013 $20,000.00
March 29, 2014 $20,000.00
March 29, 2018 $50,000.00
March 29, 2023 $75,700.00
It is requested that the City Council approve the Agreement and authorize the Mayor and
City Clerk to sign it.
Environmental Status: NIA
Attachment[sl:
City Clerk's
Page Number No. Description
1 Settlement Agreement
RCA Author: Scott Field
00-10 Juarez v. city -3- 6/14/00 11:34 AM
ATTACHMENT 1
SETTLEMENT AGREEMENT AND RELEASE
THIS SETTLEMENT AGREEMENT AND RELEASE ( "Settlement Agreement" ) is
made and entered into this 19th day of June 2000, by and
among , BRYNETTE J. JUAREZ, a minor, by and through her parent and
Guardian Ad Litem, LETICIA JUAREZ (the "Plaintiff") and CITY OF
HUNTINGTON BEACH (the "Defendant" ) .
RECITALS
A. On or about the 8tr. day of February 1999, the Plaintiff filed
a complaint (the "Complaint" ) against the Defendant in the Superior
Court of the State of California, Orange County (Case No. 80 49 61) ,
which Complaint arose out of certain alleged negligent acts or
omissions by the Defendant . In the Complaint, the Plaintiff sought to
recover monetary damages on account of physical injury as a result of
that certain falling tree limb accident that occurred at or near
Central Park, in the City of Huntington Beach, State of California, on
the 16:" day of July 1998 .
B. The Parties desire to enter into this Settlement Agreement in
order to provide for certain payments in full settlement and discharge
of all claims which are the subject of or might have been the subject
of the Complaint, upon the terms and conditions set forth herein.
AGREEMENT
The parties hereto hereby agree as follows ;
1 . Release and Discharge
In consideration of the payments called for herein, the
Plaintiff hereby completely releases and forever discharges the
Defendant and said Party'`s past, present and future officers,
directors, stockholders, attorneys, agents, servants, representatives,
employees, subsidiaries, affiliates, partners, predecessors and
successors in interest, and assigns and all other persons, firms or
corporations with whom any of the former have been, are now or may
hereafter be affiliated, of and from any and all past, present or
future claims, demands, obligations, actions, causes of action,
wrongful death claims, rights, damages, costs, losses of services,
expenses and compensation of any nature whatsoever, whether based on a
tort, contract or other theory of recovery, and whether for
compensatory or punitive damages, which the Plaintiff now has, or
which may hereafter accrue or otherwise be acquired, or which are the
subject of the Complaint (and all related pleadings) including,
without limitation, any and all known or unknown claims for bodily and
personal injuries to Plaintiff, or any future wrongful death claim of
Plaintiff' s representatives, which have resulted or may result from
the alleged acts or omissions of the Defendant . This release, on the
part of the Plaintiff, shall be a fully binding and complete
settlement between the Plaintiff and the Defendant, their assigns and
successors, save only the executory provisions of this Settlemen
Agreement .
2 . Payments
In consideration of the release set forth above, the
Defendant hereby agrees to pay the Periodic Paymen-s outlined in the
Schedule of Payments shown as Attachment A and made a part of this
Settlement Agreement. All the payments set forth in Attachment A and
made a part of this Settlement Agreement constitute damages on account
of physical injuries, arising from an occurrence within the meaning of
Section 104 (a) (2) of the IRS Code of 1986 as amended.
3 . Qualified Assignment
The parties hereto acknowledge and agree -hat the Defendant
may make a "qualified assignment" within the meaning of Section 130 (c)
of the Internal Revenue Code of 19B6, as amended, of the Defendant ' s
liability to make the periodic payments required herein. Any such
assignment, if made, shall be accepted by the Plaintiff without right
of rejection and shall completely release and discharge the Defendant
from such obligations hereunder as are assigned to GE CAPITAL
ASSIGNMENT CORPORATION (the "Assignee" ) . The Plaintiff recognizes
that, in the event of such an assignment, the Assignee shall be their
sole obligor with respect to the obligations assigned, and that all
other releases that pertain to the liability of the Defendant shall
thereupon become final, irrevocable and absolute .
If the liability to make the periodic payments is assigned by way
of a "qualified assignment : "
A) Periodic payments from the Assignee cannot be
accelerated, deferred, increased or decreased
by the Plaintiff;
B) The Assignee does not provide to the Plaintiff
rights against the Assignee that are greater
than those of a general creditor; and
C) The Assignee ' s obligation for payment of the
periodic payments is no greater than the
obligation of the person originally liable (whether
by suit or agreement) for payment and from whom
the obligation was assigned.
4 . Plaintiff' s Rights to Payments
The Defendant and/or the Assignee shall not segregate or set
aside any of their assets to fund the payments to Plaintiff required
herein, it being understood Plaintiff is and shall be a general
creditor to the Defendant and/or the Assignee . Said payments cannot be
accelerated, deferred, increased or decreased by the Plaintiff and no
part of the payments called for herein or any assets of the Defendant
and/or the Assignee are to be subject to execution of any legal
process for any obligation in any manner, nor shall the Plaintiff have
the power to sell or mortgage or encumber same, or any part thereof,
2
nor anticipate the same, or any part thereof, by assignment or
otherwise.
5 . Right to Purchase an Annuity
The Defendant and/or the Assignee reserve the right to fund
its liability to make periodic payments through the purchase of an
annuity policy from GE CAPITAL ASSURANCE COMPANY. The Defendant and/or
the Assignee shall be the owner of the annuity policy and shall have
all rights of ownership. The Defendant and/or the Assignee may have GE
CAPITAL ASSURANCE COMPANY mail payments directly to the Plaintiff. The
Plaintiff shall be responsible for maintaining the currency of the
proper mailing address and mortality information to GE CAPITAL
ASSURANCE COMPANY.
6. Plaintiff' s Beneficiar
Any payments to be made after the death of the Plaintiff
pursuant to the terms of this Settlement Agreement and Release stall
be made to such person or entity as shall be designated in writing by
said Plaintiff to the Defendant, or the Defendant ' s Assignee. If no
person or entity is so designated by said Plaintiff, such payments
shall be made to the Estate of the Plaintiff. No such designation, nor
any revocation thereof, shall be effective unless it is in writing and
delivered to the Defendant, or the Defendant' s Assignee . The
Designation must be in a form acceptable to the Defendant, or the
Defendant ' s Assignee .
7 . Discharge of Obligation
The Obligation of the Defendant and/or the Assignee to make
each installment payment shall be discharged upon the mailing to the
Payee of a valid check in the amount of such payment to the address
designated by the party to whom the payment is required to be made
under this Settlement Agreement .
8 . Attorney' s Fees
Each party hereto shall bear all attorney' s fees and costs
arising from the actions of its own counsel in connection with the
Complaint, this Settlement Agreement and the matters and documents
referred to herein, the filing of a Dismissal of the Complaint, and
all related matters .
9 . General Release
The Plaintiff hereby acknowledges and agrees that the release
set forth in Paragraph I hereof is a general release, and they further
expressly waive and assume the risk of any and all claims for damages
which exist as of this date but of which the Plaintiff does not know
or suspect to exist, whether through ignorance, oversight, error,
negligence, or otherwise, and which, if known, would materially affect
Plaintiff' s decision to enter into this Settlement Agreement . The
Plaintiff further agrees that he has accepted payment of the sums
specified herein as a complete compromise of matters involving
disputed issues of law and fact, and they assume the risk that the
3
facts or law may be otherwise than they believe. it is understood and
agreed to by the Parties that this settlement is a compromise of a
doubtful and disputed claim, and the payments are not to be construed
as an admission of liability on the part of the Defendant, by whom
liability is expressly denied.
10 . Minor' s Compromise
The undersigned executing this release on behalf of any minor
agrees to provide the party herein released with a certified copy of
the Court ' s order approving the compromise of the minor' s claims . The
undersigned hereby further agrees to forever and fully indemnify,
defend and hold harmless the party herein released of and from any and
all damage or loss or costs, including attorneys ' fees or judgments
which may be hereafter sustained by the party herein released, or his
insurance carriers, arising out of any claim or demand or suit or
action taken by said minor or by any other person on behalf of said
minor, or as the heir or assignee of said minor.
11 . Delivery of Dismissal with Prejudice
Concurrently with the execution of this Settlement Agreement,
counsel for the Plaintiff has delivered to counsel for the Defendant
an executed Dismissal with Prejudice of the Civil action described in
Recital A above. The Plaintiff has authorized Plaintiff' s attorneys to
execute this Dismissal on their behalf and hereby authorizes counsel
for the Defendant to file said Dismissal with the Court and enter it
as a matter of record.
12 . Warranty of Capacity to Execute Agreement
The Plaintiff represents and warrants that no other person or
entity has or has had any interest in the claims, demands,
obligations, or causes of action referred to in this Settlement
Agreement; except as otherwise set forth herein and that they have the
sole right and exclusive authority to execute this Settlement
Agreement and receive the sum specified in it; and that they have not
sold, assigned, transferred, conveyed or otherwise disposed of any of
the claims, demands, obligations, or causes of action referred to in
this Settlement Agreement .
13 . Good Faith Settlement
The parties mutually agree by and through their attorneys and
represent that the settlement agreement set forth herein was entered
into in good faith and to the satisfaction of the parties .
14 . Entire Agreement and Successors in Interest
This Settlement Agreement contains the entire agreement
between. the Plaintiff and Defendant with regard to the matters set
forth in it and shall be binding upon and inure to the benefit of the
executors, administrators, personal representatives, heirs, successors
and assigns of each.
4
15 . Representation by Plaintiff
Plaintiff states that she has carefully read this Settlement
Agreement in its entirety, has conferred with her attorney, and knows
and understands the contents of this agreement . Plaintiff further
understands and acknowledges that this agreement has been negotiated
by the parties through their respective counsel . Plaintiff represen-.s
that he is not relying on the advice of Defendant or anyone associated
with the Defendant concerning the legal or tax consequences of this
agreement, nor is this agreement contingent upon any favorable tax
determination. Accordingly, Plaintiff hereby releases and holds
harmless Defendant, their counsel or consultants from any cla:Lm of any
kind which Plaintiff may assert because of any unforeseen consequences
of this Settlement Agreement .
16. Representation of Comprehension of Document
In entering into this Settlement Agreement the Plaintiff
represents that she has relied upon the legal advice of her attorneys,
who are the attorneys of her own choice and that the terms of this
Settlement Agreement have been completely read and explained to her by
her attorneys, and that those terms are fully understood and
voluntarily accepted by her.
17 . Governing Law
This Settlement Agreement shall be construed and interpreted
in accordance with the laws of the State of California . The
undersigned Plaintiff does hereby waive any and all rights based upon
the provisions of Section 1542 of the Civil Code of the State of
California, which reads as follows :
"A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE
CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS
FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH, IF
KNOWN TO HIM, MUST HAVE MATERIALLY AFFECTED HIS SETTLE-
MENT WITH THE DEBTOR. "
For the protection of the undersigned Plaintiff, California
law requires the following to appear on this form:
ANY PERSON WHO K\OWINGLY PRESENTS FALSE OR FRAUDULENT CLAIM
FOR THE PAYMENT OF A LOSS IS GUILTY OF A CRIME AND MAY BE
SUBJECT TO FINE AND CONFINEMENT IN STATE PRISON.
18 . Additional Documents
All Parties agree to cooperate fully and execute any and all
supplementary documents and to take all additional actions which may
be necessary or appropriate to give full force and effect to the basic
terms and intent of this Settlement Agreement. .
5
• •
19. Hold Harmless
The undersigned Plaintiff will indemnify and hold harmless
the parties released herein from any loss incurred in the future by
reason of the assertion by any one of them of the claim or claims
covering the subject matter of this release .
20 . Counterparts
This Settlement Agreement may be signed by any number of
counterparts with the same effect as if the signatures to each such
counterpart were a part of the same instrument.
21 . Effectiveness
This Settlement Agreement shall become effective immediately
following execution by all of the parties .
BRYNETTE J. JUAREZ, a minor, by
and- through her parent and
Guardian Ad Litem,
LETICIA JUAREZ, Plaintiff
Dated:
CITY OF HUNTINGTON BEACH, Defendant
4 By APPROVED AS TO FORML :
City Attorney
.Title:_ mayor Pro Tem
ATTEST:
Dated: 06~20-00 Z!ity Clerk
6
ATTACHMENT A
SCHEDULE OF PAYMENTS
CASH:
Payment in the sum of $39, 419.35 by check or draft, pursuant to the
terms approved by Court Order.
ANNUAL CERTAIN FOR 04 YEARS:
Payments in the sun of $20, 000. dO per annum to BRYNETTE J. JUAREZ
payable on or before the 29th day of March 2011, and thereafter on or
before the 29t" day of March each year through and including the 29-h day
of March 2014 . In the evert of the -death of BRYNETTE J. JUAREZ, on or
before the 29'h day of March 2014, the payments in the amounts heretofore
set forth on the dates herein above mentioned, shall continue to the
ESTATE OF BRYNETTE J. JUAREZ, said payments to continue through the 29th
day of March 2014 .
LUMP SUM PAYMENTS:
Lump sum payments to BRYNETTE J. JUAREZ in the following sums on the
following dates :
$50, 000. 00 on March 29, 2018 (age 25)
$75, 700 . 00 on March 29, 2023 (age_ 30)
In the event of the death of BRYNETTE J. JUAREZ on or before the 29�1' day
of March 2023, any lump sum payment due and payable as outlined above on
the dates above will be paid to the ESTATE OF BRYNETTE J. JUAREZ .
7
F
'4. CITY OF HUNTINGTON BEACH
Inter-Department Communication
TO: Connie Brockway, City Clerk
FROM: Scott Field, Assistant City Attorney
DATE: June 20, 2000
SUBJECT: Juarez v City of Huntington Beach
As you anticipated, we need the signatures of the Mayor and yourself on the Uniform Qualified
Assignment. This document is part of the settlement. We have approved it as to form and
request a certified copy as quickly as possible.
SF-2000 Memos:Clerk re Juarez 6-20
Uniform .Qualified Assignment
"Claimant" BRYNETTE J. JUAREZ
"Assignor" CITY OF HUNTINGTON BEACH
GE CAPITAL ASSIGNMENT CORPORATION
"Assignee'
"Annuity Issuer" GE CAPITAL ASSURANCE COMPANY
"Effective Date" '
This Agreement Is made and entered Into by and between 3. The Assignee's liability to make the Periodic
the partles hereto as of the Effective Date with reference to Payments Is no greater than that of the Assignor
the following facts: immediately preceding this Agreement. Assignee is
A. Claimant has executed a settlement agreement or not required to set aside specific assets to secure the
June 19 e agreement o fl Periodic Payments.=The:Clalmant has no rights
release dated against the Assignee;greater than is general creditor.
(the"Settlement Agreement")that provides for the None of the Periodic Payments may be accelerated,
Assignor to make certain periodic payments to or for deferred, increased or decreased and may not be
the benefit of the.Galmant as stated In Addendum anticipated, sold, assigned or encumbered.
No. 1 (the"Periodic Payments");and
B. The parties desire to effect a"qualified assignment" 4. The obligation assumed by Assignee with respect to
within the meaning and subject to the conditions of any required payment shall be discharged.upon themailing on or before the due date of a valid check In
Section 130(c) of the Internal Revenue Code of 1986 the amount specified to the address of record.
(the"Code").
5. This Agreement shalt be governed by and
Interpreted In accordance with the laws of the
NOW,THEREFORE,in consideration of the foregoing and State of Calif orni a
other good and valuable consideration,the parties agree 6, The Assignee may fund the Periodic Payments by
as follows: purchasing a"qualified funding asset"within the
1. The Assignor hereby assigns and the Assignee meaning of Section 130(d) of the Code in the form of
hereby assumes all of the Assignor's liability to make an annuity contract issued by the Annuity Issuer. All
the Periodic Payments. The Assignee assumes no rights of ownership and control of such annuity
liability to make any payment not specified in contract shall be and remain vested In the Assignee
Addendum No. 1. exclusively.
2. The Periodic Payments constitute damages on 7. The Assignee may have the Annuity Issuer send
account of personal injury or sickness In a case payments under any"qualified funding asset"
Involving physical injury or physical sickness within purchased hereunder directly to the payee(s)
the meaning of Sections f04(a)(2)and 130(c) of the specified In Addendum No. 1. Such direction of
Code. payments shall be solely for the Assignee's
convenlence and shall not provide the Claimant or
any payee with any rights of ownership or control
over the"qualified funding asset"or against the
Annuity Issuer.
INNOM
8. Assignee's liability to make the Periodic Payments asset,purchased hereunder to Assignor,and
shall continue without diminution regardless of any Assignee's liability for the Periodic Payments shall
bankruptcy or Insolvency of the Assignor, terminate.
9. In the event the Settlement Agreement Is declared 10. This Agreement shall be binding upon the respective
terminated by a court of law or in the event that representatives, heirs, successors and assigns of the
Section 130(c) of the Code has not been satisfied, Claimant,the Assignor and the Assignee and upon
this Agreement shall terminate. The Assignee shall any person or entity that may assert any right
then assign ownership of any"qualified funding hereunder or to any of the Periodic Payments.
CITY OF HUNTINGTON BEACH GE CAPITAL ASSIGNMENT CORP.
Assignor: Assignee:
By: 'By:
Authorized Representative
Title a o,, P o Tem Title
ATTEST:
dmw,�
City C er
APPROVED AS TO FORI41: .
City Attorney
mimed In USA NSSIa National Structured Settlements Trade Association voA ED.a-W
N. .
Addendum No. 1
Description of Periodic Payments
PAYEE : BRYNETTE J. JUAREZ
ANNUAL CERTAIN FOR 04 YEARS:
Payments in the sum of $20, 000.00 per annum to BRYNETTE J. JUAREZ
payable on or before the 29th .day of March .2011, -and thereafter on or
before the 291h day ',of March each year through - and_. including the- 29th day
of March 2014 . In the event of the death of BRYNETTE J. JUAREZ, on or
before the 29th day of March 2014, the payments in the amounts heretofore
set forth on the dates herein above mentioned, shall continue to the
ESTATE OF BRYNETTE J. JUAREZ, said payments to continue through the 29th
day of March 2014 .
LUMP SUM PAYMENTS:
Lump sum •payments to BRYNETTE J. JUAREZ in the following sums on the
following dates :
$50, 000.00 on March 29, 2018 (age 25)
$72, 200.00 on March 29, 2023 (age 30)
In the event of the death of BRYNETTE J. JUAREZ on or before the 29th day
of March 2023, any lump sum payment due and payable as outlined above on
the dates above will be paid to the ESTATE OF BRYNETTE J. JUAREZ .
The foregoing instrument is a correct
copy of the original on file in this office.
Initials Aftest AANV 2.1 2c�0
CONNIE BROCKWAY
Assignor. City Clerk anti Ex-otfici0 Clerk of the City
Council of the of ntington Beach.
Califor
Assignee:
BY Deputy
Printed in USA - UQA ED.4-88