HomeMy WebLinkAboutPinnacle Advisory Group West, Inc. - 2013-01-14 SO INSURANCE AND INDEMNIFICATION WAIVER
�. MODIFICATION REQUEST
1. Requested by: Bob Hall City Administration
2. Date: 2/6/13
3. Name of contractor/permittee: Pinnacle Advisory Group West, Inc,
4. Description of work to be performed: Render opinion as to ground lease rate adjustment
5. Value and length of contract: $ 000; one year
6. Waiver/modification request: Waiver of requirement for Professional Liability Insurance
7. Reason for request and why it should be granted: Consultant is unable to provide
professional liability coverage
8. Identify the risks to the City in approving this waiver/modification: Minimal risk to City of
exposure.
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Departrriqnt Head Signature ate:
APPROVALS
Approvals must be obtained in the order listed on this form. Two approvals are required
for a request to be granted. Approval from the City Administrator's Office is only required if
Risk Management and the City Attorney's Office disagree.
1. Risk Management
❑ Approved ❑ Denied
Signature Date
2. City orney's Office
Approved ❑ Denied (NL""
Sjqnattlre !)ate
3. Ci Manager's Office
Approved ❑ Denied
Signature D to
If approved, the completed waiver/modification request is to be submitted to the
City Attorney's Office along with the contract for approval. Once the contract has been approved,
this form is to be filed with the Risk Management Division of Human Resources
Pnnacle Waiver 2/6/2013 11:51:00 AM
Engagement Letter for Consulting Services
January 14, 2013
Karen L. Johnson, CRE, ISHC, MAI
President
Pinnacle Advisory Group West, Inc.
567 San Nicolas, suite 100
Newport Beach, CA 92660
Re: Consulting Engagement to Render Opinion Regarding Ground Lease Rate Adjustment
Hilton Waterfront Beach Resort hotel, Huntington Beach, California
Introduction
The City of Huntington Beach acting as the Successor Agency to the Redevelopment Agency of
the City of Huntington Beach ("Lessor") and Waterfront Hotel, LLC ("Lessee") are parties to
that certain ground lease (hereinafter the "Lease") originally dated as of April 28th, 1989 by and
between the Redevelopment Agency of the City of Huntington Beach, predecessor to Lessor and
Waterfront Construction No. 1, predecessor to Lessee, for the site consisting of the ground
beneath the existing Hilton Waterfront Beach Resort hotel at 21100 Pacific Coast Highway in
Huntington Beach, California. Lessor and Lessee are also referred to as the "Parties" in this
engagement letter. Other capitalized terms used in this engagement letter shall have the same
meaning as such terms are set forth in the Lease.
Section 2.2(b) of the Lease sets forth a procedure and definitions for a Market Value Rent
Adjustment (hereinafter, "Rent Adjustment") to the Annual Rent payable under the Lease. The
Rent Adjustment that is the subject of this engagement is to occur on the first Revaluation Date
per the Lease, which is January 1, 2014. Section 2.2(b) requires that not less than six months
prior to the Revaluation Date, the Parties shall meet and endeavor to agree upon the Rent
Adjustment. Failing such agreement, a process is set forth whereby each party is to separately
hire appraisers to opine to the Rent Adjustment, and if the two separate appraisers are not able to
reach agreement, a third appraiser is to be selected that will select one of the opinions of the first
two appraisers. The Parties recognize that such a process is time consuming, expensive and
burdensome. Therefore it is appropriate that the Parties commence mutual efforts to reach an
agreement at this time in order to either preclude the need to hire multiple appraisers, or to be
able to have sufficient time to hire such appraisers and complete the process set forth in the
Lease. Therefore, the Parties have elected to first engage Consultant to act independently for
both Parties to render an impartial opinion regarding the Rent Adjustment in an attempt to reach
mutual agreement.
Engagement Letter
Engagement of Consultant
Consultant is hereby engaged to consult to the Parties and render an opinion regarding the
potential Rent Adjustment. Consultant shall perform its work and render its opinion in
compliance with the provisions of this engagement letter, pursuant to Consultant's fees per the
proposal attached as Attachment No. 3 to this engagement letter and pursuant to Consultant's
normal statement of assumptions and limiting conditions contained therein.
Overview of the Rent Adjustment Process
The basic process set forth in the Lease is that a determination is to be made of(1) the Market
Value of the Fee which is the value of the fee interest in the land according to specific facts,
requirements and definitions unique to the Lease and (2) a Market Rental Value which is a
percentage rate also according to specific facts, requirements and definitions unique to the Lease.
The product of the Market Value of the Fee and the Market Rental Value is to be calculated to
determine a new adjusted Annual Rent. The Lease does not require that the adjusted Annual
Rent be greater than the existing Annual Rent; however, the new Annual Rent cannot be less
than the existing Annual Rent.
Salient Lease Terms that Affect the Consultant's Opinion
1. Determining the Market Value of the Fee per the Lease
The Market Value of the Fee as set forth in Section 2.2(b) of the Lease is a defined term
subject to specific facts and requirements which directly impact the resulting value and
the valuation methodology which may be used to determine it. The Consultant is to
render its opinion regarding the Market Value of the Fee in strict compliance with such
terms as contained in the Lease and described in Attachment No.l to this engagement
letter, using the acceptable valuation methods as described in Attachment No. 2 to this
engagement letter, which attachments are incorporated herein by this reference and the
Parties have mutually agreed shall be controlling upon the Consultant.
2. Determining the Market Rental Value per the Lease
The Market Rental Value as set forth in Section 2.2(b) of the Lease is also a defined term
subject to specific facts and requirements which directly impact the resulting value. The
Consultant is to render its opinion regarding the Market Rental Value in strict compliance
with such terms as contained in the Lease and described in Attachment No.l to this
engagement letter, which attachment the Parties have mutually agreed shall be controlling
upon the Consultant.
3. Calculatingthe he Adjusted Rent per the Lease
The Adjusted Rent is equal to the Market Value of the Fee multiplied times the Market
Rental Value. The Lease does not require that the adjusted Annual Rent be greater than
the existing Annual Rent; however, the new Annual Rent cannot be less than the existing
Annual Rent. See paragraph 3 of Attachment No. 1 to this engagement letter for a further
discussion of factors to consider when rendering an opinion regarding the Adjusted Rent.
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Engagement Letter
Consultant's Preliminary Findings and Final Opinions
4. Preliminary Findings
Prior to the preparation of a final written report, Consultant shall meet with the Parties to
provide an oral report of Consultant's preliminary findings and conclusions. As a part of
such oral report, Consultant shall endeavor to confer with and assist the Parties in
reaching a mutually acceptable agreement regarding the Rent Adjustment. The Parties
may submit additional comments or questions to Consultant during the week following
the preliminary report and Consultant shall answer such comments and questions as
reasonably requested.
5. Final Written Opinion
Upon the prior authorization of both Parties, Consultant shall produce a final written
report detailing its opinion of the Market Value of the Fee, the Market Value Rate and the
adjusted Annual Rent. If either Party objects to the preparation of a final written report,
the Consultant shall not prepare such a report and its services per this engagement shall
be deemed concluded. For the purpose of the written report, this engagement shall be
considered a consulting assignment as that term is described in Standard 5 of the Uniform
Standards of Professional Appraisal Practice.
Additional Requirements to Engagement
6. Relationship
This engagement letter is entered into for the purpose of providing Consultant's advice
and opinion to both Parties on an equal, unbiased basis. Consultant agrees that it has no
special relationship, responsibility or allegiance to either Party. To the extent that any
consultant performing similar consulting services to any one party owes a fiduciary duty
of fairness, good faith, honesty and loyalty to such party under accepted standards of
professional conduct and/or law, Consultant agrees that it owes such a fiduciary duty to
each of the Parties equally and shall at all times perform its services hereunder
accordingly.
7. Additional Information
Copies of the Lease and other documents referenced in this engagement letter and the
attachments hereto will be separately provided to the Consultant upon commencement of
this engagement. Additionally, either Party may submit additional information to
Consultant that it deems relevant during the course of this engagement so long as such
additional information is concurrently provided to the opposite Party. Further, such
opposite Party shall be afforded a reasonable period of time in which to review and
provide comment to Consultant and the originating Party regarding such additional
information.
8. Communication
The primary contact person for all communication with Consultant hereunder for each
Party shall be as follows:
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Engagement Letter
Lessor: Mr. Bob Hall
Deputy City Manager/
Economic Development Director
City of Huntington Beach
2000 Main Street
Huntington Beach, CA 92648
(714) 536-5236
Lessee: Mr. Shawn K. Millbern
Senior Vice President
The Robert Mayer Corporation
8951 Research Drive
Irvine, CA 92618-4237
949-759-8091 ext 251
In the event that Consultant seeks clarification regarding interpretation of the Lease, the
acceptable methods of valuation, or any other aspect of its engagement hereunder which
may bear upon Consultant's opinion, the interpretation or direction given to the
Consultant must be agreed between the Parties. In the event that Consultant receives
conflicting directives from the Parties, Consultant shall notify each Party of the conflict
and shall cease work until such conflict has been resolved.
All communications between either Party and the Consultant which may bear upon
Consultant's opinion, whether written or oral, shall be shared between the Parties. If any
such communication occurs unilaterally with Consultant, Consultant shall promptly
notify the other Party and forward a copy of any written materials and/or provide a
summary of any such oral communication to the other Party.
9. No Waiver of Rights Under the Lease
It is the intent of the Parties to reach mutual agreement regarding the Rent Adjustment
with the assistance and counsel of the Consultant hereunder. Notwithstanding, the Parties
agree between themselves that the Consultant's role hereunder is advisory to the Parties
only, and neither Party shall be bound by the opinions of the Consultant. Neither Party
shall have been deemed to have waived any of its rights under the Lease by engaging
Consultant hereunder.
10. Other Use of Consultant's Opinion and Work Product
The Consultants written work product hereunder shall be prepared solely for the purpose
of assisting the Parties in reaching an agreement regarding the Rent Adjustment and shall
not be used, reproduced or distributed for any other purpose. In the event that the Parties
are unable to reach agreement and resort to the employment of separate appraisers as set
forth in Section 2.2(b) of the Lease, neither Parry's separate appraiser, nor a third
arbitrating appraiser if required, shall be given a copy of any of Consultant's opinion or
work product, nor shall they reference or incorporate any of Consultant's opinion or work
product into their separate opinions.
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Engagement Letter
11. Invoicing
Consultant shall submit invoices for payment monthly based upon its progress on this
assignment and Consultant's fees per the schedule attached as Attachment No. 3 to this
engagement letter. The cost of Consultant's work under this engagement shall be borne
equally between the Parties. Consultant shall invoice each Party separately in an amount
equal to 50% of the total amount owed.
12. Schedule
The approximate schedule of the work to be performed by Consultant hereunder is as
follows:
Week 1: Review of Lease terms and other documents referenced in attachments to
engagement letter
Week 2—3: Preparation of preliminary opinion regarding Market Value of the Fee,
Market Value Rate and Adjusted Rent
Week 4: Meet and confer with the Parties to present preliminary opinion
Week 5: Response to comments or questions of the Parties
Week 6: Submission of final written opinion regarding Market Value of the Fee,
Market Value Rate and Adjusted Rent
We look forward to your efforts in this engagement. This engagement per the terms of this letter
is effective upon the date at which all three parties have indicated their agreement and
acceptance by signing below.
Lessor: City of Huntington Beach acting as the Successor Agency to the
Redevelopment Agency of the City of Huntington Beach
By:
c Vou
Mr. Bob Hall Da
Deputy City Manager/ AP ®�� 01 FC RIM
Economic Development Director Z IFER City Attorney
iike V'gli
Deputy City Aft ney
Lessee: Waterfront Hotel, LLC, a limited liability company
By Waterfront Development, Inc., a California corporation, its manager
By:� r 5 /Z"d1
R e ayer, Jr., CEO Date
Signatures continued on following page
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Engagement Letter
Consultant: Pinnacle Advisory Group West, Inc.
By: " �' ILI
Karen Johnson Date
President
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Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
1. Factors to be Considered When Determining the Market Value of the Fee
Section 2.2(b) of the Lease provides specific requirements that are applicable to the
determination of the Market Value of the Fee. The salient verbiage of said Section is
excerpted and explained as follows. See pages 8 through 17 of this Attachment No. 1
where the actual text from the Lease is copied and annotated with letters representing
each of the below sub-paragraphs.
a. The valuation shall be as of the Revaluation Date of January 1, 2014 [see page 8]
The Parties agree that, subject to all the other limitations and requirements of the
Lease, the Consultant may use its reasonable judgment to advance its present day
opinion of value to January 1, 2014. For instance, the use of an estimated
increase in the Consumer Price Index or other reasonable index to advance a
current opinion of value to January 1, 2014 is acceptable.
b. The Market Value of the Fee shall be the market value of the fee interest in the
land constituting the Premises [see page 9]
The Premises consists of lot 1 of tract 13045 plus a small sliver of land at the
corner of Huntington Street and Pacific View Avenue. The Premises does not
include the land, improvements or uses existing on the adjacent property to the
southeast with surface parking, a wedding lawn and gazebo, tennis courts and
pavilion tent ("Parcel C"). The Premises also does not include a separate beach
concession building on the City beach which is operated by the hotel. The
Consultant is not to impute a contributory value to the Premises arising from the
use of Parcel C or the beach concession by the hotel.
C. The Market Value of the Fee shall be the market value of the fee interest in the
land and not the rental value therefore [see page 10]
The phrase."and not the rental value therefore" prohibits determining the Market
Value of the Fee based on an actual or imputed ground rent payment. The
purpose of this prohibition is fundamental—to avoid a flawed, circular calculation
that would occur if the amount of the adjusted Annual Rent is the result of an
initial assumption or opinion of what the rental value of the land (the Annual
Rent) ought to be. Rather, the Lease requires that the land value be established
first (based on factors other than the prospective rental value of the land) because
that land value is then used to determine the rental value (Annual Rent) of the
land. The Parties originally included the phrase "and not the rental value
therefore" into the Lease for the purpose of avoiding a flawed, circular calculation
that might otherwise be unwittingly undertaken in determining the adjusted
Annual Rent. Therefore, the Parties have agreed that the Consultant shall not
undertake to calculate the Market Value of the Fee by imputing a ground rental
payment attributable to the land for the purposes of capitalizing such payment or
Page 1
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affectinii the Rent Adiustment
any other similar method or purpose (the income capitalization techniques). See
the discussion in paragraph 4 of Attachment No. 2.
d. The Market Value of the Fee shall be the market value of the fee interest in the
land under the facts and circumstances existing as of the Revaluation Date
[see page 11]
The Consultant shall not assume future facts or circumstances which are not in
existence at this time, except that the Parties agree that the Consultant may
assume that (i) current facts and circumstances shall continue to exist as of the
Revaluation Date, and (ii) current economic and hotel industry market conditions
that exist today shall exist as of the Revaluation Date, including reasonable
changes thereto as are projected by industry-accepted experts such as Moody's
Investor Services or STR Global.
e. The Market Value of the Fee shall be determined in accordance with the then-
current and actual uses being made of the Premises as permitted or required by the
Lease and without assuming any hange of use for which anv private or
governmental permission would be required or anv change in use whether or not
permitted by terms of the Lease [see page 12]
This language is intended to emphasize the fact that, regardless of what an
appraiser might view as the highest and best use of the Premises, for purposes of
determining the Market Value of the Fee the actual use of the Premises must be
assumed.1
The use of the Premises as permitted and required under the Lease is set forth in
Section 7.1 of the Lease, which provides in relevant part that the Premises "shall
be operated as a "first-class hotel" in a manner at least comparable to the
standards of quality for "first class" hotels operated and maintained from time to
time by any of the following hotel companies: Hilton, Sheraton, Marriott,
Radisson, Hyatt, Guest Quarters, Ramada, or any subsidiaries thereof, in the
Southern California area."
£ The Market Value of the Fee shall be determined without anv regard to anv
residual value for any future uses [see page 13]
This provision is self-explanatory and consistent with the Lease term summarized
in sub-paragraph Le. above.
' The Parties did provide in the Lease that upon the Rent Adjustment in the 64`''year of the Lease,the Market Value
of the Fee shall be determined in accordance with the then-existing highest and best use of the property, with
certain additional conditions. This clarification is made to underscore the fact that as to the present Rent
Adjustment,the highest and best use concept does not apply.
Page 2
a
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
g. The Market Value of the Fee shall be determined in accordance with the existing
actual improvements on the Premises, which shall be assumed to be in the
physical condition and operated in the manner required in Section 9.1(a) of the
Lease [see page 14]
Just as described in sub-paragraph Le. above, this language is intended to
emphasize the fact that, regardless of what an appraiser might view as the highest
and best use of the Premises, for purposes of determining the Market Value of the
Fee the actual improvements on the Premises must be assumed.
The existing Hilton Waterfront Beach Resort is a full-service, first-class resort
hotel consisting of 290 guestrooms in one twelve-story tower, plus additional low-
rise building area providing an entry lobby and registration area, approximately
13,250 net sq. ft. of meeting space including a multi-divisible ballroom of
approximately 5,800 sq. ft., one full-service restaurant, one deli-style casual
dining/coffee outlet plus gift shop, and other miscellaneous amenities, back-of-
house support facilities, and two subterranean levels of parking. There is a pool
and jacuzzi located on an ocean-view outdoor terrace providing recreation and
outdoor-dining opportunities. The building is all Type I construction (fire-
resistive, reinforced concrete and structural steel) supported on a concrete piling
foundation system. The building is fully sprinklered. There is approximately
239,070 sq. ft. of occupiable space consisting of approximately 162,700 sq. ft.
attributable to guestrooms and approximately 76,370 sq. ft. attributable to public
area and back-of house use. Additionally, there is approximately 110,060 sq. ft.
of subterranean parking, for a total building area of approximately 349,130 sq. ft.
The existing improvements are maintained in excellent condition consistent with
the requirements of the Lease, general first-class hotel standards and the
requirements of Hilton Hotels. The property has undergone numerous upgrades
and renovations. The property has received a Four-Diamond rating from the
American Automobile Association(AAA) for each year of its operation. '
Additional information regarding the hotel including its financial operating
history and architectural drawings will be made available at the Consultant's
request.
h. The Market Value of the Fee shall be determined in accordance with the existing
actual improvements on the Premises bu nQt thevalue thereof[see page 15]
It is typical practice in the commercial real estate industry to value the land as if
vacant when evaluating ground lease adjustments. This is because (just as was
the case here) such leases are normally entered into before the land in question is
developed. Thus the future rental adjustment should only compensate the lessor
for any increase in the value of the land as if vacant, and not be inflated by the
Page 3
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
contributory value of the improvements which were added by the lessee after the
lease was executed.
Consistent with this typical industry practice, the phrase "but not the value
thereof' in the Lease prohibits determining the Market Value of the Fee based on
the value of the existing improvements. Moreover, this prohibition in the Lease
was specifically agreed between the Parties in recognition of the extraordinary
size, quality and value of the improvements that the Lessee planned to construct
on the Premises, which were understood by the Parties to be well in excess of the
highest and best use of the site at the time. Further, at the inception of the Lease,
the Parties determined that the then value of the land and Annual Rent was at fair
market value. As a result, it was not the intention of the Parties to provide that the
Lessee would be penalized at the Revaluation Date by allowing the Market Value
of the Fee to be enhanced by the extraordinary improvements constructed by the
Lessee. Therefore, the Parties have agreed that the Consultant shall not undertake
to calculate the Market Value of the Fee by estimating the value of the existing
improvements and allocating a percentage of that value to the Market Value of the
Fee (the allocation approach). See the discussion in paragraph 3 of Attachment
No. 2.
i. The Market Value of the Fee shall be determined in accordance with all
encumbrances affecting the Premises, including but not limited to, the DDA and
all then-existing taxes, assessments, covenants, conditions, restrictions, rights-of-
way, liens, and easements [see page 16]
The DDA (Disposition and Development Agreement dated August 15, 1988)
provided that the Premises would be improved with an approximately 300 room
first-class hotel as well as various street and site improvements allocable to the
Premises, see"Scope of Development" (Attachment No. 3)to the DDA.
Further, numerous entitlement conditions and zoning restrictions are applicable to
the Premises, including but not limited to:
(i) Development Agreement dated August 15, 1988 which provided
that the Premises was to be developed with a first-class hotel with
a maximum of 300 guestrooms, and other street, site and public
improvements.
(ii) Conditional Use Permit 87-19 and Coastal Development Permit
87-17 ("CUP/CDP") which permits the development of the
Premises with up to 296 guestrooms and other ancillary facilities,
subject to numerous conditions of approval.
(iii) Commercial Master Site Plan for The Waterfront Project approved
by the City pursuant to the requirements of the Downtown Specific
Page 4
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
Plan ("Commercial Master Site Plan"). The Commercial Master
Site Plan requires that the Premises be improved with a first-class
hotel of approximately 300 guestrooms with ancillary uses
including a restaurant, meeting and ballroom facilities, and a pool,
spa and outdoor plaza; and further that the development conform to
the building bulk, location and heights as indicated on the plan.
(iv) The Huntington Beach Downtown Specific Plan which limits the
use of the site to certain recreational and commercial visitor-
serving uses (hotels, restaurants and recreational facilities) with
restrictions including a maximum building coverage ratio of 35%,
a minimum requirement for public open space of 25% of the
Premises, and a maximum allowance of 15% of the site for the
purpose of streets, driveways and parking (effectively requiring
subterranean parking at the site).
Therefore, when considering the Market Value of the Fee, it is appropriate to
assume that any third party, who would theoretically purchase the Premises
vacant for development purposes, would be required to develop the Premises with
an approximately 300 room, first-class hotel with appropriate ancillary uses
consistent with the conditions and restrictions contained in the DA, the
CUP/CDP, the approved Commercial Master Site Plan, and the applicable
provisions of the Downtown Specific Plan. Any such development would
necessarily result in a development of very similar size, height, intensity, quality
and construction type as exists today.
j. The Market Value of the Fee shall be determined in accordance with the
encumbrance of the Premises by the Lease and all covenants, conditions,
limitations, and restrictions contained therein [see page 17]
This provision clarifies that the Market Value of the Fee must be determined with
the assumption that the fee interest is so encumbered with Lease, including the
requirement that the property be improved, maintained and operated with an
approximately 300 room, first-class hotel with appropriate ancillary uses. (See
Article VI of the Lease which requires that improvements be constructed in
accordance with the "Scope of Development" (Attachment No. 3) to the DDA,
Article VII which requires the use of the premises as a "first class hotel" and
Article XIII requiring the maintenance of the improvements as a "first class
hotel".) Therefore, as described in sub-paragraph Li. above, when considering
the Market Value of the Fee, it is appropriate to assume that any third party, who
would theoretically purchase the Premises vacant for development purposes,
would be required to develop the Premises with an approximately 300 room, first-
class hotel with appropriate ancillary uses that is of very similar size, height,
intensity, quality and construction type as exists today.
Page 5
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
Lastly, it must be noted that this provision could be interpreted on its face to mean
that the Market Value of the Fee shall be determined to be the value of the
landlord's leased fee interest, i.e., the present value of the payment stream of the
Annual Rent payable to the landlord. However, the Parties agree that this shall
not be the interpretation of this provision; as such interpretation would result in
the same type of flawed circular logic that is rejected in the discussion of sub-
paragraph 2.c. above—i.e., the adjusted Annual Rent cannot be determined based
on a land value that is itself the present value of the existing Annual Rent.
2. Factors to be Considered When Determining_the Market Rental Value of the Premises
Section 2.2(b) of the Lease also provides specific requirements that are applicable to the
determination of the Market Rental Value of the Premises. The salient verbiage of said
Section is excerpted and explained as follows. See pages 18 through 20 of this
Attachment No. 1 where the actual text from the Lease is annotated with letters
representing each of the below sub-paragraphs.
a. The Market Rental Value of the Premises as of the Revaluation Date shall be
equal to the then-current average annual percentage return obtained by owners of
land for land similar to the Premises [see page 18]
The phrase "average annual percentage return" refers to the current annual rental
payment received by an owner of land, excluding consideration of the present
value of future payments or increases therein, or consideration of a future
reversionary use. Additionally, the phrase "for land similar to the premises"
clarifies that the determination of the Market Rental Value must be based on land
leased on a long-term basis for first-class hotel purposes of comparable size,
quality, location characteristics, high-quality/low-risk class (i.e., a high certainty
and reliability of the ground rental payment) and other relevant criteria, including
the criteria described in sub-paragraph 2.c. below.
The Parties agree that the Consultant may base its opinion regarding the Market
Rental Value on accepted real estate industry databases such as investor surveys
from RealtyRates.com or similar sources, subject to Consultant selecting and
adjusting such data as deemed reasonable by Consultant to reflect a sample of
land leases that are comparable in the criteria described in the prior paragraph.
b. The Market Value of the Premises as of the Revaluation Date shall in no event be
less than six percent(6%)nor more than fifteen percent (15%) [see page 19]
This provision is self-explanatory.
Page 6
Attachment No. 1 to Engagement Letter
Salient'Perms of the Lease Affecting the Rent Adjustment
C. The determination of the Market Rental Value of the Premises shall also take into
consideration all of the factors required to be taken into consideration in
determining the Market Value of the Fee of the Premises [see page 20]
Those factors are discussed in detail in section 1 of this Attachment No. 1 and
support the statements made in sub-paragraph 2.a. above. Additionally, this
provision clarifies that land leases used for comparative purposes in determining
the Market Rental Value should be based on (i) properties whose actual and
current use is for a first-class hotel similar to the subject and not be based on some
other use (see sub-paragraph Le. above), (ii) properties subject to a long-term
lease without a significant residual value based on a future use (see sub-paragraph
l.f. above), and (iii) properties where the improvements are maintained and
operated in a first-class condition(see sub-paragraph 1.g. above).
3. Factors to be Considered When Calculatingthe he Adjusted Rent
Section 2.2(b) of the Lease also provides specific requirements that should be considered
when calculating the Adjusted Rent. See pages 21 and 22 of this Attachment No. 1
where the actual text from the Lease is annotated with letters representing each of the
below sub-paragraphs.
a. Adjusted Annual Rent Shall Not be Less than Existing Annual Rent [see page 21]
The existing Annual Rent is the rent for the year 2013. The Lease does not
require that the adjusted Annual Rent be greater than the existing Annual Rent;
however, the new Annual Rent cannot be less than the existing Annual Rent.
b. No Cost of Living Adjustment Required in Year of Rent Adjustment
[see page 22]
Section 2.2(a) of the Lease provides for annual adjustments to the Annual Rent
based on changes to the Consumer Price Index for all Lease years except those
Lease years in which there is a Rent Adjustment pursuant to Section 2.2(b) so that
such adjustments are not duplicative. It is presumed that a cost of living increase
is implicit in a Rent Adjustment pursuant to Section 2.2(b).
Page 7
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease AffectinE the Rent Adiustment
Lessee shall agree to substitute any official index published
by the Bureau of Labor Statistics, or successor or similar
governmental agency, as may then be in existence and which is
most nearly equivalent to the Index. Should Lessor and
Lessee be unable to mutually agree as to any such substitute
index prior to the date such agreement is required in order
to properly and timely comply with this paragraph,
determination of the proper substitute index shall be by
arbitration in accordance with Article XXVII.
(b) Market Value Rent Adjustments. The Annual
Rent payable pursuant 'to Sections 2.1(b) and 2.2 (a) shall ,be
adjusted on the January Ist following the and of the 24th,
0
z
44tb, 64th, and, If applicable, the 84th full Lease Year *0
a
during the Term (the "Revaluation Dates') to an amount equal 0
E
to the then-current "Fair Rental Value' of the Premises, as
determined in accordance with this Section 2.2 (b) .
O .
The "Fair Rental Value" of the Premises as of any 6
11Z
Revaluation Date shall be equal to the product derived by
multiplying the "Karket Value of the Peep' of the Premises as
co
of the applicable Revaluation Date -times the "Harket Rental
Value"' of the Premises as of such data.
As used herein,, the "Market Value of the Fee" of
the Premises on any Revaluation Date shall - be the then-
current Market Value of the Fee Interest in the land
constituting the Premises (and not the rental value therefor)
under the actual facto and circumstances existing as of the
Page 8
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
Lessee shall agree to substitute any official index published
by `L:he Bureau of Labor Statistics, or successor or similar
governmental agency, as ruay then be in existence and which is
most nearly equivalent to the Index. Should Lessor and
Lessee be unable to mutually agree as to any such substitute
index prior to the date such agreeinent is required in order
to properly and timely comply with this paragraph,
determination of the proper substitute index shall be by
arbitration in accordance with Article VII.
(b) Market Value Rent__Ajjj�� . The Annua)
Rent payable pursuant 'to Sections 2.1(b) and 2.2 (a) shall be
adjusted on the January Ist following the end of the 24th, V_
6
44th, 64th, and, if applicable, the 84th full. Lease Year 2;
during the Term (the "Revaluation Dates") to an amount equal CD
E
0
to the then-current "Fair Rental Value" of the Premises, as
determined in accordance with this Section 2.2 (b) .
O .
The "Fair Rental Valuer of the Premises as of any
V;
Revaluation Date shall be equal to the product derived by
.CL
multiplying the "Karket Value of the Feel' of the Premises as 1!
Im
I'M.
of the applicable Revaluation Date times the llkla",et Rental M
CL
Value" of the Premises as o2 such data. CD
tY
As, used herein,, the "Market Value of the Fee" of
the Premises on any Revaluation Date shall be the then-
current Market Value of the Fee Interest in the land
constituting the Premises (and not the rental value therefor)
under the actual facto and, circunstances existing as of the
Page 9
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
Lessee shall agree to substitute any official index published
by the Bureau of Labor Statistics, or successor or similar
governmental agency, as may then be in existence and which is
most nearly equivalent to the Index. Should Lesso-- and
Lessee be unable to mutually agree as to any such substitute
index prior to the date such agreement is required in order
to properly and timely comply with this paragraph,
deternination of the proper substitute index shall be by
arbitration in accordance with Article XXVII.
(b) Market Value Rent Adjustments. The Annual
Rent payable pursuant to Sections 2. 1(b) and 2.2 (a) shall be
adjusted on the January Ist following the end of the 24th,
6
44th, 64th, and, if applicable, the 84th full Lease Year z W
C
during the Term (the "Revaluation Dates") to. an amount equal 4)E
to the then-current "Fair Rental Value" of the Premises as
determined in accordance with this Section 2.2 (b) .
O .
The "Fair Rental Value" of the Premises as of any ti
Revaluation Date shall be equal to the product derived by
CL
multiplying the "Market Value of the Feel' of the Premises as W
CD
of the applicable Revaluation Date -times the �'Narket Rental
CL
Value" of the Premises as of such date. ci
As used herein, the RMarket Value of the Fee" of
the Premises on any Revaluation -Date shall be the then-
current Market Value of the Fee Interest in the land
constituting the Premises (and not the rental value therefor)
under the actual facts and circumstances existing as of the
Page 10
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
Lessee shall agree to substitute any official index published
by the Bureau of Labor Statistics, or successor or similar
governmental agency, as may then be in existence and which is
most nearly equivalent to the Index. Should Lessor and
Lessee be unable to mutually agree as to any such substitute
index prior to the date such agreement is required in order
to properly and timely comply with this paragraph,
determination of the proper substitute index shall be by
arbitration in accordance with Article XXV11.
(b) Market Value Rent Adjustments. The Annual
Rent payable pursuant -to Sections 2.1(b) and 2.2 (a) shall be
adj fisted on the January '-st following the end of the 24th,
0
44th, 64th, and, if applicable, the 84th full Lease Year z
during the Term (the "Vevalua-t-ion Dates") to an amount equal
E
to the then-current "Fair Rental Value" of the Premises, as
detarp,ined in accordance with this Section 2.2 (b) .
O .
The e'Fair Rental Value" of the Premises as of any
Revaluation Date shall be equal to the product derived by
multiplying the nNarket Value of the Feel' of the Premises as
ev
of the applicable Revaluation Date �Unee the "Karket Rental cc
Value" of the Premises as of such date.
As used herein, the "Market Value of the Feel' of
the Premises on any Revaluation Date shall be the then-
current Market Value of the Fee Interest in the land
constituting the Premises (and not the rental value therefor)
under the actual facts and circumstances existing as of the
Revaluation Date.
Page 11
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
Revaluation Vat Or, the Revaluation Date occurring at the
end of the 24th and 4th® and, if applicable, the 64th full
loase Years, the "Market Value of the Fee" of the Premises
shall be determined in -accordance witht the then-current and
actual use being made of. the Premises as permitted or
required by this Lease and without assuming any change of I use
for which any private or governmental permission would be
required or any change in use whether or not permitted by the 6
z
terms of this Lease and without regard to any residual value
for any future uses- the existing actual improvements on the E
Premises (but not the valiie thereof) , except that the
Improvements shall be assumed to be in the physical condition
and operated in the manner required in Section 9 . 1(a) below; ai
all encumbrances affecting, the Premises, in-cluding but not CL
2
limited to, the DDA and all then-exiqting taxes, assessments, a
covenants, conditions, restrictions, rigbts-of-way, liens,
and easements; and the encumbrance of the Premises by this
Lease and all covenants, condition , limitations, and
restrictions contained herein. The "Market Value of the reel,
of the Premises as of the Revaluation Date occurring at the
end of the 64th full Lease Year shzzll be determined ill
accordance with the thon-existing highest and best use of t, e
Premises, consistent kw.ith principles of imminent., doinain, and
other-Wise i r, accordance with the preceding sentence,
'0170'1/ided, however, that if Lessee has e,,qanded in e,,xcess of
fifty percent-I (50"*-) of the then-current full replacement
-13-
Page 12
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
Revaluation Date. On the Revaluation Date occurring at the
end of the 24th and 44th, and, if applicable, the 84th full
Lease Years, the "Market. Value of the Fee" of the Premises
shall be determined in accordance with: the then-current and
actual use being made of the Premises as permitted or
reVired by this Lease and without assuming any change of use
for which any private or governmental permission would be
required or any change in use whether or not permitted by the
terms of this Lease and without regard to any residual value
for any future uses, the existing actual Improvements on the H
Premises (but not the value thereof) , except that the
6
Improvements shall be assumed to be in the physical condition z
and operated in the manner required in Section 9.1(a) below; CD
E
all encumbrances affecting the Premises, including but not 0
M
limited to, the DDA and all then-existing taxes, assessments,
0
covenants, conditions, restrictions, rights-of-way, liens,
and easements; and the encumbrance of t-he Premises by this
CL
Lease and all covenants, conditions, limitations, and T
Im
2
restrictions contained herein. The "Market Value of the Feel' M
of the Premises as of ache Revaluation Date occurring at the 4)
end of the 64th full Lease Year shall be detenained in
accordance with the then-existing' highest and best use of the
Premises, consistent with principles of eminent domain, and
otheri,Ase in accordance id I th the preceding sentence;
provided, however, that if Lessee has expended In excess of
fifty percent (50%) of the then-current full replacement
-13-
Page 13
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
Revaluation Date. On the Revaluation Date occurring at the
end of the 24th and 44th, and, if applicable, the 84th full
Lease Years, the "Market Value of the Fee" of the Premises
shall be determined in 'accordance with: the then-current and
actual use being made of the Premises as permitted or
required by this Lease and without assuming any change of use
for which any private or governmental permission would be
required or any change in use whether or not permitted by the
terns of this Lease and without regard to any residual value
for any future uses; the existing actual Improvements on. the
Premises (but not the value thereof) o except that the
Improvements shall be assumed to be in the physical condition
and operated in the manner required in Section 9.1(a) below,
all encumbrances affecting the Premises, including but not
limited to, the DDA and all then-existing taxes, assessments,
covenants, conditions, restrictions, rights-of-way, liens, 0
z
and easements, and the encumbrance of the Premises by this CD
E
Lease and all covenants, - conditions, limitations, and
eo
restrictions contained herein. The "Market Value of the Feeo
of the Premises as of the Revaluation Date occurring at the 0
end of the 64th full Lease Year shall be determined in
accordance with the than-existin4 highest and best use of the 0
L.
C0
Premises, consistent with principles of eminent domain, and
otherwise in accordance with the preceding sentence,-
CD
provided, however, that if Lessee has expended in excess of 1z
fifty percent (50) of the then current full replacement
Page 14
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
Revaluation Date. On the Revaluation Date occurring at the
end of the 24th and 44th, and, if applicable, the 84th full
Laase Years, the IOMarket Value of the Fee" of the Premises.
shall be determined in Accordance with: the then-current and
actual use being made of the Promises as permitted or
required by this Lease and without assuming any change of use
for which any private or governmental permission would be
required or any change in use whether or not permitted by the
terms of this Lease and without regard to any residual value
for any future uses; the existing actual Improvements on the
Premises (but not the value thereof) , except that the
Improvements shall be assumed to be in the physical condition
T_
and operated in the manner required in Section 9.1(a) below, 6
z
all encuiribra noes affecting the Premises, including but not
limited to, the DDA and all then-existing taxes, assessments, E
covenants, conditions, restrictions, rights-of-way, liens
and easements; and the encumbrance of the Premises by this
0
Lease and all covenants, - conditions, limitations, and .c
restrictions contained herein. The "Market. Value of the Feed CL
of the Premises as of the Revaluation Data occurring at the
end of the 64th full Lease Year shall be determined in
accordance with the then-existin9* highest and best use of the Premises, consistent frith principles of eminent domain, and
othertuise in accordance with the preceding sentence 0-
provided, however, that if Lessee has expended in excess of
f *ty i fry (50!" ) of the then-current full replaQement
13-
Page 15
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
Revaluation Date. - On the Revaluation Date occurring at the
end of the 24th and 44th, and, if applicable, the 84th full
Lease Years, the "Market Value of the Fee" of the Premises
shall be determined in accordance with:, the then-current and h
actual use being made of the Premises as permitted or V_
6
required by this Lease and without assur.4ing any change of use z
for which any private or governnental permission would be E
required or any change in use whether or not permitted by the ;0
terms of this Lease and without regard to any residual value
for any future uses; the existing actual Improvements on the
Premises (but not the value thereof) , except that the
improvements shall be assumed to be in the physical condition
and operated in the manner required in Section 9.1(a) below:
CL
all encumbrances affecting the Premises, including but not
limited to, the FDA and all then-existing taxes, assessments,
covenants, conditions, restrictions, rights-of-way, liens,
and easements; and the. encumbrance of the Premises by this
Lease and all covenants, - conditions, limitations, and
restrictions contained herein. The "Market Value of the Fee"
of the Premises as of the Revaluation Date occurring at the
end of the 64th full tease Year shall be determined in
accordance with the then-existin4 highest and best use of the
Premises, consistent iiith principles of, eminent domain, and
othert-Ase in accordance with the preceding sentence,-
provided, however, that if Lessee has ea.,Pended in excess of
fifty percent (50%) of the then current full replacement
Page 16
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adiustment
Revaluation Date. On the Revaluation Date occurring at the
end of the 24th and 44th, and, if applicable, the s4th full
1p-ase Years, the "Market Value of the Fee" of the Premises
shall be determined in accordance with: the then-currant and-
actual use being made of the Premises as per-witted or
required by this Lease and without assuming any change of use
z
.4"
for which any private or governmental permission would be C
required or any change in use whether or not permitted by the E
terms of this Lease and without regard to any residmal value
for any future uses; the existing actual Improvements on the
0
Premises (but not the value thereof) , except that the
Improvements shall be assumed to be in the physical. condition G.
eo
and operated in the manner required in Section 9.1 (a) below of
all encumbrances affecting the Premises, including but not CL
limited to, the DDA and all then-existing taxes, assessments, W
covenants, conditions, restrictions, rights-of-way, liens,
and easementsf, and the encumbrance of the Premises by this
Lease and all covenants, conditions, limitations,, and
restrictions contained herein. The "Market Value of the Feel'
of the Premises as of the Revaluation Date occurring at the
end of the 64t1h full Lease Year shall be determined in
accordance wlt:h the then-existing' highest and best use of the
Premises, consistent with principles of eminent domain, and
otherwise in accordance with. the preceding sentence;
provided, however, that if Lessee has e-,rpendad, In excess of
fifty percent (50�) o:�, the then-current full replacement
Page 17
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
,value of the Improvements on the Premises (anclusive of
furnishings, fixture, and equipiDent) at any time between the
end of the 20th full Lease Year and said Revaluation Date,
the., I'Market Valiue of the Fee0l of the Previse s shall be
deter-mined in accordance with the preced.Ing sentence and not
with reference to the highest and best use of the Premises.
As used herein, the,- "Market Rental Value" of the
Premises as of any Revaluation Date shall be equal to the
then-current average annual percentage return obtained by
owners of land for land similar to the Premises, which shall
in no event be less than six percent, (6t) nor tore than
fifteen porcent (15%) . The determination of
the *'Market
Z
*.a
Re `ltal `,Ialtiell of the Premises shall also take into
W.
consideration all of the factors required to be taken into E
consideration ir, deternining the "Mari-et Value of the Fee"' of
the ' Prenjise-s as of the applicable Reval=nation Date, in
accordance with the preceding paragraph.
N.
Not any other provision in this section
CL
2
2 .2(b) to the contrary, the Annual Rent derives under this tM
IM-
Section 2.2(b) shall not result in a rent less than the rent M
Payable ixmedllatelly prior to the applicable Revaluation, rite
(excapt that if the rant has bs'en only temporarily abated,
deferred, o,,- reduced, in or in part, as a, result oic
danags, de- striiction, or condemnation, such ad.'ust n 0
,mc, It t the
Annual Rent shall not result in a rent less than the rent
PaYable ircm.ediately prior to the tempo-rary abatemenit,
Page 18
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
value of the Improvements on the Premises (exclusive of
furnishings, fixture, and eVipment') at any time between the
and of the 30th full Lease Year and said Revaluation Date,
the "Market Value of the Feel' of the Premises shall be
determined in accordance with the preceding sentence and not
with reference to the highest and best use of the Premises.
,As used herein, the "Market Rental Value" of the
Premises as of any Revaluation Date shall be equal to the
then-current average annual percentage return obtained by
owners of land for land similar to the Premises, which shall.
in no event be less than six percent (6%) nor more than
fifteen. percent (15%) . The determination of the "Harket
Rental ValueO of the Premises shall also take into
consideration all of the factors required to be taken into
z
consideration in determining the "Market Value, of the Feel' of 4.0
E
the Premises as of the applicable Revaluation Date, in
accordance with the preceding paragraph.
Notwithstanding any other provision in this Section
0
2.2(b) to the contrary, the Annual Rent derived under this
Section 2.2 (b) shall not result in a rent less than the rent
payable immediately prior to the applicable Revaluation Date CD
cc
cc
(except that, if the rent -has be"an only temporarily abated,
deferred, or reduced, in whole or in part, as a result of
damage, destruction, or condemnation, such adjustmen.t to the
Annual Rent shall not result in a rent less than the rent
payable immediately prior to the temporary abatement,,
Page 19
Attachment No. 1 to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
value of the Improvements', on the Premises (enclusive of
furnishings, fixture, and equipment) at any time between the
end of the 30th full Lease Year and said Revaluation Date,
the I'Market Value of the !Peen of the Premises shall he
determined in accordance with the preceding sentence and not
with reference to the highest and best use of the Premises.
As used herein, the OMaxlet Rental Value" of the
Promises as of any Revaluation Date shall be equal to the
then-current average annual percentage return obtained. by
owners of, land for land similar to the pramises, which shall
in no event be less than six percent (6%) not rare than
fifteen percent 1151) . This determination of the "Market
Rental Value" of the Premises shall also take into
consideration all of the factors required to be taken into
consideration in, determining the "Market Value of the Fee" of
the Premises as of the applicable Revaluation Date', in,
accordance with the preceding paragraph., 6
z
Notwithstanding any other provision in this Sec-,tjon C
2 .2 (b) to the contrary, the Annual Rent derived under this
Station 2,2 (b) shall not result in a rent less than the rent
payable immediately prior to the applicahle Revaluation Date
0
(except that if the rent has been only te-Inporarily abated, (S
deferred, or reduced, in whole or in part, as a result of CL
damage, destruction, or condemnation, such adjiistmen�t to tine
Annual Rent shall not result A a rent less than the rent
payable immediately prior to the temporary ab ate nent,
Page 20
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affectinp,the Rent Adiustment
value of the Improvenents on the Premises (exclusive of
furnishings, fixture, and equipment) at any time between the
and of the, 30th full Lease Year and said Revaluation Date,
the "Market Value of the Feel' of the Premises shall be
determined in accordance with the preceding sentence and not
with reference to the highest and best use of the Premises.
As used herein, the 711-larket Rental Value" of the
Premises as of any Revaluation Date shall be equal to the
6
then-current average annual percentage return obtained by z
owners of land for land similar to the Premises, which shall
E
in no event be less than six percent (6�) nor more than
to,
4.0
4.0
fifteen percent (15%) . The determination of the "Market 4
Rental Value" of the Premises shall also take into 0
Cd
consideration all of the factors required to he taken into
Q.
consideration in determining the "Miarket Value of the Peep of
ea
the Premises as of the applicable Revaluation Date, in
accordance with the preceding paragraph.
tr
Notwithstanding any other provision in this sectior,
2.2 (b) to the contrary, the Annual Rent derived under this
Section 2.2(b) shall not result in a rent less than the rent
payable immediately prior to the applicable Revaluation Date
(except that if the rent has be*e' n only temporarily abated,
deferred, or reduced, in whole, or in part, as a result of
damage, destruction, or condemnation, such adjustment to the,
Annual Rent shall not result In a rent, less than the rent
payable immediately prior to the temporary abatement,
Page 21
Attachment No. I to Engagement Letter
Salient Terms of the Lease Affecting the Rent Adjustment
of Io_it_JI,aIRen4- . The initial rent
shall, be adjusted to an amount equal to Eighty—Nine, Thousand
4 V_
Seven Hundred Twenty 'Three Dollars ($89,723 . 00) vwr Lease 6
z
Veers on the �a{3rliest of the following date ,-
EI
(i) June 30, 1999, or
(ii) The date on Which, the city of
Funtington Beach issues its Cortifioate of Ocoupancy for 0
the business(es) to be conducted on the Premises, or
(,Li ) The date whi.ch is three (3) years a-fter CL
the Rent Conmencement Date,
2.2 Rent .increases.
CL
ai
(a), Inflation Adjustment. The Annual Rent required QG
-pursuant to Section 2.1(b) above and , Section 2.2(b) below
shall be adjusted upward on January 1, 1994 , and on each
subsequent January Ist through the balance of the, Term of
this Lease (the "Adjustment Dates",) , excluding only the years
in which the market value rent adjustments are made as P
provided in Section 2,2(b) , all as provided herein, The
adlust.ment shall be calculatad apon the basis of the United
States Department of Labor, Bukeau of Labor Statistics
Consumer Price Index of Urban Wage earners and cle�:ical
Worker ,, Los hngeles-loang Beach-Anaheim, Average, all, itel'a's,
f1967 = 100) (the "Index") . Thp Index published and in
Page 22
Attachment No. 2 to Engagement better
Methods for Determining the Market Value of the Fee
There are four potential methods for determining land value, (1) the sales comparison approach,
(2) the market extraction/land residual approach, (3) the allocation approach, and (4) the income
capitalization techniques'. A discussion of each of the potential land valuation methods and their
applicability under the terms of the Lease is provided as follows:
1. Sales Comparison Approach
The sales comparison approach is the most common technique for valuing land, and it is
the preferred method when adequate comparable sales are available. Unfortunately,
contemporary sales of land available for hotel development that are potentially
comparable in size, location and other relevant features to the Premises are extremely rare
or non-existent due to the significant recession in the hotel development industry over the
past many years. Moreover, as discussed previously, the Lease requires that the value be
determined in accordance with a number of detailed conditions and assumptions such that
any existing land sale for purposes of comparison must also be a sale for the purpose of
developing a similar, first-class quality, high-rise hotel with subterranean parking and
similar ancillary uses.
As a result, unless the Consultant is able to produce adequate comparable land sales
consistent with the requirements of the Lease, the Parties have agreed that there is
insufficient comparable land sales data available for the reliable use of this valuation
approach.
2. Market Extraction/Land Residual Approach
The Market Extraction/Land Residual Approach is a commonly used approach to valuing
vacant land, or land that is assumed to be vacant, when adequate comparable sales are not
available. It is prevalent practice to assume that the land is vacant when valuing land
subject to a lease in the context of a lease adjustment. Further, considering that the
approach assumes the then-current and actual use of the Premises by estimating the cost
to reproduce the then-existing improvements, the approach is consistent with the Lease
(see sub-paragraphs Le. and l.g. of Attachment No. 1).
Additionally, this approach avoids the flawed, circular logic that is inherent in the income
capitalization techniques when applied in the context of the Lease (see sub-paragraph l.c.
of Attachment No. 1) and is therefore more appropriate in the given circumstances.
Therefore, the Parties have agreed that the Market Extraction/Land Residual Approach is
the preferred valuation approach under the Lease, and it shall be the method to be used by
the Consultant in rendering its opinion regarding the Rent Adjustment.
This approach requires the Consultant to estimate the value of the existing hotel as of
January 1, 2014, and to extract from it the projected total cost of constructing the
improvements upon the Premises as of such date, to arrive at the residual land value as of
' The Appraisal of Real Estate, Thirteen Edition, Appraisal Institute, Chapter 16-Land and Site Valuation, Table
16.1-Applicability and Limitations of Land Valuation Techniques.
Page 1
Attachment No. 2 to Engagement Letter
Methods for Determining the Market Value of the Fee
January 1, 2014. The valuation of the hotel shall be undertaken by the Consultant using
an industry-standard income capitalization technique such as a discounted cash-flow
analysis assuming a ten year holding period and appropriate discount rates, or other
industry-standard income capitalization technique, as the Consultant deems appropriate.
The income capitalization technique shall be based on the existing stabilized hotel
operation as projected by the Consultant for January 1, 2014, and shall not assume a
ramp-up of revenue that would exist for a theoretical new hotel that would commence
operation on or about that date. Current and historical hotel operating financial
statements will be provided by the Lessee for such purposes. Additionally,
consideration of comparable sales of other hotels for comparison purposes may be
undertaken as the Consultant deems appropriate. The value of the hotel is to be projected
by the Consultant to be as of January 1, 2014. Additionally, Consultant shall prepare an
estimate of the cost of constructing the existing improvements at the Premises as of
January 1, 2014 using industry standard construction data sources such as Marshall &
Swift, RSMeans and/or third party expert cost estimates. The construction cost estimate
shall include all direct and indirect costs to construct a hotel on the Premises equal to the
existing hotel, including design, permits, impact fees, excavation, grading, foundations,
onsite and allocable offsite improvements, general contractor's overhead and profit, and
entrepreneurial-developer's profit.3 The cost estimate shall assume a date of completion
of January 1, 2014.
3. Allocation Approach
In order to support a credible value opinion, the allocation approach requires ample sales
data of both unimproved and improved properties for comparison purposes, and therefore
is rarely used as the primary method of site valuation for commercial properties.4 As
discussed previously in paragraph 1 above, an ample supply of contemporaneous vacant
land sales comparable to the Property does not exist. Further, although a number of
improved hotels sales have occurred in recent years, verifiable data regarding the actual
cost to construct such hotels is generally not available. Additionally, adjustments to such
data to bring construction cost and sales price data into current cost and dollars would be
required, which adds additional difficulty and unreliability to the approach.
Moreover, this approach is not well-suited to the valuation of hotels because first-class
hotel development is often subsidized by government support in various ways including
low interest bond financing, property tax rebates and transient occupancy tax rebates that
are not reported in the construction cost data for hotels. These subsidies serve to lower
the actual development cost and artificially inflate the land value estimate for comparable
properties, an effect that is not properly adjusted for in the allocation approach.
2 Such information is the proprietary and confidential property of the Lessee, and Consultant shall not be released
such information to'any other Party.
3 National Council of Real Estate Investment Fiduciaries, Land Valuation Guidelines for the Determination of Value
of Undeveloped Land Parcels.
4 Appraisal Institute, The Appraisal of Real Estate, Thirteenth Edition, Chapter 16-Land and Site Valuation-
Allocation.
Page 2
Attachment No. 2 to Engagement fetter
Methods for Determining the Market Value of the Fee
Additionally, the allocation approach is generally only applicable when valuing one-unit
residential lots where ample sales of both lots and improved homes are available for
comparison purposes, tends to be less accurate for commercial properties (especially
when the number of vacant land sales is inadequate), and is rarely used as the primary
land valuation technique for properties other than residential subdivision lots.5
Further, the allocation method has been determined by California courts to be flawed and
inadmissible as evidence in litigation. The courts have determined that the approach is
speculative, that it violates express provisions of the California Evidence Code, and that
it involves a comparison of properties (improved properties for the purpose of valuing
unimproved land) that are "non-comparable" as a matter of law.6
Finally and most importantly, as explained in sub-paragraph l.h. of Attachment No. 1,
the Lease specifically prohibits the allocation approach. Therefore, the Parties have
agreed that the Consultant shall not use the allocation approach to determine the Market
Value of the Fee under the Lease.
4. Income Capitalization Techniques
The income capitalization techniques (direct capitalization-land residual technique and
direct capitalization-ground rent capitalization technique) rely on, among other things, the
appraiser assuming a prospective rental payment attributable to the land, assuming
building capitalization rates and assuming land capitalization rates. However, this
method is only useful "when the comparable rents, rates, and factors can be developed
from an analysis of sales of leased land',7. As discussed previously in paragraph 1 above,
there has been very little comparable hotel development in many years, and therefore it is
difficult to ascertain reliable rents, rates and factors that are based on sales of leased land
for hotel development that are relevant and comparable in present times.
And although lease rates for many hotel land leases that were originally entered into
many years ago (often decades ago) are readily available, such information cannot be the
basis of a valuation today unless significant adjustments for comparison purpose are
made to the data to account for dissimilarities between such properties and the Premises.
Adjustments may include factors such as location, access to convention facilities, mass
transit, airports and other similar major public infrastructure, public subsidies that
supported the original development, lease structure (e.g., percentage rent vs. fixed
payment, escalation clauses, term, etc.), and probably most importantly—the economic
5 Appraisal Institute, The Appraisal of Real Estate, Thirteenth Edition, Chapter 16-Land and Site Valuation, Table
16.1 Applicability and Limitations of Land Value Techniques.
6 See Emeryville Redevelopment Agency v. Harcros Pigments, Inc. (2002) 101 Cal.App.4th 1083, 1100-1102;
Redevelopment Agency v. First Christian Church (1983) 140 Ca1.App.3d 690, 699-700; People ex Rel. State Park
Commission v. Johnson (1962) 203 Ca1.App.2d 712; County of Los Angeles v. Union Distributing Company
(1968) 260 Ca1.App.2d 125; County of Los Angeles v. Bean (1959) 176 Cal.App.2d 521; and Pacific Gas &
Electric Co. v. Zuckerman(1987) 189 Ca1.App.3d 113.
Appraisal Institute, The Appraisal of Real Estate, Thirteenth Edition, Chapter 16-Land and Site Valuation, Table
16.1 Applicability and Limitations of Land Value Techniques.
Page 3
Attachment No. 2 to Engagement Letter
Methods for Determining the Market Value of the Fee
and financial conditions that existed at the inception of the lease vs. the economic and
financial conditions that exist today. Such adjustments are difficult at best for fee
transactions, but become markedly speculative when applied to lease data. Therefore, the
income capitalization techniques as applied to land rely on information that is often
difficult for an appraiser to obtain and are generally not used as primary valuation
techniques; further, small variations in any of the variables used can result in a dramatic
change in the land value estimate.8
Additionally, depending on the variation of the income capitalization technique used, this
approach requires that a portion of prospective net operating income of the hotel be
allocated between the building and the land. As described in paragraph 3. above,
California courts have rejected the concept of allocation in appraisals, finding the process
speculative, in violation of applicable law, and inadmissible as evidence in litigation.
California courts would likely find the income capitalization techniques as applied to land
in this instance to be similarly unacceptable.
Finally and most importantly, as explained in detail in sub-paragraph l.c. of Attachment
No. 1, the Lease specifically prohibits the income capitalization techniques because they
result in a flawed, circular analysis that is inconsistent with the calculation method
specified in the Lease. Therefore, the Parties have agreed that the Consultant shall not
use the income capitalization techniques to determine the Market Value of the Fee under
the Lease.
a Appraisal Institute, The Appraisal of Real Estate, Thirteen Edition, Chapter 16-Land and Site Valuation, Income
Capitalization Procedures.
Page 4
k+
Attachment No. 3 to Engagement Letter
Consultant Proposal
Proposal for Appraisal Services
for
The City of Huntington Beach
and
Waterfront Development, Inc. on behalf of Waterfront Hotel, LLC
January 8,2013
Submitted by:
Pinnacle Advisory Group West,Inc.
567 San Nicolas,suite 100
Newport Beach, CA 92660
949.734.6455
Pinnacle
Advisory Group
Pinnacle Attachment No. 3 to Engagement Letter
Advisory Consultant Proposal
Group West, Inc.
Hospitality Consulting Karen L. Johnson, MAI, ISHC
Asset Management Principal
Litigation Support
Real Estate Appraisal
January 8,2013
Mr. Bob Hall
Deputy City Manager
City of Huntington Beach
2000 Main Street
Huntington Beach,CA 92648
And
Mr.Shawn Millbern
Waterfront Development, Inc., on behalf of Waterfront Hotel, LLC
8951 Research Drive
Irvine,CA 92618
Re:Ground Rent Re-valuation—21100 Pacific Coast Highway, Huntington Beach,CA
Dear Mr. Hall and Mr. Millbern:
Pursuant to your request, Pinnacle Advisory Group West, Inc. is pleased to submit this proposal outlining the
scope of services, our relevant experience, and a fee quote for consulting/appraisal services pertaining to the
a determination of Fair Rental Value for the site located at 21100 Pacific Coast Highway that was developed
with the Hilton Waterfront Beach Resort in Huntington Beach, CA. We were provided a copy of the ground
lease, executed in April 1989, together with a draft letter of instruction from the lessor and lessee, jointly.
We understand that the site excludes certain outdoor areas that are contiguous to the subject site, as well as
the value of a beach concession.
As we understand it, the lease requires periodic re-valuations to set the new rent amount. You desire an
impartial, third-party consultant to opine on the "Fair Rental Value" or "Adjusted Rent" in accordance with
the terms of the lease.
The date of the re-valuation is January 1, 2014, approximately one year from now. In appraisal terminology,
this will be a prospective,future date of value.
In order to avoid disputes similar to that involving the Drake Hotel in Chicago, in which the ground beneath a
12-story, historically-designated hotel was valued using comparable sales of skyscraper office sites,the lease
requires that, for this revaluation date, the land is to be valued assuming upscale hotel use, at its entitled
density, in accordance with the DDA and the Coastal Commission Permits.
Estimating the Fair Rental Value ("Adjusted Rent")will require preparing an estimate of:
567 San Nicolas, Suite 100, Newport Beach, CA • phone (949) 734 6455 fax (949) 419-0688
Mr. Bob Hall Attachment No. 3 to Engagement Letter
Mr.Shawn Millbern
January 8, 2013 Consultant Proposal Page 2
• The value of the underlying land, as if fee, but encumbered by the DDA and Coastal entitlements,
referred to in the lease as"the Market Value Of The Fee"
■ The appropriate "Market Rental Value," which is a estimate of the market's percentage rate of
return to ground lessors of similar sites,for similar uses
The Adjusted Rent (Fair Rental Value) is equal to the Market Value Of The Fee, multiplied by the Market
Rental Value.
The lease is very specific in avoiding any methodologies that involve circular logic, in which the dollar
amounts of historical rent payments would be used to determine the Market Value Of The Fee.
However, this assignment will be difficult, as there are very few, current hotel land sales and even fewer
current ground leases for hotel development from which to extract meaningful data.
The parties to the lease have stipulated that the revaluation process may necessitate a land residual analysis.
OUR QUALIFICATIONS
Karen L. Johnson, who is based in Newport Beach, and will lead the Pinnacle team, has over 30 years of
experience as a hospitality consultant. Ms. Johnson has been an MAI since 1996 in Southern California,
specializing in hotels. She has and has conducted numerous appraisals of hotel leased fee estates and hotel
leasehold estates. Ms. Johnson is very familiar with Huntington Beach in that she resides in the nearby
community of Long Beach.
With a staff of 14 full-time professionals, Pinnacle Advisory Group, Inc. is small enough to offer personalized
service,yet large enough to appeal to leading banks, insurance companies, pension funds and publicly traded
corporations.
Pinnacle differentiates itself from its competitors by maintaining a very high level of principal involvement.
Karen Johnson will inspect the asset and will perform most of the valuation. A copy of her resume is attached
as Appendix B.
SCOPE OF WORK
We will inspect the subject property, re-read the lease and review the DDA.
Then we will survey Southern California for appropriately zoned land sales transactions, paying special attention
to any sales in coastal zones. To facilitate comparisons,we will analyze any pricing based on the price per hotel
key that was built/entitled, or per-square-foot of Building Area, which is normally referred to as price "per
square foot of FAR."
Because there are so few hotel land sales currently,we will gather data on construction costs of hotels,in order
to prepare a residual analysis that models costs for a similarly sized hotel with market-appropriate amenities.
We will gather information on the coastal hotel market, focusing on Huntington Beach as well as on hotels in
nearby coastal communities that compete for the same groups. We will rely on the hotel's management to
suggest an appropriate field on competitive properties.
We will gather information on typical operating costs, in order to determine "typical" net
operating income levels for a hotel of the size and style envisioned in the DDA. We will review
the subject's historical operating statements, but will attempt to exclude the net income from
Pinnacle Advisory Group Boston Newport Beach New York South Florida
Mr. Bob Hall
Mr.Shawn Millbern Attachment No. 3 to Engagement Letter
January 8, 2013 Consultant Proposal Page 3
the off-site operations. Our over-arching goal will be to prepare an interim-step"income approach to value"for
our residual analysis that does not provide what is effectively a "subsidy" to an inefficient operator with less
profitable margins, nor "penalize" an operator with superlative profit margins. (The rent should be the same
regardless of who is operating the property.) Such a distinction is the difference between market value, and
value to a specific investor.
Information on the current cost of debt for hotels and investor returns will be obtained in order to estimate a
value "as if complete and stabilized" from which the generic construction costs and a market level of
entrepreneurial profit will be deducted to produce the residual land value.
We will also canvass Southern California for recent land leases to determine what return landlords may require.
Because of the slow-down in development in 2008, we are reconciled to the idea that it may be necessary to
extrapolate a Market Rental Value from ground leases that may be up to a decade old, and more current
indications of low-risk real estate returns.
In the event that we require clarification regarding interpretation of the Lease or acceptable methods of
valuation,we will notify both Parties simultaneously.
If we receive conflicting directives, we will notify each Party and their consultants, and will suspend work until
the conflict is resolved.
When we have completed our analysis, we will meet and confer with the Parties and their consultants to
communicate our preliminary findings
We will then propose to prepare a summary format report with our final written opinion. All work will be done
in accordance with the Uniform Standards of Professional Appraisal Practice (USPAP) and the Appraisal
Institute.
DELIVERABLES
We will first provide an oral report with the most relevant exhibits, and our preliminary estimate of the
Adjusted Rent (Fair Rental Value). This presentation will be made to both Parties and their consultants. Both
sides will be allowed time to review the factual information for accuracy and also to provide any new
information that might affect our conclusions.
We will then prepare a summary appraisal report with our final opinion on the Adjusted Rent (Fair Rental
Value). This format eschews much of the economic and demographic information that account for the length of
a typical appraisal report. We envision that the summary report will be approximately 35 to 40 pages long.
PROFESSIONAL FEES
Our professional fees to complete the report will be$12,000.
In addition to our professional fees, we will be reimbursed for reasonable out-of-pocket expenses including
mileage to inspect comparable sales, meals in the field, and other travel-related expenses; comparable sales
data;other statistical data; and overnight mail.
As is customary in assignments of this nature, we require a retainer of $6,000 prior to commencing the
assignment. Invoices for each Party are attached to this proposal. Please make checks payable to Pinnacle
Advisory Group West, Inc. and mail or wire funds as instructed in the attached invoice provided as
Appendix C.
Payment for all remaining fees and expenses will be invoiced at the time we submit the draft
report.
Pinnacle Advisory Group Boston Newport Beach New York South Florida
Mr. Bob Hall
Mr.Shawn ll i l l b e rn Attachment No. 3 to Engagement Letter
January 8,2013 Consultant Proposal Page 4
Should the engagement be canceled at any time during the course of our work, we expect to be reimbursed
for our time at our regular per diem rates, plus all out-of-pocket expenses.
TIMING
We can commence this assignment on the later of February 1, 2013, or within one week of your
authorization to proceed. We will adhere to the following schedule:
Week 1 Review of Lease terms
Weeks 2&3 Preparation of Preliminary Opinion
Week 4 Meet and confer with Parties
Week 5 Response to comments or questions
Week 6 Submission of final written Opinion
CONFIDENTIALITY
Pinnacle agrees to maintain strict confidentiality with respect to records, documents, findings, or
recommendations associated with the engagement. If you wish us to execute your form of confidentiality
agreement, please provide us with the same.
LIMITATIONS OF THE STUDY
Our report will be subject to the following limitations:
• It is expressly understood that the scope of our study and report thereon will not include the
possible impact of environmental regulations, licensing requirements or other such restrictions
concerning the project except where such matters have been brought to our attention and are
disclosed in the report.
• We will assume no responsibility for matters legal in character, nor do we render any opinion as to
title, which is assumed to be marketable. Unless exceptions have been brought to our attention
through a current title report,any existing liens,encumbrances and assessments will be disregarded
and the property is appraised as though free and clear.
® Responsible ownership and competent management are assumed.
• We will not be required to give testimony or attendance in court by reason of this assignment,with
reference to the property in question, without additional compensation and unless satisfactory
advance arrangements have been made.
a No responsibility will be assumed for engineering matters, neither structural nor mechanical. Good
structural and mechanical conditions are assumed to exist, and no opinion as to these matters is to
be inferred or construed from the appraisal report.
• The appraisal report will be signed by at least one member of the Appraisal Institute and will be
subject to all its requirements regarding the uniform standards of professional appraisal practice
(USPAP)and its peer review process.
Pinnacle Advisory Group Boston Newport Beach New York South Florida
Mr. Bob Hall
Mr.Shawn Millbern Attachment No. 3 to Engagement Letter
January 8, 2013 Consultant Proposal Page 5
® The appraisal report will be prepared solely for the use and benefit of the party(ies) so identified in
the letter of transmittal and for the purpose described therein. The report will contain a
certification in the form of Appendix A.
a The report and the its findings may not be disclosed to,used or relied upon by third parties,without
our prior written consent which shall not be unreasonably withheld. No third party may inspect or
rely on the report without first receiving, directly from us, an acknowledgment that we have given
our written consent. Further, neither all nor part of this appraisal report shall be disseminated to the
general public by the use of advertising media, news media, sales media, or other media for public
communication.
® Pinnacle Advisory Group West, Inc is an independently owned and operated legal entity, separate
from Pinnacle Advisory Group, Inc..
No responsibility will be assumed for unusual soil conditions and no opinion as to these matters is to
be inferred or construed from the report.The report will assume satisfactory soil conditions exist.
® Pinnacle Advisory Group West, Inc. cannot be held liable in any cause of action resulting in litigation
for any dollar amount which exceeds the total fees collected from this engagement.
ACCEPTANCE
Thank you for the opportunity to present this proposal. if you have any questions regarding the scope,
methodology, staffing,timing or fee structure, please contact Karen L.Johnson at(949)734-6455.
If this proposal details the nature of the work you wish undertaken at this time and arrangements are
satisfactory, please sign below where indicated and return a copy to us,together with the requested retainer,
as our authorization to proceed with the assignment.
Very truly yours,
A 0-"O/A
Karen L. Johnson,CRE, ISHC, MAI
President
Pinnacle Advisory Group West, Inc.
California Certified General License No. AGO18739
Approved and Accepted for City of Huntington Beach
By: See Engagement Letter
Title:
City of Huntington Beach
Date:
Pinnacle Advisory Group Boston Newport Beach New York South Florida
Mr. Bob Hall Attachment No. 3 to Engagement Letter
Mr.Shawn Millbern
January 8, 2013 Consultant Proposal Page 6
Approved and Accepted for Waterfront Hotel,LLC:
By: See Engagement Letter
Title:
Waterfront Hotel Company, LLC by Waterfront Development, Inc.
Date:
Pinnacle Advisory Group Boston Newport Beach New York South Florida
i
Mr. Bob Hall
Mr.Shawn Millbern Attachment No. 3 to Engagement Letter
January 8,2013 Consultant Proposal Page 7
Appendix A
Form of Certification
I certify that,to the best of my knowledge and belief:
® The use of this appraisal report is to the named Parties and their consultants, and for the
purposes of any annual audits.
® The facts and data reported by the appraiser and used in this report are true and correct.
® The analyses, opinions, and conclusions in this report are limited only by the assumptions
and limiting conditions stated in this report and are my personal, impartial, and unbiased
professional analyses, opinions and conclusions.
® 1 have no present or prospective interest in the property that is the subject of this appraisal
and no personal interest with respect to the parties involved.
® 1 have no bias with respect to the property that is the subject of this appraisal or to the
parties involved with this assignment.
® My engagement in this assignment was not contingent upon developing or reporting of a
predetermined value or direction in value that favors the cause of the client, the amount of
the value opinion, the attainment of a stipulated result, or the occurrence of a subsequent
event directly related to the intended use of this appraisal.
® As of the date of this report, I have completed the continuing education program of the
Appraisal Institute.
® My analyses, opinion, and conclusion were developed and this appraisal report was
prepared in conformity with the Uniform standards of Professional Appraisal Practice.
® 1 have made a personal inspection of the subject property.
® No one (or name of individual, if applicable) provided significant appraisal, appraisal review,
or appraisal consulting assistance to the person signing this certification.
® The use of this report is subject to the requirements of the Appraisal Institute relating to
review by its duly authorized representatives.
Karen L.Johnson, MAI, CRE, ISHC
President
California Certified General License No.AGO18739
Pinnacle Advisory Group Boston Newport Beach New York South Florida
Mr. Bob Hall Attachment No. 3 to Engagement Letter
Mr.Shawn Millbern
January 8,2013 Consultant Proposal Page 8
Appendix B - Qualifications
Karen Louise Johnson, CRE, ISHC, MAI
EXPERIENCE
Oct. 2011 to present PINNACLE ADVISORY GROUP WEST, INC.
President
Newport Beach,CA
Founded the West Coast office of a 20-year old, Boston based hospitality consulting firm to conduct
appraisals, asset management services, buy-side due diligence, receivership and strategic consulting
activities.
2008 to 2011 WARNICK+COMPANY
Los Angeles,CA
Conducted buy-side due diligence,asset management, receivership and strategic consulting activities. As part
of my asset management responsibilities I assisted in replacing a management company and converting to an
alternate franchise. Noteworthy consulting assignments include: assisting the receiver of the Ritz-Carlton
Lake Tahoe; advising Sunstone on the acquisition of the Royal Palms in South Beach; benchmarking corporate
office charge-backs of management companies; and evaluating the marketing and sales efforts of a branded
fractional and residential resort in Hawaii.
1999 to 2008 JONES LANG LASALLE HOTELS—AMERICAS
Executive Vice President
Los Angeles,CA
Head of national Strategic Advisory consulting practice. Extensive experience in Highest and Best Use studies,
buy-side due diligence, condo-hotel pricing and absorption studies, management contract negotiations,
brand expansion advisory, appraisals and feasibility studies.
1996 to 1999 LANDAUER ASSOCIATES
Los Angeles,CA
Directed the hospitality-related appraisal and consulting services for the Western United States.
1994 to 1996 PKF CONSULTING
Los Angeles,CA
Supervised and prepared appraisal and feasibility studies of hotels, casinos, casino land,golf course, marinas
and spas. Also authored the chapter on management contracts for the Urban Land Institute (ULI) Handbook
on Hotel Development.
1991to 1994 G LOODT ASSOCIATES, INC.
Chicago, IL
Managed the hospitality appraisal and consulting practice.
1988 to 1991 MARRIOTT HOTELS&RESORTS
Washington, D.C.&Chicago, IL
Supervised the Midwestern "feasibility" department, performing studies for limited- and full-service hotels
and expansions.
1981 to 1988 PANNELL KERR FOSTER(PKF)
Los Angeles, Newport Beach,&San Diego,CA
Pinnacle Advisory Group Boston Newport Beach New York South Florida
r
Mr. Bob Hall Attachment No. 3 to Engagement Letter
' Mr.Shawn Millbern
January 8,2013 Consultant Proposal Page 9
Performed feasibility analyses and operational reviews for hotels, marinas, convention centers and other
hospitality related real estate.
EDUCATION AND AFFILIATIONS
Ms.Johnson graduated Magna Cum Laude from Michigan State University with a Bachelor of Science Degree
in Hotel and Restaurant Administration. In addition, she is a member of the International Society for
Hospitality Consultants (ISHC), the Appraisal Institute (MAI) and holds appraisal licenses in the states of
California and Nevada.
ARTICLES PUBLISHED—2000 TO PRESENT
"All Eyes on the Luxury Sector"
Hotel News Now,June 2,2011
"More Storm than Tsunami"
Hotel On-Line,September 2,2009
"Tough Sledding Ahead for the Hotel Industry"
Hotel News Now,September 8, 2008
"The Condo-Hotel Debate---Real Estate Assets vs Securities"
Jones Lang LaSalle Hotels'Focus On series,April 2006
"Global Hotel Management Agreement Trends"
Americas Section,Jones Lang LaSalle Hotels'Focus On series,June 2005
"Focus On Condo-Hotels—Expanding the Options for Lodging Development"
Jones Lang LaSalle Hotels'Focus On series,October 2003
"Management Agreement Trends Worldwide"
Americas Section,Jones Lang LaSalle Hotel Topics,June 2001
"Hotel Management Contract Terms"
Cornell Hotel& Restaurant Administration Quarterly,April 1999
Pinnacle Advisory Group Boston Newport Beach New York South Florida
r Mr. Bob Hall Attachment No. 3 to Engagement Letter
Mr.Shawn Millbern
January 8,2013 Consultant Proposal Page 10
Sandra McCarty-Lien
EXPERIENCE
Feb 2012 to present PINNACLE ADVISORY GROUP WEST, INC.
Vice President
Newport Beach,CA
Conduct appraisals,asset management services, buy-side due diligence, and strategic consulting activities.
2006 to 2010 JONES LANG LASALLE HOTELS
Associate
San Francisco and Los Angeles,CA
Completed market valuations,feasibility studies, highest and best use analysis,and appraisal reports on
multiple types of hotel assets, including condo-hotels,fractional/timeshare projects,and casino-resorts
throughout North America,the Caribbean,and Mexico. Noteworthy consulting assignments include:
valuation of the Venetian and Palazzo Resort campus on the Las Vegas Strip;valuation of a proposed mega-
resort in the Bahamas(including two existing and three proposed full-service/nationally-branded hotels,a
100,000-square-foot destination casino,convention center complex, entertainment/retail village, 18-hole
golf course,and multiple timeshare/fractional/residential components); assisting a five-star boutique brand
evaluate potential growth and expansion opportunities in North America;and determining the highest and
best use of a vacant land site in Steamboat Springs,Colorado.
2004 to 2006 HVS INTERNATIONAL
Senior Associate
San Francisco,CA
Prepared appraisals, market studies, investment counseling, and feasibility reports nation-wide on both
existing and proposed hotel and/or resort developments;also managed and facilitated appraisal portfolios,
including portfolio valuation analysis.
EDUCATION CORNELL UNIVERSITY
School of Hotel Administration, Bachelor of Science
APPRAISAL INSTITUTE QUALIFYING EDUCATION
Basic Appraisal Principles
Basic Appraisal Procedures
Business Practices&Ethics
AFFILIATIONS&DESIGNATIONS
Cornell Hotel Society
Orange County Chapter
Appraisal Institute
Trainee,Southern California Chapter
Pinnacle Advisory Group Boston Newport Beach New York South Florida