HomeMy WebLinkAboutFiscal Year 2013/14 Third Quarter Budget Adjustmentsly
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Dept. ID FN 14-006 Page 1 of 5
Meeting Date: 5/19/2014
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CITY OF HUNTINGTON BEACH
REQUEST FOR. CITY COUNCIL ACTION
MEETING DATE: 5/19/2014
SUBMITTED TO: Honorable Mayor and City Council Members
SUBMITTED BY: Fred A. Wilson, City Manager
PREPARED BY: Lori Ann Farrell, Director of Finance
SUBJECT: Fiscal Year 2013/14 Third Quarter Budget Adjustments
Statement of Issue:
The Finance Department is undergoing the third quarter budget review for Fiscal Year (FY)
2013/14. As a result of this process, certain budget adjustments are requested to reflect key
changes in expenditures and revenues, as well as cost -neutral Table of Organization changes to
ensure continuity of essential services.
Financial Impact:
1. The Police Department is requesting a budget appropriation of $1.2 million from the General
Fund (100) for: (1) $784,615 for additional one-time overtime costs due to the expiration of the
provision in the Memorandum of Understanding (MOU) that allows the Huntington Beach Police
Officers' Association employees to earn compensatory time; and, (2) $415,385 for additional
overtime costs related to the expedited filling of Police Officer vacancies and for additional
overtime expenditures in the Downtown area.
2. The Fire Department is in need of a one-time budget appropriation of $350,000 from the
General Fund (100) to address the budget shortfall associated with the Huntington Beach
Firefighters Association's reversion from a 6.75% employee pickup of CalPERS pension costs
to a 2.25% employee pickup as of September 30, 2013. These costs are not recurring and are
one-time only as the new MOU with the HBFA approved by the City Council on March 17, 2014
reflects a full pickup of the employee share of CalPERS costs for the HBFA effective October 1,
2014. This amount reflects the one-time costs associated with the reversion to 2.25% for the
October 1, 2013 through March 17, 2014 period.
3. City Council approval is requested for the Fire Department's Marine Safety Division for a budget
appropriation of $55,000 from the General Fund (100). This is for additional staffing of lifeguard
towers on the beach due to the warm winter conditions resulting in an unusually high amount of
beach visitors during the winter months.
4. The Fire Department's Marine Safety Division is requesting a budget appropriation of $110,000
from the General Fund (100) related to the restoration of funding for lifeguard tower services on
Dog Beach, north of Goldenwest Street.
HB -C9- Item 3. - I
Dept. ID FN 14-006 Page 2 of 5
Meeting Date: 5/19/2014
5. Various budget appropriation requests are needed in Non -Departmental for debt service related
transfers: $1,500 from General Fund (100) to the Huntington Beach Public Financing Authority
(HBPFA) for bond costs, $1,000 for Debt Services Fund (401), and $500 to the Retiree
Insurance Fund (702).,
6. The Downtown Business Improvement District is requesting an additional budget appropriation
of $20,000 in Bid -Downtown Fund (710) for unbudgeted costs related to the Focused
Environmental Impact Report (EIR) for the Surf City Nights and the extension onto the 51h Street
Entitlement Project. There is no General Fund impact associated with this request.
7. The Library Services Department is requesting budget appropriation .of up to $145,000 from the
Donations Fund (103) as a result of donations received from the Friends of the Huntington
Beach Library for library services programs.
8. The Community Services Department is requesting budget appropriation of up to $145,000 from
the Donations Fund (103) as a result of donations received from the Council on Aging for senior
services programs.
9. A cost -neutral Table of Organization increase of 3.0 FTEs is requested in the Library Services,
Finance and Community Services Departments.
There are sufficient revenues, available cash, and/or fund balances to support the above
adjustments.
Recommended Action:
A) Approve third quarter adjustments to the FY 2013/14 Revised Budget in the Funds by the
amounts contained in Attachment 1;
B) Accept donations from the Friends of the Huntington Beach Library in the amount of $145,000
with commensurate increases in budget appropriations not to exceed the total amount of donations
received;
C) Accept donations from the Council on Aging in the amount of $145,000 with commensurate
increases in budget appropriations not to exceed the total amount of donations received; and,
D) Approve the cost -neutral modifications to the FY 2013/14 Table of Organization as reflected in
Attachment 1.
Alternative Action(s):
Do not approve the recommended actions and direct staff accordingly.
Analysis:
The FY 2013/14 Budget was adopted by the City Council on September 3, 2014. The Finance
Department provides the City Council with budget updates throughout the fiscal year. The Finance
Department has compiled numerous recommended budget adjustments to the General Fund and
Other Funds to cover expenses associated with additional overtime, employee benefits, donations
and enhanced public safety staffing costs. In addition, the Library Services, Community Services,
and Finance Departments are requesting cost -neutral changes to the Table of Organization to
Item 3. - 2 HB -70-
Dept. ID FN 14-006 Page 3 of 5
Meeting Date: 5/19/2014
ensure the continuity and delivery of essential services, and to comply with legal and/or regulatory
financial reporting requirements.
General Fund (100): General Fund budget appropriations are requested by the Police and Fire
Departments, as well as Non -Departmental totaling $1,716,500 as follows:
a) The Police Department is requesting a total amount of $1.2 million for additional overtime
expenditures. Of this total amount, a $784,615 expenditure increase is due to the expiration of
a provision in the Memorandum of Understanding that allows the Huntington Beach Police
Officers' Association (HBPOA) employees to earn compensatory time in -lieu -of paid overtime.
With the expiration of the compensatory time provision, the estimated General Fund impact for
a full twelve month period is $1.2 million. However, the pro -rated impact to the FY 2013/14
General Fund is approximately $784,615 through May 24, 2014. The remaining $415,385 in
overtime expenditure increases is from the expedited filling of Police Officer vacancies and for
additional overtime expenditures in the Downtown area. The Finance and Police Departments
will continue to work closely throughout the year to determine whether additional overtime costs
will be incurred related to expedited Police Officer hiring and training.
b) The Fire Department is in need of an additional $350,000 appropriation to address the budget
shortfall associated with the Huntington Beach Firefighters Association's reversion from a
6.75% employee pickup of CalPERS pension costs to 2.25% employee pickup as of September
30, 2013. These costs are not recurring and are one-time only as the new MOU with the HBFA
approved by the City Council on March 17, 2014 reflects a full pickup of the employee share of
CalPERS costs for the HBFA effective October 1, 2014. This amount reflects the one-time
costs associated with the reversion to 2.25% from October 1, 2013 through March 17, 2014.
c) City Council approval is requested for an additional $55,000 in the Fire Department's Marine
Safety Division for additional temporary staffing costs incurred due to warmer than anticipated
weather. The supplemental staffing was needed to operate additional lifeguard towers due to
the increase in beach visitors during warmer winter weather in Southern California.
d) The Fire Department's Marine Safety Division is requesting $110,000 for the restoration of
lifeguard services on Dog Beach, north of Goldenwest Street. In FY 2009/10, funding for
lifeguard services in this area was eliminated and the lifeguard towers were closed. Lifeguard
services were restored in FY 2011/12, but without funding. The Marine Safety Division is now
requesting funding as they can no longer absorb the additional expenses within their operating
budget to provide lifeguard services north of Goldenwest Street.
e) A minor $1,500 adjustment is needed in Non -Departmental for ongoing bond debt service and
related costs.
HBPFA (401) and Retiree Insurance (702) Debt Related Services Funds: In addition to the
$1,500 budget adjustment request from the General Fund for ongoing bond costs, additional budget
appropriation of $1,000 is required for payments to the bond trustee for the 2011A PFA Lease
Revenue Bonds and $500 is required for payments to consultants for the 2004 Judgment Obligation
Bonds' arbitrage calculations. These adjustments are needed to ensure payments for bond related
costs are made expeditiously without incurring late payment penalties.
14B-7/1--Item 3.-3
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Meeting Date: 5/19/2014
Business Improvement District (BID) Downtown (710): The Office of Business Development
and Downtown BID have been co -applicants on the Surf City Nights and the extension onto the 5tn
Street Entitlement Project application. The City prepared an Initial Study and circulated a draft
Mitigated Negative Declaration (MMD) for the application. Following receipt of comment letters, it
was determined that a Focused Environmental Impact Report (EIR) was necessary. Since the
Downtown BID funded the MMD, sharing the costs of the Focused EIR was recommended. The
Downtown BID's share is $20,000. This unbudgeted expense for the Downtown BID was not
included in the FY 2013/14 Adopted Budget. As a result, staff is requesting approval to appropriate
an additional $20,000 to the Downtown BID budget. This will increase the Downtown BID budget
from $95,000 to $115,000. There is no General Fund impact associated with this request.
Donations (103): The Friends of the Huntington Beach Library and the Council on Aging regularly
donate funds to support library programs and senior services. To date, both donated $145,000
each, which brings the total donation from each source over the $100,000 threshold, thus requiring
City Council approval. The Library Services and Community Services Departments are each
requesting approval to receive up to $145,000 in donations, with commensurate budget
appropriations.
Table of Organization: Approval is requested for cost -neutral modifications to the current Table of
Organization for the Library Services, Community Services, and Finance Departments. The
modifications have a net -neutral General Fund impact as there are no appropriations requested for
these changes, and the costs will be absorbed within their FY 2013/14 Adopted Budgets. The
modifications while cost -neutral, will increase the FY 2013/14 Citywide Table of Organization by 3.0
FTEs in the General Fund, for a revised total of 972.75 FTEs.
a) The Library Services Department is proposing to implement a minor change to their Table of
Organization to enhance its capacity to provide service to the public. The proposed
modification will allow for a full Library Services Clerk to provide direct customer service as
needed throughout the library system. This results in a request to exchange a '/2 vacant
Librarian position for a full Library Services Clerk position. The pro -rated General Fund impact
in FY 2013/14 is approximately $11,308 and will be absorbed within the Library Services
Department's current operating budget.
b) The Finance Department is proposing to implement minor adjustments to its Table of
Organization to ensure compliance with regulations and statutory requirements for accounting,
budgeting, cash management and financial reporting functions. The proposed change would
allow for an additional '/2 FTE to allow the department to fill a currently vacant '/2 Senior
Administrative Analyst position to help ensure compliance with myriad complex accounting,
auditing, budgeting and financial operations including, ensuring proper internal controls and
accurate reporting to regulators, grantors, the Internal Revenue Service, Franchise Tax Board,
State Controller, State Department of Finance and other governmental entities.
In addition, to ensure compliance with State of California Government Code related to treasury
operations, and other regulatory and statutory cash management requirements related to the
timing and accuracy of cash handling, monitoring, daily posting and reporting requirements, the
Finance Department is requesting a minor modification in the Cashiering and Collections
Item 3. - 4 FiB -72-
Dept. ID FN 14-006 Page 5 of 5
Meeting Date: 5/19/2014
Division. Specifically, the Department is requesting an exchange of two part-time positions for
one full-time position. As a result of recent cutbacks, the Division has been struggling while
relying heavily on temporary staffing to perform critical daily operations. This model is
counterproductive as there have been operational inefficiencies due to high turnover, a loss of
institutional memory, unnecessarily prolonged training due to truncated hours, and a constant
reorganization of workloads due to a revolving door of employees. A permanent position will
help restore much needed stability to these critical operations and help ensure proper internal
controls, checks and balances, business continuity and compliance with State of California
laws. The cost of the FTE will be offset by utilizing temporary salaries savings for the two part-
time positions for a net -neutral impact. The pro -rated General Fund impact in FY 2013/14 is
approximately $45,690 and will be absorbed by temporary salaries savings and reductions to
the Finance Department's current operating budget.
c) The Community Services Department is proposing to add a Recreation Specialist position to
their FY 2013/14 Table of Organization. Three community centers support the needs for adult
and youth programming and recreation services throughout Huntington Beach. Currently, two
of the Community Centers operate with 2.0 Recreation Specialist positions and part-time staff.
The Community Services Department proposes equal full-time staffing levels for the three
centers to deliver consistent services to the community. This can be accomplished by adding a
Recreation Specialist position for the third community center. The FY 2013/14 General Fund
impact is approximately $19,800. To cover this cost, the department will utilize the savings from
an under -filled position and will make reductions to its operating budget, for a net -neutral cost to
the General Fund.
Environmental Status:
Not Applicable.
Strategic Plan Goal:
Improve long-term financial sustainability
Develop, Retain and Attract Quality Staff
Enhance Quality of Life
Attachment(s):
1. Attachment 1 - Fiscal Year 2013/14 Recommended Third Quarter Adjustments
KB -73- Item 3. - 5
ATTACHMENT 1
Fiscal Year 2013114 Recommended Third Quarter Adjustments
Recommended Third Quarter Budget Adjustments by Fund:
GENERALFUND
Fund No
Fund Name
Appropriation
Dept
100
General Fund
$ 784,615
Police
100
General Fund
$ 415,385
Police
100
General Fund
$ 350,000
Fire
100
General Fund
$ 55,000
Fire/Marine Safety
100
General Fund
$ 110,000
Fire/Marine Safety
100
General Fund
$ 1,500
Non -Departmental
$ 1,716,500
DEBT SERVICES TRANSFER FROM NON -DEPARTMENTAL GENERAL
FUND
Fund No
Fund Name
Appropriation
Dept
401
Debt Svc HBPFA
$ 1,000
Non -Departmental
702
Retiree Insurance Fund
$ 500
Non -Departmental
$ 1,500
BUSINESS IMPROVEMENT DISTRICT (BID) DOWNTOWN
Fund No
Fund Name
Appropriation
Dept
710
BID - Downtown
$ 20,000
Non -Departmental
DONATIONS FUND
Fund No
Source/Donor
Appropriation
Dept
103
Friends of the Huntington Beach Library
$ 145,000
Library Services
103
Council on Aging
$ 145,000
Community Services
$ 290,000
Recommended Table of Organization Adjustments:
Fund No
Dept
FTE Increase
Title
100
Library Services
Y2
Library Services Clerk
100
Finance
1
Accounting Technician II
100
Finance
Y2
Senior Administrative Analyst
100
Community Services
1
Recreation Specialist
Item 3. - 6 HB - 7 4-