Loading...
HomeMy WebLinkAboutShaw, Joe - 2014 FPPC Campaign Disclosure Forms - Successful Campaign Disclosure Statement Type or print in Ink. SUMMARYPAGE Amounts may be rounded Statement covers period • Summary Page to whole dollars. from 10/19/2014 � SEE INSTRUCTIONS ON REVERSE through 12/31/2014 Page 3 of 14 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTALTHISPERIOD CALENDAR YEAR Running in Both the State Prima and (FROM ATTACHED SCHEDULES) TOTALTO DATE g Primary General Elections 1. Monetary Contributions ........................................... schedule A,Line 3 $ 3,917.00 $ 32,288.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... schedule B,Line 3 0.00 0.00 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ 3,917.00 $ 32,288.00 20. Contributions Received $ $ 4. Nonmonetary Contributions.................................... schedule C,Line 3 0.00 0.00 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ......••••................•AddLines3+4 $ 3,917.00 $ 32,288.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... schedule E,Line 4 $ 11,374.99 $ 38,784.10 Candidates 7. Loans Made............................................................. schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 11,374.99 $ 38,784.10 (If Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills)...............................Schedule F,,Line 3 0.00 0.00 Date of Election Total to Date 10. Nonmonetary Adjustment ............................. 0.00 0.00 (mm/dd/yy) .............Schedule C,Line 3 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9.+to $ 11,374.99 $ 38,784.10 $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous summary Page,Line 16 $ 7,049.69 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 3,917.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14. Miscellaneous Increases to Cash........................... schedule 1,Line 4 408.30 from Column B of your last reported in Column B. . 15.Cash Payments.................................................. Column A,Line 6 above 11,374.99 report. Some amounts inColumn A may be negative 16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 0.00 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... Schedule B,Part 2 $ 0.00 for this calendar year, only carry over the amounts Equivalents and Outstanding Debts from Lines 2,7,and 9(if Cash E q g any). 18. Cash Equivalents........................................ see instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772) www.neffile.com Campaign Disclosure Statement Type or print in ink. SUMMARYPAGE Amounts may be rounded Statement covers period • - Summary Page to whole dollars. from 10/01/2014 - SEE INSTRUCTIONS ON REVERSE through 10/18/2014 Page 3 of 12 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTALTHIS PERIOD CALENDAR YEAR Running in Both the State Prima and (FROM ATTACHED SCHEDULES) TDTALTO DATE g Primary General Elections 1. Monetary Contributions ........................................... Schedule A,Line 3 $ 6,352.00 $ 28,371.00 1l1 through 6/30 7l1 to Date 2. Loans Received ...................................................... Schedule B,Line 3 0.00 0.00 3. SUBTOTALCASH CONTRIBUTIONS ......................... Add Lines 1+2 $ 6,352.00 $ 28,371.00 20. Contributions Received $ $ 4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ...........................AddLines3+4 $ 6,352.00 $ 28,371.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... Schedule e,Line 4 $ 9,832.49 $ 27,409.11 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 9,832.49 $ 27,409.11 tif Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills)...............................Schedule F,Line 3 0.00 0.00 Date of Election Total to Date 10.Nonmonetary Adjustment ..........................................Schedule C,Line 3 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 9,832.49 $ 27,409.11 $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 10,530.18 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 6,352.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14.Miscellaneous Increases to Cash........................... Schedule 1,Line 4 0.00 from Column B of your last reported in Column B. 15.Cash Payments.................................................. Column A,Line 8 above 9,832.49 report. Some amounts in Column A may be negative 16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 7,049.69 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... Schedule B,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts from Lines 2,7,and 9(if any). 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January105) FPPC Toll-Free Helpline:666/ASK-FPPC(866/275-3772) www.netfile.com Campaign Disclosure Statement Type or print in ink. SUMMARY PAGE Amounts may be rounded Statement covers period Summary Page to whole dollars. 46,01 from 07/01/2014 FORM SEE INSTRUCTIONS ON REVERSE through 09/30/2014 Page 3 of 23 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 To Column oD Column B Calendar Year Summary for Candidates Contributions Received Running in Both the State Primary and (FROMATTACHED SCHEDULES) TOTALTODATE General Elections 1. Monetary Contributions ........................................... Schedule A,Line 3 $ 10,190.00 $ 22,019.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... Schedule a,Line 3 0.00 0.00 00.190, 22,019.00 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ 10 $ Received $ $ 4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21, Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ...........................Add Lines 3+4 $ 10,190.00 $ 22,019.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... Schedule E,Line 4 $ 10,699.94 $ 17,576.62 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 10,699.94 $ 17,576.62 (If Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills)...............................Schedule F,Line 3 0.00 0.00 Date of Election Total to Date 10. Nonmonetary Adjustment ..........................................Schedule C,Line 3 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+s+10 $ 10,699.94 $ 17,57G.62 $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 11,040.12 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 10,190.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14.Miscellaneous Increases to Cash........................... Schedule I,Line 4 0.00 from Column B of your last reported in Column B. 15.Cash Payments.................................................. Column A,Line10,699.94 report. Some amounts in e 8 above CUIUFTM A may be negative 16.ENDING CASH BALANCE.......... Add Lines 12+13+14,then subtract Line 15 $ 10,530.18 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17. LOAN GUARANTEES RECEIVED ........................... Schedule e,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts from Lines 2,7,ands(if any). 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772) www.netfile.com Campaign Disclosure Statement Type or print in Ink. SUMMARYPAGE Amounts may be rounded Statement covers period - Summary Page to whole dollars. I from 01/01/2014 ®- SEE INSTRUCTIONS ON REVERSE through 06/30/2014 pays 3 of z5 NAME OF FILER I . NUMBER Shaw for Council 2014 13187020 Column Column Calendar Year Summary for Candidates Contributions Received TOTALTHISPERIOD CALENDARYEAR Running in Both the State Primary'and (FROM ATTACHED SCHEDULES) TOTALTODATE g r General Elections 1. Monetary Contributions ........................................... Schedule A,Line 3 $ 11,829.00 $ 11,829.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... Schedule B,Line 3 0.00 0.00 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ 11,829.00 $ 11,829.00 20. Contributions Received $ $ 4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ...........................Add Lines 3+4 $ 11,829.00 $ 11,829.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... Schedule E,Line 4 $ 6,876.68 $ 6,876.68 1 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 6,876.68 $ 6,876.68 Ilf Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills)...............................Schedule F Line 3 0.00 0.00 Date of Election Total to Date 10.Nonmonetary Adjustment ..........................................Schedule C,Line 3 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 6,876.68 $ 6,876.68J $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous summary Page,Line 16 $ 6,087.80�������� To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 11,829.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14.Miscellaneous Increases to Cash........................... Schedule 1,Line 4 0.00 from Column B of your last reported in Column B. 15.Cash Payments.................................................. Column A,Line 8 above 6,876.68 report. Some amounts in Column A may be negative 16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 11,040.12 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... schedule B,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts arny)Lines 2,7,and 9(if 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line s in Column B above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline:866/ASK-FPPC(866/276-3772) www.netfile.com Schedule D SummaryExpenditures of Ex dit Type or print in ink. SCHEDULE D p Amounts may be rounded Statement covers period CALIFORNIA from ol/0l/2014 Supporting/Opposing Other to whole dollars. FORM 46,01 Candidates, Measures and Committees SEE INSTRUCTIONS ON REVERSE through 06/30/2014 Page 18 of 25 NAME OF FILER I.D.NUMBER Shaw for Council 2014 13187020 CUMULATIVE TO DATE PER ELECTION DATE NAME OF CANDIDATE,OFFICE,AND DISTRICT,OR TYPE OF PAYMENT DESCRIPTION AMOUNT THIS CALENDAR YEAR TO DATE MEASURE NUMBER OR LETTER AND JURISDICTION, (IF REQUIRED) PERIOD OR COMMITTEE (JAN.1-DEC.31) (IF REQUIRED) 05/21/2014 Robert Garcia for Mayorc/o David Gould, Monetary Campaign Contribution 100.00 100.00 Treasurer Contribution ❑ Nonmonetary Contribution ❑ Independent Support ❑ Oppose Expenditure ❑ Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑ Support ❑ Oppose Expenditure ❑ Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑ Support ❑ Oppose Expenditure } { 'N. SUBTOTAL $ Schedule D Summary 1. Contributions and independent expenditures made this period of$100 or more. (Include all Schedule D subtotals.)........................................... $ 100.00 2. Unitemized contributions and independent expenditures made this period of under$100................................................................................. $ o.00 3. Total contributions and independent expenditures made this period. (Add Lines 1 and 2. Do not enter on the Summary Page.)............. TOTAL $ 100.00 FPPC Form 460(Jan/05) www.neffile.com FPPC Toll-Free Helpline:866/ASK-FPPC Campaign Disclosure Statement Type or print in ink. SUMMARYPAGE Amounts may be rounded Statement covers period Summary page to whole dollars. from 10/01/2014 SEE INSTRUCTIONS ON REVERSE through 10/18/2014 Page 3 of 11 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 ColumnA Column B Calendar Year Summary for Candidates Contributions Received TOTALTHIS PERIOD CALENDARYEAR (FROMATTACHED SCHEDULES) TOTALTODATE Running in Both the State Primary and General Elections 1. Monetary Contributions ........................................... schedule A,Line 3 $ 5,632.00 $ 27,086.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... Schedule a,Line 3 0.00 0.00 5,632.00 27,086.00 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ $ Received $ $ 4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21 Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ...........................Add Lines 3+4 $ 5,632.00 $ 27,086.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... Schedule E,Line 4 $ 9,930.68 $ 27,527.63 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made' 8. SUBTOTALCASH PAYMENTS .................................... Add Lines 6+7 $ 9,930.68 $ 27,527.63 (if Subjectto Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills) ...............................Schedule F Line 3 0.00 0.00 Date of Election Total to Date 10, Nonmonetary Adjustment ..........................................Schedule C,Line 3 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+s+10 $ 9,930.68 $ 27,527.63 $ Current Cash Statement $ 12. Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 9,969.85 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above S,632.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14.Miscellaneous Increases to Cash........................... Schedule 1,Line 4 0.00 from Column B of your last reported in Column B. 15.Cash Payments.................................................. Column A,Line 8above 9,930.68 report. Some amounts in Column A may be negative 16. ENDING CASH BALANCE.......... Add Lines 12+13+14,then subtract Line 15 $ 5,671.17 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... Schedule S,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts arny)Lines 2,7,and 9(if 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column S above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772) www.netfile.com Campaign Disclosure Statement Type or print in ink. SUMMARY PAGE Amounts may be rounded Statement covers period ®- Summary Page to whole dollars. a ' from 07/01/2014 •- SEE INSTRUCTIONS ON REVERSE through 09/30/2014 Page 3 of 22 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTALTHISFERIOD CALENDARYEAR Running in Both the State Primary and (FROM ATTACHED SCHEDULES) TOTALTO DATE g r General Elections 1. Monetary Contributions ........................................... Schedule A,Line 3 $ 9,650.00 $ 21,454.00 111 through 6/30 7/1 to Date 2. Loans Received ...................................................... Schedule B,Line 3 0.00 0.00 3. SUBTOTAL CASH CONTRIBUTIONS .......... 9,650.00 $ 21,454.00 20. Contributions ................ Add Lines 1+2 $ Received $ $ 4. NOnmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ••••••••••••............•••Add Lines 3+4 $ 9,650.00 $ 21,454.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... Schedule E,Line 4 $ 10,720.27 $ 17,596.95 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 10,720.27 $ 17,596.95 (if Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills)...............................Schedule F Line 3 0.00 0.00 Date of Election Total to Date 10.Nonmonetary Adjustment ..........................................Schedule C,Line 3 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 10,720.27 $ 17,596.95 $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 11,040.12 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 9,650.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14.Miscellaneous Increases to Cash........................... Schedule I,Line 4 0.00 from Column B of your last reported in Column B. 15.Cash Payments....................................... 10,720.a7 report. Some amounts in Column A,Line 8 above Column A may be negative 16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 9,969.85 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED........................... Schedule B,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts from Lines 2,7,and 9(if any). 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772) www.netfile.com Estanislau, Robin From: Estanislau, Robin Sent: Monday, October 06, 2014 1:35 PM To: 'Dan Kalmick-2018' Cc: Flynn, Joan; 'joeesha@yahoo.com' Subject: Request for Campaign Filing Amendment Attachments: 20141006130940358.pdf Hi Dan, See my notes on the attached pages extracted from Joe Shaw's pre-election statement. N/A or Self are not acceptable descriptions. Please file an amendment to include the information described in the column title on Schedule A as soon as possible. I believe the FPPC requires filers to collect this data within 30 days of receipt of a contribution. Thanks, Robin -----Original Message----- From: city clerk copier(@surfcity-hb.org [mailto:city clerk copierpsurfcity-hb.org] Sent: Monday, October 06, 2014 1:10 PM To: Estanislau, Robin Subject: This E-mail was sent from "CLAdminRicoh5001PS1366" (Aficio MP 5001) . Scan Date: 10.06.2014 13:09:40 (-0700) Queries to: city clerk copierpsurfcity-hb.org 1 Campaign Disclosure Statement Type or print in ink. SUMMARYPAGE Amounts may be rounded Statement covers period Summary Page to whole dollars. from 07/01/2014 SEE INSTRUCTIONS ON REVERSE through 09/30/2014 Page 3 of 22 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 Column Column B Calendar Year Summary for Candidates Contributions Received TOTALTHIS PERIOD CALENDARYEAR Running in Both the State Prima and (FROMATTACHED SCHEDULES) TOTALTODATE g General Elections 1. Monetary Contributions ........................................... Schedule A,Line 3 $ 9,650.00 $ 21,454.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... Schedule e,Line 3 0.00 0.00 9,650.00 21,454.00 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ $ Received $ $ 4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED ......•••..................AddLines3+4 $ 9,650.00 $ 21,454.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... schedule E,Line 4 $ 10,720.27 $ 17,596.95 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 10,720.27 $ 17,596.95 (if Subjectto Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills) ...............................Schedule F Line 3 0.00 0.00 Date of Election Total to Date 10. Nonmonetary Adjustment ..........................................Schedule C,Line 3 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 10,720.27 $ 17,596.95 $ Current Cash Statement $ 12. Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 11,040.12 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 9,650.00 amounts in Column A to the corresponding amounts -Amounts in this section may be different from amounts 14. Miscellaneous Increases to Cash........................... schedule 1,Line 4 0.00 from Column B of your last reported in Column B. 15.Cash Payments.................................................. column A,Line 8 above 10,720.27 report. Some amounts in Column A may be negative 16. ENDING CASH BALANCE.......... Add Lines 12+13+14,then subtract Line 15 $ 9,969.85 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... Schedule e,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts from tines 2, 7,ands (if any). 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January105) FPPC Toll-Free Helpline:8661ASK-FPPC(8661275-3772) www.netfile.com Estanislau, Robin From: Dan Kalmick-2018 [dan@dankalmick.coml Sent: Tuesday, October 07, 2014 1:34 PM To: Estanislau, Robin Subject: Re: Shaw Semi-Annual 460 Amendment It was a $50 donation. It changes the sum total but isn't itemized. Sorry for the confusion. Sent from my iPhone On Oct 7, 2014, at 7:58 PM, Estanislau, Robin<Robin.Estanislau@surfcity-hb.org>wrote: Hi Dan, The attached amendment refers to a correction for Kay Goddard, but I don't see mention of her name in either filing—please explain. O Robin o-in Esta,,islau, C',C ssistant Ci,y Cleirk Cite o"Huntin6ton Beac- 2€00 °-Main Street HuMin on Beach CA 926�8 536-6 Robin.Estanislau@surfcity-hb.org <i image-001Jpg> <Shaw 460 Amendment.pdf> <Shaw 460.pdf> i Campaign Disclosure Statement Type or print in ink. SUMMARYPAGE Amounts may be rounded Statement covers period ® - Summary Page to whole dollars. � ® ® 1 from 01/01/2014 ® - SEE INSTRUCTIONS ON REVERSE through 06/30/2014 Page 3 of 25 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTALTHISPERIOD CALENDARYEAR Running in Both the State Prima and (FROM ATTACHED SCHEDULES) TOTALTO DATE g Primary General Elections 1. Monetary Contributions ........................................... schedule A,Line 3 $ 11,804.00 $ 11,804.00 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... schedule B,Line 3 0.00 0.00 ,804.00 11,804.00 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ 11 $ Received $ $ 4. Nonmonetary Contributions.................................... schedule C,Line 3 0.00 0.00 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED •••••..•.................••AddLines3+4 $ 11,804.00 $ 11,804.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... schedule E,Line 4 $ 6,876.68 $ 6,876.68 Candidates 7. Loans Made............................................................. schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 6,876.68 $ 6,876.68 (If Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills) ...............................schedule F Line 3 0.00 0.00 Date of Election Total to Date 10.Nonmonetary Adjustment ..........................................ScheduleC,Line 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 6,876.68 $ 6,876.68 $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 6,112.80 To calculate Column B,add 13.Cash Receipts ................................................... Column A,Line 3 above 11,804.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14. Miscellaneous Increases to Cash........................... Schedule/,Line 4 0.00 from Column B of your last i reported in Column B. 15.Cash Payments.................................................. Column A,Line 8 above 6,876.68 report. Some amounts in Column A may be negative 16.ENDING CASH BALANCE.......... Add Lines 12+13+14,then subtract Line 15 $ 11,040.12 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... schedule B,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts arny)Lines 2,7,and 9 (if 18. Cash Equivalents........................................ See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline:866/ASK-FPPC(8661275-3772) www.neifile.com Schedule SCHEDULE D Summary of Expenditures Type or print in ink. Statement covers period Supporting/Opposing Other Amounts may be rounded Candidates, Measures and Committees to whole dollars. from 01/01/2014 SEE INSTRUCTIONS ON REVERSE through 06/30/2014 Page 18 of 25 NAME OF FILER I.D.NUMBER Shaw for Council 2014 13187020 CUMULATIVE TO DATE PER ELECTION DATE NAME OF CANDIDATE,OFFICE,AND DISTRICT,OR TYPE OF PAYMENT DESCRIPTION AMOUNT THIS CALENDAR YEAR TO DATE MEASURE NUMBER OR LETTER AND JURISDICTION, (IF REQUIRED) PERIOD (JAN.1-DEC.31) (IF REQUIRED) OR COMMITTEE 05/21/2014 Robert Garcia for Mayorc/o David Gould, Monetary Campaign Contribution 100.00 100.00 Treasurer Contribution ❑ Nonmonetary Contribution ❑ Independent ❑x Support ❑ Oppose Expenditure ❑ Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑ Support ❑ Oppose Expenditure ❑ Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑ Support ❑ Oppose Expenditure SUBTOTAL $ 100.00 Schedule D Summary 1. Contributions and independent expenditures made this period of$100 or more. Include all Schedule D subtotals. $ 100.00 2. Unitemized contributions and independent expenditures made this period of under$100................................................................................. $ 0.00 3. Total contributions and independent expenditures made this period. Add Lines 1 and 2. Do not enter on the Summary Page.) TOTAL $ 100.00 FPPC Form 460(Jan/05) www.netfile.com FPPC Toll-Free Helpline:866/ASK-FPPC Estanislau Robin From: Estonislou. Robn Sent: Wednesday, 20. 20144:27PyW To: 'DonKomick 201EY Co: Flynn, Joan; ]maesho@vohoo.com' Subject: RE: Shaw for Council 2O14Request for 460 Amendment Attachments: Shaw 4OOodf ` Dan, Before you amend, I forgot to mention I am waiting to hear back from the FPPC on the donation to Robert Garcia for Mayor(see attached). The FPPC's campaign manual indicates"Candidates are prohibited from using campaign funuA s to make independent expenditures in support of or opposition to another candidate ..." | will let you know what they say soon. . Robin From: Estanislau, Robin Sent: Wednesday, August 2O, 2O144:O1PM To: 'Dan Ka|mick- 2018' Cm: 'joeesha@yahoo.com'; Flynn, Joan Subject: Shaw for Council 2014 Request for 460 Amendment Hi Dan, Please submit an amendment to correct the following errors identified in Joe's recent 460 semi-annual filing: Schedule A Page 10 and 14—Contribution from Rex Parker in the amount of$550.00 on each page (-$560) Schedule A Page 11—Contribution from Aaron Pai in the amount of$1,080.00 (-$540) | would appreciate an email letting me know when you e'fi|e the amendment. Thanks! Rob|n Estani |zu, �K8C AsSistant%CityClerk City of Huntington Bcach 2OOOK4a�inStreet Hunt|n@ton Beach [A9Z64� (714) 536'5405 _ 1 Estanislau, Robin From: Dan Kalmick-2018 [dan@dankalmick.com] Sent: Wednesday, August 20, 2014 8:49 PM To: Estanislau, Robin Cc: joeesha@yahoo.com; Flynn, Joan;jason.s.mills80@gmail.com Subject: RE: Shaw for Council 2014 Request for 460 Amendment To follow up on these two items: As stated before, we did not see the $10 overage from the 6/26/2014 donation until we were totaling our filling. A check was issued back to Rex Parker on 7/29/2014 for$10. With regard to Aaron Pai, his first donation was before I came on as Treasurer, and it was unclear until further examination of the Paypal records that indeed Aaron Pai and not he and his wife made the donations from a joint credit card. A check will be issued tomorrow for the $540 refund to Mr Pai and request will be made for a check or credit card from a card distinctly in his wife's name. I don't believe we can e-file with those correction as they were be reported in the next filing? Thank you for your time and sorry for the confusion. Dan Kalmick From: Estanislau, Robin <Robin.Estanislau@surfcity-hb.org> Sent: Wednesday,August 20, 2014 4:01 PM To: Dan Kalmick-2018 Cc:joeesha@yahoo.com; Flynn,Joan Subject:Shaw for Council 2014 Request for 460 Amendment Hi Dan, Please submit an amendment to correct the following errors identified in Joe's recent 460 semi-annual filing: Schedule A Page 10 and 14—Contribution from Rex Parker in the amount of$550.00 on each page (-$560) Schedule A Page 11—Contribution from Aaron Pai in the amount of$1,080.00 (-$540) 1 would appreciate an email letting me know when you a-file the amendment. Thanks! Robin Estanislau, CHIC Assistant Cite Clerk City of Huntington Beach 2000 Main Street Huntington Beach CA 9264 1714) 536-5405 Robin.Estanislau@surfcity-hb.ore 1 Estanislau, Robin From: Advice [Advice@fppc.ca.gov] Sent: Thursday, August 21, 2014 7:35 AM To: Estanislau, Robin Cc: Flynn, Joan Subject: RE: Donation Inquiry The FPPC's Technical Assistance Division is responding to your question. Yes, that is a permissible use of campaign funds. See page 9-4 at the link below. hffp.-11fjppc.ca..qovVmanua1s/manua121ocaLpdf This email advice is not a final decision of the FPPC and does not constitute legal advice, alter any legal right or liability or provide immunity to the requestor under Government Code Section 83115. It is not a rule, regulation or statement binding on the agency. The Political Reform Act(Government Code Sections 81000 through 910141) and the FPPC regulations (Sections 18110 through 18997) are on the FPPC website. From: Estanislau, Robin [mailto:Robin.EstanisIau(s'J)surfcitY-hb.orq] Sent: Wednesday, August 20, 2014 4:53 PIVI To: Advice Cc: Flynn, Joan Subject: Donation Inquiry A Council candidate recorded a donation to a Council race in another city(see attached). We questioned it,and the campaign treasurer believes it is permissible, stating "it was not and independent expenditure ... it was a direct contribution to his campaign. Which I believe you can do as long as it's not within your own race." Is the treasurer's opinion correct? Please advise. Thanks! R obi in E-S t-n nii s I a i i, C M C Assistant City ClerK of Huntington Beach - •300 Main ';I-rp-- Huntinch:on Beach CA 92648 (714) 536-5—,Wl- Robin.Estanislau@surfcity-hb.org 61 Estanislau, Robin From: Flynn, Joan Sent: Thursday, August 21, 2014 6:10 PM To: Dan Kalmick-2018 Cc: Estanislau, Robin; joeesha@yahoo.com Subject: Re: Shaw for Council 2014 Request for 460 Amendment The FPPC agreed that is is a legitimate use of funds. No changes needed. Thanks Dan. Joan Flynn, City Clerk Huntington Beach On Aug 20, 2014, at 8:41 PM, "Dan Kalmick- 2018" <danga dankalmick.com>wrote: On the Robert Garcia for Mayor section...the "Monetary Contribution" box is checked as opposed to the Independent Expenditure Box. I will be interested in what the FPPC's interpretation since we received a contribution from Jose Solorio for Senate. Thanks From: Estanislau, Robin<Robin.Estanislau@surfcity-hb.org> Sent: Wednesday, August 20, 2014 4:26 PM To: Dan Kalmick-2018 Cc: Flynn,Joan;joeesha@vahoo.com Subject: RE: Shaw for Council 2014 Request for 460 Amendment Dan, Before you amend. I forgot to mention I am waiting to hear back from the FPPC on the donation to Robert Garcia for Mayor (see attached). The FPPC's campaign manual indicates "Candidates are prohibited from using campaign funds to make independent expenditures in support of or opposition to another candidate ..." 1 will let you know what they say soon. Robin From: Estanislau, Robin Sent: Wednesday, August 20, 2014 4:01 PM To: 'Dan Kalmick- 2018' Cc: 'Joeesha@yahoo.com'; Flynn, Joan Subject: Shaw for Council 2014 Request for 460 Amendment Hi Dan, i Please submit an amendment to correct the following errors identified in Joe's recent 460 semi- annual filing: Schedule A Page 10 and 14—Contribution from Rex Parker in the amount of$550.00 on each page (-$560) Schedule A Page 11 —Contribution from Aaron Pai in the amount of$1,080.00 (-$540) I would appreciate an email letting me know when you e-file the amendment. Thanks! Robin Estaiiislau. Cl ICZ Iss st an Cil icr us �n Beach '000 -klain Street Huntinuton Beach CA `2`648 (714) 536-5405 Robin.Estani slaug surfciiy-hb.org <image00 l.Jpg> 2 Estanislau, Robin From: Estanislau, Robin Sent: Wednesday, August 20, 2014 4:01 PM To: 'Dan Kalmick-2018' Cc: Joeesha@yahoo.com'; Flynn, Joan Subject: Shaw for Council 2014 Request for 460 Amendment Attachments: Shaw 460.pdf Hi Dan, Please submit an amendment to correct the following errors identified in Joe's recent 460 semi-annual filing: Schedule A Page 10 and 14—Contribution from Rex Parker in the amount of$550.00 on each page (-$560) Schedule A Page 11—Contribution from Aaron Pai in the amount of$1,080.00 (-$540) 1 would appreciate an email letting me know when you e-file the amendment. Thanks! Assistant Litt' le-K Citv f nl i Reach 0- z�J�:i� 20 Main trv�i (714) 536-51 5 Robin.Estanislau@surfcity-hb.org w 1 Campaign Disclosure Statement Type or print in ink. SUMMARY PAGE Amounts may be rounded Statement covers period Summary Page to whole dollars. from 01/01/2014 FORM SEE INSTRUCTIONS ON REVERSE through 06/30/2014 Page 3 of 25 NAME OF FILER I.D. NUMBER Shaw for Council 2014 13187020 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTALTHISPERIOD CALENDARYEAR Runningin Both the State Prima and (FROMATTACHEDSCHEDULES) TOTALTODATE Primary General Elections 1. Monetary Contributions ........................................... Schedule A,Line 3 $ 11,754.00 $ 11,754.o0 1/1 through 6/30 7/1 to Date 2. Loans Received ...................................................... Schedule e,Line 3 0.00 0.00 11,754.00 11,754.00 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ $ Received $ $ 4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21, Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED .......•..............•••••AddLines3+4 $ 11,754.00 $ 11,754.00 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made....................................................... Schedule E,Line 4 $ 6,876.68 $ 6,876.68 Candidates 7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00 22. Cumulative Expenditures Made' 8. SUBTOTALCASH PAYMENTS .................................... Add Lines 6+7 $ 6,876.68 $ 6,876.68 (If Subjeetto Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills Schedule F,Line 3 0.00 0.00 Date of Election Total to Date 10.Nonmonetary Adjustment..........................................ScheduleC,Line 0.00 0.00 (mm/dd/yy) 11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 6,876.68 $ 6,876.68 �� $ Current Cash Statement $ 12.Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 6,112.80 To calculate Column B,add 13.Cash Receipts Column A,Line 3 above 11,754.00 amounts in Column A to the corresponding amounts *Amounts in this section may be different from amounts 14. Miscellaneous Increases to Cash........................... Schedule 1,Line 4 0.00 from Column B of your 6,876.68 last reported in Column B. report. Some amounts in 15.Cash Payments.................................................. Column A,Line 8 above Column A may be negative 16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 10,990.12 figures that should be subtracted from previous If this is a termination statement, Line 16 must be zero. period amounts. If this is the first report being filed 17.LOAN GUARANTEES RECEIVED ........................... Schedule e,Part 2 $ 0.00 for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts from Lines 2,7,and 9(if any). 18. Cash Equivalents..............................I.......... See instructions on reverse $ 0.00 19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 0.00 FPPC Form 460(January/05) FPPC Toll-Free Helpline: 666/ASK-FPPC(866/275-3772) www.neffile.com Schedule D Summary of Expenditures Type or print in ink. SCHEDULE D Statement covers period Supporting/Opposing ®their Amounts may be rounded o to whole dollars. FORK ® 1 Candidates, Measures and Committees from 01/01/2014 SEE INSTRUCTIONS ON REVERSE through 06/30/2014 Page 18 Of 25 NAME OF FILER I.D.NUMBER Shaw for Council 2014 13187020 NAME OF CANDIDATE,OFFICE,AND DISTRICT,OR CUMULATIVE TO DATE PER ELECTION DATE MEASURE NUMBER OR LETTER AND JURISDICTION, TYPE OF PAYMENT DESCRIPTION AMOUNT THIS CALENDAR YEAR TO DATE OR COMMITTEE (IF REQUIRED) PERIOD (JAN.1-DEC.31 (IF REQUIRED) 05/21/2014 Robert Garcia for Mayorc/o David Gould, Campaign Contribution 100.00 100.00 Treasurer ❑x Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑x Support ❑ Oppose Expenditure ❑ Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑ Support ❑ Oppose Expenditure ❑ Monetary Contribution ❑ Nonmonetary Contribution ❑ Independent ❑ Support ❑ Oppose Expenditure SUBTOTAL $ 100.oo Schedule D Summary 1. Contributions and independent expenditures made this period of$100 or more. (Include all Schedule D subtotals.)........................................... $ 100.00 2. Unitemized contributions and independent expenditures made this period of under$100................................................................................. $ 0.00 3. Total contributions and independent expenditures made this period. (Add Lines 1 and 2. Do not enter on the Summary Page.)............. TOTAL $ 100.00 FPPC Form 460(Jan/05) www.netfile.com FPPC Toll-Free Helpline:866/ASK-FPPC