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HomeMy WebLinkAbout2007/2008 Comprehensive Annual Financial Report - Year Ended Com • rehensive Annual p Financial Report Year Ended Se • tember 30, 200 : p N� a � .R,� .�q` � �+.il f��1 �^ SA•kC�y�..y .s`�P: _ mii I �IC����4�A��J��'I�II'I�������1���{�l R' gal a City o f Huntin _ton : each, California CITY OF HUNTINGTON BEACH, CALIFORNIA O COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2003 WITH REPORT ON AUDIT BY INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Prepared by the Finance Department THIS PAGE INTENTIONALLY LEFT BLANK INTRODUCTORY SECTION r THIS PAGE INTENTIONALLY LEFT BLANK City of Huntington Beach Comprehensive Annual Financial Report Year Ended September 30, 2008 TABLE OF CONTENTS INTRODUCTORY SECTION Tableof Contents...................................................................................................................................... i-ii Letter of Transmittal '"" CityOfficials................................................................................................................................................ vi OrganizationalChart................................................................................................................................... vii Certificate of Achievement in Excellence in Financial Reporting "" 1� FINANCIAL SECTION IndependentAuditor's Report...................................................................................................................... 1-2 Management Discussion and Analysis........................................................................................................ 3-14 Basic Financial Statements: Government-wide Financial Statements: Statementof Net Assets.................................................................................................................... 17 Statement of Activities and Changes in Net Assets........................................................................... 18 Fund Financial Statements: Balance Sheet— Governmental Funds .............................................................................................. 19 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets........... 20 Statement of Revenues, Expenditures and Changes in Fund Balances—Governmental Funds ...... 21-22 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities........................................................................ 23 Statement of Net Assets— Proprietary Funds....................................................................................24 Statement of Revenues, Expenses and Changes in Fund Net Assets — Proprietary Funds.............. 25 Statement of Cash Flows— Proprietary Funds................................................................................... 26 Statement of Fiduciary Fund Net Assets............................................................................................ 27 Statement of Changes in Fiduciary Fund Net Assets—Trust Funds.................................................. 27 Notes to Financial Statements ..............................................................................................................28-76 Required Supplemental Information: BudgetaryInformation........................................................................................................................ 80 Schedule of Revenues, Expenditures and Changes in Fund Balances—Budget AndActual — General Fund............................................................................................................. 81 Schedule of Revenues, Expenditures and Changes in Fund Balances —Budget AndActual —Grants Fund............................................................................................................... 82 Schedule of Funding Progress (Normal Retirement Plan, Supplemental Retirement Plan, And Other Post Employment Benefits) ........................................................................................... 83 i FINANCIAL SECTION (Continued) Supplementary Information: Combining and Individual Fund Statements and Schedules: Combining Balance Sheet—Other Governmental Funds.................................................................. 87-90 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances OtherGovernmental Funds ............................................................................................................ 91-94 Schedule of Revenues, Expenditures, and Changes in Fund Balances— Budget and Actual— Other Governmental Funds ........................................................................... 95-104 Schedule of Revenues, Expenditures and Changes in Fund Balances— Budget And Actual — Redevelopment Agency Capital Projects and Debt Service...................................... 105 Schedule of Revenues, Expenditures and Changes in Fund Balances— Budget And Actual — Low Income Housing Fund........................................................................................ 108 Combining Statement of Net Assets—Other Enterprise Funds......................................................... 109 Combining Statement of Revenues, Expenses, and Changes in Net Assets— OtherEnterprise Funds................................................................................................................... 110 Combining Statement of Cash Flows— Other Enterprise Funds........................................................ 111 Combining Statement of Fiduciary Fund Net Assets.......................................................................... 114 Statement of Changes in Fiduciary Assets and Liabilities.................................................................. 115-116 STATISTICAL SECTION Net Assets by Component— Last Seven Fiscal Years................................................................................ 119-120 Change in Net Assets- Last Seven Fiscal Years......................................................................................... 121-122 Fund Balances—Governmental Funds — Last Ten Fiscal Years ................................................................ 123 Changes in Fund Balances— Last Ten Fiscal Years................................................................................... 125-126 Assessed and Actual Valuation of All Taxable Property (Excluding Redevelopment Agency) - LastTen Fiscal Years .............................................................................................................................. 127 Property Tax Rates—All Direct and Overlapping Government Tax Rate 04-001 Largest Area in City— Last Ten Fiscal Years........................................................................................... 127 Property Tax Levies and Collections— Last Ten Fiscal Years .................................................................... 128 Ratios of Outstanding Debt by Type — Last Ten Fiscal Years..................................................................... 129 Top Ten Property Tax Payers — Current Year and Six Years Ago.............................................................. 130 Legal Debt Margin — Last Ten Fiscal Years................................................................................................ 131 Principal and Private Employers— Current Year and Two Years Ago......................................................... 131 Full-Time Budgeted City Employees by Program/Function — Last Six Fiscal Years.................................... 132 Operating Indicators by Function/Activity— Last Three Fiscal Years.......................................................... 133 Capital Assets Statistics by Function/Activity.............................................................................................. 133 Statement of Direct and Overlapping Bonded Debt .................................................................................... 134 ii CITY OF HUNTINGTON BEACH March 17, 2009 To the Honorable Mayor and City Council As part of the City of Huntington Beach's ongoing commitment to transparent management of its finances, the City is presenting its Comprehensive Annual Financial Report (CAFR). This report outlines in detail the financial condition of all City funds through September 30, 2008. As required by City Charter, and to ensure the reliability of the information contained within this report, the City of Huntington Beach contracted with the independent auditing firm Diehl, Evans & Company, LLP. The goal of the audit was to provide reasonable assurance that the City's financial statements are free from material misstatement. After examining, on a test basis, data contained within the CAFR, assessing the accounting principles used, as well as significant estimates made by management, Diehl, Evans &Company, LLP granted the City an unqualified (clean) opinion for the fiscal year ending September 30, 2008. The auditor's opinion can be found in the Financial Section of this report. Management assumes full responsibility for the completeness and accuracy of the information presented in this document. This transmittal letter is designed to complement and should be read in conjunction with the Management's Discussion and Analysis. In addition to the City's financial information, this report includes financial reports for those separate legal entities whose activities the City controls. These entities are: • The Redevelopment Agency of the City of Huntington Beach ■ The Huntington Beach Public Financing Authority ■ Various community facilities districts Additional Financial information for the Redevelopment Agency can be found in the Agency's component unit (stand-alone) report. CITY OF HUNTINGTON BEACH AND LOCAL ECONOMY The City of Huntington Beach is located on the coast of Orange County, 35 miles south of Los Angeles and 90 miles north of San Diego. With a population of just over 200,000 residents, it is known as Surf City due to its abundance of beaches, sunny, warm Mediterranean climate, and casual lifestyle. With over eight miles of coastline to boast of, Huntington Beach plays host to over eleven million visitors annually. Listed among the nation's safest cities for decades, Huntington Beach has often been ranked among the Top Ten Safest Cities by City Crime Rankings. Founded in the late 1880's, Huntington Beach was incorporated as a Charter City in 1909. Huntington Beach has a City Council/City Administrator form of government wherein seven hi City Council members are elected to four-year terms, and the Mayor is filled on a rotating basis from the incumbent Council members. The City of Huntington Beach is one of the leading commercial and industrial centers in Southern California. As the third largest city in Orange County, more than 119,300 people are currently employed by over 14,400 businesses and governmental entities in the City. Huntington Beach businesses include aerospace and high technology, petroleum and petroleum support, manufacturing, computer hardware and software, financial and business services, automobile services, machine shop services, precision instruments, retailers and surf apparel, just to name a few. CASH MANAGEMENT POLICIES AND PRACTICES The City operates on a fiscal year basis, beginning October 1 st and ending September 30tn The budget is prepared under the supervision of the City Administrator and transmitted to the City Council for deliberation sixty days prior to the end of the fiscal year. Per the City's charter, the City Council must adopt the annual budget by September 30tn and may amend it or revise it at any time at a properly noticed meeting. Budgetary control is at the department level within each fund and a Department Head, with the Director of Finance's approval, may transfer funds within like categories (salaries and benefits, operating, and capital expenditures) of the same department. Surplus cash is invested by the elected City Treasurer, in investments allowed by the City's investment policy. The investment policy is adopted annually by the City Council after approval by the Investment Advisory Board. It outlines guidelines to: meet the daily cash flow needs of the City, maximize the efficiency of the City's cash management system, and identifies prudent investment vehicles for the City's cash balances. The rate of return earned for the period ending September 30, 2008 was 4.06%. The City Treasurer, as required by California Government Code 53601, has prepared an annual statement of investment policy which allows for the City to meet current obligations while earning a market rate of return. Further information regarding the City's cash and investments can be found in Note 2. LONG-TERM FINANCIAL PLANNING In 2006, the City Council adopted its Strategic Plan which outlines five goals: Engaging the Community, Financial, City Services, Land Use & Economic Development, and Infrastructure. As part of the Financial strategic goal, the City of Huntington Beach completed and implemented a Long-Term Financial Plan. This plan enables the City to forecast cause and effect relationships for large financial decisions such as employee labor contracts, capital projects, service enhancements, as well as revenue fluctuations due to the weakening economy or state takeaways. The City's Strategic Plan drives budgetary decisions and the day-to-day operations of the City by ensuring that the City is consistently working to achieve the goals outlined by the City Council. PENSION AND OTHER POSTEMPLOYMENT BENEFITS The City of Huntington Beach contracts with the California Public Employees' Retirement System (CaIPERS) to provide retirement benefits to all permanent employees. In addition, the City maintains a supplemental retirement plan for employees hired before January 1, iv 1998 (exact dates are different for various associations), and other post-retirement medical benefits available to retirees. Detailed information of these plans can be found in Notes 6, 7, and 8 respectively. Percent Funded Unfunded Liability (in millions) Retirement - Normal Plan 89% $79.3 Retirement - Supplemental 43% $30.1 Post-Employment Benefits 37% $14.7 During fiscal year 2007/08, the City implemented Government Accounting Standards Board (GASB) Statement 45. This statement required the City to contribute additional amounts towards post-retirement liabilities than in previous years. These amounts were included in the 2007/08 budget and expended throughout the year. The City relies on actuarially sound funding plans to pay down unfunded liabilities. These actuarial studies are conducted by both CalPERS and independent actuaries. RISK MANAGEMENT The City is self-insured for both workers compensation and liability insurance, with both programs recorded in the General Fund. For large claims,the City relies on its membership in the Big Independent Cities Excess Insurance Pool (BICEP). Further information on the City's risk management program can be found in Note 9 of the financial statements. AWARDS AND ACKNOWLEDGEMENTS Last year, the City of Huntington Beach was once again the honored recipient of the "Certificate of Achievement for Excellence in Financial Reporting" award bestowed by the Governmental Finance Officers Association (GFOA)of the United States and Canada. This was the twentieth consecutive year the City has received this prestigious award. Receipt of the award requires government entities to publish an easily readable and efficiently organized Comprehensive Annual Financial Report, conforming to program, accounting, and legal standards. The Certificate of Achievement earned for fiscal year ending September 30, 2007, is valid for one year only. The City believes that this Comprehensive Annual Financial Report continues to conform to the Certificate of Achievement Program requirements and will be submitted to GFOA for their consideration for another award. I wish to thank the City Council and City Departments for their continued diligence in their role as fiscal stewards for the City of Huntington Beach. Specifically, I would also like to thank Robert Sedlak, Dahle Bulosan, Josh Brooks, Carrie Gonzales, Jennifer Lampman, and Michael Solorza of the Finance Department who prepared this report. Dan T. Villella, CPA Director of Finance v City of Huntington Beach City Council 2007/2008 Keith Bohr, Mayor Cathy Green, Mayor Pro Tern Joe Carchio, Councilmember Gil Coerper, Councilmember Devin Dwyer, Councilmember Cathy Green, Councilmember Don Hansen, Councilmember Jill Hardy, Councilmember Executive Team Fred A. Wilson, City Administrator Paul Emery, Deputy City Administrator Robert Hall, Deputy City Administrator Laurie E. Payne, Community Relations Officer Elected Department Heads Joan L. Flynn, City Clerk Shari L. Freidenrich, City Treasurer Jennifer M. McGrath, City Attorney Department Directors Stephanie Beverage, Library Services Michele Carr, Human Resources Ross D. Cranmer, Building & Safety Jim B. Engle, Community Services Scott Hess, Planning Travis Hopkins, Public Works Jack Marshall, Information Services Chief Duane S. Olson, Fire Stanley Smalewitz, Economic Development Chief Kenneth W. Small, Police Dan T. Villella, Finance vi CITY OF HUNTINGTON BEACH THE PEOPLE CITY CLERK CITY COUNCIL CITY CITY Mayor TREASURER ATTORNEY Administration Mayor Fro-Tem Administration Public Support City Council Members i Investments Litigation Records Cashiering Management Collections Advisory Disbursements CITY Elections ADMINISTRATOR .FIRE POLICE Fire Uniform Administration Division Fire Investigation Prevention Division Enter enc Administrative 9 Y Response Operations DEPUTY CITY DEPUTY CITY ADMINISTRATOR ADMINISTRATOR BUILDING& ECONOMIC PLANNING PUBLIC COMMUNITY FINANCE HUMAN INFORMATION LIBRARY SAFETY DEVELOPMENT WORKS SERVICES RESOURCES SERVICES SERVICES Permit& Economic Children's 1 Plan Check Development/ Planning Engineering Beach Operations Accounting R9 k Systems Branch 1 Media Services Redevelopment Services Mana ement Services Code Enforcemen Ins lion Housin Bud et& Adult/Technical Sery es Services Neighborhood Utilities Marine Safety Research Labor Communications Services Prevention Recreation, Maintenance v Benefits& Operations Human& Central Services Training Operations Cultural Services Facilities. Recruitment& Transportation Concessions& Fiscal Services Retention Development General Services Vii Certificate of Achievement for Excellence in Financial Reporting Presented to City of Huntington Beach California For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, ')001 A Certificate of Achievement for Excellence in Financial Reporting is presented bV the Government Finance Officers Association of the United States and Canacki to `_OFelllllnellt 11111ts and public employee retirement wStellls vvhose comprehensive alllllial finanncial reports(C_'AFRs)achieve the highest Standards Ill 20-,7er111Inent acconlltln$ and financial reportill;g. ICE 01 ,� - e OP N— ��mTlo sinirs: f n avo ti N y� C44ACA President pIRPOR0.T10V 7p��1'iEIL��p`I SIC\u6 Executive Director viii FINANCIAL SECTION DIEHL, EVANS & COMPANY, LLP CERTIFIED PUBLIC ACCOUNTANTS&CONSULTANTS MIC'.HAEL.R.LUDIN.CPA A PARTNERSHIP INCLUDING ACCOUNTANCY CORPORATIONS CRAIG W.SPRAKER,CPA NITIN P.PATEL,CPA ROBERT J.CALLANAN.CPA 5 CORPORATE PARK,SUITE 100 *PHI LIP H.HOLTKAMP,CPA °THOMAS M.PERLOWSKI,CPA IRVINE,CALIFORNIA 92 60 6-5 1 6 5 *HARVEY J.SCHROEDER,CPA (949)399-0600.FAX(949)399-0610 KENNETH It AMES,CPA W WW.dieh1eyans.coin *WILLIAM C.PINT2,CPA "A PROPESSIONAI,CORPORATION February 25, 2009 INDEPENDENT AUDITORS' REPORT The Honorable Mayor and Members of City Council City of Huntington Beach Huntington, California We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Huntington Beach, as of and for the year ended September 30, 2008, which collectively comprise the City's basic financial statements as listed in the table of contents. The financial statements are the responsibility of the City of Huntington Beach's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Huntington Beach, as of September 30, 2008 and the respective changes in financial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. - 1 - OTHER OFFICES AT: 2965 ROOSEVELT STREET 613 W.VALLEY PARKWAY,SUITE 330 CARLSBAD.CALIFORNIA 92008-2389 ESCONDIDO,CALIFORNIA 92025-2598 (760)729-2343*FAX(760)729-2234 (760)741-3141 e FAX(760)741-9890 As described in Note 8 to the financial statements, the City adopted the provisions of GASB Statement No. 45, "Accounting and T,nancial Reporting by Tmployers for Postemployment Benefits Other Than Pensions,"in 2008. In accordance with Government Auditing Standards, we have also issued our report dated February 25, 2009 on our consideration of the City of Huntington Beach's internal control over financial reporting and our tests of its compliance with certain provisions of laws; regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing;Standards and should be considered in assessing the results of our audit. The management's discussion and analysis and the other required supplementary information identified in the accompanying table of contents are not a required part of the basic financial statements but are supplementary information required by the accounting principles generally accepted in the United States of America. We have applied certain limited procedures to the management's discussion and analysis, the California Public Employees Retirement System's Schedule of Funding Progress, and the Other Post Employment Benefits - Medical Retirement Schedule of Funding Progress, which consisted principally of inquiries of management regarding the methods of measurement and presentation of this required supplementary information. However, we did not audit the management's discussion and analysis, the California Public Employees Retirement System's Schedule of Funding Progress, and the Other Post Employment Benefits - Medical Retirement Schedule of Funding Progress, and we express no opinions on them. The budgetary comparison schedules and related note have been subjected to the auditing procedures applied in the audit of the basic financial statement and, in our opinion are fairly stated in all material respects in relation to the basic financial statements taken as a whole Our audit was conducted for the purpose of forming opinions on. the financial statements that collectively comprise the City of .Huntington Beach's basic financial statements. The introductory section, combining and individual other fund financial statements, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual other fund financial statements and capital assets schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. - 2 - V City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 As management of the City of Huntington Beach, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City of Huntington Beach for the fiscal year ended September 30, 2008. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages iii-vii of this report. Financial Highlights Below is a summary of the City's government-wide financial information (in thousands): Total Governmental and Business Activities mount ercent September 30, September 30, Increase Increase 2008 2007 (Decrease) (Decrease) Assets $ 1,046,598 $ 1,030,304 $ 16,294 1.6% Liabilities 211,163 202,787 8,376 4.1% Total Net Assets 835,435 827,517 7,918 1.0% Unrestricted Net Assets 93,319 113,655 (20,336) -17.9% Long-Term Obligations 141,662 146,490 (4,828) -3.3% Program Revenues 130,119 115,215 14,904 12.9% Taxes 146,232 145,232 1,000 0.7% Other General Revenues 19,269 29,879 (10,610) -35.5% Expenses 287,702 256,119 31,583 12.3% • The total assets of the City of Huntington Beach exceeded its liabilities at the close of the most recent fiscal year by $835,435,000. Of this amount, $93,319,000 may be used to meet the City's ongoing obligations to citizens and creditors. Net assets increased $7,918,000 or 1.0%. This increase is due to in large part to investments in capitalized infrastructure. Unrestricted net assets decreased by $15,760,000 or 13.9%. • Long-term obligations decreased by $4,828,000 or 3.3%. • Program revenues increased by $14,904,000 or 12.9% due to developer contributions and other post employment benefit contributions in the current fiscal year. Taxes increased $1,000,000 or 0.7%. Expenses increased $31,583,000 or 12.3% Overview of the Financial Statements This discussion and analysis serve as an introduction to the City of Huntington Beach basic financial statements. The City of Huntington Beach's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains certain other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City's financial condition and are prepared similarly to those in the private sector. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, continued increases See Independent Auditors'Report and Notes to the Financial Statements 3 City of Huntington Beach V Management's Discussion and Analysis For the Year Ended September 30, 2008 or decreases in net assets may indicate whether the City's financial condition is improving or deteriorating. The statement of activities presents information on how the City's net assets changed during the most recent fiscal year. These changes are reported on the accrual basis (when the economic event occurs), not when the cash is received or paid. The government-wide financial statements separate functions that are primarily supported by taxes and intergovernmental revenues (governmental activities) from functions that are supported by user fees (business activities). Governmental activities include public safety, public works, general government, and community-related activities. Business activities include the Water, Sewer, Refuse, Emerald Cove Housing, Emergency Fire Medical, Hazmat Service, and Ocean View Estates. The government-wide financial statements include the City and all of its component units that are legally separate but whose activities entirely support the City of Huntington Beach. These entities are, the Redevelopment Agency of the City of Huntington Beach, the Huntington Beach Public Financing Authority, and various assessment districts described in Note 1 to the financial statements. The government-wide financial statements can be found on pages 17-18 of this report. Fund Financial Statements The City separates financial activities into funds to maintain control over resources that have been legally separated. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental Funds Governmental funds are used to account for the same functions reported in governmental activities in the government-wide financial statements. However, the focus in the governmental fund section of these financial statements is on near-term resource inflows and outflows available for spending, as well as balances of resources available for spending at the end of the fiscal year. It is useful to compare information presented for the governmental funds to information presented for governmental activities in the government-wide financial statements. The reconciliation indicates to the reader the differences in financial reporting between the governmental activities section and the governmental funds section. The City maintains 24 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenue, expenditures, and changes in fund balances for the General Fund, Grants Special Revenue Fund, Redevelopment Agency Debt Service Fund, Redevelopment Agency Capital Projects Fund, and Low-Income Housing Capital Projects Fund all of which are considered to be major funds. Data from the other 19 funds are combined into a single, aggregated See Independent Auditors'Report and Notes to the Financial Statements 4 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 presentation. Individual fund data for each of these other governmental funds is provided in a combining statement elsewhere in this report. The City provides an annual appropriated budget for its governmental funds. Budgetary comparison schedules on pages 79-80 and 93-104 demonstrate compliance. The basic governmental fund financial statements can be found on pages 19-22 of this report. Proprietary Funds Proprietary funds or enterprise funds are used to account for the same activities as the business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its Water, Sewer, Refuse, Emerald Cove Housing, Emergency Fire Medical, Hazmat Service, and Ocean View Estates activities. The Emergency Fire Medical Fund and Ocean View Estates Fund were closed and the remaining funds were transferred to the General Fund in the current fiscal year. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statement provides information for Water, Sewer Service, and Refuse Funds, which are considered to be major funds of the City. The remaining proprietary funds noted above are combined into a single, aggregated presentation. The basic proprietary fund financial statements can be found on pages 24-26 of this report. Fiduciary Funds Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statement because the resources of those funds are not available to support the City of Huntington Beach's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The basic fiduciary fund financial statements can be found on page 27 of this report. Notes to the financial statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 28-74 of this report. Other information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the City's progress in funding its obligation to provide pension benefits to its employees and General Fund budget to actual comparisons. Required supplementary information can be found on pages 76-81 of this report. See Independent Auditors'Report and Notes to the Financial Statements 5 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 The combining statements referred to earlier in connection with other governmental funds is presented immediately following the required supplementary information on pensions. Combining and individual fund statements and schedules can be found on page 83-90 of this report. Government-wide Financial Analysis As noted earlier, net assets may serve, over time, as a useful indicator of a government's financial position. Below is a summary schedule of the City's net assets at September 30, 2008 (in thousands): Amount Percent September 30, September 30, Increase Increase Governmental Activities 2008 2007 (Decrease) (Decrease) Current and Other Assets $ 192,243 $ 181,577 $ 10,666 5.9% Capital Assets 637,997 633,421 4,576 0.7% Total Assets 830,240 814,998 15,242 1.9% Current Liabilities 63,267 50,301 12,966 25.8% Long-Term Liabilities 140,578 145,422 (4,844) -3.3% Total Liabilities 203,845 195,723 8,122 4.1% Net Assets: Invested in Capital Assets, Net of Related Debt 521,654 486,901 34,753 7.1% Restricted 69,126 73,541 (4,415) -6.0% Unrestricted 35,615 58,833 (23,218) -39.5% Total Net Assets $ 626,395 $ 619,275 $ 7,120 1.1% Amount Percent September 30, September 30, Increase Increase Business Activities 2008 2007 (Decrease) (Decrease) Current and Other Assets $ 97,678 $ 95,420 $ 2,258 2.4% Capital Assets 118,680 119,886 (1,206) -1.0% Total Assets 216,358 215,306 1,052 0.50/0 Current Liabilities 6,234 5,996 238 4.0% Long-Term Obligations 1,084 1,068 16 1.5% Total Liabilities 7,318 7,064 254 3.6% Net Assets: Invested in Capital Assets, Net of Related Debt 118,671 119,874 (1,203) -1.0% Restricted 32,665 33,546 (881) -2.6% Unrestricted 57,704 54,822 2,882 5.3% Total Net Assets $ 209,040 $ 208,242 $ 798 0.4% The largest portion of the City's net assets reflects investment in capital assets (e.g., land, buildings, machinery, equipment, and infrastructure); less any related debt used to acquire those assets that is still outstanding. The City uses capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, the resources needed to repay this debt must be provided from other sources, since capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net assets is subject to external (legally imposed or statutory) restrictions ($69,126,000 for governmental activities, and $32,665,000 for business activities). These amounts represent 11.0% and 15.6% of net assets for governmental activities and business activities respectively. The unrestricted assets ($35,615,000 for governmental activities and $57,704,000 for business activities) represent 5.7% and 27.6%of net assets for governmental activities.and business See Independent Auditors'Report and Notes to the Financial Statements 6 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 activities respectively. A condensed summary of governmental activities (in thousands) follows: Governmental Activities Amount Percent September 30, September 30, Increase Increase Revenues: 2008 2007 Decrease Decrease Program Revenues: Charges for Current Services $ 43,509 $ 44,672 $ (1,163) -2.6% Operating Grants and Contributions 7,684 1,996 5,688 285.0% Capital Grants and Contributions 14,284 5,154 9,130 177.1% Total Program Revenues 65,477 51,822 13,655 26.3% General Revenues: Property Taxes 84,016 79,369 4,647 5.9% Sales Taxes 25,560 30,608 (5,048) -16.5% Utility Taxes 21,591 21,479 112 0.5% Other Taxes 15,065 13,776 1,289 9.4% Use of Money and Property 5,714 7,895 (2,181) -27.6% From Other Agencies 6,899 12,689 (5,790) -45.6% Participation Payments - 1,564 (1,564) -100.0% Other 2,332 2,696 (364) -13.5% Total General Revenues 161,177 170,076 (8,899) -5.2% Total Revenues 226,654 221,898 4,756 2.1% Expenses: City Council 295 287 8 2.8% City Administrator 1,652 1,442 210 14.6% City Treasurer 1,408 1,088 320 29.4% City Attorney 2,914 2,534 380 15.0% City Clerk 1,020 950 70 7.4% Finance 4,944 4,454 490 11.0% Human Resources 4,725 4,202 523 12.4% Planning 3,881 3,098 783 25.3% Building 5,747 4,899 848 17.3% Fire 27,299 27,247 52 0.2% Information Systems 7,311 6,591 720 10.9% Police 58,378 56,988 1,390 2.4% Economic Development 18,031 9,209 8,822 95.8% Community Services 18,565 16,482 2,083 12.6% Library Services 5,607 5,586 21 0.4% Public Works 31,246 34,581 (3,335) -9.6% Non-Departmental 30,814 15,131 15,683 103.6% Interest on Long-Term Debt 5,291 5,875 (584) -9.9% Total Expenses 229,128 200,644 28,484 14.2% Change in Net Assets Before Transfers (2,474) 21,254 Transfers 9,594 491 Change in Net Assets After Transfers 7,120 21,745 Net Assets-Beginning of Year 619,275 597,530 Net Assets-End of Year $ 626,395 $ 619,275 The cost of all governmental activities this year was $229,128,000. However, as shown in the Statement of Activities, the amount that the taxpayers ultimately financed for these activities was only $163,651,000, because costs of $43,509,000 were paid by those who directly benefited from the programs, or by other governments and organizations that subsidized certain programs with operating grants and contributions of $7,684,000, and capital grants and contributions of$14,284,000. Overall, the City's governmental program revenues were $65,477,000. The City paid for the remaining "public benefit" portion of governmental activities with $161,177,000 in taxes and general revenue (some of which could only be used for certain programs) and with other revenues, such as interest and See Independent Auditors'Report and Notes to the Financial Statements 7 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 200E general entitlements. Capital Grants and Contributions have increased by $9,130,000 or 177.1% due to other post employment benefit contributions in the current fiscal year. Total resources available during the year to finance governmental operations were $835,435,000 consisting of net assets at October 1, 2007, of $619,275,000, program revenues of$65,477,000, general revenues of$161,177,000, and transfers of$9,594,000. Total expenses for governmental activities during the year were $229,128,000, thus, net assets were increased by$7,120,000, to$626,395,000. A condensed summary of business activities (in thousands) follows: Business Activities Amount Percent September 30, September 30, Increase Increase 2008 2007 Decrease Decrease Program Revenues: Charges for Current Services $ 63,001 $ 56,294 $ 6,707 11.9% Capital Grants and Contributions 1,641 7,099 (5,458) -76.9% Total Program Revenues 64,642 63,393 1,249 2.0% Use of Money and Property 4,324 5,035 (711) -14.1% Total Revenues 68,966 68,428 538 0.8% Expenses: Water Utility 32,701 32,606 95 0.3% Emerald Cove Housing 893 936 (43) -4.6% Emergency Fire Medical 6,933 5,347 1,586 29.7% Refuse Collection 10,561 10,542 19 0.2% Sewer Service 7,120 5,766 1,354 23.5% Hazmat Service 249 194 55 28.4% Ocean View Estates 117 84 33 39.3% Total Expenses 58,574 55,475 3,099 5.6% Increase in Net Assets Before Transfers 10,392 12,953 Transfers (9,594) (491) Net Assets-Beginning of Year 208,242 195,780 Net Assets-End of Year $ 209,040 $ 208,242 The City's net assets from business activities increased by $10,392,000 before transfers. The largest reasons for this increase was operating income of $4,427,000, capital contributions for the Water Master Plan of$1,641,000 and interest income of$4,324,000. The cost of all Proprietary (Business Type)activities this year was $58,574,000. As shown in the Statement of Activities and Changes in Net Assets, the amount paid by users of the systems was$63,001,000, capital grants and contributions were $1,641,000,other revenue was $4,324,000, and transfers were$9,594,000. Beginning net assets were$208,242,000 and ending net assets were $209,040,000. Of the ending net asset amount, $118,671,000, or 56.8%, was invested in capital assets, $32,665,000 or 15.6% was restricted for expenditures for the Water Master Plan, and $57,704,000, or 27.6% was unrestricted. The City's programs for governmental activities include General Government, Fire, Police, Public Works, Redevelopment, Community Services, and Library. Business type activities include the Water, Sewer, Refuse, FireMed, Hazmat Service, and Ocean View Estates. A listing of each program's revenues and expenses for the current year is presented below(in thousands): See Independent Auditors'Report and Notes to the Financial Statements 8 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 2007-2008 2006-2007 un e y Funded by Taxes and Other Taxes and Less Program General Other General Governmental Activities: Expenses Revenues Revenues Revenues City Council $ 295 $ (103) $ 192 $ 188 City Administrator 1,652 (404) 1,248 1,050 City Treasurer 1,408 (720) 688 390 City Attorney 2,914 (47) 2,867 2,488 City Clerk 1,020 (168) 852 740 Finance 4,944 (1,354) 3,590 3,142 Human Resources 4,725 (1,391) 3,334 2,855 Planning 3,881 (1,987) 1,894 (1,125) Building 5,747 (4,582) 1,165 (551) Fire 27,299 (2,890) 24,409 25,440 Information Systems 7,311 (697) 6,614 5,916 Police 58,378 (5,664) 52,714 51,976 Economic Development 18,031 (4,669) 13,362 5,191 Community Services 18,565 (16,152) 2,413 58 Library Services 5,607 (946) 4,661 4,496 Public Works 31,246 (13,123) 18,123 25,794 Non-Departmental 30,814 (10,580) 20,234 14,899 Interest on Long-Term Debt 5,291 - 5,291 5,875 Total Governmental Activities $ 229,128 $ (65,477) $ 163,651 $ 148,822 Business Activities Water Utility 32,701 (35,751) (3,050) (5,356) Emerald Cove Housing 893 (1,180) (287) (101) Emergency Fire Medical 6,933 (6,762) 171 (721) Refuse Collection 10,561 (10,521) 40 (8) Sewer Service 7,120 (9,906) (2,786) (1,476) Hazmat Service 249 (185) 64 (16) Ocean View Estates 117 (337) (220) (240) Total Business Activities $ 58,574 $ (64,642) $ (6,068) $ (7,918) Financial Analysis of the City's Major Governmental Funds Below is an analysis of the City's major governmental fund activities for the year (in thousands): GOVERNMENTALFUNDS Amount Percent September 30, September 30, Increase Increase 2008 2007 Decrease Decrease Total Fund Equity: General Fund $ 44,443 $ 43,696 $ 747 1.7% Redevelopment Agency Capital Projects 15,663 21,757 (6,094) -28.0% Redevelopment Agency Debt Service 3,655 1,380 2,275 164.9% Low-Income Housing Fund 8,197 12,666 (4,469) -35.3% Grants Special Revenue Fund 4,411 7,387 (2,976) -40.3% Total Fund Equity $ 76,369 $ 86,886 $ (10,517) -12.1% Unreserved Fund Equity: General Fund $ 33,476 33,017 $ 459 1.4% Redevelopment Agency Capital Projects 10,221 14,505 (4,284) -29.5% Redevelopment Agency Debt Service 1,246 1,380 (134) -9.7% Total Unreserved Fund Equity $ 44,943 $ 48,902 $ (3,959) -8.1% See Independent Auditors'Report and Notes to the Financial Statements 9 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 The General fund balance increased by $747,000. Key factors in this growth were the transfer and closing of several funds into the General Fund. These funds include the FireMed, Ocean View Estates, Jail Program, and the Cultural Affairs fund. The Redevelopment Agency Capital Projects Fund Balance and Low-Income Housing Fund decreased primarily due to completion of anticipated projects. The Redevelopment Agency Debt Service Fund Balance increased by$2,275,000 primarily due to increased tax increment revenue. The Grant Special Revenue Fund Balance decreased by $2,976,000 primarily due to decreased grant revenues and increased grant capital outlay. Financial Analysis of the City's Major Proprietary Funds Below is an analysis of the fund equity of the City's proprietary funds (in thousands): Enterprise Funds Amount Percent September 30, September 30, Increase Increase 2008 2007 Decrease Decrease Net Assets: Water Fund $ 156,684 $ 150,023 $ 6,661 4.4% Sewer Fund 45,451 42,279 3,172 7.5% Refuse Fund 249 232 17 7.3% Total Net Assets $ 202,384 $ 192,534 $ 9,850 5.1% Unrestricted Net Assets: Water Fund $ 43,665 $ 38,810 $ 4,855 12.5% Sewer Fund 10,638 8,044 2,594 32.2% Refuse Fund 249 232 17 7.3% Total Unrestricted Net Assets $ 54,552 $ 47,086 $ 7,466 15.9% The Water Fund net assets increased by$6,661,000 and unrestricted net assets increased by$4,855,000. Key factors in this growth were capital improvement fees of$1,641,000 and net operating income of$1,409,000. The Sewer Fund net assets increased by$3,172,000 and unrestricted net assets increased by $2,594,000. The key factor in this growth was the net operating income of$2,786,000. See Independent Auditors'Report and Notes to the Financial Statements 10 All ;,. City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 Debt Administration Below is a schedule of the changes to the City's long-term debt (in thousands). Balance Balance September 30, Governmental Activities: October 1,2007 Additions Retirements 2008 Certificates of Participation $ 14,215 $ - $ (700) $ 13,515 Revenue Bonds 52,115 - (2,500) 49,615 Tax Allocation Bonds 24,885 - (1,225) 23,660 Judgement Obigation Bonds 10,795 - (745) 10,050 Claims 4,672 2,268 (572) 6,368 Compensated Absences 11,068 4,277 (3,092) 12,253 Pension Obligation 4,775 - (335) 4,440 Loans 28,851 1,485 (2,464) 27,872 Leases Payable 2,281 - (600) 1,681 Total Long-Term Obligations-Governmental Activities 153,657 8,030 (12,233) 149,454 Business Activities: Compensated Absences 1,059 291 (272) 1,078 Leases 12 - (3) 9 Business Activities 1,071 291 (275) 1,087 Total Long-Term Obligations $ 154,728 $ 8,321 $ (12,508) $ 150,541 Additional information on the City's long-term debt is shown in note 11 to the financial statements. The City of Huntington Beach is legally restricted to issuing general obligation bonds to 15% of its assessed valuation. Since the City has no general obligation bonds outstanding, the limit does not apply. This is shown on page 129 of the financial statements. The City's total debt decreased $4,187,000 or 2.7%from its beginning amount primarily due to debt repayment. The City continues to maintain excellent credit ratings on all of its debt issues. The following are the latest ratings as determined by Moody's Investors Service and Standard and Poor's. Debt Instrument Moody's s & P 1998 Tax Allocation Refunding Bonds Aaa Not Available 2000 Lease Revenue Bonds, Series A AA AAA 2001 Lease Revenue Bonds, Series A AA AAA 2001 Lease Revenue Bonds, Series B AA AAA 2002 Tax Allocation Refunding Bonds Aaa Not Available 2004 Judgment Obligation Bonds AA AA- Capital Assets The capital assets of the City are those assets, which are used in the performance of the City's functions including infrastructure assets. The City has elected to use the "Basic Approach" as defined by GASB statement 34 for infrastructure reporting. The following infrastructure networks are recorded as capital assets in the government-wide financial statements: • Storm drain system including pump stations, drainage system, and manholes. • Streets, (including land underneath streets) traffic signals, curbs, gutters, and sidewalks. See Independent Auditors'Report and Notes to the Financial Statements 11 ~' City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 Below is a schedule of the City's capital assets, net of accumulated depreciation (in thousands): Amount Percent September 30, September 30, Increase Increase Governmental Activities: 2008 2007 Decrease Decrease Land $ 366,342 $ 360,971 $ 5,371 1.5% Buildings 102,319 105,288 (2,969) -2.8% Machinery and Equipment 14,849 19,895 (5,046) -25.4% Construction in Progress 6,627 3,929 2,698 68.7% Joint Venture 1,723 1,498 225 15.0% Infrastructure 146,137 141,840 4,297 3.0% Total Governmental Activities 637,997 633,421 4,576 0.7% Business Activities: Land $ 5,196 $ 7,840 $ (2,644) -33.7% Buildings 34,947 36,654 (1,707) -4.7% Machinery and Equipment 4,353 6,282 (1,929) -30.7% Construction in Progress 12,211 10,786 1,425 13.2% Infrastructure 61,973 58,324 3,649 6.3% Total Business Activities 118,680 119,886 (1,206) -1.0% Total Capital Assets $ 756,677 $ 753,307 $ 3,370 0.4% Capital assets from governmental activities increased $4,576,000 (0.7%)and capital assets from business activities decreased $1,208,000 (1.0%). The increases in capital assets from governmental activities and decrease in capital assets from business activities is primarily due to the transfer of capital assets of the Emergency Fire Medical Fund and Ocean View Estates Fund from Business to Governmental Activities. Further information on the City's capital assets can be found in note 12 of the financial statements. General Fund Budgetary Highlights Changes to Original Budget Final budgeted revenues for the General Fund increased $818,000 (0.5%)from the original (adopted) budget for the fiscal year ending September 30, 2008. The change from original to final budget occurred in two areas: e Other Taxes: Final budgeted revenue received from the Cable TV franchise increased $66,000. This amount represented revenue owed the city from Time Warner Cable. The Public Cable Television Authority (PCTA), through a routine audit, found this amount was due the city from prior year underpayment of franchise fees. • Licenses and Permits: This category's final budgeted revenue increased $752,000 from the original budget. The reason for this increase was from reimbursement revenue received from environmental impact reports (EIRs). Periodically, agreements for EIRs are approved, with the developer reimbursing the city for the cost of the EIR. Comparing the fiscal year 2007/2008 original budget (or adopted) General Fund (expenditures and transfers) amount of $188,130,000 to the final budgeted amount of $197,259,000 shows a net increase of $9,129,000 (4.9%). Reasons for the increase include: See Independent Auditors'Report and Notes to the Financial Statements 12 City of Huntington Beach ` Management's Discussion and Analysis For the Year Ended September 30, 2008 • Continuing appropriations from the prior fiscal year for Environmental Impact Reports in the Planning department. • Capital improvement projects and capital purchases were carried forward from the prior fiscal year. Capital items included police vehicles as well as alternative fuel vehicles for the Public Works department added subsequent to the original budget. • Per financial policies the City transferred $1 million to the Infrastructure Fund mid- year. This transfer is reflected as an increase to the budget as well as the corresponding expense. Variance with Final Budget General Fund actual revenues were less than final budget by$6,352,000 for the fiscal year ending September 30, 2008. The factors contributing to this shortfall are listed below: • Sales Tax: Actual sales tax revenue was $2,126,000 less than the final budgeted due to less retail activity citywide. • Utility Tax: The net $1,534,000 negative variance in actual vs. final budgeted revenue in this category was primarily due to lower than expected utility user tax (UUT) revenue for telephone, electric and cable usage; even with higher than anticipated UUT for gas. • Licenses and Permits: The slowing economy, which lead to less development activity citywide, lead to $1,972,000 less in revenue in this category. Building and Safety and Planning permits and license revenue was less than originally anticipated. • Intergovernmental: Vehicle License Fee (VLF) revenue apportioned from the State of California was primarily responsible for the $1,056,000 shortfall in actual vs. final budgeted revenue in this category. In addition, real property transfer tax revenue was less than expected due to the slowing real estate market. General Fund expenditures were $12,175,000 less than the final budget. The favorable budget variance is due to the following: • $4 million in savings in benefits due to lower worker's compensation claims. In addition, funds budgeted for health insurance increases were not needed as a result of memoranda of understanding negotiations with public safety units. • The Planning department carried over $1 million in Professional Services into FY2008/09 for Environmental Impact Reports for projects that were delayed. This carryover resulted in a large amount of budget to expenditure savings in FY2007/08. See Independent Auditors' Report and Notes to the Financial Statements 13 City of Huntington Beach Management's Discussion and Analysis For the Year Ended September 30, 2008 • Included in the FY2007/08 budget was the appropriation of $2.5 million for the planned transfer to the Equipment Replacement Reserve. This transfer while reflected as savings if comparing actuals to budget is accounted for in the fund balance calculation. • The purchase of several large pieces of equipment and capital items at the end of FY2007/08 led to the need to carryover these encumbrances into FY2008/09 as they were not received by year-end. Economic Factors and Next Year's Budgets and Rates The key assumptions in the General Fund revenue forecast for fiscal year 2008/2009 are: • Moderate to slowing growth in secured property tax revenue, most prevalent slowing evident in supplemental revenue and real estate transfer taxes • Moderating growth in sales tax revenue due to slowing economy • Conduct a comprehensive fee study and update of the cost allocation plan • Slowing growth of development related revenues due to downturn in housing market as well as fewer large development projects • Increased growth in transient occupancy tax(TOT) late in summer 2008 with opening of new hotel downtown with anticipation of greater TOT growth in 2009 as second major hotel opens • Continued growth in lease and concession revenue, especially with several new cellular service site leases going into effect Contacting the City's Financial Management This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the City's finances and to show the City's accountability for the money it receives. If you have questions about this report, separate reports of the City's component units or need any additional financial information, contact the Finance Department at 2000 Main Street, Huntington Beach, California, 92648-2702, phone (714) 536-5907 or e-mail rsedlak@surfcity-hb.org. See Independent Auditors' Report and Notes to the Financial Statements 14 THIS PAGE INTENTIONALLY LEFT BLANK BASIC FINANCIAL STATEMENTS CITY OF HUNTINGTON BEACH STATEMENT OF NET ASSETS SEPTEMBER 30, 2008 (In Thousands) Governmental Business-Type ASSETS Activities Activities Total Cash and Investments $ 29,556 $ 57,572 $ 87,128 Receivables 31,085 6,110 37,195 Inventories - 1,331 1,331 Prepaids 12,958 - 12,958 Other Assets 1,567 1,567 Subtotal 75,166 65,013 140,179 Restricted Assets: Cash and Investments 52,984 32,665 85,649 Cash with Fiscal Agent 11,720 - 11,720 Receivables 41,464 - 41,464 Land Held for Resale 2,682 - 2,682 Other Postemployment Benefits Asset 8,227 - 8,227 Total Restricted Assets 117,077 32,665 149,742 Capital Assets : Non-Depreciable 374,692 17,407 392,099 Depreciable 263,305 101,273 364,578 Total Capital Assets 637,997 118,680 756,677 Total Assets 830,240 216,358 1,046,598 LIABILITIES Accounts Payable 5,860 4,290 10,150 Accrued Payroll 3,158 256 3,414 Deposits 834 1,685 2,519 Claims Payable 5,464 - 5,464 Current Liabilities 15,316 6,231 21,547 Current Liabilities Payable from Restricted Assets: Accounts Payable 3,597 - 3,597 Accrued Interest Payable 942 - 942 Unearned Revenue 33,019 - 33,019 Deposits 1,517 - 1,517 Long-Term Obligations Due Within One Year 8,876 3 8,879 Total Current Liabilities Payable from Restricted Assets 47,951 3 47,954 Long-Term Obligations: Long-Term Obligations Due in More than One Year 140,578 1,084 141,662 Total Liabilities 203,845 7,318 211,163 NET ASSETS Investment in Capital Assets, Net of Related Debt 521,654 118,671 640,325 Restricted for: Debt Service 14,663 - 14,663 Capital Projects 20,428 32,665 53,093 Specific Projects and Programs 34,035 - 34,035 Total Restricted Net Assets 69,126 32,665 101,791 Unrestricted 35,615 57,704 93,319 Total Net Assets $ 626,395 $ 209,040 $ 835,435 See Independent Auditors'Report and Notes to the Financial Statements 17 CITY OF HUNTINGTON BEACH STATEMENT OF ACTIVITIES AND CHANGES IN NET ASSETS FOR THE YEAR ENDED SEPTEMBER 30,2008 (In Thousands) Net(Expense)Revenue and Changes in Program Revenues Net Assets Charges for Operating Capital Grants Business- Current Grants and and Governmental Type Functions/Programs Expenses Services Contributions Contributions Activities Activities Total Governmental Activities: City Council $ 295 $ 103 $ $ $ (192) $ $ (192) City Administrator 1,652 404 (1,248) (1,248) City Treasurer 1,408 720 (688) (688) City Attorney 2,914 47 (2,867) - (2,867) City Clerk 1,020 168 (852) (852) Finance 4,944 1,354 (3,590) (3,590) Human Resources 4,725 1,391 (3,334) (3,334) Planning 3,881 1,987 (1,894) (1,894) Building 5,747 4,582 (1,165) (1,165) Fire 27,299 1,423 1,467 (24,409) (24,409) Information Systems 7,311 697 - (6,614) (6,614) Police 58,378 5,159 505 (52,714) (52,714) Economic Development 18,031 3,001 1,668 - (13,362) - (13,362) Community Services 18,565 15,383 163 606 (2,413) (2,413) Library Services 5,607 851 95 - (4,661) (4,661) Public Works 31,246 6,000 3,786 3,337 (18,123) (18,123) Non-Departmental 30,814 239 - 10,341 (20,234) (20,234) Interest on Long-Term Debt 5,291 - - - (5,291) (5,291) Total Governmental Activities 229,128 43,509 7,684 14,284 (163,651) (163,651) Business-type Activities: Water Utility 32,701 34,110 - 1,641 - 3,050 3,050 Sewer Service 7,120 9,906 - 2,786 2,786 Refuse Collection 10,561 10,521 (40) (40) Emerald Cove Housing 893 1,180 - - 287 287 Emergency Fire Medical 6,933 6,762 (171) (171) Hazmat Service 249 185 (64) (64) Ocean View Estates 117 337 - - 220 220 Total Business Type Activities 58,574 63,001 - 1,641 6,068 6,068 Total Business and Government Type Activities $ 287,702 $ 106,510 $ 7,684 $ 15,925 (163,651) 6,068 (157,583) General Revenues: Taxes: Property Taxes 84,016 - 84,016 Sales Taxes 25,560 25,560 Utility Taxes 21,591 21,591 Other Taxes 15,065 15,065 Total Taxes 146,232 - 146,232 Other: Use of Money and Property 5,714 4,324 10,038 From Other Agencies 6,899 - 6,899 Other 2,332 2,332 Total Other General Revenues 161,177 4,324 165,501 Transfers 9,594 (9,594) - Total General Revenues and Transfers 170,771 5,270 165,501 Change in Net Assets 7,120 798 7,918 Net Assets-Beginning of Year 619,275 208,242 827,517 Net Assets-End of Year $ 626,395 $ 209,040 $ 835,435 See Independent Auditors'Report and Notes to the Financial Statements 18 CITY OF HUNTINGTON BEACH BALANCE SHEET GOVERNMENTALFUNDS SEPTEMBER 30,2008 (In Thousands) Other Major Governmental Funds ow-ncome Redevelopment Redevelopment Housing Total Major Other Grants Special Agency Debt Agency Capital Capital Governmental Governmental ASSETS General Fund Revenue Service Pro ects Projects Funds Funds Total is Cash and Investments $ 29,556 S 5,139 S 1,291 S 13,802 $ 6,490 $ 56,278 S 26,262 $ 82,540 Cash and Investments with Fiscal Agent - - 2,409 - - 2,409 9,311 11,720 Taxes Receivable 26,529 - 4,557 - - 31,086 637 31,723 Other Receivables 4,556 12,358 27 273 21,099 38,313 2,513 40,826 Due from Other Funds - - - 956 - 956 718 1,674 Advances to Other Funds 1,321 302 1,363 2,986 - 2,986 Land Held for Resale - 2,682 - 2,682 - 2,682 Other Assets - - 300 300 1,267 1,567 Prepaids 12,958 12,958 12,958 TOTAL ASSETS $ 74,920 $ 17,497 $ 8,284 $ 18,015 $ 29,252 $ 147,968 $ 40,708 $ 188,676 LIABILITES AND FUND BALANCE Liabilities: Accounts Payable S 5,860 S 1,050 S - S 831 S 1 $ 7,742 $ 1,715 $ 9,457 Accrued Payroll 3,060 29 - 28 8 3,125 33 3,158 Due to Other Funds - - 956 - 956 718 1,674 Advances from Other Funds - - 302 1,363 1,665 1,321 2,986 Deposits Payable 834 75 - 130 - 1,039 1,312 2,351 Deferred Revenue 15,259 11,932 3,371 21,046 51,608 - 51,608 Claims Payable 5,464 - 5,464 5,464 Total Liabilities 30,477 13,086 4,629 2,352 21,055 71,599 5,099 76,698 Fund Balances: Reserved for: Encumbrances 6,522 4,411 - 2,336 1,722 14,991 8,199 23,190 Long-Term Receivables 1,321 - - 424 1,363 3,108 - 3,108 Debt Service - 2,409 - - 2,409 6,787 9,196 Capital Projects - - 5,112 5,112 - 5,112 Land Held for Resale - 2,682 - 2,682 2,682 Prepaid Insurance 2,904 - - - - 2,904 - 2,904 Restitution 220 220 220 Total Reserved Fund Balance 10,967 4,411 2,409 5,442 8,197 31,426 14,986 46,412 Unreserved,Designated: Designated for Future Expenditure(Reported in): Special Revenue Funds - - - - - - 5,963 5,963 Debt Service Funds - - 1,246 - - 1,246 - 1,246 Capital Projects Funds - - 3,077 3,077 2,427 5,504 Other Designations: Equipment Replacement 6,913 - 6,913 - 6,913 Capital Projects 3,280 3,280 3,280 Council Projects 890 - - - - 890 - 890 Second Tier 8,591 - - - - 8,591 - 8,591 Economic Uncertainties 13,628 13,628 13,628 Unreserved,Undesignated(Reported in): General Fund 174 - - - - 174 - 174 Special Revenue Funds - 5,344 5,344 Debt Service Funds - - - - - - 4,221 4,221 Capital Projects Funds - - - 7,144 7,144 2,668 9,812 Total Unreserved 33,476 1,246 10,221 44,943 20,623 65,566 TOTAL FUND BALANCE 44,443 4,411 3,655 15,663 8,197 76,369 35,609 111,978 TOTAL LIABILITES AND FUND BALANCE $ 74,920 $ 17,497 $ 8,284 $ 18,015 $ 29,252 $ 147,968 $ 40,708 $ 188,676 See Independent Auditors'Report and Notes to the Financial Statements 19 CITY OF HUNTINGTON BEACH RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS SEPTEMBER 30, 2008 (In Thousands) Amounts reported for governmental activities in the statement of net assets are different because: Total Fund Balances Governmental Funds $ 111,978 Net capital assets used in governmental activities are not current financial resources and, therefore, are not reported in the governmental funds Capital Assets 869,508 Accumulated Depreciation (231,511) Other long-term assets are not available to pay for current-period expenditures and,therefore, are deferred in the governmental funds Accrued Property Taxes Receivable 18,589 Other Postemployment Benefit Asset 8,227 Other long-term liabilities are not due in the current period and, therefore, are not recorded in the governmental funds. Accrued Interest Payable (942) Long-term Liabilities, including bonds and certificates of participation payable,are not due and payable in the current period and therefore are not reported in the governmental funds. Long-Term Obligations Due in One Year (8,876) Long-Term Obligations Due in More than One Year (140,578) Net Assets of Governmental Activities $ 626,395 See Independent Auditors'Report and Notes to the Financial Statements 20 CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE GOVERNMENTALFUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Other Major Governmental Funds Redevelopment Redevelopment Low-Income Grants Special Agency Debt Agency Capital Housing Capital REVENUES General Fund Revenue Service Projects Projects Property Taxes $ 65,110 $ $ 17,028 $ $ Sales Taxes 23,934 -Utility Taxes 21,591 Other Taxes 15,065 - - Licenses and Permits 7,831 Fines and Forfeitures 4,060 - - - From Use of Money and Property 13,875 308 192 1,422 505 Intergovernmental 4,509 5,551 - .16 - Charges for Current Service 16,019 - - - Other 1,883 - 19 1 - Total Revenues 173,877 5,859 17,239 1,439 505 EXPENDITURES Current: City Council 295 - - - - City Administrator 1,588 City Treasurer 1,357 - City Attorney 2,771 110 City Clerk 992 - Finance 4,792 - - - Human Resources 4,725 - Planning 3,856 3 - Building 3,844 113 - - Fire 26,638 508 - Information Services 6,741 - Police 55,808 587 - - - Economic Development 1,750 2,193 2,316 1,973 7,362 Community Services 13,919 207 - 36 - Library Services 4,018 52 - Public Works 21,824 147 - 219 Non-Departmental 21,382 - 112 - - CapitalOutlay - 5,148 - 3,910 1,017 Debt Service: Principal 600 110 3,579 - - Interest 140 240 1,482 - - Total Expenditures 177,040 9,308 7,489 6,248 8,379 Excess(Deficiency)Of Revenues Over (Under)Expenditures (3,163) (3,449) 9,750 (4,809) (7,874) OTHER FINANCING SOURCES(USES) Transfers In 11,321 1,560 - 3,405 Transfers Out (7,411) (1,087) (7,475) (1,285) - Total Other Financing Sources(Uses) 3,910 473 (7,475) (1,285) 3,405 Net Change In Fund Balances 747 (2,976) 2,275 (6,094) (4,469) Fund Balance-Beginning Of Year 43,696 7,387 1,380 21,757 12,666 Fund Balance-End Of Year $ 44,443 $ 4,411 $ 3,655 $ 15,663 $ 8,197 See Independent Auditors' Report and Notes to the Financial Statements 21 CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE GOVERNMENTALFUNDS FOR THE YEAR ENDED SEPTEMBER 30,2008 (In Thousands) (continued) Total Major Other Governmental Governmental Funds Funds Total $ 82,138 $ - $ 82,138 23,934 2,443 26,377 21,591 - 21,591 15,065 - 15,065 7,831 93 7,924 4,060 - 4,060 16,302 1,919 18,221 10,076 9,155 19,231 16,019 1,890 17,909 1,903 833 2,736 198,919 16,333 215,252 295 - 295 1,588 1,588 1,357 1,357 2,881 2,881 992 992 4,792 4,792 4,725 4,725 3,859 3,859 3,957 3,957 27,146 27,146 6,741 - 6,741 56,395 140 56,535 15,594 634 16,228 14,162 1,504 15,666 4,070 892 4,962 22,190 1,338 23,528 21,494 25 21,519 10,075 11,450 21,525 4,289 3,945 8,234 1,862 3,483 5,345 208,464 23,411 231,875 (9,545) (7,078) (16,623) 16,286 7,992 24,278 (17,258) (1,398) (18,656) (972) 6,594 5,622 (10,517) (484) (11,001) 86,886 36,093 122,979 $ 76,369 $ 359609 $ 111,978 See Independent Auditors' Report and Notes to the Financial Statements 22 CITY OF HUNTINGTON BEACH RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Amounts reported for governmental activities in the Statement of Activities are different because: Net Changes in Fund Balances-Total Governmental funds $ (11,001) Capital Expenditures- Governmental funds report capital outlays as expenditures. However, in the Statement of Activities, the cost of these assets is allocated over their estimated useful lives and reported as depreciation expense. Depreciable Assets Purchased 14,829 Non-Depreciable Assets Purchased 8,714 Captial Asset Dispositions (6,837) Captial Asset Depreciation (12,130) Accrual of Revenues - Certain revenues in the Statement of Activities do not meet the"availability"criteria for revenue recognition in the governmental funds and are not reported in the governmental funds as revenue. Current Year Property Tax Accrual 18,589 Prior Year Property Tax Accrual (17,528) Other Post Employment Benefits Payments-Revenues and expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as revenues and expenditures in governmental funds. 8,227 Liabilities not Liquidated with Current Resources-Some expenses reported in the statement of activities do not require the use of current financial resources and,therefore,are not reported as expenditures in governmental funds. Current Year Interest Accrual (942) Prior Year Interest Accrual 996 Long-Term Debt Proceeds-Issuances and changes in long-term debt(bonds, leases,certificates of participation,compensated absences,etc)provide current financial resources to governmental funds,while repayments of this debt consumes the current financial resources of governmental funds. Neither transaction,however, has any effect on net assets. Also,governmental funds report the effect of issuance costs, premiums,discounts,etc.when debt is first issued. These amounts are deferred and amortized in the Statement of Activities. (8,030) Payments of Long-Term Debt- Principal payments on long-term debt are recorded as an expenditure in the governmental funds and a reduction of liability in the government-wide statements. 12,233 Change in Net Assets of Governmental Activities $ 7,120 See Independent Auditors'Report and Notes to the Financial Statements 23 CITY OF HUNTINGTON BEACH STATEMENT OF NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30, 2008 (In Thousands) Total Major Other Sewer Service Enterprise Enterprise Water Fund Fund Refuse Fund Funds Funds Total ASSETS Current Assets: Cash and Investments $ 43,063 $ 11,111 $ 180 $ 54,354 $ 3,218 $ 57,572 Restricted Cash 32,665 - - 32,665 - 32,665 Other Receivables 2,448 812 456 3,716 40 3,756 Inventories 1,331 - - 1,331 - 1,331 Unbilled Receivable 1,469 440 445 2,354 - 2,354 Total Current Assets 80,976 12,363 1,081 94,420 3,258 97,678 Capital Assets: Land 3,907 - - 3,907 1,289 5,196 Buildings and Improvements 39,702 3,102 42,804 4,102 46,906 Machinery and Equipment 8,295 829 9,124 - 9,124 Infrastructure 79,134 39,704 118,838 118,838 Construction in Progress 11 12,200 12,211 12,211 Less Accumulated Depreciation (50,686) (21,022) (71,708) (1,887) 73,595 Total Capital Assets 80,363 34,813 - 115,176 3,504 118,680 Total Assets 161,339 47,176 1,081 209,596 6,762 216,358 LIABILITIES Current Liabilities: Accounts Payable 2,080 1,369 816 4,265 25 4,290 Accrued Payroll 188 57 6 251 5 256 Deposits Payable 1,631 2 - 1,633 52 1,685 Current Portion of Claims and Leases 3 - - 3 - 3 Total Current Liabilities 3,902 1,428 822 6,152 82 6,234 to Non-Current Liabilities: Compensated Absences 747 297 10 1,054 24 1,078 Capital Leases 6 - - 6 - 6 Total Non-Current Liabilities 753 297 10 1,060 24 1,084 Total Liabilities 4,655 1,725 832 7,212 106 7,318 NET ASSETS Invested in Capital Assets,Net of Related Debt 80,354 34,813 - 115,167 3,504 118,671 Restricted for: Capital Projects 32,665 - - 32,665 - 32,665 Unrestricted 43,665 10,638 249 54,552 3,152 57,704 Total Net Assets $ 156,684 $ 45,451 $ 249 $ 202,384 $ 6,656 $ 209,040 See Independent Auditors'Report and Notes to the Financial Statements 24 CITY OF HUNTINGTON BEACH STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Total Major Other Sewer Service Enterprise Enterprise Water Fund Fund Refuse Fund Funds Funds Total OPERATING REVENUES Sales $ 31,464 S $ $ 31,464 $ - $ 31,464 Rentals - - 1,510 1,510 Fees for Service - 9,434 10,394 19,828 6,731 26,559 Other 2,646 472 127 3,245 223 3,468 Total Operating Revenues 34,110 9,906 10,521 54,537 8,464 63,001 OPERATING EXPENSES Water Purchases 10,570 - - 10,570 - 10,570 Supplies and Operations 5,412 5,887 10,561 21,860 7,697 29,557 Engineering 1,189 1,189 - 1,189 Production and Distribution 5,947 - - 5,947 5,947 Maintenance 2,954 2,954 2,954 Water Meters 1,721 1,721 1,721 Water Quality 530 - 530 530 Depreciation 4,378 1,233 - 5,611 495 6,106 Total Operating Expenses 32,701 7,120 10,561 50,382 8,192 58,574 Operating Income(Loss) 1,409 2,786 (40) 4,155 272 4,427 NON-OPERATING REVENUES(EXPENSES) Interest Income 3,611 386 6 4,003 321 4,324 Capital Improvement Fees 1,641 - - 1,641 - 1,641 Total Non-Operating Revenues(Expenses) 5,252 386 6 5,644 321 5,965 Change In Net Assets Before Transfers 6,661 3,172 (34) 9,799 593 10,392 TRANSFERS Transfers In - - 51 51 - 51 Transfers Out - - (9,645) 9,645 Total Transfers - 51 51 (9,645) (9,594) Total Change In Net Assets 6,661 3,172 17 9,850 (9,052) 798 Net Assets-Beginning Of Year 150,023 42,279 232 192,534 15,708 208,242 Net Assets-End Of Year $ 156,684 $ 45,451 $ 249 $ 202,384 $ 6,656 $ 209,040 See Independent Auditors' Report and Notes to the Financial Statements 25 CITY OF HUNTINGTON BEACH STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Total Major Other Sewer Service Enterprise Enterprise Water Fund Fund Refuse Fund Funds Funds Total CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers and Users $ 34,863 $ 9,446 $ 10,617 $ 54,926 $ 9,638 $ 64,564 Cash Paid to Employees for Services (6,622) (2,071) (243) (8,936) (4,272) (13,208) Cash Paid to Suppliers of Goods and Services (21,019) (4,015) (10,310) (35,344) (3,731) 39,075 Net Cash Provided(Used)by Operating Items 7,222 3,360 64 10,646 1,635 12,281 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers In - - 51 51 - 51 Transfers Out - 5,673 5,673 Net Cash Provided(Used)by Non Capital Financing Activities - - 51 51 5,673 5,622 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Purchase of Capital Assets (7,060) (1,811) - (8,871) - (8,871) Capital Surcharge 1,641 - 1,641 1,641 Net Cash Provided(Used)by Capital and Related Financing Activities (5,419) (1,811) - 7,230 - (7,230) CASH FLOWS FROM INVESTING ACTIVITIES Interest Received 3,611 386 6 4,003 321 4,324 Net Increase(Decrease)in Cash and Cash Equivalents 5,414 1,935 121 7,470 (3,717) 3,753 Cash and Cash Equivalents- Beginning of Year 70,314 9,176 59 79,549 6,935 86,484 Cash and Cash Equivalents-End of Year $ 75,728 $ 11,111 $ 180 $ 87,019 $ 3,218 $ 90,237 RECONCILIATION OF OPERATING INCOME(LOSS)TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES Operating Income(Loss) $ 1,409 $ 2,786 $ (40) $ 4,155 $ 272 $ 4,427 Adjustments to Reconcile Operating income to Net Cash Provided(Used) by Operating Activities Depreciation 4,378 1,233 - 5,611 495 6,106 Decrease(Increase)in Accounts Receivable 425 (352) 40 113 1,174 1,287 Decrease(Increase)in Unbilled Receivables 328 (109) 58 277 - 277 Decrease(Increase)in Inventory (69) - - (69) - (69) Increase(Decrease)in Accounts Payable 467 (246) 3 224 (158) 66 Increase(Decrease)in Accrued Payroll 61 18 1 80 (61) 19 Increase(Decrease)in Claims Payable (6) - - (6) - (6) Increase(Decrease)in Deposits 172 1 (2) 171 (17) 154 Increase(Decrease)in Compensated Absences 57 29 4 90 70 20 Net Cash Provided(Used)by Operating Activities $ 7,222 $ 3,360 $ 64 $ 10,646 $ 1,635 $ 12,281 See Independent Auditors'Report and Notes to the Financial Statements 26 CITY OF HUNTINGTON BEACH STATEMENT OF FIDUCIARY FUND NET ASSETS FIDUCIARY FUNDS SEPTEMBER 30, 2008 (In Thousands) Trust Fund- Retirement ASSETS Total Agency Funds Supplemental Fund Cash and Investments $ 3,670 $ 22,954 Cash with Fiscal Agent 4,140 - Accounts Receivable, Net 246 188 Total Assets $ 8,056 $ 23,142 LIABILITIES Accounts Payable $ 139 $ 14 Due to Bondholders 5,695 - Held for Others 2,222 - Net Pension/Benefit Obligation - 4,440 Total Liabilities 8,056 4,454 NET ASSETS Held in Trust For Pension Benefits and Other Purposes $ - $ 18,688 CITY OF HUNTINGTON BEACH STATEMENT OF CHANGES IN FIDUCIARY FUND NET ASSETS TRUST FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Trust Fund- Retirement ADDITIONS Supplemental Fund Employer Contributions $ 3,746 Other Income 343 Interest Income 903 Total Additions $ 4,992 DEDUCTIONS Benefits 1,974 Total Deductions 1,974 Change in Net Assets 3,018 Net Assets- Beginning of Year 15,670 Net Assets- End of Year $ 18,688 See Independent Auditors'Report and Notes to the Financial Statements 27 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 Footnote Number Description Page 1. Summary of Significant Accounting Policies................29-38 2. Cash and Investments .....................................................39-43 3. Other Receivable...............................................................43 4. Deferred Compensation...................................................44 5. Deferred Revenue.............................................................44 6. Retirement Plan — Normal ...............................................44-46 7. Retirement Plan — Supplemental ...................................47-49 8. Post-Employment Medical Insurance ...........................49-52 9. Risk Management..................................................... 53-54 10. Interfund Transactions............................................................55-57 11. Long-Term Debt Obligations...........................................58-70 12. Capital Assets....................................................................71-73 13. Commitments and Contingencies..................................74-75 14. Other Information ..............................................................76 15. Subsequent Event.............................................................76 28 .; City of Huntington Beach Notes to Financial Statements ,c For the Year Ended September 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES a. Reporting Entity The City of Huntington Beach is the primary government. It was incorporated in 1909, is a charter, full-service city. The form of government is Council-Administrator. Component units are legally separate organizations for which the City Council is financially accountable, or organizations that if excluded from the accompanying financial statements, would make them misleading. The component units described below are blended (presented as if they are part of the primary government)with the primary government for financial reporting purposes because either the component units have governing bodies identical to the City's (the City Council) or provide services exclusively to the City. Financial accountability means the appointment of a voting majority of the component unit's board and either the ability to impose will by the City or the possibility that the component unit will provide a financial benefit or impose a financial burden on the City. • Redevelopment Agency of the City of Huntington Beach (the Redevelopment Agency)—This entity was formed in 1967 to renovate older areas in the City. The City Council serves as its governing body and adopts its annual budget. The Redevelopment Agency is financially dependent on the City for all of its operations. Separately prepared financial statements are available for the Redevelopment Agency from the Finance Department. • Huntington Beach Public Financing Authority (Public Financing Authority) — This Corporation was formed in March 1988 to issue debt to finance public improvements and other capital purchases for the City and Redevelopment Agency. The Public Financing Authority's governing body is the City Council, which also adopts the annual budget. The Public Financing Authority is financially dependent on the City. There are no prepared financial statements available for the Public Financing Authority. • The City of Huntington Beach Community Facilities Districts 1990-1, 2000-1, 2002-1, and 2003-1 (Community Facilities Districts), were formed to construct public improvements within the City boundaries. The governing board of these districts is the City Council. The proceeds of debt issued and the expenditures for the public improvements are recorded in capital projects funds. The Community Facilities Districts' debt is not an obligation of the City. There are no separate financial statements prepared for these entities. 29 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) b. Government-wide Financial Statements The government-wide financial statements include a Statement of Net Assets, a Statement of Activities, and Changes in Net Assets. These statements present summaries of Governmental and Business-Type Activities for the City accompanied by a total column. Fiduciary activities of the City are not included in these statements. These statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the City's assets and liabilities, including capital assets, as well as infrastructure assets, and long-term liabilities, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. The statement of activities demonstrates the degree with which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Indirect expenses are allocated to the various functions based on a proportionate use of services. The types of transactions reported as program revenues for the City are reported in three categories: 1)charges for current services, 2)operating grants and contributions, and 3) capital grants and contributions. Taxes and other items not properly included among program revenues are reported as general revenues. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. Government-wide financial statements do not provide information by fund or account group. They simply distinguish between governmental and business activities. The City's statement of net assets includes both current and non-current assets and liabilities. Financial Statement Classification In the government-wide financial statements, net assets are classified in the following categories: Invested In Capital Assets, Net of Related Debt—This category groups all capital assets, including infrastructure, into one component of net assets. Accumulated depreciation and the outstanding balances of debt that are attributable to the acquisition, construction, or improvement of these assets reduce this category. 30 City of Huntington Beach _ Notes to Financial Statements 5 ; For the Year Ended September 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Restricted Net Assets — This category presents restrictions imposed by creditors, grantors, contributors or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. This category presents restrictions placed on the categories of Capital Projects, Debt Service, and Specific Projects and Programs as established by the City Council. Unrestricted Net Assets—represent the net assets of the City, not restricted for any project or other purpose. c. Fund Financial Statements Separate fund financial statements are prepared for governmental funds, proprietary funds, and fiduciary funds. Major individual governmental and enterprise funds are reported as separate columns in the fund financial statements. The City applies all applicable Governmental Accounting Standards Board (GASB) pronouncements (including all National Council on Governmental Accounting NCGA Statements and Interpretations currently in effect) as well as the following pronouncements issued on or before November 30, 1989, to the business type activities, unless those pronouncements conflict with or contradict GASB pronouncements, Financial Accounting Standards Board (FASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions, and Accounting Research Bulletins (ARB) of the committee on Accounting Procedure. The City applies all applicable FASB Statements and Interpretations issued after November 30, 1989, except those that conflict with or contradict GASB pronouncements. Measurement Focus, Basis of Accounting, and Financial Statement Presentation All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Only current assets and current liabilities are included on the Balance Sheets. The Statement of Revenues, Expenditures, and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Under modified accrual basis of accounting, revenues are recognized in the accounting period in which they become both measurable and available to finance expenditures of the current period. Revenues are recorded when received in cash, except that revenues subject to accrual (generally 60 days after year-end) are recognized when due. The primary revenue sources, which have been treated as susceptible to accrual by the City, are property tax, sales tax, intergovernmental revenues, and other taxes. Expenditures are recorded in the accounting period in which the related fund liability is incurred. 31 City of Huntington Beach (Votes to Financial Statements For the Year Ended September 30, 2003 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) In the Fund financial statements, reserves and designations segregate portions of fund balance that are either not available or have been earmarked for specific purposes. The various reserves and designations are established by actions of the City Council and Management and can be increased, reduced, or eliminated by similar actions. Governmental Fund Financial Statements Governmental Fund Financial Statements include a Balance Sheet and a Statement of Revenues, Expenditures, and Changes in Fund Balances for all major governmental funds and non-major funds aggregated. An accompanying schedule is presented to reconcile and explain the differences in net assets as presented in these statements to the net assets presented in the government-wide financial statements. The City presents all major funds that met those qualifications. Proprietary Fund Financial Statements Proprietary Fund Financial Statements include a Statement of Net Assets, a Statement of Revenues, Expenses, and Changes in Fund Net Assets, and a Statement of Cash Flows for each major proprietary fund and non-major funds aggregated. Proprietary funds are accounted for using the "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all assets and liabilities (whether current or non-current) are included on the Statement of Net Assets. The Statement of Revenues, Expenses, and Changes in Fund Net Assets present increases (revenues) and decreases (expenses) in total net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. Operating revenues in the proprietary funds are those revenues that are generated from the primary operations of the fund. All other revenues are reported as non- operating revenues. Operating expenses are those expenses that are essential to the primary operations of the fund. All other expenses are reported as non-operating expenses. 32 City of Huntington Beach Notes to Financial Statements For the Year Ended September 309 2008 ".a um 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Fiduciary Fund Financial Statements Fiduciary Fund Financial Statements include a Statement of Net Assets and a Statement of Changes in Net Assets for Trust Funds. The City's Fiduciary funds represent Agency Funds, which are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. The Agency funds are accounted for on the accrual basis of accounting. The Retirement Trust fund accounts for the activities of the supplemental retirement plan for all employees hired prior to 1997, which accumulates resources for pension benefits to qualified employee. Contributions made are funded by a percentage of payroll and are recognized when the payroll is incurred. Fiduciary funds are not presented in the government-wide financial statements because these funds do not represent net assets available to the City. The City reports the following major funds: Governmental Funds • General Fund - accounts for activity not required to be accounted for in another fund • Grant Special Revenue - accounts for revenues and expenditures of grant related activity • Redevelopment Agency Debt Service - accounts for the related debt service activity for certain projects in the City's Redevelopment project areas • Redevelopment Agency Capital Projects - accounts for acquisition and construction of capital assets for certain projects in the City's Redevelopment project areas • Low Income Housing Capital Projects - accounts for the activity related to low income housing Proprietary Funds • Water Fund - used to account for water sales to customers • Sewer Service Fund - accounts for user fees charged to residents and businesses for sewer service • Refuse Fund - used to account for the activities of the City's refuse program The City's fund structure also includes the following fund types: The Special Revenue Funds are used to account for proceeds of specific revenue sources that are legally restricted or otherwise designated for specific purposes The Debt Service Funds are used to account for the receipts for and payment of general long-term debt The Capital Projects Funds are used to account for the acquisition and construction of capital assets other than those financed by proprietary fund types 33 � City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2003 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Other Enterprise Funds • Emerald Cove Housing Fund—accounts for the operations of a senior-citizens apartment complex • Emergency Fire Medical Fund — accounts for the user-fee portion of the City's paramedic service • Hazmat Service Fund — accounts for user fees charged for City's hazardous material program • Ocean View Estates Fund — accounts for the operation of the Ocean View Estates Mobile Home Park owned by the City Fiduciary Funds • General Deposit Fund - accounts for the deposit of general monies held by the City for private individuals and businesses • Community Facilities Districts Funds -accounts for the debt service activity of the City's community facilities district • Huntington Beach Auto Business Improvement District Fund - accounts for the activities of the City's business improvement district • Central Net Operations Authority Fund-accounts for the activity of the Central Net Operations Authority • Retiree Medical Insurance Fund - accounts for the City's medical retirement program. During the year, the city adopted Government Accounting Standards Board (GASB) Statement 45, and the balance of this fund was transferred to an irrevocable trust (see note 8) Reconciliations of Financial Statements Reconciliation of the Fund financial statements to the government-wide financial statements is provided to explain the differences created by the integrated approach of GASB Statement No. 34. d. Cash and Investments The City records investments at fair value. The City pools cash resources of its various funds to facilitate cash management. Cash in excess of current requirements is invested and reported as investments. It is the City's intent to hold investments until maturity. However, the City may, in response to market conditions, sell investments prior to maturity in order to improve the quality, liquidity, or yield of the portfolio. Interest earnings are apportioned among funds based on ending accounting period cash and investment balances. The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and highly liquid investments with original maturities of three months or less at the time of acquisition. 34 City of Huntington Beach Notes to Financial Statements __, For the Year Ended September 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) In accordance with GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools, highly liquid market investments with maturities of one year or less at time of purchase are stated at amortized cost. All other investments are stated at fair value. Market value is used as fair value for those securities for which market quotations are readily available. The City participates in the Local Agency Investment Fund (LAIF), an investment pool managed by the State of California. LAIF has invested a portion of the pool funds in Structured Notes and Asset-Backed Securities. LAIF's investments are subject to credit risk with the full faith and credit of the State of California collateralizing these investments. In addition, these Structured Notes and Asset- Backed Securities are subject to market risk as a result of changes in interest rates. The City's investment policy is further discussed in note 2 on page 38. The City pools all non-restricted cash for investment purchases and allocates interest income based on month-end cash balances. Funds that have restricted cash record interest income in the respective fund. e. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets have an acquisition cost of $50,000 or greater($100,000 for infrastructure)and a useful life of two years or more. The City records all purchased capital assets at historical cost (where historical records are available) and at estimated historical cost where no historical records exist. Capital assets acquired from gifts or contributions are recorded at fair market value at the time received, or in the case of infrastructure assets, at City Council acceptance date. In the Government-Wide and proprietary fund financial statements, depreciation is recorded on the straight-line method over the estimated useful lives of the assets shown below and charged to the respective fund. No depreciation is recorded in the governmental funds of the fund financial statements. Production, pumping transmission, and distribution plant 10 to 15 years General Plant 20 to 50 years Transportation Equipment 5 to 30 years Infrastructure 50 Years 35 ' City of Huntington Beach (Votes to Financial Statements For the Year Ended September.30, 2003 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Interest is capitalized on proprietary fund assets acquired with tax-exempt debt. The amount of interest to be capitalized is calculated by offsetting interest expense incurred from the date of borrowing until completion of the project with interest earned on the invested proceeds over the same period. f. Inventories Proprietary inventories are valued at weighted-average cost. There are no inventories in governmental funds. g. Interfund Transactions As a general rule, interfund transactions have been eliminated from the government- wide financial statements. Exceptions to this rule are payments in-lieu or charges for current service between the City's enterprise activity and the City's General Fund. Elimination of these transactions would distort the direct costs and program revenues for the various functions. Certain eliminations have been made regarding interfund activities, payables, and receivables. All internal balances in the Statement of Net Assets have been eliminated except those representing balances between the governmental activities and the business-type activities, which are presented as internal balances and eliminated in the total primary government column. Numerous transactions occur between funds of the City resulting in transfers, amounts due to or from other funds. Amounts due to or from are the current (due within one year) portion of moneys that are to be paid or to be received from other funds. h. Long-Term Obligations In the government-wide and proprietary fund financial statements, long-term obligations are recorded as liabilities in the applicable governmental activities, business type activities, or proprietary fund-type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the debt. In the governmental fund financial statements, bond discounts and premiums are recognized as other financing source or use. Issuance costs are recorded a current year expenditure. 36 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) i. Employee Compensated Absences The City records the cost of all accumulated and unused leave time (vacation, sick, comp)as a liability when earned in the government-wide financial statements. In the fund financial statements these amounts are recorded as expenditures in the years paid since it is the City's policy to pay these from future financial resources, rather than available, spendable resources. j. Property Tax Revenue Property tax in California is levied according to Article 13-A of the California Constitution. The basic levy is a countywide-levy of one percent of total assessed valuation and is allocated to county governments, school districts, cities and special districts. Additional levies require two-thirds approval by voters and are allocated directly to the specific government. In the government-wide financial statements, property tax is recorded when earned, regardless of when levied, due, or received. In the fund financial statements, property tax revenue is recognized in the fiscal year levied provided that revenue is collected in time to pay current year liabilities. Deferred property tax revenue represents property taxes related to the current fiscal year that are collected more than 60 days after the fiscal year end. Since the City's fiscal year differs from the County's property tax year, there is a difference between the property tax revenue recorded on the fund financial statements and the government-wide financial statements which is noted as a reconciling item in both the Reconciliation of the Statements of Revenues, Expenditures, and Changes in Fund Balance of Governmental Funds to the Statement of Activities and the Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets. The County acts as a collection agent for property tax for all of the local governmental units. Property taxes are normally collected twice per year. The property tax calendar is as follows. • Lien Date, January 1 - Prior Fiscal Year • Levy Date, July 1 - Prior Fiscal Year • Due Date, First Installment - November 1 • Due Date, Second Installment - February 1 • Delinquent Date, First Installment - December 10 • Delinquent Date, Second Installment - April 10 37 ' City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The taxes are paid to the local governments periodically during the year. Below are the dates of the payments from the County: • Payments of First Installment November to December • Balance of First Installment February 1 • Payments of Second Installment March to April • Balance of Second Installment July 26 k. Cash Flow Statements For purposes of the Statement of Cash Flows, the Proprietary Fund types consider all cash and investments to be cash equivalents, as these funds participate in the citywide cash and investment pool. I. Estimates The accompanying financial statements require management to make estimates and assumptions that effect certain report amounts and disclosures. Actual results could differ from those estimates. m. Implementation of New Accounting Pronouncements During the year, the city implemented Governmental Accounting Standards Board (GASB) Statement 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other Than Pensions and GASB Statement 50, Pension Disclosure — an amendment of GASB Statements No. 25 and No. 27. 38 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 2. CASH AND INVESTMENTS Investments Authorized by the California Government Code and the City's Investment Policy: The table below identifies the investment types that are authorized for the City by the California Government Code (or the City's investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code 53601 (or the City's investment policy, where more restrictive)that address interest rate risk, credit risk, and concentration of credit risk. Maximum Maximum Maximum Percentage Investment Authorized Investment Type Maturity of Portfolio in One Issuer United States (U.S.) Treasury Obligations 5 years No Limit No Limit U.S. Government Sponsored Enterprise Securities 5 years No Limit No Limit Banker's Acceptances 180 days 25%/40%** 10% Time Certificate of Deposits 3 years 50% 10% Negotiable Certificates of Deposit 3/5 years*** 30% 10% Repurchase Agreements 3 months 20% 10% Reverse-Repurchase Agreements ***** 92 days 50% 10% Local Agency Investment Fund (LAIF) 5 years No Limit $60,000,000 Commercial Paper 270 days 25% 10% Municipal Bonds from Any State 5 years 50% 10% Money Market Funds 60 Day Wgt Avg 15% 10% Medium Term Notes 5 years 20%/30%**** 10% N/A- Not Applicable **- 40% only with City Council approval *** - 5 years only with City Council approval 30% with City Council approval Only with City Council approval 39 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2003 2. CASH AND INVESTMENTS (Continued) Investments Authorized by Debt Agreements: Investments of debt proceeds held by bond trustee are governed by provisions of the debt agreements, rather than the general provisions of the California Government Code or the City's investment policy. The table below identifies the investment types that are authorized for investments held by a bond trustee, but bond indentures do allow for other forms of investments if approved in writing by the bond insurer that are not identified below. The table also identifies certain provisions of these debt agreements that address interest rate risk, credit risk, and concentration of credit risk. Maximum Maximum Maximum Percentage Investment Authorized Investment Type Maturity of Portfolio in One Issuer United States (U.S.) Treasury Obligations Life of Bond No Limit No Limit U.S. Government Sponsored Enterprise Securities Life of Bond No Limit No Limit Banker's Acceptances 180 days No Limit No Limit Time Certificate of Deposits 360 days No Limit No Limit Negotiable Certificates of Deposit 360 days No Limit No Limit LAIF N/A No Limit No Limit Commercial Paper 270 days No Limit No Limit Municipal Bonds from Any State Life of Bond No Limit No Limit Money Market Funds N/A No Limit No Limit Investment Agreements Life of bond No Limit No Limit Forward Purchase/Delivery Agreements Life of bond No Limit No Limit N/A- Not Applicable 40 �,. City of Huntington Beach - - (Votes to Financial Statements For the Year Ended September 30, 2008 2. CASH AND INVESTMENTS (Continued) Cash and investments were recorded in the government-wide statements as follows (in thousands): I►uestn-ert Maturities(In Years DEPOSITS: Fair Value Less than 1 1 to 3 3 to 5 more than 5 Total Demand Accounts $ 1,554 $ 1,554 $ $ $ $ 1,554 INVESTMENTS: US Treasuries 12,098 12,098 12,098 US Agencies 112,015 34,085 41,988 35,942 112,015 Qaaranteed Investment Contracts 6,800 - - - 6,800 6,800 Commercial Paper 11,914 11,914 - 11,914 Money N}arketFunds 3,550 3,550 - 3,550 Medium Term Notes 3,967 2,000 1,967 3,967 Local Agency Investment Fund 63,363 63,363 - - - 63,363 Subtotal of Investments 213,707 127,010 43,955 35,942 6,800 213,707 Total Deposits and Investments $ 215,261 $ 128,564 $ 43,955 $ 35,942 $ 6,800 $ 215,261 At Year end the City had the following investments and maturities (amounts in thousands): Statement of Net Assets: Cash and Investments $ 87,128 Restricted Assets(Cash and Cash Equivalents) 85,649 Cash with Fiscal Agent-Restricted 11,720 Total Per Statement of Net Assets 184,497 Fiduciary Funds: Cash and Investments 26,624 Cash with Fiscal Agent-Restricted 4,140 Total Fiduciary Funds 30,764 Total Cash and Investments $ 215,261 Interest Rate Risk- As a means of limiting exposure to fair value losses arising from interest rates, the City's investment policy limits investments over three years to be 30% or less. Credit Risk- State law allows investment in United States Government sponsored enterprise (GSE) obligations noted above as US Agencies. As of Year-end, the Standard and Poor's and Moody's ratings of the LSE's were AAA. The investments in the Guaranteed Investment Contracts (GIC) are backed by collateral of either 104% or 107% depending on the type of collateral and GIC provider. The GIC providers are rated by Standard and Poor's and Moody's at AAA, AA, and AA- and Aaa, Aa2, or Aa3 respectively. State law limits investments in commercial paper and medium term notes to have at least an A-1 or P-1 or an "A" rating respectively issued by a nationally 41 f City of Huntington Beach 1} Notes to Financial Statements For the Year Ended September 30, 2008 2. CASH AND INVESTMENTS (Continued) recognized statistical rating organization. It is the City's policy to limit its investments in these investment types to the top two ratings issued by these rating organizations. As of year-end, Standard and Poor's and Moody's ratings of the City's investments in commercial paper were Al or better, and P-1 respectively. The City's investment policy for operating funds limits investments in Money Market funds to 15% of the portfolio and both Standard and Poor's and Moody's have rated the money market funds in our bond investment portfolio as AAA. Both Standard and Poor's and Moody's rated the City's investments in medium-term notes as AAA. Concentration of Credit Risk—The City's investment policy limits investments in any one issuer, except for U.S. Treasury Securities and U.S. Government Agencies to no more than 10% of the investments. In addition, no more than 50% can be invested in a single security type or with single financial institution and every security type has a specific limit. This is in addition to the limits placed on investments by State Law. Investments in any one issuer that represent 5% or more of total City's investments are as follows: Par Value Issuer Investment Type Amount Federal Home Loan Mortgage Corporation U.S. Government Sponsored Enterprise Securities $32,000,000 Federal Home Loan Bank U.S. Government Sponsored Enterprise Securities $40,000,000 Federal Farm Credit Bank U.S. Government Sponsored Enterprise Securities $18,000,000 Federal National Mortgage Association U.S. Government Sponsored Enterprise Securities $22,000,000 Local Agency Investment Fund — The City holds investments with the Local Agency Investment Fund (LAIF), a State of California investment pool, which at year-end also included a portion of the pool funds invested in Structured Notes and Asset-Backed Securities. These investments included the following: Structured Notes are debt securities (other than asset-backed securities)whose cash flow characteristics (coupon rate, redemption amount, or stated maturity)depend on one or more indices and/or that have embedded forwards or options. Asset-Backed Securities the bulk of which are mortgage-backed securities, entitle their purchasers to receive a share of the cash flow from a pool of assets such as principal and interest repayments from a pool of mortgages (such as Collateralized Mortgage Obligations) or credit card receivables. 42 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 2. CASH AND INVESTMENTS (Continued) Guaranteed Investment Contracts (GIC)—The City has recorded the GICs at cost versus fair value due to the lack of readily available market pricing for these types of instruments. All GICs held by the City are either collateralized with government securities that under the GIC agreement are required to have a higher market value than cost or fully guaranteed by a government entity and no losses are expected. As of September 30, 2008, the City held $87,919,000 in callable securities, which amounted to approximately 45% of investments. LAIF had invested 17.99% of the pooled investments funds in Structured Notes and Asset-Backed Securities. This external investment pool is not rated. 3. OTHER RECEIVABLE a. Deferred Loans — Developers Loans made to developers to construct or rehabilitate certain facilities under deferred loan agreements total $28,986,000 at year-end. These loans are deferred until a future event occurs. Loans made by the Agency total $21,046,000 and loans made under the Home Program total $7,940,000. b. Deferred Loans — Housing Rehabilitation Loans made to qualified homeowners and landlords in the City of Huntington Beach to rehabilitate certain single-family homes or multifamily rental housing under deferred loan agreements total $3,046,000 at year-end. These loans are deferred until a future event occurs. c. Other Receivables A summary of Other Receivable as of September 30, 2008 is as follows: Descripton Amount Deferred Loans Receivable $ 28,986,000 Housing Rehabilitation Loans Receivable 3,046,000 Emergency Medical Fee Receivable 1,028,000 Franchise Fee Receivable 1,859,000 Gas Tax Fund - Federal Grant Receivable 1,775,000 Other Receivables 4,132,000 Total $ 40,826,000 43 City of Huntington Beach - Notes to Financial Statements For the Year Ended September 30, 2008 4. DEFERRED COMPENSATION Permanent City employees may defer a portion of their salary under tax-deferred plans as permitted under Internal Revenue Code. These plan permits employees to defer a portion of their salary until future years. The compensation is not available to the employees until termination, retirement, or unforeseen emergency. The City has established a trust for the assets of the plans held by third parties. All property and rights purchased with these assets, as well as all income attributable to them are held in trust for the exclusive benefit of the participant and their beneficiary. The amounts are no longer the property of the City and are not subject to the claims of the City's general creditors. Amounts administered by outside organizations in a trustee capacity are no longer reported as assets of the City. The City does not have fiduciary responsibility for these assets. 5. DEFERRED REVENUE Certain revenues in governmental funds are deferred until received. The property tax amounts are recognized in the year as revenue in the government-wide financial statements, but are recorded as deferred revenue in the fund financial statements. The other amounts are unearned revenue in both the funds and government-wide financial statements. The amounts are as follows (in thousands): Deferred Deferred Loans- Loans- Housing Other Deferred Property Taxes Developers Rehabilitation Revenue Total General Fund $ 15,218 $ $ - $ 41 $ 15,259 Redevelopment Agency Debt Service 3,371 - - 3,371 Low Income Housing - 21,046 - - 21,046 Grants - 7,940 3,046 946 11,932 Total $ 18,589 $ 28,986 $ 3,046 $ 987 $ 51,608 Deferred Loans to developers and for housing rehabilitation is discussed in the notes receivable note. 6. RETIREMENT PLAN — NORMAL a. Plan Description The City contributes to the California Public Employees' Retirement System (CalPERS), an agent, which is a multiple-employer public employee defined benefit pension plan. CalPERS provides retirement and disability benefits, annual cost-of- living adjustments, and death benefits to plan members and beneficiaries. CalPERS acts as a common investment and administrative agent for participating public entities 44 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 6. RETIREMENT PLAN — NORMAL (Continued) within California. Benefit provisions and all other requirements are established by state statute and city ordinance. Copies of CalPERS annual financial report may be obtained from their executive office: 400 P Street, Sacramento, CA, 95814. b. Employer and Employee Contribution Obligations The City makes two types of contributions for covered employees. The first contribution represents the amount the City is required to make (the employer rate). The second represents an amount, which is made by the employee, but is reimbursed to the employee by the City(the member rate). The member rate is set by contract and normally remains unchanged. The employer rate is an actuarially established rate, is set by CalPERS, and changes from year to year. The employer rates for the fiscal year ending Year-end are: October 1, 2007 to July 1, 2008 to June 30, 2008 Yearend Local Miscellaneous 8.212% 8.245% Local Safety 28.261% 28.142% c. Employer and Employee Contribution Obligations The member rates are as follows: Rate Local Miscellaneous 7.000% Local Safety 9.000% d. Annual Pension Cost The City's annual pension cost of$13,704,000 was equal to the City's required and actual contributions. The required contribution was determined as part of a June 30, 2005 and 2006, actuarial valuations using the entry age normal actuarial cost method. CalPERS conducted an actuarial valuation using the entry-age actuarial cost method using a level percent of payroll to determine the City's net pension obligation as of June 30, 2008. Significant assumptions were: ® Average amortization remaining period -18 years as of the Valuation Date — closed end • Asset valuation method - 3 years smoothed market 45 � City of Huntington Beach - Notes to Financial Statements For the Year Ended September 30 a de , 2008 6. RETIREMENT PLAN — NORMAL (Continued) • Investment Rate of Return -7.75% • Projected salary increases - 3.25% to 13.15% (safety) and 3.25% to 14.45% (miscellaneous) depending on age, service, and type of employment • Inflation - 3.00% • Payroll growth - 3.25% • Individual salary growth - A merit scale varying by duration of employment coupled with an assumed annual inflation component of 3.0% and an annual production growth of .25% Initial unfunded liabilities are amortized over a closed period that depends on the plan's date of entry into CalPERS. Subsequent plan amendments are amortized as a level percent of pay over a closed 20-year period. Gains and losses that occur in the operation of the plan are amortized over a rolling period, which results in an amortization of 10% of the unamortized gains and losses each year. If the plan's accrued liability exceeds the actuarial value of the assets, then the amortization payment on the total unfunded liability may not be lower than the payment calculated over a 30-year amortization period. e. Trend Information Local Miscellaneous Local Safety Annual Pension Annual Pension Cost(in Percentage of Net Pension Cost(in Percentage of Net Pension Fiscal Year thousands) APC Funded Obligation thousands) APC Funded Obligation 9/30/2006 $ 3,123 100% $ $ 8,616 100% $ 9/30/2007 $ 3,375 100% $ $ 9,046 100% $ 9/30/2008 1 $ 3,745 1 100% $ $ 9,959 1 100%1 $ f. Funded Status and Funding Progress Below is the funding progress based on the June 30, 2007 actuarial valuation for the miscellaneous and safety plans: Entry Age Excess Normal Assets as a Actuarial Excess Assets Percentage Accrued Actuarial Value (Unfunded Funded of Covered Plan Liability(AAL) of Assets Liability) Ratio Covered Payroll Payroll Safety $ 409,859 $ 338,305 $ (71,554) 82.5% $ 34,961 -204.7% Miscellaneous 295,078 287,302 (7,776) 97.4% 44,249 -17.6% Total $ 704,937 $ 625,607 $ (79,330) 88.7% $ 79,210 -100.2% The schedule of funding progress presented as RSI following the notes to the basic financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. 46 City of Huntington Beach - Notes to Financial Statements == For the Year Ended September 30, 2008 7. RETIREMENT PLAN — SUPPLEMENTAL a. Plan Description The City provides a supplemental retirement plan for all employees hired prior to 1997 (exact dates are different for various associations). It is a single-employer CalPERS. It is a defined benefit plan and will pay the retiree an additional amount to his or her normal amount for life. The City's contracts with employee bargaining associations establish the plan. These associations must agree to any changes to the plan. The amount will cease upon the employee's death. The amount that is computed as a factor of an employee's normal retirement allowance is computed at retirement and remains constant for his or her life. Of the 1,143 active employees reported on the September 30, 2008 data, only 546 were eligible for plan benefits. No separately prepared financial statements are prepared for this plan and it is not included in the financial report of any other pension plan. The assets used to pay these liabilities have not yet been set up in a legal trust. b. Employer Obligations and Funding Status and Progress The City annually transfers amounts from the various City funds to a pension trust fund. The City is required to contribute the actuarially determined rate of 4.20% of total payroll for all permanent employees. Administrative costs of this plan are financed through investment earnings. c. Annual Pension Cost and Net Pension Obligation The City's annual pension cost and net pension obligation for this plan fiscal year 2007/08 were (in thousands): Annual required contribution $ 3,419 Interest on net pension obligation 262 Adjustment to annual required contribution (389) Annual pension cost 3,292 Contributions made (3,627) Increase (decrease) in net pension obligation (335) Net Pension Obligation — Beginning of Year 4,775 Net Pension Obligation — End of Year $ 4,440 47 City of Huntington Beach - Notes to Financial Statements For the Year Ended September 30, 2008 7. RETIREMENT PLAN — SUPPLEMENTAL (Continued) The annual required contribution was determined as part of an independent actuarial valuation using the Entry Age Normal Actuarial Cost Method which is a projected benefit full-cost method which takes into account those benefits that are expected to be earned in the future as well as those already accrued. The actuarial assumptions used were: • Rate of return on present and future assets - 5.5% per annum • Projected salary increases for covered employees due to inflation - 3.0% per annum • Projected salary increases due to merit - 0% • Inflation rate - 3.0% • Post employment benefit increases - 0% • Amortization of unfunded liability- level percentage of pay ending in 2027 (closed) • Actuarial value of assets - market value d. Trend Information Below is the required three-year trend information (dollar amounts in thousands): Annual Pension Percentage of Net Pension Fiscal Year Cost APC Funded Obligation 2005/06 $2,851 138% $6,548 2006/07 $2,691 166% $4,775 2007/08 $3,292 110% $4,440 Below is other required trend information (dollar amounts in thousands): Fiscal Year Annual Percentage Ending Required of ARC September 30 Contribution Contributed 2006 3,022 130% 2007 2,850 157% 2008 3,419 106% e. Funded Status and Funding Progress Below is the funding progress based on the September 30, 2008 actuarial valuation update (dollar amounts in thousands): Entry Age Normal Accrued Actuarial Value Unfunded AAL UAAL as a%of Liability of Assets (UAAL) Funded Ratio Covered Payroll Covered Payroll $ 52,777 $ 22,722 $ 30,055 43.1% $ 78,777 -38.2% 48 " City of Huntington Beach Notes to Financial Statements ;- For the Year Ended September 30, 2008 7. RETIREMENT PLAN — SUPPLEMENTAL (Continued) The schedule of funding progress presented as RSI following the notes to the basic financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. f. Accounting for Plan Since the City is required to adopt GASB 25 for the supplemental pension plan, the difference between the ARC and the amount of pension cost funded for the years in which there was an actuarial study must be recorded as a liability in the government- wide financial statements. The amount of this liability is $4,440,000. Benefits are recognized when due and payable (see Note 11). 8. POST-EMPLOYMENT MEDICAL INSURANCE a. Plan Description The City agreed, via contract, with each employee association to provide post- employment medical insurance to retirees. These Other Post Employment Benefits (OPEB) are based on years of service and are available to all retirees who meet all three of the following criteria: • At the time of retirement the employee is employed by the City • At the time of retirement the employee has a minimum of ten years of service credit or is granted a service connected disability retirement • Following official separation from the City, CalPERS grants a retirement allowance The City's obligation to provide the benefits to a retiree ceases when either of the following occurs: • During any period the retiree is eligible to receive health insurance at the expense of another employer • The retiree becomes eligible to enroll automatically or voluntarily in Medicare The maximum subsidy a retiree is entitled to is $344 per month after 25 years of service. If a retiree dies, the benefits that would be payable for his or her insurance are provided to the spouse or family for 18 months. Benefits for insurance premiums are payable based on the years of service credit for the retiree. The retiree may use the subsidy for any of the medical insurance plans that the City's active employees may enroll. 49 City of Huntington Beach (Votes to Financial Statements For the Year Ended September 30, 2008 8. POST-EMPLOYMENT MEDICAL INSURANCE (Continued) b. Accounting and Funding The City implemented Governmental Accounting Standards Board Statement 45 for 2007/08 fiscal year and conducted an actuarial study to determine all of the required disclosures. The City utilized the California Employers' Retiree Benefit Trust (CERBT) to establish the trust for the benefit. In prior years, the City had prefunded these benefits and recorded the amounts in an agency fund. During the year, $10,341,000 was transferred to the CERBT. Benefits paid from the CERBT were $1,969,000. The assets of the CERBT are excluded from the accompanying financial statements since they are in an irrevocable trust. The City's policy is to make 100%of each year's ARC. Actuarial assumptions were: • Entry age normal — 30 year amortization of unfunded liabilities • Discount rate — 7.75% • All other retirement assumptions equivalent to CalPERS assumptions used for the City's normal retirement plan Below are the required disclosures for this plan in thousands): Actuarial Accrued liability $23,470 Normal Cost $843 Assets $8,730 Funded Status 37.2% The City's actual contributions, annually required contribution (ARC), Net OPEB obligation/asset (NOO/NOA), and Annual OPEB Cost (AOC) were computed as follows (in thousands): Employer Contributions to CERBT $ 8,895 Direct Contributions—CALPERS and city health plan contributions 678 Implicit subsidy 768 Total Actual contributions $ 10,341 Annual Required Contribution (ARC) Amortization of Actuarially Accrued Liability $ 1,298 Normal Cost 816 Total ARC—Equal to AOC $ 2,114 Development of NOO/ NOA NOO, beginning of year $ - AOC 2,114 Employer Contribution (10,341) NOA $ (8,227) 50 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 8. POST-EMPLOYMENT MEDICAL INSURANCE (Continued) The City's actual contributions exceed the annually required contribution by $8,227,000. The excess contribution, or other postemployment benefits asset, is reported as a governmental activity on the government-wide financial statements. The actual contributions of $10,341,000 and annual required contribution of $2,114,000 is reported as revenue and expenses in the non-departmental governmental activities program. c. Other Disclosures Three-year trend information is disclosed below (in thousands) Annual OPEB Cost (AOC) Percentage of Net OPEB (Employer Actual AOC Obligation Fiscal Year Contribution) Contribution Contributed Asset 9/30/06 N/A N/A N/A N/A 9/30/07 N/A N/A N/A N/A 9/30/08 $2,114 $10,341 489.2% ($8,227) d. Funding Status and Funding Progress As of June 30, 2008, the most recent actuarial valuation date, the plan was 37.2% funded. The actuarial accrued liability for benefits was $23.5 million, and the actuarial value of assets was $8.7 million, resulting in an unfunded accrued liability (UAAL) of $14.7 million. The covered payroll (annual payroll of active employees covered by the plan) was $78.8 million, and the ratio of the UAAL to the covered payroll was 18.7%. The schedule of funding progress presented as Required Supplementary Information following the notes to the basic financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. 51 City of Huntington Beach Notes to Financial Statements 7 ;; For the Year Ended September 30, 2008 8. POST-EMPLOYMENT MEDICAL INSURANCE (Continued) e. Annual Medical Inflation ("Trend") The medical trend rate represents the long-term expected growth of medical benefits paid by the plan, due to non-age-related factors such as general medical inflation, utilization, new technology, and the like. The following table sets forth the trend assumption used for the valuation: Year Annual Rate 2007/08 11.0% 2008/09 10.0% 2009/10 9.0% 2010/11 8.0% 2011/12 7.0% 2012/13 6.0% 2013/14 5.0% Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the City are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to the financial statements, presents multiyear trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial liabilities for benefits. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the City and plan members)and include the types of benefits provided at the time of each valuation. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. 52 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 9. RISK MANAGEMENT The City is exposed to various risks of losses related to torts; theft of, damage to and destruction of assets; errors and omissions; injuries to employees, and natural disasters. The City records all of these claims as expenditures in the General Fund. The liability for these claims is recorded as part of long-term obligations in the government-wide financial statements. The City records the amount of claims payable at year-end that is due and payable at year-end in the fund financial statements. The full amount of claims is reported as a liability in the government-wide financial statements. Liabilities include amounts incurred, but not reported. Liability Claims Claims of up to $1,000,000 are paid from the General Fund. The City is also a participant in the Big Independent Cities Excess Pool Joint Powers Authority (BICEP), which shares payments for claims between $1,000,000 and $2,000,000. It also provides general liability insurance of $25,000,000 above the City's retention of $1,000,000. BICEP was created by a joint powers agreement between the City of Huntington Beach and four other local entities for the purpose of providing joint insurance coverage and related risk management services or member cities. BICEP allows member entities to finance claims payment pool for certain liability claims in excess of$1,000,000 million to a limit of$27,000,000. BICEP's governing board has one representative from each city (either a member of the City Council or designate). Current members must approve any changes to the board. Each participating City pays an insurance premium to BICEP that is used to fund the operating and debt service requirements. There were no liability claims in the last three years that exceeded the coverage limit. Workers' Compensation Claims Workers' compensation claims of up to $1,000,000 per claim are paid from the General Fund. The BICEP is a member of CSAC-Excess Insurance Authority for excess workers' compensation coverage. Payments for claims from $1,000,000 to $5,000,000 are shared. Payments for claims between $5,000,000 and $200,000,000 are paid by excess insurance coverage. All funds of the City participate in the program and make payments to these funds based on estimated cost information. 53 City of Huntington Beach Notes to Financial Statements ss: ; For the Year Ended September 30, 2008 9. RISK MANAGEMENT (Continued) Claims activity and liabilities relating to the current and prior year are (in thousands): Workers Liability Compensation Insurance Total Balance September 30,2006 $ 6,734 $ 3,022 $ 9,756 Additions 1,585 2,772 4,357 Reductions (1,733) (2,184) (3,917) Net Increase (Decrease) (148) 588 440 Balance September 30,2007 6,586 3,610 10,196 Additions 2,216 2,268 4,484 Reductions (2,298) (550) (2,848) Net Increase (Decrease) (82) 1,718 1,636 Balance September 30,2008 $ 6,504 $ 5,328 $ 11,832 Below is a reconciliation of the above schedule of total claims payable to the financial statements(in thousands): Current Claims Payable- Reported on the Balance Sheet of Both the Government-Wide and Fund Statements $ 5,464 Claims Payable - Long-Term (Greater than One Year)- Reported in Government-Wide Statements, but not in Fund Statements 6,368 Total $ 11,832 54 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 10.INTERFUND TRANSACTIONS a. Due To/From Other Funds The amounts at Year-end were (in thousands): Due from Other Due to Other Funds Funds Major Governmental Funds Redevelopment Agency Capital Projects $ 956 $ - Redevelopment Agency Debt Service - 956 Other Governmental Funds Gas Tax 718 - Special Library - 51 Drainage - 667 Total Due to/from Governmental Funds $ 1,674 $ 1,674 These outstanding balances result mainly from short-term borrowings to cover payments for goods and services. b. Advances to/from Other Funds The amounts at Year-end were (in thousands): Advances to Advances from Other Funds Other Funds Major Governmental Funds General Fund $ 1,321 $ - Redevelopment Agency Capital Projects 302 1,363 Redevelopment Agency Debt Service - 302 Low-Income Housing Capital Projects 1,363 - Other Governmental Funds Park Acquisition and Development - 1,321 Total Due to/from Governmental Funds $ 2,986 $ 2,986 There is a $1,321,000 advance from the General Fund to the Park Acquisition and Development Fund (a non-major governmental fund) for closed school site purchases. The amount will be repaid in within fiscal year ending September 30, 2012. There is a $1,363,000 advance from the Low-Income Housing Fund to the Redevelopment Agency Capital Projects Fund for Educational Revenue Augmentation Fund payments and Main Pier property acquisitions. There are no scheduled repayments for this advance. 55 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 10.INTERFUND TRANSACTIONS (Continued) There is a$302,000 advance from the Redevelopment Agency Capital Projects Fund to the Redevelopment Agency Debt Service Fund for the Southeast Coastal Project Area. There are no scheduled repayments for this advance. c. Transfers In/Out The amounts at Year-end were (in thousands): Transfers Out Other Total Grants Special RDA 7DebRDA Capital Governmental Governmental Transfers In General Fund Revenue ServicProjects Fund Funds Funds General Fund $ $ 820 $ 4,000 $ $ 1,142 $ 5,962 Low Income Housing Fund - 3,405 - 3,405 Grants 25 267 1,268 1,560 Other Governmental Funds 7,335 70 17 256 7,678 Total Governmental Funds 7,360 1,087 7,475 1,285 1,398 18,605 Refuse Fund 51 - 51 Total Transfers Out $ 7,411 $ 1,087 $ 7,475 $ 1,285 $ 1,398 $ 18,656 Transfer Out Total Other Governmental Enterprise Total Transfers Transfers In Funds d I In General Fund $ 5,962 $ 5,359 $ 11,321 Low Income Housing Fund 3,405 - 3,405 Grants 1,560 - 1,560 Other Governmental Funds 7,678 314 7,992 Total Governmental Funds 18,605 5,673 24,278 Refuse Fund 51 51 Total Transfers Out $ 18,656 $ 5,673 $ 24,329 The following is a summary of the significant transfers: • $7,335,000 was transferred from the General Fund to Other Governmental Funds primarily for debt service payments • $4,000,000 was transferred from the Redevelopment Agency Debt Service Fund to the General Fund to repay the General Fund Loan to the Redevelopment Agency • $3,405,000 was transferred from the Redevelopment Agency Debt Service Fund to the Low Income Housing Fund to comply with the twenty percent set-aside to Low Income Housing • $5,359,000 was transferred from other enterprise funds to the General Fund for funds that were closed 56 City of Huntington Beach Notes to Financial Statements -,.— For the Year Ended September 30, 2008 10. INTERFUND TRANSACTIONS (Continued) Below is a reconciliation between the amounts in the above table to amounts in the accompanying government-wide financial statements (in thousands): Governmental Funds Transfer In $ 24,278 Transfer Out (18,656) Net Transfer In - Governmental Funds 5,622 Capital Asset Transfer In from Other Enterprise Funds 3,972 Net Transfer In - Governmental Activities $ 9,594 Other Enterprise Funds Transfer In $ 51 Transfer Out (5,673) Net Transfer Out - Other Enterprise Funds (5,622) Capital Asset Transfer Out to Governmental Activities (3,972) Net Transfer Out - Business Type Activities $ Capital assets of$3,972,000 were transferred from other enterprise funds, including the Emergency Fire Medical Fund and the Ocean View Estates Fund, to Governmental Activities on the government-wide financial statements. These enterprise funds were closed as of year-end. 57 " City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS Below is a schedule of changes in long-term governmental obligations for the year (in thousands): October 1, September 30, Accrued Governmental Activities: 2007 Additions Retirements 2008 Interest Due Within One Year Judgment Obligation Bonds $ 10,795 $ $ (745) $ 10,050 $ 246 $ 765 Public Financing Authority: 1997 Leasehold Revenue Bonds 3,025 (80) 2,945 133 85 2000 Certificates of Participation 14,215 (700) 13,515 60 730 2001-a Lease Revenue Bonds 27,750 (675) 27,075 107 700 2001-b Lease Revenue Bonds 21,340 (1,745) 19,595 136 1,800 Total Public Financing Authority 66,330 - (3200) 63,130 436 3,315 Redevelopment Agency: 1999 Tax Allocation Refunding Bonds 7,790 (380) 7,410 58 390 2002 Tax Allocation Refunding Bonds 17,095 (845) 16,250 124 870 Mayer Disposition and Development Agreement 7,101 455 (746) 6,810 - - Bella Terra OPA(Parking) 14,855 1,030 (1,353) 14,532 - - Section 108 Loan/Bowen Court 6,895 - (365) 6,530 78 390 Total Redevelopment Agency 53,736 1,485 (3,689) 51,532 260 1,650 Other Long-Term Obligations: Leases Payable 2,281 - (600) 1,681 - 521 Compensated Absences 11,068 4,277 (3,092) 12253 2,625 Net Pension Obligation 4,775 - (335) 4,440 - Claims Payable 4,672 2,268 (572) 6,368 - Total Other Long-Tenn Obligations 22,796 6,545 (4,599) 24,742 - 3,146 Total Long-Tenn Obligations- Governmental Activities $ 153,657 $ 8,030 $ (12233) $ 149A54 $ 942 $ 8,876 Below are reconciliations from amounts in the above table to amounts in the accompanying government-wide financial statements (in thousands): Issuance of Long-Term Debt in Governmental Fund Financial Statements $ - Increase in Mayer Disposition and Development Agreement 455 Increase in Bella Terra OPA(Parking) 1,030 Increase in Net Pension Obligation - Increase in Compensated Absences 4,277 Increase in Claims Payable 2,268 Increases in Above Schedule $ 8,030 Principal Paid in Governmental Fund Financial Statements $ 8,234 Decrease in Compensated Absences 3,092 Decrease in Net Pension Obligation 335 Decrease in Claims Payable 572 Decreases in Above Schedule $ 12,233 58 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) a. Judgment Obligation Bonds Year of Issuance 2004 Type of Debt Jud ment Obligation Bonds Original Principal Amount $12,500,000 Security Council Appropriations Interest Rates 2.00% to 4.20% Interest Payment Dates February 1 st and August 1 st Principal Payment Dates February 1 st Purpose of Debt Pay claims on court judgment Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 765 369 1,134 2010 785 346 1,131 2011 810 320 1,130 2012 840 292 1,132 2013 865 260 1,125 2014-2018 4,885 741 5,626 2019 1,100 23 1,123 Total $ 10,050 $ 2,351 $12,401 b. Public Financing Authority (1) 1997 Public Financing Authority Revenue Bonds Year of Issuance 1997 Type of Debt Lease Revenue Bonds Original Principal Amount $8,070,000 Security Lease Agreement with City for Central Library Interest Rates 5.00% to 5.50% Interest Payment Dates June 15 and December 15 th Principal Payment Dates December 15 Purpose of Debt Construct Pier Plaza and Purchase 800 MHZ System 59 ` City of Huntington Beach - Notes to Financial Statements -- For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 85 159 244 2010 90 154 244 2011 95 149 244 2012 100 144 244 2013 105 139 244 2014-2018 610 599 1,209 2019-2023 805 406 1,211 2024-2028 1,055 152 1,207 Total $ 2,945 $ 1,902 $ 4,847 (2) 2000 Public Financing Authority Certificates of Participation Year of Issuance 2000 Type of Debt Certificates of Participation ® -Original Principal Amount $18,310,000 Security Lease with City Interest Rates 4.0% to 5.0% Interest Payment Dates September 1 s and March 1 s -Principal Payment Dates September 1 s Purpose of Debt Capital improvements and defeasance of Emerald Cove Certificates of Participation Debt service requirements to maturity are (in thousands): Year Ending Principal Interest Total September 30 2009 730 714 1,444 2010 760 680 1,440 2011 490 645 1,135 2012 510 622 1,132 2013 535 598 1,133 2014-2018 3,115 2,554 5,669 2019-2023 3,235 1,626 4,861 2024-2028 2,795 848 3,643 2029-2030 1,345 110 1,455 Total $ 13,515 $ 8,397 $21,912 I 60 < ' : City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) (3) 2001(a) Public Financing Authority Lease Revenue Bonds Year of Issuance 2001 T pe of Debt Lease Revenue Bonds -Original Principal Amount $31,360,000 Security Lease Agreement with City for Public Buildings Interest Rates 2.45% to 5.0% Interest Payment Dates March 1 S and September 1st Principal Payment Dates September 1st Purpose of Debt Construct Sports Complex and South Beach Phase II Improvements Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 700 1,288 1,988 2010 725 1,262 1,987 2011 750 1,234 1,984 2012 785 1,204 1,989 2013 815 1,170 1,985 2014-2018 4,640 5,284 9,924 2019-2023 5,835 4,092 9,927 2024-2028 7,425 2,502 9,927 2029-2031 1 5,400 548 5,948 Total 1 $ 27,075 1 $ 18,584 1 $45,659 (4) 2001(b) Public Financing Authority Lease Revenue Bonds Year of Issuance 2001 Type of Debt Lease Revenue Bonds Original Principal Amount $31,095,000 Security Lease on Civic Center Buildings Interest Rates 4.0% to 5.0% Interest Payment Dates August 1, February 1 Principal Payment Dates August 1 Purpose of Debt Defease Civic Improvement Corporation Certificates 61 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 1,800 818 2,618 2010 1,880 737 2,617 2011 1,955 662 2,617 2012 2,030 589 2,619 2013 2,110 510 2,620 2014-2018 8,785 1,235 10,020 2019 1,035 52 1,087 Total $ 19,595 1 $ 4,603 $24,198 c. Redevelopment Agency (1) 1999 Redevelopment Agency Tax Allocation Refunding Bonds Year of Issuance 1999 -Type of Debt Tax Allocation Refunding Bonds -Original Principal Amount $10,835,000 -Security Tax Increment Interest Rates 3.00% to 5.05% Interest Payment Dates February 1S and August 1S Principal Payment Dates August 1" Purpose of Debt Prepay Agency's 1992 Loans to Public Financing Authority Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 390 350 740 2010 410 334 744 2011 430 317 747 2012 450 298 748 2013 465 278 743 2014-2018 2,705 1,044 3,749 2019-2023 2,200 402 2,602 2024 360 18 378 Total $ 7,410 $ 3,041 $10,451 62 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) (2) 2002 Redevelopment Agency Tax Allocation Refunding Bonds Year of Issuance 2002 Type of Debt Tax Allocation Refunding Bonds Original Principal Amount $20,900,000 Security Tax Increment Interest Rates 2.00% to 5.00% Interest Payment Dates February 1 st and August 1S Principal Payment Dates August 1s' Purpose of Debt Prepay Agency's 1992 Loans to Public Financing Authority and fully defease 1992 Public Financing Authority bonds Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 870 742 1,612 2010 910 712 1,622 2011 945 677 1,622 2012 995 641 1,636 2013 1,040 601 1,641 2014-2018 5,905 2,283 8,188 2019-2023 4,805 875 5,680 2024 780 39 819 Total $ 16,250 $ 6,570 $22,820 (3) Mayer Disposition and Development Agreement In fiscal year 1996-97, the Agency entered into a disposition and development agreement with Robert Mayer Corporation (Corporation)concerning additional development adjacent to the Waterfront Hotel. Under the agreement, the Corporation would advance payments for the project costs with the Agency reimbursing up to $16,750,000 of the costs. As of year-end, the Agency obligation under the agreement amounted to $6,810,000. Project-generated revenues as available will repay these amounts over the time needed to fully amortize the advance. 63 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) (4) Bella Terra Parking Structure In fiscal year 2005-06, the agency entered into an owner participation agreement with Bella Terra Associates, LLC (formerly Huntington Center Associates, LLC). Under the agreement, the Corporation would construct various public improvements, including a parking structure, which would then be deeded to the City. The Agency would reimburse$15,000,000 of the costs of the public improvements. As of year-end, the Agency obligation under the agreement amounted to $14,532,000. Project-generated revenues as available will repay these amounts over the time needed to fully amortize the advance. (5) Section 108 Loan Year of Issuance 2000 -Type of Debt Loan from Federal Government -Original Principal Amount $8,570,000 Security Loan Agreement with Federal Government Interest Rates 7.7% Interest Payment Dates February 1st and August 1S -Principal Payment Dates August 1 S Purpose of Debt Capital Improvements. Section 108 Loan was made to both the Agency and the City. Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 390 467 857 2010 415 439 854 2011 445 408 853 2012 970 375 1,345 2013 500 339 839 2014-2018 3,070 1,278 4,348 2019 740 59 799 Total $ 6,530 $ 3,365 $ 9,895 64 City of Huntington Beach 5_ Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) d. Other Long-Term Obligations (1) Leases Payable The City entered into capita leases for various items: Year of Insurance 2001 through 2007 Type of Debt —Capital Leases Original Principal Amount Various $10,000 to $1,800,000 Security Lease Agreement Interest Rates 4.2% to 6.9% Interest Payment Dates Monthly, Quarterly, Semi-Annually Principal Pa ment Dates Monthly, Quarterly, Semi-Annuall Pur ose of Debt —Equipment Financing Future minimum lease payments to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 520 68 588 2010 304 47 351 2011 285 34 319 2012 282 21 303 2013 290 8 298 Total $ 1,681 $ 178 (2) Compensated Absences There is no repayment schedule to pay the compensated absences amount of $12,253,000 relating to governmental operations. The General Fund typically liquidates the vacation and sick leave liability. (3) Net Pension Obligation There is no fixed repayment schedule to fund the actuarial liability for the unfunded net pension obligation totaling $4,440,000 for the City's Retirement Supplement Plan described in Note 7. The amount will be funded through a contribution rate determined by an independent actuarial study (see note 7). 65 City of Huntington Beach Notes to Financial Statements - - For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) (4) Claims Payable There is no repayment schedule for the claims payable of $6,368,000 described in note 9. The City pays the claims upon final settlement. e. Long-Term Obligations — Business Activities Below is a schedule of the long-term obligations of business activities (in thousands): October 1, September Accrued Due Within Long-Term Obligations-Business Activities: 2007 Additions Retirements 30,2008 Interest One Year Compensated Absences $ 1,059 $ 291 $ (272) $ 1,078 $ $ - Leases Payable 12 - (3) 9 3 Total Long-Term Obligations- Business Activities $ 1,071 $ 291 $ (275) $ 1,087 $ $ 3 1) Compensated Absences There is no repayment schedule for the compensated absences amount of $1,078,000 relating to business activities. (2) Leases Payable The City entered into capital leases for various items: Year of Issuance 2005 -Type of Debt Capital Lease -Original Principal Amount $15,268 -Security Lease Agreement Interest Rates 6.9% Interest Payment Dates Monthly -Principal Payment Dates Monthly Purpose of Debt Equipment Financing Future minimum lease payments to maturity are (in thousands): Year Ending Principal Interest Total September 30 2009 3 1 4 2010 3 3 2011 3 - 3 Total $ 9 $ 1 $ 10 66 City of Huntington Beach Notes to Financial Statements -„ For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) f. Long-Term Obligations for which City is not Liable in any Manner Community Facilities Districts: (in October 1, September thousands) 2007 Additions Retirements 30,2008 Community Facilities District No.1990-1 Special Tax Refunding Bonds $ 1,655 $ - $ (95) $ 1,560 Community Facilities District 2000-1 Special Assessment Tax Bonds 14,955 - (295) 14,660 Community Facilities District NO.2002-1 Special Assessment Tax Bonds 4,870 - (25) 4,845 Community Facilities District NO.2003-1 Special Assessment Tax Bonds 24,110 - (465) 23,645 Total Community Facilities Districts 45,590 - (880) 44,710 Residential Redevelopment Bonds 25,500 - 25,500 Total Obligations Not Recorded in Financial Statements $ 71,090 $ - $ (880) $ 70,210 (1) Community Facilities District 1990-1 2001 Special Tax Refunding Bonds Year of Issuance 2001 Type of Debt Community Facilities District Assessment Bonds Original Principal Amount $2,155,000 Security Special Tax Levies Interest Rates 4.00% to 5.40% Interest Payment Dates Aril 1 st and October 1 st Principal Payment Dates October 1 s Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 100 80 180 2010 100 75 175 2011 110 70 180 2012 110 65 1 175 2013 120 59 179 2014-2018 690 187 877 2019-2021 330 19 349 Total $ 1,560 $ 555 $ 2,115 67 City of Huntington Beach - - Notes to Financial Statements Ca ;;A For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) (2) Community Facilities District 2000-1 2001 Special Tax Bonds Year of Issuance 2001 Type of Debt Community Facilities District Assessment Bonds -Original Principal Amount $16,000,000 -Security Special Tax Levies Interest Rates 3.80% to 6.40% Interest Payment Dates September 1" and March 1S -Principal Payment Dates September 1st Purpose of Debt Public Improvements for Grand Coast Resort Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 305 928 1,233 2010 325 912 1,237 2011 340 895 1,235 2012 360 876 1,236 2013 380 855 1,235 2014-2018 2,290 3,892 6,182 2019-2023 3,120 3,059 6,179 2024-2028 4,265 1,915 6,180 2029-2031 3,275 431 3,706 Total $ 14,660 $ 13,763 $28,423 (3) Community Facilities District 2002-1 Special Tax Bonds Year of Issuance 2002 Type of Debt Community Facilities District Assessment Bonds -Original Principal Amount $4,900,000 Security Special Tax Levies Interest Rates 3.80% to 6.20% Interest Payment Dates March 1stand September 1S Principal Payment Dates September 1s' 68 " City of Huntington Beach (Votes to Financial Statements .;: For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 30 296 326 2010 40 295 335 2011 50 293 343 2012 55 290 345 2013 65 288 353 2014-2018 515 1,371 1,886 2019-2023 905 1,179 2,084 2024-2028 1,460 834 2,294 2029-2032 1,725 282 2,007 Total $ 4,845 $ 5,128 $ 9,973 (4) Community Facilities District 2003-1 Special Tax Bonds Year of Issuance 2003 Type of Debt Community Facilities District Assessment Bonds Original Principal Amount $25,000,000 Security Special Tax Levies Interest Rates 2.65% to 5.85% Interest Payment Dates March 1" and September 1s Principal Payment Dates September 1" Debt service requirements to maturity are (in thousands): Year Ending principal Interest Total September 30 2009 485 1,323 1,808 2010 500 1,305 1,805 2011 520 1,284 1 1,804 2012 545 1,263 1,808 2013 570 1,236 1,806 2014-2018 3,305 5,728 9,033 2019-2023 4,330 4,698 9,028 2024-2028 5,750 3,281 9,031 2029-2033 7,640 1,391 9,031 Total $ 23,645 $21,509 $45,154 69 " City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 11. LONG-TERM OBLIGATIONS (Continued) (5) Residential Development Bonds The City is involved in various bond issues where the City or Redevelopment Agency issued bonds to assist in the financing of residential developments. A trustee holds all funds and payment cannot be made from any other source than the mortgages received. These bond issues are in thousands): Outstanding Original Issue Bond Issue Yearend Amount Five Points Senior Project Multi-Family Housing $9,500 $9,500 Revenue Bonds — Series A— 1991 Huntington Breakers Mortgage Revenue Bonds $16,000 $16,000 Refunding Issue — 1996 Series A Total $25,500 $25,500 70 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 12. CAPITAL ASSETS a. Changes in Capital Assets Capital asset activity for the year was (in thousands): October 1, September 30, Governmental Activitites 2007 Additions Dispositions 2008 Capital Assets, Not Depreciated: Land $ 360,971 5,371 - $ 366,342 Construction in Progress 3,929 3,118 (420) 6,627 Joint Ventures 1,498 225 - 1,723 Total Capital Assets-Not Depreciated 366,398 8,714 (420) 374,692 Capital Assets Being Depreciated Buildings 138,765 560 (1,290) 138,035 Machinery and Equipment 60,478 3,932 (17,584) 46,826 Infrastructure 300,831 10,757 (1,633) 309,955 Total Capital Assets Being Depeciated 500,074 15,249 (20,507) 494,816 Less Accumulated Depreciation: Buildings (33,477) (2,842) 603 (35,716) Machinery and Equipment (40,583) (3,182) 11,788 (31,977) Infrastructure (158,991) (6,106) 1,279 (163,818) Total Accumulated Depreciation (233,051) (12,130) 13,670 (231,511) Total Depreciated-Net 267,023 3,119 (6,837) 263,305 Total Capital Assets 866,472 23,963 (20,927) 869,508 Total Accumulated Depreciation (233,051) (12,130) 13,670 (231,511) Capital Assets of Governmental Activitites-Net $ 633,421 $ 11,833 $ (7,257) $ 637,997 October 1, September 30, Business Activities: 2007 Additions Dispositions 2008 Capital Assets, Not Depreciated: Land $ 7,840 - (2,644) $ 5,196 Construction in Progress 10,786 1,425 - 12,211 Total Capital Assets -Not Depreciated 18,626 1,425 (2,644) 17,407 Capital Assets Being Depreciated Buildings 48,114 76 (1,284) 46,906 Machinery and Equipment 12,550 1,528 (4,954) 9,124 Infrastructure 113,100 5,843 (105) 118,838 Total Capital Assets Being Depeciated 173,764 7,447 (6,343) 174,868 Less Accumulated Depreciation: Buildings (11,460) (1,322) 823 (11,959) Machinery and Equipment (6,268) (2,590) 4,087 (4,771) Infrastructure (54,776) (2,194) 105 (56,865) Total Accumulated Depreciation (72,504) (6,106) 5,015 (73,595) Total Depreciated-Net 101,260 1,341 (1,328) 101,273 Total Capital Assets 192,390 8,872 (8,987) 192,275 Total Accumulated Depreciation (72,504) (6,106) 5,015 (73,595) Capital Assets of Governmental Activitites-Net $ 119,886 $ 2,766 $ (3,972) $ 118,680 71 City of Huntington Beach - Notes to Financial Statements For the Year Ended September 30, 2008 12. CAPITAL ASSETS (Continued) b. Depreciation Expense Depreciation in governmental activities was charged to the following functions/programs in the Statement of Activities (in thousands) Department: City Administrator $ 22 City Treasurer 21 City Clerk 15 Finance 23 Building and Safety 205 Fire 734 Information Services 103 Police 597 Community Services 1,482 Library Services 376 Public Works 7,568 Non-Departmental 984 Total $ 12,130 Depreciation in business activities was charged to the following functions/programs in the Statement of Activities (in thousands): Fund: Water $ 4,378 Sewer Service 1,233 Fire Medical Program 402 Oceanview Estates 11 Emerald Cove 82 Total $ 6,106 72 City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 12. CAPITAL ASSETS (Continued) c. Capital Assets Acquired via Capital Leases At year-end, the City's assets acquired through outstanding capital leases (see note 11) were (in thousands): Governmental Activities Machinery and Equipment $ 1,869 Buildings 3,449 Less: Accumulated Depreciation (699) Total $ 4,619 13. COMMITMENTS AND CONTINGENCIES a. Legal Actions There are legal actions pending against the City resulting from normal operations. In the opinion of management and the City Attorney, the financial resolution of these actions should not have a significant impact on these financial statements. b. Sales Tax Sharing Agreements City Council agreed to provide sales tax rebates to various companies. The sales tax rebates serve to attract and retain various companies in the City of Huntington Beach. City Council also agreed to pay increased sales tax revenues relating to the development of a new commercial site by Home Depot to the Huntington Beach Union High School District. The City of Huntington Beach has sales tax agreements that extend until 2017. Sales tax rebates total $528,000 in fiscal year ending September 30, 2008. c. Disposition and Development and Owner Participation Agreements Implementation of disposition and development agreement (DDA) and Six Implementation Agreement (Agreements) between the CIM Group, LLC (CIM), and the Redevelopment Agency(Agency)were entered into from June 1999 to November 73 � City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 13. COMMITMENTS AND CONTINGENCIES (Continued) 2008. The Agreements allowed for the development of a hotel, retail and restaurant, and a public parking structure. The project costs for infrastructure are to be paid initially by the developer with the Agency reimbursing the developer a maximum of $7.9 million from Agency tax increment revenues. The Agency funded $950,000 (a reduction from the $1,500,000)for development of additional/surplus parking spaces. Subsequent to year-end the City Council approved the Sixth Implementation Agreement, as detailed in Note 15, included an additional one time payment of$2.4 million from the Agency to CIM for the development of the hotel and $950,000 for additional parking spaces beyond what was funded prior by the Agency. On September 2, 2003, the Redevelopment Agency Approved a Cooperation Agreement Regarding Capital Improvements in the Southeast Coastal Redevelopment Project with the City. This agreement commits the Redevelopment Agency to reimburse the City for a number of capital improvement projects to be undertaken as part of the Five Year Capital Improvement Program in the Southeast Redevelopment project area starting in FY 2003/04 as they are undertaken. On October 16, 2006, the Redevelopment Agency approved an Owner Participation Agreement with Makallon Atlanta Huntington Beach, LLC (also know as Makar) to develop a 31-acre site in the Main-Pier sub-area of the Huntington Beach Redevelopment Project (Pacific City). Makar will advance $5,500,000 to the Redevelopment Agency to fund the Agency's obligation for the Regional Urban Runoff Treatment System and the Pacific View Drive Extension. The advance will be repaid over 20 years from tax increment generated from the site. As of September 30, 2008, the City has no outstanding obligations related to the disposition and development and owner participation agreements discussed above. d. Redevelopment Agency Debt to City The City has advanced money to the Redevelopment Agency for capital improvements and operations. There is no fixed repayment schedule for these advances and the Council/Agency has no requirement for the timing of any repayment. Accordingly, the City has not recorded the advances in the accompanying financial statements. These advances have been made since 1984 and include direct advances of cash, overhead charges, deferred development fees, deferred land sales, and interest. Below is a schedule of the activity for the year (in thousands): 74 .r City of Huntington Beach Notes to Financial Statements For the Year Ended September 30, 2008 13. COMMITMENTS AND CONTINGENCIES (Continued) Amount @ Amount @ 10/1/07 Additions Reductions 9/30/08 General Fund Direct Advances $ 4,235 $ - $ - $ 4,235 Overhead Charges 6,567 - - 6,567 Land Sales 32,833 - - 32,833 Interest 31,956 2,819 (3,699) 31,076 Total General Fund 75,591 2,819 (3,699) 74,711 Sewer Fund Direct Advances 131 - - 131 Deferred Development Fees 38 - - 38 Interest 219 18 - 237 Total Sewer Fund 388 18 - 406 Drainage Fund Direct Advances 250 - - 250 Deferred Development Fees 54 - - 54 Interest 430 33 - 463 Total Drainage Fund 734 33 - 767 Park Acquisition and Development Fund Direct Advances 1,742 - - 1,742 Deferred Development Fees 247 - - 247 Interest 3,102 232 - 3,334 Total Park Acquisition and Development Fund 5,091 232 - 5,323 Water Fund Direct Advances 1,138 - - 1,138 Interest 2,427 164 - 2,591 Total Water Fund 3,565 164 - 3,729 Total All Funds $ 85,369 $ 3,266 $ (3,699) $ 84,936 The cash repayments are recorded as transfers from the Redevelopment Agency to the fund receiving the repayment. 75 City of Huntington Beach - Notes to Financial Statements For the Year Ended September 30, 2008 14. OTHER INFORMATION a. Expenditures Exceeding Appropriations Expenditures exceeded appropriations at the departmental level in the funds shown (in thousands): General Fund Treasury Department $ 2 Fire Department 43 Major Funds Redevelopment Agency Capital Projects - Public Works 212 Redevelopment Agency Debt Service - Non-Departmental 112 Other Governmental Funds Transportation - Public Works 83 Cultural Affairs - Community Services 21 Property Tax Refund - Interest 9 Holly Seacliff- Police 2 Bella Terra Parking Structure - Economic Development 109 b. Fund and Accumulated Deficits The Drainage Special Fund, Special Library Special Revenue Fund, and Bella Terra Parking Structure Capital Projects Fund have total fund deficits of$667,000, $72,000, and $104,000, respectively, at year-end. The deficit will be eliminated through monitoring of expenditures. 15. SUBSEQUENT EVENT On November 3, 2008, the Agency approved the Sixth Implementation Agreement, as referenced in the Disposition and Development section of the Commitments and Contingency Note 13c, to assist in the development of a hotel with a $2.4 million one- time payment from the Agency to be paid to CIM Group, LLC (CIM). The$7.9 million loan from CIM to the Agency was modified to come solely from Agency tax increment revenues. The Parking in Lieu Fund will repay $500,000 and the Agency will repay $450,000 to CIM for the additional parking spaces. 76 THIS PAGE INTENTIONALLY LEFT BLANK REQUIRED SUPPLEMENTARY INFORMATION THIS PAGE INTENTIONALLY LEFT BLANK City of Huntington Beach Required Supplementary Information Yearend Budgetary Information The City Council must annually adopt a budget by September 30 of the prior fiscal year. The budgeted expenditures become the appropriations to the various departments. The budget includes estimates for revenue that, along with the appropriations, compute the budgetary fund balance. The appropriated budget covers substantially all governmental fund expenditures with the exception of capital improvement projects (capital projects funds) carried forward from prior years, which constitute a legally authorized non-appropriated budget. The City Council may amend the budget at any time. The City Administrator may transfer funds from between object purposes (personal services, operating expenditures, or capital outlay expenditures)within the same department without changing the total departmental budget. Department heads may transfer funds from like object categories of the same department. The City Council must approve any changes to departmental budgets. Expenditures may not exceed appropriations at the departmental level. All unused appropriations lapse at year-end. During the year the City Council made several supplemental appropriations with included carryovers of prior year encumbrances all of which were within available fund balance and estimated revenue amounts. The City Council adopts governmental fund budgets consistent with generally accepted principles as legally required. There are no significant non-budgeted financial activities. Revenues for special revenue funds are budgeted by entitlements, grants and estimates of future development and economic growth. Expenditures and transfers are budgeted based upon available financial resources. On or before May 31 of each year, each department submits data to the City Administrator for budget preparation. Staff prepares the budget by fund, function, and activity. The budget includes information on past years, current year estimates and requested appropriations for the next fiscal year. Before August 1, the City Council receives the proposed budget. The City Council holds public hearings and may amend the budget by a majority vote. Changes to the budget must be within the available revenues and reserves. These financial statements show budgetary data for the General, Special Revenue, Capital Projects and Debt Service Funds. The original budget, revised budget, actual expenditures, and variance amounts are shown. The City uses an encumbrance system as an aid in controlling expenditures. When the City issues a purchase order for goods or services, it records an encumbrance until the vendor delivers the goods or performs the service. At year-end, the City reports all outstanding encumbrances as reservations of fund balance in governmental fund types. The City reappropriates these encumbrances into the new fiscal year. Below is a schedule of a budget to actual comparison of the General and Grant Fund's Revenues, and Expenditures (in thousands): 80 Avk CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30,2008 (In Thousands) General Fund Variance with Final Budget Positive REVENUES Original Budget Final Budget Actual (Negative) Property Taxes $65,001 $65,001 $65,110 $ 109 Sales Taxes 26,060 26,060 23,934 (2,126) Utility Taxes 23,125 23,125 21,591 (1,534) Other Taxes 14,580 14,646 15,065 419 Licenses and Permits 9,051 9,803 7,831 (1,972) Fines,Forfeitures and Penalties 4,969 4,969 4,060 (909) From Use of Money and Property 14,126 14,126 13,875 (251) Intergovernmental 5,565 5,565 4,509 (1,056) Charges for Current Service 15,722 15,722 16,019 297 Other 1,212 1,212 1,883 671 Total Revenues 179,411 180,229 173,877 (6,352) EXPENDITURES Current: City Council 305 305 295 10 City Administrator 1,970 1,851 1,588 263 City Treasurer 1,329 1,355 1,357 (2) City Attorney 2,801 2,809 2,771 38 City Clerk 995 1,067 992- 75 Finance 5,121 5,114 4,792 322 Human Resources 5,778 5,622 4,725 897 Planning 3,093 4,792 3,856 936 Building 4,249 4,546 3,844 702 Fire 26,478 26,595 26,638 (43) Information Services 6,818 7,125 6,741 384 Police 60,237 60,037 55,808 4,229 Economic Development 1,680 1,776 1,750 26 Community Services 13,853 14,147 13,919 228 Library Services 3,741 4,088 4,018 70 Public Works 21,719 22,673 21,824 849 Non-Departmental 20,557 24,573 21,382 3,191 Debt Service: Principal 400 600 600 - Interest 140 140 140 - Total Expenditures 181,264 189,215 177,040 12,175 Excess(Deficiency)Of Revenues Over(Under)Expenditures (1,853) (8,986) (3,163) 5,823 OTHER FINANCING SOURCES(USES) Transfers In 5,636 10,868 11,321 453 Transfers Out (6,866) (8,044) (7,411) 633 Total Other Financing Sources(Uses) (1,230) 2,824 3,910 1,086 Excess Of Revenues And Other Souces Over(Under)Expenditures And Other Uses (3,083) (6,162) 747 6,909 Fund Balance-Beginning Of Year 43,696 43,696 43,696 - Fund Balance-End Of Year $ 40,613 $ 37,534 $ 44,443 $ 6,909 81 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Grants Variance with Final Budget Positive REVENUES Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 441 $ 441 $ 308 $ (133) From Other Agencies 80 3,179 5,551 2,372 Other 4 4 - (4) Total Revenues 525 3,624 5,859 2,235 EXPENDITURES Current: Planning - 3 3 - Building - 318 113 205 Fire 86 800 508 292 Police 323 709 587 122 Economic Development 673 2,641 2,193 448 Community Services - 324 207 117 Library Services 103 52 51 Public Works 400 400 147 253 Capital Outlay 4,413 18,523 5,148 13,375 Debt Service: Principal - 110 110 - Interest - 240 240 - Total Expenditures 5,895 24,171 9,308 14,863 Excess Of Revenues Over(Under) Expenditures (5,370) (20,547) (3,449) 17,098 OTHER FINANCING SOURCES(USES) Transfers In - 1,560 1,560 - Transfers Out - (267) (1,087) (820) Total Other Financing Sources(Uses) 1,293 473 (820) Excess Of Revenues And Other Sources Over(Under)Expenditures And Other Uses (5,370) (19,254) (2,976) 16,278 Fund Balance-Beginning of Year 7,387 7,387 7,387 - Fund Balance-End Of Year $ 2,017 $ (11,867) $ 4,411 $ 16,278 82 CITY OF HUNTINGTON BEACH REQUIRED SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED SEPTEMBER 30, 2008 SCHEDULE OF FUNDING PROGRESS RETIREMENT PLAN- NORMAL (In Thousands) Entry Age Normal Excess Assets Excess Assets as a Actuarial Actuarial Accrued Actuarial Value of (Unfunded Percentage of Valuation Date Liability(AAL) Assets Liability) Funded Ratio Covered Payroll Covered Payroll 2003 Safety S 320,670 S 270,538 S (50,132) 84.4% S 28,919 -173.4% Non Safety 222,221 225,689 3,468 101.6% 36,918 9.4% Total $ 542,891 $ 496,227 $ (461664) 91.4% $ 65,837 -70.9% 2004 Safety S 339,301 S 280,745 S (58,556) 82.7% S 27,412 -213.6% Non Safety 234,602 236,189 1,587 100.7% 36,143 4.4% Total $ 573,903 $ 516,934 $ (56,969) 90.1% $ 63,555 -89.6% 2005 Safety S 356,782 S 296,477 S (60,305) 83.1% S 29,081 -207.4% Non Safety 253,268 249,443 (3,825) 98.5% 37,343 -10.2% Total $ 610,050 $ 545,920 $ (64,130) 89.5% $ 66,424 -96.5% 2006 Safety S 382,934 S 316,038 S (66,896) 82.5% S 32,149 -208.1% Non Safety 271,254 266,642 (4,612) 98.3% 41,263 -11.2% Total $ 654,188 $ 582,680 $ (71,508) 89.1% $ 73,412 -97.4% 2007 Safety S 409,859 S 338,305 S (71,554) 82.5% S 34,961 -204.7% Non Safety 295,078 287,302 (7,776) 97.4% 44,249 -17.6% Total $ 704,937 $ 625,607 $ (79,330) 88.7% $ 79,210 -100.2% SCHEDULE OF FUNDING PROGRESS RETIREMENT PLAN-SUPPLEMENTAL (In Thousands) Actuarial Entry Age Normal Actuarial Value of Unfunded AAL UAAL as a%of Valuation Date Accrued Liability Assets (UAAL) Funded Ratio Covered Pavroll Covered Payroll 6/30/96 Actual S 16,071 S 120 $ 16,191) -0.7% S 54,368 -29.8% 6/30/1997 Actual 25,342 2,334 23,008 9.2% 49,881 -46.1% 6/30/98 Update 26,493 3,251 (23,242) 12.3% 48,585 -47.8% 6/30/99 Actual 28,601 4,162 (24,439) 14.6% 50,723 -48.2% 6/30/2000 Update 28,844 5,077 (23,767) 17.6% 57,674 -41.2% 6/30/2001 Actual 36,453 6,678 (29,775) 18.3% 63,345 -47.0% 6/30/2002 Update 35,524 8,775 26,749 24.7% 65,137 -41.1% 6/30/2003 Actual 40,436 10,474 29,962 25.9% 65,227 -45.9% 6/30/2004 Update 40,978 11,936 (29,042) 29.1% 63,538 -45.7% 6/30/2005 Actual 40,873 14,227 (26,646) 34.8% 65,843, -40.5% 9/30/2006 Update 43,066 16,821 (26,245) 39.1% 72,186 -36.4% 9/30/2007 Actual 51,028 20,452 30,576 40.1% 73,380 -41.7% 9/30/2008 Update 52,777 22,722 30,055 43.1% 78,777 -38.2% OTHER POST EMPLOYMENT BENEFITS - MEDICAL RETIREMENT SCHEDULE OF FUNDING PROGRESS (In Thousands) Unfunded Actuarial Actuarial Value of Actuarial Accrued Actuarial Accrued UAAL as a%of Valuation Date Assets Liability Liability Funded Ratio Covered Payroll Covered Payroll 9/30/2008 $ 8,730 $ 23,470 S (14,740) 37.2% $ 78,777 -18.7% 83 SUPPLEMENTARY INFORMATION tol 84 THIS PACE INTENTIONALLY LEFT BLANK ■ (, 85 Other Governmental Funds Special Revenue Funds account for revenues and expenditures legally restricted to a specific purpose. • The Gas Tax Fund accounts for moneys allocated under the Streets and Highways Code of California. Expenditures may be made for any street-related purpose allowed under the code. • The Drainage Fund accounts for fees received from developers to construct and maintain the City's drainage system. • The Narcotics Forfeiture Fund accounts for moneys received from the State of California for special law enforcement expenditures. • The Transportation Fund accounts for moneys received from the countywide'/2 cent sales tax and other specific sources to be spent on transportation-related expenditures. • The Air Quality Fund accounts for revenues from the local agencies used to improve local air quality. • The Traffic Impact Fee Fund accounts for moneys received from the traffic impact fee levied on new developments in the City. • The Fourth of July Parade Fund accounts for the activities of the City's annual parade. • The Special Library Fund accounts for revenues and expenditures related to the expanded Central Library including some construction. • The Cultural Affairs Fund accounts revenues and expenditures associated with the City's Art Center. • The Park Acquisition and Development Fund accounts for fees received from developers to develop and maintain the City's park system. • The Highway Safety&Traffic Reduction Fund accounts for moneys used to fund transportation projects, improve the movement of goods, improve air quality, and enhance the safety and security of the transportation system under the Highway Safety, Traffic Reduction,Air Quality, and Port Security Bond Act of 2006. • The Traffic Congestion Relief Fund accounts for moneys allocated for roadway maintenance as established by Assembly Bill 2928. Debt Service Funds account for the receipts for and payment of general long-term debt. • The Property Tax Refund Fund records the payment of claims for repayment of the Judgment Obligation Bonds. • The Public Financing Authority accounts for the activity of the Huntington Beach Public Financing Authority. Capital Projects Funds account for the acquisition and construction of capital assets other than those financed by proprietary fund types. • The Holly Seacliff Fund accounts for capital improvements made to the Holly Seacliff area. • The Parking in-lieu Fund records construction activity from developers who pay fees in-lieu of directly providing parking facilities to the City. • The Sewer Development Fund accounts for fees received from developers to construct and maintain sewer facilities. • The Bella Terra Parking Structure Fund accounts for the fees paid by the developer for expenses related to the Bella Terra Parking Structure. • The Infrastructure Fund records activity for certain designate infrastructure related expenditures. 1 86 CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 (In Thousands) SPECIAL REVENUE FUNDS Narcotics ASSETS Gas Tax Drainage Forfeiture Transportation Air Quality Cash and Investments $ 567 $ - $ 305 $ 6,051 $ 1,104 Cash and Investments with Fiscal Agent - - - - - Taxes Receivable 260 - - 377 - Other Receivables 1,785 - 2 48 9 Due from Other Funds 718 - - - - Other Assets - - - - - Total Assets $ 3,330 $ - $ 307 $ 6,476 $ 1,113 LIABILITIES Accounts Payable $ 967 $ - $ 4 $ 2 $ - Accrued Payroll 9 - - 9 3 Due to Other Funds - 667 - - - Advances from Other Funds - - - - Deposits Payable - - - - - Total Liabilities 976 667 4 11 3 FUND BALANCES Reserved for: Encumbrances 2,354 - 34 3,095 92 Debt Service - - - - - Total Reserved Fund Balance 2,354 - 34 3,095 92 Unreserved,Designated: Special Revenue Funds - - 119 1,179 824 Capital Projects Funds - - - - Council Projects - - - - Total Unreserved, Designated Fund Balance - - 119 1,179 824 Unreserved,Undesignated: Special Revenue Funds - (667) 150 2,191 194 Debt Service Funds - - - - - Capital Projects Funds - - - - - Total Unreserved, Undesignated Fund Balance - (667) 150 2,191 194 Total Unreserved Fund Balance - (667) 269 3,370 1,018 Total Fund Balances 2,354 (667) 303 6,465 1,110 Total Liabilites and Fund Balances $ 3,330 $ - $ 307 $ 6,476 $ 1,113 (, 87 CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 (In Thousands) (continued) SPECIAL REVENUE FUNDS Park Acquisition Highway Safety Traffic Traffic Impact Fourth of July and &Traffic Congestion Total Special Fee Parade Special Library Cultural Affairs Development Reduction Relief Revenue Funds $ 2,762 $ 129 $ - $ - $ 5,211 $ 3,253 $ - $ 19,382 - - - - - - - 637 22 1 - - 39 - 493 2,399 - - - - - - - 718 - - 1,267 - - 1,267 $ 2,784 $ 130 $ - $ - $ 6,517 $ 3,253 $ 493 $ 24,403 $ 521 $ 2 $ 21 $ - $ 46 $ - $ - $ 1,563 7 - - - 5 - - 33 - - 51 - - - - 718 - - 1,321 - - 1,321 1 - - 1,266 - - 1,267 529 2 72 2,638 - - 4,902 2,255 - - 364 - - 8,194 2,255 - - 364 - - 8,194 - _ _ - 3,250 5,372 - - - - 591 - 591 - - - 591 3,250 - 5,963 128 (72) - 2,924 3 493 5,344 128 (72) - 2,924 3 493 5,344 - 128 (72) - 3,515 3,253 493 11,307 2,255 128 (72) - 3,879 3,253 493 19,501 $ 2,784 $ 130 $ - $ - $ 6,517 $ 3,253 $ 493 $ 24,403 88 CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 (In Thousands) (continued) Debt Service Fund Capital Projects Funds Property Tax Public Financing Total Debt ASSETS Refund Authority Service Fund Holly Seacliff Parking in-lieu Cash and Investments $ 1,672 $ - $ 1,672 $ - $ 1,133 Cash and Investments with Fiscal Agent 2,503 6,808 9,311 - - Taxes Receivable - - - - - Other Receivables 27 46 73 - 9 Due from Other Funds - - - - - Other Assets - - - - - Total Assets $ 4,202 $ 6,854 $ 11,056 $ - $ 1,142 LIABILITIES Accounts Payable $ 2 $ 1 $ 3 $ - $ - Accrued Payroll - - - - - Due to Other Funds - - - - Advances from Other Funds - - - - - Deposits Payable 45 - 45 - - Total Liabilities 47 1 48 FUND BALANCES Reserved for: Encumbrances - - - - - Debt Service - 6,787 6,787 - - Total Reserved Fund Balance - 6,787 6,787 - - Unreserved,Designated: Special Revenue Funds - - - - - Capital Projects Funds - - 525 Council Projects - - - - - Total Unreserved, Designated Fund Balance - - - - 525 Unreserved,Undesignated: Special Revenue Funds - - - - - Debt Service Funds 4,155 66 4,221 - - Capital Projects Funds - - - - 617 Total Unreserved, Undesignated Fund Balance 4,155 66 4,221 - 617 Total Unreserved Fund Balance 4,155 66 4,221 - 1,142 Total Fund Balances 4,155 6,853 11,008 - 1,142 Total Liabilites and Fund Balances $ 4,202 $ 6,854 $ 11,056 $ - $ 1,142 89 CITY OF HUNTINGTON BEACH COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 (In Thousands) (continued) Capital Projects Funds Bella Terra Total Other Sewer Parking Total Capital Governmental Development Structure Infrastructure Projects Funds Funds $ 973 $ 45 $ 3,057 $ 5,208 $ 26,262 - - - - 9,311 - - - 637 8 - 24 41 2,513 - - - - 718 - - - - 1,267 $ 981 $ 45 $ 3,081 $ 5,249 $ 40,708 $ - $ 149 $ - $ 149 $ 1,715 - - - 33 - 718 - - - - 1,321 - - - 1,312 - 149 - 149 5,099 5 - - 5 8,199 - - - 6,787 5 - 5 14,986 - - - - 5,372 976 (104) 1030 2,427 2,427 - - - - 591 976 (104) 1,030 2,427 8,390 - - - - 5,344 - - - 4,221 - - 2,051 2,668 2,668 - - 2,051 2,668 12,233 976 (104) 3,081 5,095 20,623 981 (104) 3,081 5,100 35,609 $ 981 $ 45 $ 3,081 $ 5,249 $ 40,708 90 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Sp ecial Revenue Funds Narcotics REVENUES L Gas Tax Drainage Forfeiture Transportation Air Quality Sales Taxes $ - $ - $ - $ 2,442 $ - Licenses and Permits - - - - - From Use of Money and Property 100 - 15 204 42 Intergovernmental 3,955 - 51 - 242 Charges for Current Service - 67 - - - Other 2 - - 523 - Total Revenues 4,057 67 66 3,169 284 EXPENDITURES Current: Police - - 138 - - Economic Development - - - - - Community Services - - - - - Library Services - - - - - Public Works 753 - - 240 59 Non-Departmental - - - - - CapitalOutlay 5,429 - 83 204 90 Debt Service: - Principal - - - - - Interest - - - - - Total Expenditures 6,182 - 221 444 149 Excess Of Revenues Over (Under)Expenditures (2,125) 67 (155) 2,725 135 Other Financing Sources(Uses): Transfers In - - - - - Transfers Out (900) - - - - Total Other Financing Sources Sources(Uses) (900) - - -Net Change in Fund Balances (3,025) 67 (155) 2,725 135 Fund Balance-Beginning Of Year 5,379 (734) 458 3,740 975 Fund Balance-End Of Year $ 2,354 $ (667) $ 303 $ 6,465 $ 1,110 91 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Special Revenue Funds ar ig way Acquisiton Safety& Traffic Total Special Traffic Impact Fourth of July Special Cultural and Traffic Congestion Revenue Fee Parade Library Affairs Development Reduction Relief Funds $ - $ - $ 1 $ - $ - $ - $ - $ 2,443 188 33 371 4 225 - - 1,182 10 80 - - 537 3,253 493 8,621 512 130 412 151 428 - - 1,700 4 85 151 52 7 - - 824 714 328 936 207 1,197 3,253 493 14,771 - - - - - - - 138 323 - 414 767 - 1,504 - - 892 - - - - 892 284 - - - - - - 1,336 - - 11 - - 11 4,892 - 13 - 529 - 11,240 5,176 323 905 414 1,307 - - 15,121 (4,462) 5 31 (207) (110) 3,253 493 (350) - 83 88 - - - 171 (456) (42) - - (1,398) - (373) 46 - - - (1,227) (4,462) 5 (342) (161) (110) 3,253 493 (1,577) 6,717 123 270 161 3,989 - - 21,078 $ 2,255 $ 128 $ (72) $ - $ 3,879 $ 3,253 $ 493 $ 19,501 92 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Debt Service Fund Capital Pro'ects Fund Public Property Tax Financing Total Debt REVENUES Refund Authority Service Fund Holly Seacliff Parking In-Lieu Sales Taxes $ - $ $ - $ - $ - Licenses and Permits - - - - 90 From Use of Money and Property 182 366 548 - 44 Intergovernmental - - - - - Charges for Current Service - - - - Other - - - - - Total Revenues 182 366 548 - 134 EXPENDITURES Current: Police - - - 2 - Economic Development - - - - Community Services - - - - - Library Services - - - - - Public Works - - - - - Non-Departmental 2 12 14 - Capital Outlay - - - 10 - Debt Service: Principal 745 3,200 3,945 - - Interest 389 3,094 3,483 - - Total Expenditures 1,136 6,306 7,442 12 - Excess Of Revenues Over (Under)Expenditures (954) (5,940) (6,894) (12) 134 Other Financing Sources(Uses): Transfers In 1,025 5,708 6,733 - 17 Transfers Out - - - - Total Other Financing Sources Sources(Uses) 1,025 5,708 6,733 - 17 Net Change in Fund Balances 71 (232) (161) (12) 151 Fund Balance-Beginning Of Year 4,084 7,085 11,169 12 991 Fund Balance-End Of Year $ 4,155 $ 6,853 $ 11,008 $ - $ 1,142 93 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Capital Projects Fund Bella Terra Total Other Sewer Parking Total Capital Governmental Development Structure Infrastructure Projects Funds Funds $ - $ - $ - $ - $ 2,443 2 - - 92 93 37 - 108 189 1,919 13 521 - 534 9,155 190 - - 190 1,890 - - 9 9 833 242 521 117 1,014 16,333 - - - 2 140 634 634 634 - - - 1,504 - - - - 892 2 - - 2 1,338 - - - - 25 50 - 150 210 11,450 - - - - 3,945 - - - - 3,483 52 634 150 848 23,411 190 (113) (33) 166 (7,078) - - 1,071 1,088 7,992 - - - - (1,398) - - 1,071 1,088 6,594 190 (113) 1,038 1,254 (484) 791 9 2,043 3,846 36,093 $ 981 $ (104) $ 3,081 $ 5,100 $ 35,609 94 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Gas Tax Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 36 $ 36 $ 100 $ 64 Intergovernmental 7,200 7,200 3,955 (3,245) Other 2 2 2 TOTAL REVENUES 7,238 7,238 4,057 (3,181) EXPENDITURES: Current: Public Works 1,156 1,276 753 523 Capital Outlay 2,700 9,551 5,429 4,122 TOTAL EXPENDITURES 3,856 10,827 6,182 4,645 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES 3,382 (3,589) (2,125) 1,464 OTHER FINANCING SOURCES(USES): Transfers Out (1,156) (1,156) (900) 256 NET CHANGE IN FUND BALANCE 2,226 (4,745) (3,025) 1,720 FUND BALANCE-BEGINNING OF YEAR 5,379 5,379 5,379 - FUND BALANCE-END OF YEAR $ 7,605 $ 634 $ 2,354 $ 1,720 Drainage Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 27 $ 27 $ - $ (27) Charges for Current Service 50 50 67 17 TOTAL REVENUES 77 77 67 (10) FUND BALANCE-BEGINNING OF YEAR (734) (734) (734) - FUND BALANCE-END OF YEAR $ (657) $ (657) $ (667) $ (10) 95 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Narcotics Forfeiture Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 15 $ 15 $ 15 $ - Intergovernmental 50 50 51 1 TOTAL REVENUES 65 65 66 1 EXPENDITURES: Current: Police 250 250 138 112 Capital Outlay 150 197 83 114 TOTAL EXPENDITURES 400 447 221 226 NET CHANGE IN FUND BALANCE (335) (382) (155) 227 to FUND BALANCE-BEGINNING OF YEAR 458 458 458 - FUND BALANCE-END OF YEAR $ 123 $ 76 $ 303 $ 227 Transportation Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Sales Taxes $ 2,400 $ 2,400 $ 2,442 $ 42 From Use of Money and Property 122 122 204 82 Other 2 2 523 521 TOTAL REVENUES 2,524 2,524 3,169 645 EXPENDITURES: Current: Public Works 157 157 240 (83) Capital Outlay 4,050 4,204 204 4,000 TOTAL EXPENDITURES 4,207 4,361 444 3,917 NET CHANGE IN FUND BALANCE (1,683) (1,837) 2,725 4,562 FUND BALANCE-BEGINNING OF YEAR 3,740 3,740 3,740 - FUND BALANCE-END OF YEAR $ 2,057 $ 1,903 $ 6,465 $ 4,562 96 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Air Quality Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 33 $ 33 $ 42 $ 9 Intergovernmental 240 240 242 2 TOTAL REVENUES 273 273 284 11 EXPENDITURES: Current: Public Works 92 92 59 33 Capital Outlay 350 557 90 467 TOTAL EXPENDITURES 442 649 149 500 NET CHANGE IN FUND BALANCE (169) (376) 135 511 FUND BALANCE-BEGINNING OF YEAR 975 975 975 - FUND BALANCE-END OF YEAR $ 806 $ 599 $ 1,110 $ 511 Traffic Impact Fee Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Licenses and Permits $ 12 $ 12 $ - $ (12) From Use of Money and Property 56 56 188 132 Intergovernmental 5,350 5,350 10 (5,340) Charges for Current Service 500 500 512 12 Other - - 4 4 TOTAL REVENUES 5,918 5,918 714 (5,204) EXPENDITURES: Current: Public Works 748 912 284 628 Capital Outlay 4,601 12,644 4,892 7,752 TOTAL EXPENDITURES 5,349 13,556 5,176 8,380 EXCESS OF REVENUES OVER (UNDER EXPENDITURES) 569 (7,638) (4,462) 3,176 OTHER FINANCING SOURCES(USES): Transfers In 185 185 - (185) Transfers Out (425) (425) - 425 TOTAL OTHER FINANCING SOURCES(USES) (240) (240) 240 EXCESS OF REVENUES AND OTHER SOURCES OVER(UNDER) EXPENDITURES AND OTHER USES 329 (7,878) (4,462) 3,416 FUND BALANCE-BEGINNING OF YEAR 6,717 6,717 6,717 - FUND BALANCE-END OF YEAR $ 7,286 $ (1,161) $ 2,255 $ 3,416 97 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Fourth of July Parade Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 4 $ 4 $ 33 $ 29 Intergovernmental - - 80 80 Charges for Current Service - - 130 130 Other 400 400 85 (315) TOTAL REVENUES 404 404 328 (76) EXPENDITURES: Community Services 400 408 323 85 NET CHANGE IN FUND BALANCE 4 (4) 5 9 FUND BALANCE-BEGINNING OF YEAR 123 123 123 FUND BALANCE-END OF YEAR $ 127 $ 119 $ 128 $ 9 Special Library Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Sales Taxes $ - $ - $ 1 $ 1 Licenses and Permits - - 1 1 From Use of Money and Property 429 429 371 (58) Charges for Current Service 947 947 412 (535) Other 150 150 151 1 TOTAL REVENUES 1,526 1,526 936 (590) EXPENDITURES: Current: Library Services 1,071 1,071 892 179 Capital Outlay - 13 13 - TOTAL EXPENDITURES 1,071 1,084 905 179 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES 455 442 31 (411) OTHER FINANCING SOURCES(USES): Transfers In - 83 83 - Transfers Out (465) (465) (456) 9 TOTAL OTHER FINANCING SOURCES(USES) (465) (382) (373) 9 NET CHANGE IN FUND BALANCE (10) 60 (342) (402) FUND BALANCE-BEGINNING OF YEAR 270 270 270 - FUND BALANCE-END OF YEAR $ 260 $ 330 $ (72) $ (402) 98 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Cultural Affairs Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 17 $ 17 $ 4 $ (13) Charges for Current Service 189 189 151 (38) Other 82 82 52 (30) TOTAL REVENUES 288 288 207 (81) EXPENDITURES: Current: Community Services 392 393 414 (21) EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (104) (105) (207) (102) OTHER FINANCING SOURCES(USES): Transfers In 88 88 88 - Transfers Out - (64) (42) 22 TOTAL OTHER FINANCING SOURCES(USES) 88 24 46 22 NET CHANGE IN FUND BALANCE (16) (81) (161) (80) FUND BALANCE-BEGINNING OF YEAR 161 161 161 - FUND BALANCE-END OF YEAR $ 145 $ 80 $ - $ (80) Park Acquisition and Development Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 96 $ 96 $ 225 $ 129 Intergovernmental - - 537 537 Charges for Current Service 645 645 428 (217) Other 12 12 7 (5) TOTAL REVENUES 753 753 1,197 444 EXPENDITURES: Current: Community Services 1,015 1,597 767 830 Public Works 205 205 - 205 Non-Departmental - 11 11 - CapitalOutlay 1,153 3,190 529 2,661 TOTAL EXPENDITURES 2,373 5,003 1,307 3,696 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (1,620) (4,250) (110) 4,140 OTHER FINANCING SOURCES(USES): Transfers Out (294) (294) - 294 NET CHANGE IN FUND BALANCE (1,914) (4,544) (110) 4,434 FUND BALANCE-BEGINNING OF YEAR 3,989 3,989 3,989 - FUND BALANCE-END OF YEAR $ 2,075 $ (555) $ 3,879 $ 4,434 99 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (in Thousands) (continued) Highway Safety &Traffic Reduction Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Intergovernmental $ - $ - $ 3,253 $ 3,253 FUND BALANCE-BEGINNING OF YEAR - - - - FUND BALANCE-END OF YEAR $ - $ - $ 3,253 $ 3,253 Traffic Congestion Relief Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Intergovernmental $ - $ - $ 493 $ 493 FUND BALANCE-BEGINNING OF YEAR - - - - FUND BALANCE-END OF YEAR $ - $ $ 493 $ 493 100 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Property Tax Refund Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 175 $ 175 $ 182 $ 7 EXPENDITURES: Current: Non-Departmental - 3 2 1 Debt Service: Principal 745 745 745 - Interest 380 380 389 (9) TOTAL EXPENDITURES 1,125 1,128 1,136 (8) EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (950) (953) (954) (1) OTHER FINANCING SOURCES(USES): Transfers In 1,140 1,140 1,025 (115) NET CHANGE IN FUND BALANCE 190 187 71 (116) FUND BALANCE-BEGINNING OF YEAR 4,084 4,084 4,084 - FUND BALANCE-END OF YEAR $ 4,274 $ 4,271 $ 4,155 $ (116) Public Financing Authority Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ - $ - $ 366 $ 366 EXPENDITURES: Current: Non-Departmental 45 57 12 45 Debt Service: Principal 3,638 3,200 3,200 - Interest 2,657 3,095 3,094 1 TOTAL EXPENDITURES 6,340 6,352 6,306 46 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (6,340) (6,352) (5,940) 412 OTHER FINANCING SOURCES(USES): Transfers In 6,320 6,320 5,708 (612) NET CHANGE IN FUND BALANCE (20) (32) (232) (200) FUND BALANCE-BEGINNING OF YEAR 7,085 7,085 7,085 - FUND BALANCE-END OF YEAR $ 7,065 $ 7,053 $ 6,853 $ (200) 101 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Holly Seacliff Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 1 $ 1 $ - $ (1) EXPENDITURES: Current: Police - - 2 (2) Capital Outlay - 10 10 - TOTAL EXPENDITURES - 10 12 (2) NET CHANGE IN FUND BALANCE 1 (9) (12) (3) FUND BALANCE-BEGINNING OF YEAR 12 12 12 - FUND BALANCE-END OF YEAR $ 13 $ 3 $ - $ (3) Parking in-Lieu Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Licenses and Permits $ 40 $ 40 $ 90 $ 50 From Use of Money and Property 43 43 44 1 TOTAL REVENUES 83 83 134 51 EXPENDITURES: Current: Economic Development 20 20 - 20 Debt Service: Principal 40 40 40 TOTAL EXPENDITURES 60 60 - 60 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES 23 23 134 111 OTHER FINANCING SOURCES(USES): Transfers In - 17 17 EXCESS OF REVENUES AND OTHER SOURCES OVER(UNDER)EXPENDITURES AND OTHER USES 23 40 151 111 FUND BALANCE-BEGINNING OF YEAR 991 991 991 - FUND BALANCE-END OF YEAR $ 1,014 $ 1,031 $ 1,142 $ 111 102 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Sewer Development Variance with Final Budget Positive REVENUES: Original Budget Budget Actual (Negative) Licenses and Permits $ 2 $ 2 $ 2 $ - From Use of Money and Property 36 36 37 1 Intergovernmental - - 13 13 Charges for Current Service 150 150 190 40 TOTAL REVENUES 188 188 242 54 EXPENDITURES: Current: Public Works - 2 2 - Capital Outlay 360 413 50 363 TOTAL EXPENDITURES 360 415 52 363 NET CHANGE IN FUND BALANCE (172) (227) 190 417 FUND BALANCE-BEGINNING OF YEAR 791 791 791 - FUND BALANCE-END OF YEAR $ 619 $ 564 $ 981 $ 417 Bella Terra Parking Structure Variance with Final Budget Positive REVENUES: Original Budget Final Budget Actual (Negative) Intergovernmental $ - $ - $ 521 $ 521 EXPENDITURES: Current: Economic Development 525 525 634 (109) EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (525) (525) (113) 412 OTHER FINANCING SOURCES(USES): Transfers In 525 525 - (525) NET CHANGE IN FUND BALANCE - - (113) (113) FUND BALANCE-BEGINNING OF YEAR 9 9 9 - FUND BALANCE-END OF YEAR $ 9 $ 9 $ (104) $ (113) 103 SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL OTHER GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Infrastructure Variance with Final Budget Positive REVENUES: Original Budget Budget Actual (Negative) From Use of Money and Property $ 43 $ 43 $ 108 $ 65 Other - - 9 9 TOTAL REVENUES 43 43 117 74 EXPENDITURES: Current: Capital Outlay 150 1,206 150 1,056 EXCESS OF REVENUES OVER (UNDER)EXPENDITURES (107) (1,163) (33) 1,130 OTHER FINANCING SOURCES(USES): Transfers In - 1,071 1,071 - Transfers Out (746) (746) - 746 TOTAL OTHER FINANCING SOURCES(USES) (746) 325 1,071 746 NET CHANGE IN FUND BALANCE (853) (838) 1,038 1,876 FUND BALANCE-BEGINNING OF YEAR 2,043 2,043 2,043 - FUND BALANCE-END OF YEAR $ 1,190 $ 1,205 $ 3,081 $ 1,876 104 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL MAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Redevelopment Agency Debt Service Variance with Final Budget Positive REVENUES Original Budget Final Budget Actual (Negative) Property Taxes $ 16,085 $ 16,085 $ 17,028 $ 943 From Use of Money and Property 148 148 192 44 Other - - 19 19 Total Revenues 16,233 16,233 17,239 1,006 EXPENDITURES Current: Economic Development 3,245 3,245 2,316 929 Non-Departmental - - 112 (112) Debt Service: Principal 9,619 9,649 3,579 6,070 Interest 3,045 3,015 1,482 1,533 Total Expenditures 15,909 15,909 7,489 8,420 Excess Of Revenues Over(Under)Expenditures 324 324 9,750 9,426 OTHER FINANCING SOURCES(USES): Transfers Out (8,033) (8,033) (7,475) 558 Excess Of Revenues And Other Sources Over Net Change in Fund Balance (7,709) (7,709) 2,275 9,984 Fund Balance-Beginning Of Year 1,380 1,380 1,380 - Fund Balance-End Of Year $ (6,329) $ (6,329) $ 3,655 $ 9,984 Redevelopment Agency Capital Projects Variance with Final Budget Positive REVENUES Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 1,715 $ 1,715 $ 1,422 $ (293) Intergovernmental - - 16 16 Other 10 10 1 (9) Total Revenues 1,725 1,725 1,439 (286) EXPENDITURES Current: City Attorney 150 155 110 45 Economic Development 1,397 3,285 1,973 1,312 Community Services 240 240 36 204 Public Works - 7 219 (212) Capital Outlay - 12,152 3,910 8,242 Total Expenditures 1,787 15,839 6,248 9,591 Excess Of Revenues Over(Under)Expenditures (62) (14,114) (4,809) 9,305 OTHER FINANCING SOURCES(USES): Transfers In - 16 - (16) Transfers Out (1,285) (1,285) - Total Other Financing Sources(Uses) - (1,269) (1,285) (16) Net Change in Fund Balance (62) (15,383) (6,094) 9,289 Fund Balance-Beginning Of Year 21,757 21,757 21,757 Fund Balance-End Of Year $ 21,695 $ 6,374 $ 15,663 $ 9,289 105 CITY OF HUNTINGTON BEACH SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL MAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) (continued) Low Income Housing Fund Variance with Final Budget Positive REVENUES Original Budget Final Budget Actual (Negative) From Use of Money and Property $ 470 $ 470 $ 505 $ 35 EXPENDITURES Current: Economic Development 495 9,300 7,362 1,938 Capital Outlay 2,000 2,000 1,017 983 Total Expenditures 2,495 11,300 8,379 2,921 Excess Of Revenues Over(Under)Expenditures (2,025) (10,830) (7,874) 2,956 OTHER FINANCING SOURCES(USES): Transfers In 3,948 3,948 3,405 (543) Net Change in Fund Balance 1,923 (6,882) (4,469) 2,413 Fund Balance-Beginning Of Year 12,666 12,666 12,666 - Fund Balance-End Of Year $ 14,589 $ 5,784 $ 8,197 $ 2,413 106 THIS PAGE INTENTIONALLY LEFT BLAND 107 Other Enterprise Funds Enterprise Funds account for operations similar to private businesses. The City's intent is to recover the costs to the general public through user charges or where the City wished to periodically determine net income. • The Emerald Cove Housing Fund accounts for the operations of a senior-citizens apartment complex. • The Emergency Fire Medical Fund accounts for the user-fee portion of the City's paramedic service. • The Hazmat Service Fund accounts for user fees charged for City's hazardous material program. • The Ocean View Estates Fund accounts for the operation of the Ocean View Estates Mobile Home Park owned by the City. 108 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF NET ASSETS OTHER ENTERPRISE FUNDS SEPTEMBER 30, 2008 (In Thousands) Emerald Cove Emergency Fire Ocean View ASSETS Housing Medical Hazmat Service Estates Total CURRENT ASSETS: Cash and Investments $ 2,985 $ $ 233 $ $ 3,218 Other Receivables 23 17 40 TOTAL CURRENT ASSETS 3,008 - 250 3,258 CAPITAL ASSETS: Land 1,289 - 1,289 Buildings 4,102 4,102 Less Accumulated Depreciation (1,887) (1,887) TOTAL CAPITAL ASSETS 3,504 - 3,504 TOTAL ASSETS 6,512 - 250 - 6,762 LIABILITIES AND NET ASSETS CURRENT LIABILITIES: Accounts Payable 25 - 25 Accrued Payroll - 5 5 Deposits Payable 52 - 52 TOTAL CURRENT LIABILITIES 77 - 5 82 NON-CURRENT LIABILITIES: Compensated Absences - 24 - 24 TOTAL NON-CURRENT LIABILITIES - - 24 24 TOTAL LIABILITIES 77 - 29 - 106 NET ASSETS: Invested in Capital Assets 3,504 - 3,504 Unrestricted 2,931 221 3,152 TOTAL NET ASSETS $ 6,435 $ - $ 221 $ - $ 6,656 109 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS OTHER ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2008 (In Thousands) Emerald Cove Emergency Fire Ocean View Housing Medical Hazmat Service Estates Total OPERATING REVENUES: Rentals $ 1,177 $ - $ - $ 333 $ 1,510 Fees for Service - 6,546 185 - 6,731 Other 3 216 - 4 223 TOTAL OPERATING REVENUES 1,180 6,762 185 337 8,464 OPERATING EXPENSES: Supplies and Operations 811 6,531 249 106 7,697 Depreciation 82 402 - 11 495 TOTAL OPERATING EXPENSES 893 6,933 249 117 8,192 OPERATING INCOME(LOSS) 287 (171) (64) 220 272 NON-OPERATING REVENUES(EXPENSES): Interest Income 121 97 17 86 321 TOTAL NON-OPERATING REVENUES(EXPENSES) 121 97 17 86 321 CHANGE IN NET ASSETS BEFORE TRANSFERS 408 (74) (47) 306 593 TRANSFERS: Transfers Out (314) (4,013) (13) (5,305) (9,645) TOTAL CHANGE IN NET ASSETS 94 (4,087) (60) (4,999) (9,052) NET ASSETS-BEGINNING OF YEAR 6,341 4,087 281 4,999 15,708 NET ASSETS-END OF YEAR $ 6,435 $ - $ 221 $ - $ 6,656 110 STATEMENT OF CASH FLOWS OTHER ENTERPRISE FUNDS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2008 (In Thousands) Emerald Cove Emergency Fire Ocean View Housing Medical Hazmat Service Estates Total CASH FLOWS FROM OPERATING ACTIVITIES: Cash Received from Customers and Users $ 1,189 $ 7,906 $ 185 $ 358 $ 9,638 Cash Paid to Employees for Services - (4,082) (157) (33) (4,272) Cash Paid to Suppliers of Goods and Services (917) (2,653) (66) (95) (3,731) Other Operating Items NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES 272 1,171 (38) 230 1,635 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Transfers Out (314) (4,013) (13) (5,305) (9,645) NET CASH PROVIDED(USED)BY NON CAPITAL FINANCING ACTIVITIES (314) (4,013) (13) (5,305) (9,645) CASH FLOWS FROM INVESTING ACTIVITIES Investment Earnings Received 121 97 17 86 321 NET INCREASE(DECREASE)IN CASH AND CASH EQUIVALENTS 79 (2,745) (34) (4,989) (7,689) CASH AND CASH EQUIVALENTS- BEGINNING OF YEAR 2,906 1,877 267 1,885 6,935 CASH AND CASH EQUIVALENTS-END OF YEAR $ 2,985 $ (868) $ 233 $ (3,104) $ (754) RECONCILIATION OF OPERATING INCOME NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES Operating Income $ 287 $ (171) $ (64) $ 220 $ 272 ADJUSTMENTS TO RECONCILE OPERATING INCOME TO NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES Depreciation 82 402 11 495 Decrease(Increase)in Accounts Receivable 9 1,144 21 1,174 Increase(Decrease)in Accounts Payable (108) (48) - (2) (158) Increase(Decrease)in Accrued Payroll - (62) 2 (1) (61) Increase(Decrease)in Deposits 2 - - (19) (17) Increase(Decrease)in Compensated Absences - (94) 24 - (70) NET CASH PROVIDED(USED)BY OPERATING ACTIVITIES $ 272 $ 1,171 $ (38) $ 230 $ 1,635 111 Fiduciary Funds Fiduciary Funds account for assets held by the City as an agent for other organizations or individuals. • The General Deposit Fund accounts for the deposit of general monies held by the City for private individuals and businesses. • The Community Facilities Districts Funds accounts for the debt service activity of the City's community facilities district. • The Huntington Beach Auto Business Improvement District Fund accounts for the activities of the City's business improvement district. • The Central Net Fund accounts for the activity of the Central Net Operations Authority. • The Retiree Medical Insurance Fund accounts for the City's medical retirement program. 112 THIS PAGE INTENTIONALLY LEFT BLANK 113 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF FIDUCIARY FUND NET ASSETS FIDUCIARY FUNDS SEPTEMBER 30, 2008 Agency Funds Community Business Central Net Facilities Improvement Operations Retiree Medical Total Agency Assets: General Deposit Districts Districts Authority Insurance Funds Cash and Investments- Local Agency Investment Fund $ 520 $ 1,321 $ 146 $ 1,683 $ $ 3,670 Cash with Fiscal Agent - 4,140 - - 4,140 Accounts Receivable,Net - 234 12 246 Total Assets $ 520 $ 5,695 $ 158 $ 1,683 $ - $ 8,056 Liabilities: Accounts Payable $ - $ - $ 121 $ 18 $ $ 139 Due to Bondholders - 5,695 - - 5,695 Held for others 520 - 37 1,665 2,222 Total Liabilities $ 520 $ 5,695 $ 158 $ 1,683 $ - $ 8,056 114 CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF CHANGES IN FIDUCIARY ASSETS AND LIABILITIES ALL AGENCY FUNDS FOR FISCAL YEAR ENDED SEPTEMBER 30, 2008 Balance Balance October 1,2007 Additions Deletions September 30,2008 General Deposit Assets: Cash and Investments $ 562 $ 274 $ (316) $ 520 Total Assets $ 562 $ 274 $ (316) $ 520 Liabilities: Held for others $ 562 $ 127 $ (169) $ 520 Total Liabilities $ 562 $ 127 $ (169) $ 520 Community Facilities Districts Assets: Cash and Investments $ 1,272 $ 6,392 $ (6,343) $ 1,321 Cash with Fiscal Agent 4,264 288 (412) 4,140 Accounts Receivable, Net 147 494 (407) 234 Total Assets $ 5,683 $ 7,174 $ (7,162) $ 5,695 Liabilities: Accounts Payable $ 1 $ 3,938 $ (3,939) $ - Due to Bondholders 5,682 13 - 5,695 Total Liabilities $ 5,683 $ 3,951 $ (3,939) $ 5,695 Business Improvement Districts Assets: Cash and Investments $ 149 $ 925 $ (928) $ 146 Accounts Receivable, Net 14 268 (270) 12 Total Assets $ 163 $ 1,193 $ (1,198) $ 158 Liabilities: Accounts Payable $ 11 $ 961 $ (851) $ 121 Held for others 152 - (115) 37 Total Liabilities $ 163 $ 961 $ (966) $ 158 Central Net Operations Authority Assets: Cash and Investments $ 1,680 $ 1,856 $ (1,853) $ 1,683 Total Assets $ 1,680 $ 1,856 $ (1,853) $ 1,683 Liabilities: Accounts Payable $ 14 $ 302 $ (298) $ 18 Held for others 1,666 - (1) 1,665 Total Liabilities $ 1,680 $ 302 $ (299) $ 1,683 Retiree Medical Insurance Assets: Cash and Investments $ 7,320 $ 11,783 $ (19,103) $ - Accounts Receivable, Net 82 2 (84) Total Assets $ 7,402 $ 11,785 $ (19,187) $ Liabilities: Accounts Payable $ 1 $ 290 $ (291) $ - Held for others 7,401 - (7,401) - Total Liabilities $ 7,402 $ 290 $ (7,692) $ - 115 � CITY OF HUNTINGTON BEACH COMBINING STATEMENT OF CHANGES IN FIDUCIARY ASSETS AND LIABILITIES ALL AGENCY FUNDS FOR FISCAL YEAR ENDED SEPTEMBER 30, 2008 (CONTINUED) Balance Balance October 1,2007 Additions Deletions September 30,2008 Total-All Agency Funds Assets: Cash and Investments $ 10,983 $ 21,230 $ (28,543) $ 3,670 Cash with Fiscal Agent 4,264 288 (412) 4,140 Accounts Receivable, Net 243 764 (761) 246 Total Assets $ 15,490 $ 22,282 $ (29,716) $ 8,056 Liabilities: Accounts Payable $ 27 $ 5,491 $ (5,379) $ 139 Due to Bondholders 5,682 13 - 5,695 Held for others 9,781 127 (7,686) 2,222 Total Liabilities $ 15,490 $ 5,631 $ (13,065) $ 8,056 116 THIS PAGE INTENTIONALLY LEFT BLANK 117 Statistical Section This part of the City of Huntington Beach's Comprehensive Annual Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information say about the City's overall financial health. Financial Trends-contain trend information to aid the reader understand how the City's financial performance has changed overtime. Revenue Capacity-contain information to help the reader assess the City's most significant local revenue source, the property tax. Debt Capacity - present information to assess the affordability of the City's current levels of outstanding debt and the City's ability to issue additional debt in the future. Demographic and Economic Information—offers information to help the reader understand the environment within which the City's financial activities take place. Operating Information —contains service and infrastructure data to help the reader understand how the City's financial report relates to the services the City provides and the activities it performs. Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. The City implemented GASB 34 in the 2002 fiscal year; schedules presenting government-wide information include information beginning in that year. 118 CITY OF HUNTINGTON BEACH NET ASSETS BY COMPONENT-LAST SEVEN FISCAL YEARS (In Thousands) Fiscal Year Ending September 30, Governmental Activities 2008 2007 2006 2005 2004 Investment in Capital Assets,Net of Related Debt $ 521,654 $ 486,552 $ 472,372 $ 479,897 $ 448,217 Restricted 69,126 73,541 68,381 39,227 61,051 Unrestricted 35,615 59,182 34,269 40,226 (9,278) Total Governmental Activities Net Assets $ 626,395 $ 619,275 $ 575,022 $ 559,350 $ 499,990 Business-Type Activities Investment in Capital Assets,Net of Related Debt $ 118,671 $ 119,874 $ 111,651 $ 102,068 $ 92,890 Restricted 32,665 33,546 31,109 34,085 32,968 Unrestricted 57,704 54,822 53,020 41,563 33,664 Total Business-Type Activities Net Assets $ 209,040 $ 208,242 $ 195,780 $ 177,716 $ 159,522 Primary Government Investment in Capital Assets,Net of Related Debt $ 640,325 $ 606,426 $ 584,023 $ 581,965 $ 541,107 Restricted 101,791 107,087 99,490 73,312 94,019 Unrestricted 93,319 114,004 87,289 81,789 24,386 Total Primary Government Net Assets $ 835,435 $ 827,517 $ 770,802 $ 737,066 $ 659,512 CITY OF HUNTINGTON BEACH CHANGES IN NET ASSETS -LAST SEVEN FISCAL YEARS (In Thousands) Expenses: Fiscal Year Ending September 30, Governmental Activities: 2008 2007 2006 2005 2004 City Council $ 295 $ 287 $ 271 $ 254 $ 280 City Administrator 1,652 1,442 5,540 1,990 1,188 City Treasurer 1,408 1,088 1,479 1,568 1,541 City Attorney 2,914 2,534 2,317 2,852 2,775 City Clerk 1,020 950 756 685 717 Administrative Services - - - 5,554 6,348 Finance 4,944 4,454 3,306 2,501 - Human Resources 4,725 4,202 - - - Planning 3,881 3,098 2,813 2,559 2,396 Building 5,747 4,899 3,930 3,321 2,858 Fire 27,299 27,247 24,787 23,365 20,000 Information Systems 7,311 6,591 7,361 6,806 6,423 Police 58,378 56,988 50,877 47,029 40,686 Economic Development 18,031 9,209 4,977 4,199 19,372 Community Services 18,565 16,482 15,777 13,693 15,735 Library Services 5,607 5,586 41829 4,394 4,138 Public Works 31,246 34,581 49,654 33,018 30,277 Non-Departmental 30,814 15,131 11,263 12,024 4,054 Interest on Long-Term Debt 5,291 5,875 5,575 6,810 6,001 Total Governmental Activities 229,128 200,644 195,512 172,622 164,789 Business-type Activities: Water Utility 32,701 32,606 28,117 22,349 24,643 Sewer Service 7,120 5,766 3,855 5,924 4,042 Refuse Collection 10,561 10,542 10,289 9,826 9,806 Emerald Cove Housing 893 936 551 399 409 Emergency Fire Medical 6,933 5,347 5,637 5,497 5,605 Cultural Affairs - - - - - Hazmat Service 249 194 163 141 204 Ocean View Estates 117 84 120 118 62 Total Business Type Activities 58,574 55,475 48,732 44,254 44,771 Total Business and Government Type Activities $ 287,702 $ 256,119 $ 244,244 $ 216,876 $ 209,560 119 CITY OF HUNTINGTON BEACH NET ASSET ASSETS BY COMPONENT- LAST SEVEN FISCAL YEARS (In Thousands) (continued) Fiscal Year Ending September 30, Governmental Activities 2003 2002 Investment in Capital Assets,Net of Related Debt $ 446,061 $ 425,967 Restricted 51,261 42,417 Unrestricted (12,924) (10,745) Total Governmental Activities Net Assets $ 484,398 $ 457,639 Business-Type Activities Investment in Capital Assets,Net of Related Debt $ 88,884 $ 79,781 Restricted 30,946 31,043 Unrestricted 25,671 23,236 Total Business-Type Activities Net Assets $ 145,501 $ 134,060 Primary Government Investment in Capital Assets,Net of Related Debt $ 534,945 $ 505,748 Restricted 82,207 73,460 Unrestricted 12,747 12,491 Total Primary Government Net Assets $ 629,899 $ 591,699 CITY OF HUNTINGTON BEACH CHANGES IN NET ASSETS-LAST SEVEN FISCAL YEARS (In Thousands) (continued) Expenses: Fiscal Year Ending September 30, Governmental Activities: 2003 2002 City Council $ 267 $ 262 City Administrator 1,587 2,214 City Treasurer 1,341 1,160 City Attorney 2,899 3,634 City Clerk 559 698 Administrative Services 8,357 7,230 Finance - - Human Resources - - Planning 3,633 2,658 Building 3,045 3,101 Fire 19,490 19,361 Information Systems 4,401 4,464 Police 41,104 42,187 Economic Development 3,830 3,080 Community Services 9,989 12,440 Library Services 6,721 4,801 Public Works 25,386 28,237 Non-Departmental 25,604 19,725 Interest on Long-Term Debt 6,199 9,438 Total Governmental Activities 164,412 164,690 Business-type Activities: Water Utility 24,943 27,250 Sewer Service 3,775 2,419 Refuse Collection 9,681 9,178 Emerald Cove Housing 401 405 Emergency Fire Medical 3,765 3,172 Cultural Affairs - 317 Hazmat Service 150 143 Ocean View Estates 58 11 Total Business Type Activities 42,773 42,895 Total Business and Government Type Activities $ 207,185 $ 207,585 120 CITY OF HUNTINGTON BEACH CHANGES IN NET ASSETS -LAST SEVEN FISCAL YEARS (In Thousands) (continued) Revenues: Fiscal Year Ending September 30, Governmental Activities: 2008 2007 2006 2005 2004 Charges for Services City Council $ 103 $ 99 $ 90 $ - $ City Administrator 404 392 1,612 - City Treasurer 720 698 1,332 - City Attorney 47 46 43 - - City Clerk 168 210 95 111 Finance 1,354 1,312 325 Human Resources 1,391 1,347 - - Planning 1,987 4,223 825 1,024 1,403 Building 4,582 5,450 4,859 5,068 4,513 Fire 1,423 1,267 1,086 1,095 1,183 Information Systems 697 675 641 - - Police 5,159 4,890 5,355 5,254 1,605 Economic Development 3,001 2,944 505 385 5 Community Services 15,383 15,036 14,644 13,376 12,611 Library Services 851 835 714 714 4,290 Public Works 6,000 5,016 4,784 1,781 4,220 Non-Departmental 239 232 229 - 589 Total Charges for Services 43,509 44,672 37,139 28,808 30,419 Operating Grants 7,684 1,996 917 1,657 6,343 Capital Grants 14,284 5,154 6,893 43,341 7,384 Transfers 9,594 491 464 4,884 - Total Governmental Activities Program Revenue 75,071 52,313 45,413 78,690 44,146 Business-Type Activities Program Revenue Water Utility 35,751 37,962 37,946 40,371 40,172 Sewer Service 9,906 7,242 7,873 8,512 6,373 Refuse Collection 10,521 10,550 10,292 9,985 10,412 Emerald Cove Housing 1,180 1,037 960 866 781 Emergency Fire Medical 6,762 6,068 6,145 5,725 5,650 Cultural Affairs - - - - - Hazmat Service 185 210 182 110 187 Ocean View Estates 337 324 273 263 258 Total Business Type Activities 64,642 63,393 63,671 65,832 63,833 Total Primary Government Program Revenue 139,713 115,706 109,084 144,522 107,979 Net(Expense)Revenue: Governmental Activities: (154,057) (148,331) (150,099) (93,932) (120,643) Business-Type Activities 6,068 7,918 14,939 21,578 19,062 Total Net(Expense)Revenue (147,989) (140,413) (135,160) (72,354) (101,581) General Revenue and Other Changes in Net Assets Governmental Activities: Property Taxes 84,016 79,369 66,598 61,466 47,405 Sales Taxes 25,560 30,608 26,448 24,340 28,273 Utility Taxes 21,591 21,479 21,170 20,004 19,424 Other Taxes 15,065 13,776 13,226 14,952 11,365 Use of Money and Property 5,714 7,895 4,310 3,137 3,528 From Other Agencies 6,899 12,689 10,390 8,186 14,406 Participation Payments - 1,564 6,221 12,697 - Other 2,332 2,696 9,278 8,510 7,328 Total Governmental General Revenue 161,177 170,076 157,641 153,292 131,729 Business-Type Activities: Transfers (9,594) (491) (464) (4,884) - Use of Money and Property 4,324 5,035 3,589 1,500 1,085 Total Business-Type Activities General Revenue (5,270) 4,544 3,125 (3,384) 1,085 Total General Revenue and Transfers 155,907 174,620 160,766 149,908 132,814 Changes in Net Assets-Governmental Activities 7,120 21,745 7,542 59,360 11,086 Changes in Net Assets-Business Activities 798 12,462 18,064 18,194 20,147 Net Assets-Beginning of Year 827,517 793,310 745,196 659,512 628,279 Net Assets-End of Year $ 835,435 $ 827,517 $ 770,802 $ 737,066 $ 659,512 121 City of Huntington Beach CHANGES IN NET ASSETS -LAST SEVEN FISCAL YEARS (In Thousands) (continued) Revenues: Fiscal Year Ending September 30, Governmental Activities: 2003 2002 Charges for Services City Council $ $ - City Administrator 33 City Treasurer - - City Attorney - City Clerk 82 46 Finance - - Human Resources - - Planning 752 580 Building 3,067 3,940 Fire 1,157 500 Information Systems - - Police 4,176 4,433 Economic Development 257 - Community Services 9,433 8,510 Library Services 673 - Public Works 3,356 1,103 Non-Departmental 5 4,411 Total Charges for Services 22,958 23,556 Operating Grants 1,736 5,063 Capital Grants 6,955 13,039 Transfers - (244) Total Governmental Activities Program Revenue 31,649 41,414 Business-Type Activities Program Revenue Water Utility 37,943 59,103 Sewer Service 5,876 4,540 Refuse Collection 9,123 9,182 Emerald Cove Housing 746 707 Emergency Fire Medical 4,103 4,103 Cultural Affairs - 189 Hazmat Service 233 145 Ocean View Estates 245 192 Total Business Type Activities 58,269 78,161 Total Primary Government Program Revenue 89,918 119,575 Net(Expense)Revenue: Governmental Activities: (132,763) (123,276) Business-Type Activities 15,496 35,266 Total Net(Expense)Revenue (117,267) (88,010) General Revenue and Other Changes in Net Assets Governmental Activities: Property Taxes 40,633 38,106 Sales Taxes 28,011 - Utility Taxes 18,310 - Other Taxes 13,337 55,084 Use of Money and Property 9,923 13,895 From Other Agencies 16,414 20,359 Participation Payments - - Other 5,491 2,604 Total Governmental General Revenue 132,119 130,048 Business-Type Activities: Transfers - 244 Use of Money and Property 1,482 2,240 Total Business-Type Activities General Revenue 1,482 2,484 Total General Revenue and Transfers 133,601 132,532 Changes in Net Assets-Governmental Activities (644) 6,772 Changes in Net Assets-Business Activities 16,978 37,750 Net Assets-Beginning of Year 613,565 563,111 Net Assets-End of Year $ 629,899 $ 607,633 122 CITY OF HUNTINGTON BEACH FUND BALANCES -GOVERNMENTAL FUNDS -LAST TEN FISCAL YEARS (in Thousands) (Modified Accrual Basis of Accounting) Fiscal Year Ending September 30, 2008 2007 2006 2005 2004 General Fund: Reserved $ 10,967 $ 10,679 $ 7,382 $ 5,915 $ 2,113 Unreserved 33,476 33,017 33,204 32,371 24,219 Total General Fund $ 44,443 $ 43,696 $ 40,586 $ 38,286 $ 26,332 Other Governmental Funds: Reserved $ 35,445 $ 42,013 $ 25,472 $ 35,458 $ 30,143 Unreserved,Reported in: Special Revenue Funds 11,307 13,500 20,631 17,833 11,810 Debt Service Funds 5,467 5,484 4,022 3,916 4,434 Capital Projects Funds 15,316 18,286 27,096 16,820 10,242 Total Other Governmental Funds $ 67,535 $ 79,283 $ 77,221 $ 74,027 $ 56,629 Fiscal Year Ending September 30, 2003(b) 2002(a) 2001 2000 1999 General Fund: Reserved $ 2,757 $ 25,773 $ 23,677 $ 26,115 $ 23,628 Unreserved 12,217 15,972 11,741 17,618 19,291 Total General Fund $ 14,974 $ 41,745 $ 35,418 $ 43,733 $ 42,919 Other Governmental Funds: Reserved $ 35,470 $ 45,259 $ 81,465 $ 72,056 $ 61,401 Unreserved,Reported in: Special Revenue Funds 10,399 7,967 21,698 19,073 12,748 Debt Service Funds 10,992 (33,364) 12,969 - - Capital Projects Funds 8,553 8,637 7,898 11,793 4,968 Total Other Governmental Funds $ 65,414 $ 28,499 $ 124,030 $ 102,922 $ 79,117 Notes: (a)Beginning with fiscal year 2001/2002,the City implemented the new reporting model which changed the way in which interfund advances were reported and resulted in a larger negative fund balance in the Redevelopment Agency Debt Service fund (b)In fiscal year 2002-2003 the City changed accounting for interfund advances and eliminated the advances to/from in each fund. This results in a smaller reserved fund balance in the General Fund and eliminates the deficit in the Redevelopment Agency Debt Service Fund 123 THIS PAGE INTENTIONALLY LEFT BLANK 124 CITY OF HUNTINGTON BEACH CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS-LAST TEN FISCAL YEARS (In Thousands) (Modified Accrual Basis of Accounting) Fiscal Year Ending September 30, 2008 2007 2006 2005(d) 2004 REVENUES: Property Taxes $ 82,138 $ 75,916 $ 69,065 $ 59,716 $ 43,501 Sales Taxes 26,377 26,271 26,448 24,340 28,273 Utility Taxes 21,591 21,479 21,170 20,004 19,424 Other Taxes 15,065 13,776 13,226 13,068 11,365 Licenses and Permits 7,924 10,131 7,432 7,457 7,736 Fines and Forfeitures 4,060 4,165 4,288 4,365 4,342 From Use of Money and Property 18,221 19,796 16,461 12,733 11,856 From Other Agencies 19,231 19,304 16,611 20,179 26,321 Charges for Current Service/Other Revenue 20,645 23,270 27,237 33,950 17,553 TOTAL REVENUES 215,252 214,108 201,938 195,812 170,371 EXPENDITURES Current: City Council 295 287 271 254 280 City Administrator 1,588 1,490 5,508 1,917 1,165 City Treasurer 1,357 1,060 1,446 1,547 1,519 City Attorney 2,881 2,526 2,313 2,848 2,771 City Clerk 992 932 828 679 712 Administrative Services - - - 5,731 6,295 Finance 4,792 4,400 3,283 2,501 - Human Resources 4,725 4,202 Community Development - - - - - Planning 3,859 3,092 2,800 2,548 2,382 Building 3,957 4,670 3,729 3,291 2,938 Fire 27,146 26,438 24,334 22,365 19,018 Information Systems 6,741 6,437 6,540 5,726 5,315 Police 56,535 55,461 50,151 45,778 39,414 Economic Development 16,228 8,292 4,172 2,866 5,132 Community Services 15,666 14,744 14,382 12,321 11,718 Library Services 4,962 5,097 4,359 3,969 3,745 Public Works 23,528 25,248 28,448 21,535 16,756 Non-Departmental 21,519 12,977 13,831 13,039 23,809 Capital Outlay 21,525 16,142 30,174 9,065 29,484 Debt Service: Principal 8,234 10,453 9,406 8,474 8,718 Interest 5,345 5,514 6,512 5,999 5,987 TOTAL EXPENDITURES 231,875 209,462 212,487 172,453 187,158 EXCESS(DEFICIENCY)OF REVENUES OVER(UNDER) EXPENDITURES (16,623) 4,646 (10,549) 23,359 (16,787) OTHER FINANCING SOURCES(USES): Transfers In 24,278 16,313 21,531 20,890 30,274 Proceeds of Bankruptcy Settlements - - - - - Reclassification of Interfund Advances Capital Assets Reclassication for Changes in F Payments to Escrow - - - - Proceeds of Long-Term Debt 35 15,579 1,102 13,236 Transfers Out (18,656) (15,822) (20,075) (16,006) (24,148) TOTAL OTHER FINANCING SOURCES(USES; 5,622 526 17,035 5,986 19,362 INCREASE(DECREASE)IN FUND BALANCES $ (11,001) $ 5,172 $ 6,486 $ 29,345 $ 2,575 DEBT SERVICE AS A PERCENTAGE OF NON-CAPITAL EXPENDITURES 6.9% 9.0% 9.6% 9.7% 10.3% (c)Community Development was reorganized into two separate departments(Planning and Building). Information Systems was recorded originally in the Non-departmental area and transferred to a new department. (d)Finance was originally included with Administrative Services 125 Fiscal Year Ending September 30, 2003 2002 2001 2000 1999(c) $ 38,983 $ 33,204 $ 36,860 $ 37,645 $ 34,345 28,011 23,449 28,082 26,268 22,699 18,310 18,014 17,045 15,058 14,936 13,337 13,621 15,096 10,868 11,122 8,045 7,162 6,902 8,538 10,527 3,815 3,797 4,092 4,018 2,744 9,923 13,895 15,812 14,603 10,913 25,103 28,426 31,634 32,021 24,753 14,140 15,201 12,150 15,847 14,071 159,667 156,769 167,673 164,866 146,110 269 237 231 277 275 1,559 2,109 1,776 1,799 1,569 1,377 1,108 916 884 820 2,836 3,570 2,943 2,227 1,969 555 676 559 451 474 8,323 7,095 3,874 3,559 2,876 - - - - 4,067 2,544 2,585 2,329 2,180 - 3,043 2,991 2,589 2,384 - 19,021 18,024 18,142 17,471 15,639 3,619 3,500 2,814 41,184 37,990 39,081 36,140 34,343 3,616 3,073 2,816 6,749 3,598 10,182 11,065 11,395 9,815 8,439 4,215 4,350 4,265 3,984 3,510 19,832 21,565 24,870 25,263 18,287 31,236 13,407 15,298 18,572 12,929 24,217 54,356 33,687 18,740 20,739 7,427 5,541 11,884 6,333 12,111 6,273 7,152 16,204 14,965 16,654 191,328 200,394 195,673 171,793 158,299 (31,661) (43,625) (28,000) (6,927) (12,189) 54,463 58,948 21,267 30,529 7,794 - - - 3,833 - 16,018 - (1,743) - (52,673) - - (10,001) 24,582 61,514 37,947 30,110 25,684 (57,096) (59,818) (21,908) (32,958) (9,053) 36,224 7,971 37,306 31,514 14,424 $ 4,563 $ (35,654) $ 9,306 $ 24,587 $ 2,235 8.9% 9.5% 21.0% 16.2% 26.4% 126 CITY OF HUNTINGTON BEACH ASSESSED AND ACTUAL VALUATION OF ALL TAXABLE PROPERTY (EXCLUDING REDEVELOPMENT AGENCY) LAST TEN FISCAL YEARS (In Thousands) Common Total Assessed Total Direct Tax Fiscal Year Property Public Utilities Total Secured Unsecured Valuation Rate 1998-1999 $ 13,376,116 $ 2,705 $ 13,378,821 $ 598,733 $ 13,977,554 1.05840 1999-2000 13,386,740 1,670 13,388,410 581,160 13,969,570 1.05810 2000-2001 15,796,157 2,745 15,798,902 674,719 16,473,621 1.05810 2001-2002 16,081,760 2,449 16,084,209 699,307 16,783,516 1.00770 2002-2003 17,949,445 2,428 17,951,873 820,219 18,772,092 1.01902 2003-2004 17,987,861 2,876 17,990,737 911,027 18,901,764 1.02571 2004-2005 19,532,238 3,524 19,535,762 877,078 20,412,840 1.06575 2005-2006 20,925,190 1,522 20,926,712 790,513 21,717,225 1.06575 2006-2007 22,817,616 1,458 22,819,074 962,198 23,781,272 1.06487 2007-2008 24,294,404 305 24,294,709 1,066,668 25,361,377 1.07024 Source:County of Orange Auditor Controller PROPERTY TAX RATES ALL DIRECT AND OVERLAPPING GOVERNMENTS TAX RATE 04-001 LARGEST AREA IN CITY LAST TEN FISCAL YEARS Metro Water Fiscal Year Basic Levy City Orange County School Districts District Others Total 1998-1999 $ 1.00000 $ 0.04930 $ 0.00020 $ $ 0.00890 $ $ 1.05840 1999-2000 1.00000 0.04930 - 0.00880 1.05810 2000-2001 1.00000 0.04930 0M880 1.05810 2001-2002 1.00000 - - 0.00770 1.00770 2002-2003 1.00000 - 0.01232 0.00670 - 1.01902 2003-2004 1.00000 0.00696 0.01214 0.00610 0.00051 1.02571 2004-2005 1.00000 0.00696 0.02850 0.00520 0.02509 1.06575 2005-2006 1.00000 0.00696 0.03814 0.00520 0.01545 1.06575 2006-2007 1.00000 0.00700 0.03718 0.00470 0.01599 1.06487 2007-2008 1.00000 0.00800 0.04273 0.00450 0.01501 1.07024 Note: Rates are per$100 of assessed valuation Source:County of Orange Auditor Controller 127 CITY OF HUNTINGTON BEACH PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (In Thousands) Secured Taxes Unsecured Taxes Total Delinquency Delinquency Total Delinquency Delinquency Fiscal Year Total Levy Collections Amount Percent Total Levy Collections Amount Percent 1998-1999 $ 18,341 $ 17,868 $ 262 1.47% $ 1,243 $ 1,146 $ 35 3.05% 1999-2000 21,001 20,676 284 1.35% 1,321 1,231 29 2.20% 2000-2001 22,724 22,035 629 2.77% 1,348 1,267 33 2.45% 2001-2002 24,581 24,238 343 1.40% 1,419 1,366 53 3.74% 2002-2003 27,634 26,765 507 1.83% 1,467 1,343 42 2.86% 2003-2004 31,024 30,033 441 1.42% 1,507 1,382 34 2.26% 2004-2005 34,403 33,423 570 1.66% 1,606 1,474 40 2.49% 2005-2006 36,556 35,318 795 2.17% 1,590 1,434 42 2.64% 2006-2007 39,174 37,194 1,278 3.26% 1,842 1,600 150 8.14% 2007-2008 1 42,269 40,001 1,734 4.10% 1 1,718 1,618 34 1.98% Reservoir Hill Community Facilities Districts Total Delinquency Delinquency Total Delinquency Delinquency Fiscal Year Total Levy Collections Amount Percent Total Levy Collections Amount Percent 1998-1999 $ 194 $ 184 $ 9 4.89% $ 264 $ 255 $ 8 3.14% 1999-2000 184 181 3 1.63% 264 259 5 1.89% 2000.2001 184 180 4 2.17% 264 258 5 1.89% 2001-2002 188 184 4 2.13% 264 258 6 2.27% 2002-2003 192 189 3 1.56% 538 534 1 0.19% 2003-2004 191 190 1 0.52% 1,797 1,789 2 0.11% 2004-2005 - - - 0.00% 1,731 1,719 7 0.41% 2005-2006 - - 0.00% 4,085 4,069 11 0.27% 2006-2007 - - - 0.00% 4,061 4,041 7 0.17% 2007-2008 - - - 0.00% 1 4,106 4,085 9 0.22% Source:County of Orange Auditor Controller's Office Note- Delinquency amount does not always equal levy amount minus collections amount since there are always amounts collected from prior yea rs 128 CITY OF HUNTINGTON BEACH RATIOS OF OUTSTANDING DEBT BY TYPE LAST TEN FISCAL YEARS (In Thousands) Fiscal Year Ending September 30, Long-Term Indebtedness 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 Governmental Activities: Judgement Obligation Bonds $ 10,050 $ 10,795 $ 11,525 $ 12,245 $ 12,500 $ $ $ $ - $ Public Financing Authority: 1992 Revenue Bonds - - - - - - - 20,460 20,885 21,275 1997 Leasehold Revenue Bond 2,945 3,025 3,690 4,330 4,940 51515 6,070 6,580 7,020 7,440 2000 Certificates of Participation 13,515 14,215 14,885 15,525 16,140 16,730 17,295 17,840 18,310 - 2001-a Leasehold Revenue Bond 27,075 27,750 28,400 29,030 29,635 30,220 30,780 31,360 2001-b Leasehold Revenue Bond 19,595 21,340 23,030 24,670 26,265 27,800 29,275 - - - Total Public Financing Authority 63,130 66,330 70,005 73,555 76,980 80,265 83,420 76,240 46,215 28,715 Civic Improvement Corporation: Refunding Certificates of Participation(Civic Center 1993) - - - - - - - 16,655 17,360 18,030 Refunding Certificates of Participation(Police Admin Bldg 1993) - - 13,095 13,520 13,925 Reservoir Hill Assessment Bonds 360 415 605 815 1,030 Total Civic Improvement Corporation 360 415 30,355 31,695 32,985 Redevelopment Agency: 1999 Tax Allocation Refunding Bonds 7,410 7,790 8,155 8,505 8,840 9,160 9,470 9,770 10,060 10,340 2002 Tax Allocation Refunding Bonds 16,250 17,095 17,910 18,700 19,465 20,215 20,900 - - - MayerDispositionandDevelopmentAgreement 6,810 7,101 8,197 10,083 10,730 10,549 11,280 4,756 11,678 10,142 Bella Terra OPA(Parking) 14,532 14,855 15,000 - - - - - - Section 108 Loan/Bowen Court 6,530 6,895 7,235 7,550 7,850 7,630 7,890 8,130 8,355 - Total Redevelopment Agency 51,532 53,736 56,497 44,838 46,885 47,554 49,540 22,656 30,093 20,482 Other Long-Term Obligations: Notes Payable - - - 116 337 545 293 345 393 451 Energy Financing Loan - - - - - 742 927 1,173 308 Compensated Absences 12,253 11,068 9,630 9,045 8,037 8,223 8,950 8,075 6,135 5,463 Advances from Other Funds - - - - - - - 57,507 56,805 59,897 Net Pension Obligation 4,440 4,775 6,548 7,640 8,409 8,342 8,593 8,337 8,150 7,244 Capital Leases Payable 1,681 2,281 2,975 3,461 4,885 6,420 4,107 123 155 - Claims Payable 6,368 4,672 3,956 14,545 11,937 15,053 12,612 - - Property Tax Claims - 22,138 - - - Total Other Long-Term Obligations 24,742 22,796 23,109 34,807 33,605 60,721 35,297 75,314 72,811 73,363 $ 149,454 $ 153,657 $ 161,136 $ 165,445 $ 169,970 $ 188,900 $168,672 $204,665 $180,814 $155,545 Long-Term Obligations-Business Activities: Certificates of Participation S - S - S - $ - S - $ - $ - $ - $ - $ 5,105 Compensated Absences 1,078 1,059 868 786 710 623 491 472 400 333 Leases Payable 9 12 40 112 183 250 595 431 9 46 Total Long-Term Obligations-Business Activities $ 1,087 $ 1,071 $ 908 $ 898 $ 893 $ 873 $ 1,086 $ 903 $ 409 $ 5,484 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 Population` 201,993 202,250 201,000 200,023 198,996 197,263 194,889 192,446 188,706 187,061 Debt Per-Capita S 740 $ 619 S 623 $ 705 $ 675 $ 719 S 695 S 723 S 705 S 585 Total Personal Income(In Thousands)- $ 8,000,943 $7,626,443 $7,436,799 $7,284,238 $7,246,837 $7,456,541 Per-Capita Personal Income- $ 39,610 S 37,708 S 36,999 $ 36,417 $ 36,417 S 37,800 Unemployment Rate- 4.70% 3.40% 2.70% 3.00% 3.20% 3.80% 4.00% 3.40% 2.80% 0.036 Total Employment- 119,300 121,100 121,400 119,600 117,200 114,400 112,600 111,800 110,200 Source: State of California Department of Finance "Claritas,Inc. "'State of California Employee Development Department NOTE: Information on personal income is not readily available for year 2002 and earlier. Until Data is readily available,only available years will be presented. 129 CITY OF HUNTINGTON BEACH TOP TEN PROPERTY TAXPAYERS CURRENT YEAR AND SEVEN YEARS AGO 2007-2008 Revenue Percent In Thousands of Total Mayer Financial Limited Partnership $ 1,879 3.37% Bella Terra Associates LLC 1,781 3.19% Mullrock 1 Beach Pointe LLC 447 0.80% Mc Donnel Douglas Corp/Boeing Corp 418 0.75% Waterfront Construction 1 California LP 414 0.74% Redevelopment Agency of Huntington Beach 386 0.69% Essex Huntington Breakers 311 0.56% NF Huntington Plaza 304 0.54% CIM Huntington LLC 289 0.52% Pierside Pavilion LLC 283 0.51% Total Top Ten 6,512 11.67% All Other Properties 49,290 88.33% City Total $ 55,802 100.00% 2000-2001 Revenue Percent In Thousands of Total Mc Donnel Douglas Corp/Boeing Corp $ 764 2.10% Huntington Center 357 0.98% Waterfront Construction 1 A California 335 0.92% Essex Huntington Breakers 259 0.71% Kyray LLC 214 0.59% Atlanta Huntington Beach LLC 211 0.58% AES Huntington Beach LLC 205 0.56% Liu Corporation 172 0.47% Bentall US Partners 158 0.43% JT Development Company 112 0.31% Total Top Ten 2,787 7.66% All Other Properties 33,609 92.34% City Total $ 36,396 100.00% Source: HdL Coren&Cone Note: Information on the top ten property taxpayers is not readily available for fiscal year ending September 2000 and earlier. 130 CITY OF HUNTINGTON BEACH LEGAL DEBT MARGIN LAST TEN FISCAL YEARS (In Thousands) Debt Limit-12% Assessed of Assessed Debt Applicable Legal Debt Valuation Valuation to Limit Margin 1998-1999 $ 13,977,554 $ 1,677,306 $ $ 1,677,306 1999-2000 13,969,570 1,676,348 1,676,348 2000-2001 16,473,621 1,976,835 - 1,976,835 2001-2002 16,783,516 2,014,022 - 2,014,022 2002-2003 18,772,092 2,252,651 - 2,252,651 2003-2004 18,901,764 2,268,212 2,268,212 2004-2005 20,412,840 2,449,541 - 2,449,541 2005-2006 21,717,225 2,606,067 - 2,606,067 2006-2007 23,781,272 2,853,753 - 2,853,753 2007-2008 25,361,377 3,043,365 - 3,043,365 PRINCIPAL PRIVATE EMPLOYERS CURRENT YEAR AND THREE YEARS AGO 2008 %of total Boeing 4,352 3.657/o Qui ksilver 1,337 1.12% Cambo Manufacturing 909 0.76% Verizon 723 0.61% Hyatt Regency Huntington Beach 670 0.56% C&D Aerospace 600 0.50% Huntington Beach Hospital 503 0.42% Fisher&Paykel 441 0.37% Rainbow Disposal 408 0.34% Home Depot(inlcuding Expo) 386 0.32% Total of top 10 10,329 8.66% all others 108,971 91.34% Total employment(public and private) 119,300 100.00% 2005 %of total Boeing 4,282 3.58% Quiksilver 1,550 1.30% Cambo Manufacturing 886 0.74% Dynamic Cooking Systems 706 0.59% Triad Financial 637 0.53% Verizon 556 0.46% E-Trade Mortgage 554 0.46% C&D Aerospace 554 0.46% Huntington Beach Hospital 513 0.43% Rainbow Disposal 408 0.34% Total of top 10 10,646 8.90% all others 108,954 91.10% Total employment(public and private) 119,600 100.00% Source- Economic Development Department, City of Huntington Beach Note: Information on the principal private employers in not readily available forfiscal year ending September 2004 and earlier. Until data is readily available, only the available years will be presented. 131 CITY OF HUNTINGTON BEACH FULL-TIME BUDGETED CITY EMPLOYEES BY FUNCTION/PROGRAM LAST SEVEN FISCAL YEARS General Government: 2008 2007 2006 2005 2004 2003 2002 City Council 1.00 1.00 1.00 1.00 1.00 1.00 1.00 City Administrator 8.00 8.00 29.00 29.00 7.00 13.00 17.00 City Treasurer 10.00 10.00 10.00 16.00 16.00 16.00 16.00 City Attorney 18.00 18.00 18.00 17.00 15.00 14.00 16.00 City Clerk 8.00 8.00 8.00 7.50 7.50 8.00 8.00 Finance 33.00 33.00 31.00 23.00 - - - Human Resources 20.00 20.00 - - - - - Administrative Services - - - - 47.00 49.00 53.50 Planning 28.00 28.00 28.00 27.50 25.00 26.00 28.00 Building 31.50 31.50 31.50 30.50 27.50 27.50 27.50 Information Systems 38.00 38.00 38.00 36.00 37.00 18.50 18.25 Economic Development 13.00 14.00 13.00 14.00 11.00 12.00 15.00 Library Services 37.25 37.25 37.25 37.25 38.25 40.25 45.75 Fire 184.00 184.00 160.00 157.00 156.50 162.00 166.00 Police 376.00 376.00 374.00 371.50 366.00 379.00 388.00 Community Services 69.75 69.75 69.75 64.50 62.25 67.50 71.50 Public Works 255.00 257.00 255.30 240.00 231.00 264.00 270.00 1,130.50 1,133.50 1,103.80 1,071.75 1,048.00 1,097.75 1,141.50 Source: Finance Department,City of Huntington Beach i 132 CITY OF HUNTINGTON BEACH OPERATING INDICATORS BY FUNCTION/ACTIVITY LAST FOUR FISCAL YEARS Function/Program 2008 2007 2006 2005 Finance: Water Bills Processed 642,883 630,228 626,903 586,000 Business Licenses Issued 21,129 20,670 19,746 20,184 Accounts Receivable Billings Processed 26,263 21,352 22,453 22,768 City Clerk: Passports Issued 4,929 5,755 3,069 3,676 Planning: Entitlements Processed 674 504 566 523 Plan Reviews 1,941 1,456 2,105 2,296 Field Inspection Complaints 7,932 5,273 5,926 5,550 Code Violation Cases 3,385 2,231 3,580 3,906 Building: #of Permits Issued 9,254 4,355 11,210 12,082 #of Inspections Completed 40,510 42,181 43,905 49,737 Value of Construction Permits(Thousands of Dollars) 123,843 141,277 196,453 169,570 Processed#of Certificate of Occupancies 540 590 307 683 Automated Information Requests n/a 78,243 77,006 78,868 Counter Vists 2,854 n/a n/a n/a Fire: Inspections 6,203 4,900 4,300 4,100 Responses 13,879 12,400 12,100 12,100 Police: Physical Arrests 6,930 5,576 6,368 5,282 Parking Violations 67,270 123,096 68,712 112,698 Traffic Violations 18,882 19,859 22,755 25,902 Community Services: Acreage of Parks 1,001 999 999 998 Estimated Beach Visitors 10,452,461 10,363,719 10,085,358 8,727,369 Enrollment in Recreation Classes 35,537 34,932 25,447 22,346 Public Works: Water Sold(Acre Feet) 30,518 31,128 29,246 29,730 Gallons of Sewage Pumped Per Day 23 million 23 million 23 million 23 million Library: Volumes in Collection 438,467 431,304 437,472 441,523 Volumes Borrowed 879,225 826,921 823,116 931,347 Source:Various departments of the City of Huntington Beach CAPITAL ASSET STATISTICS BY FUNCTION/ACTIVITY SEPTEMBER 30,2008 Library Services One Main Library and Four Branches Fire: Fire Stations 8 Police: Stations One Main Station and Three Substations Community Services: Acreage of Parks 1001 Community Centers 6 Miles of Beach Maintained 3.5 Public Works: Centerline Square Miles of Streets Maintained 562 Miles of Storm Drains Maintained 130 Miles of Sewer Maintained 356 Source:Various departments of the City of Huntington Beach 133 CITY OF HUNTINGTON BEACH STATEMENT OF DIRECT AND OVERLAPPING BONDED DEBT SEPTEMBER 30, 2008 2007-08 Assessed Valuation$25,623,506,085 (after deducting$1,616,381,648)of incremental redevelopment valuation Debt Repaid with Property Taxes (Tax and Assessment Debt): Percent Debt Applicable Tax Debt: Applicable to City Orange County Teeter Plan Obligations 6.9680% $ 8,621,158 Metropolitan Water District 1.4480% 4,738,073 Coast Community College District 30.4190% 103,932,253 Huntington Beach Union High School District 77.6340% 179,928,439 Huntington Beach City School District 97.3350% 27,773,532 Los Alamitos Unified School District Comm Facilities Dist. 1990-1 1.3030% 113,947 City of Huntington Beach Community Facilities Districts 100.0000% 44,805,000 Tax and Assessment Debt 369,912,402 Other Debt Other Entities: Orange County General Fund Obligations 33,764,559 Orange County Pension Obligations 4,857,602 Orange County Board of Education Certifictes of Participation 1,365,031 MWDOC Facilities Corporation 1,462,019 North Orange County Regional Occupation Program Certificates of Participation 13,549 Huntington Beach Union High School District Certificates of Participation 40,386,053 Los Alamitos Unified School District Certificates of Participation 264,778 Fountain Valley School Districts Certificates of Participation 4,067,177 Huntington Beach City School District Certificates of Participation 9,957,371 Ocean View School District Certificates of Participation 7,841,188 Westminster School District Certificates of Participation 7,051,067 City of Huntington Judgement Obligation Bonds 10,050,000 City of Huntington Reporting Entity Beach General Fund Obligations: 63,130,000 Total Gross and Overlapping Bonded Debt Not Repaid by Property Taxes 184,210,394 Less Self Supporting Debt of MWDOC Water Facilities Corporation (1,462,019) Total Net Direct and Overlapping General Fund Obligation Debt 182,748,375 Gross Combined Total Debt $ 552,660,777 Ratios to 2006-2007 Assessed Valuation Total Overlapping Debt and Assessment Debt 1.36% Ratios to Adjusted Assessed Valuations Combined Direct Debt($77,659,678) 0.29% Gross Combined Total Debt 2.16% Net Combined Total Debt 2.16% State School Building Aide Repayable $ - so Source:California Municipal Statistics and City of Huntington Beach Finance Department 134