HomeMy WebLinkAboutORD 3729 - APPEAL TO SUPERIOR COURT DENIAL OF PROPERTY TAX R PROOF OF PUBLICATION i
STATE OF CALIFORNIA)
) ss.
COUNTY OF ORANGE )
2005 AND APRIL 17,
CITY OF HUNTINGTON 2005. AN ADDITIONAL.
I am a Citizen of the United States and a BEACH LEGAL NOTICE SEVENTEEN (17) AP-
PEALS WERE SETTLED
resident of the County aforesaid; I am ORDINANCE NO.3729 WITHOUT THE NECES-
Adopted by the City CoUICil SITY OF HEARING.
over the age of eighteen yearsAT t and not a onFEBRUARY21,2DD6 THIS TIME, THE
HEAEARING OFFICER IS
"AN ORDINANCE OF THE NO LONGER AVAILABLE
party to or interested in the below entitled CITY OF HUNTINGTON TO HEAR APPEALS AS
matter. I am a principal clerk of the BEACH AMENDING OR- HE HAS BEEN AP-
DINANCE NOS.3653 AND POINTED AS A COM-
HUNTINGTON BEACH INDEPENDENT ADM IS DELETING THE MISSIOORANGE CO IN THE
ADMINISTRATIVE APPEAL ORANGE COUNTY SU-
PROCEDURE, AND PER- P E R I O R COURT.
MITTING TAXPAYERS TO NONETHELESS, THE
a newspaper of general circulation, DIRECTLY' APPEAL TO CITY RECEIVES AN
SUPERIOR COURT ANY APPEAL AT THE RATE
printed and published in the City of DENIAL OF PROPERTY OF ONE OR FEWER PER
TAX REFUND CLAIMS MONTH.
Huntington Beach, County of Orange, FILED IN CONNECTION ADMINISTRATIVELY,
WITH THE CASE ENTI- IT IS NO LONGER
State of California, and that attached TLED HOWARD IARVIS EFFICIENT TO CONTIN-
TAXPAYERS ASSOCIA- U E THE HEARING
Notice Is a true and com lete CO aS TION V. CITY OF HUN- PROCESS. C O N S E-'
P PY TINGTON BEACH, OR- QUENTLY, IT IS REC-
ANGE COUNTY SUPERI- OMMENDED THAT THE
was printed and published in the OR COURT CASE NO. REFUND PROCEDURE BE
Huntington Beach issue of said 81 SYNOPSIS: AMENDED TO PROVIDE
THAT ANY CLAIMS
IN ORDER TO PRO- THAT ARE DENIED, OR
newspaper to wit the Issue(s) of: CESS TAXPAYER FUND HAVE NOT BEEN ACTED
CLAIMS, THE CITY UPON AS OF DECEM-
ADOPTED ORDINANCE BER 1 2005, BE PER-
NO. 3653, AS MITTED-TO PROCEED
AMENDED BY ORDI- DIRECTLY TO COURT.
NANCE NO. 3663. THE COPIES OF THIS OR-
ORDINANCE DIRECTED DINANCE ARE AVAIL-
THE CITY ADMINIS- ABLE IN THE CITY
TRATOR TO APPROVE CLERK'S OFFICE.
MARCH OZ 2OOE) ALL "VALID" CLAIMS, PASSED AND ADOPTED
WHICH WERE,DEFINED by the City Council of
AS ANY CLAIM MADE the City of Huntington
BY THE TAXPAYER Beach' at a regular
THAT WAS FILED meeting held February
WITHIN FOUR YEARS 21,2006 by the following
AFTER PAYING THE roll call vote:
RETIREMENT TAX, AYES: Bohr, Green,
PROVIDED THAT NO Coerper,Sullivan,Hardy,
CLAIM FOR A REFUND Hansen,Cook
I declare, under penalty of perjury, that FILED ON OR BEFORE .NOES:None
JANUARY 4, 2004, ABSENT:None
the foregoing is true and correct. NTIIMELY.TREATEDAS This ordinance is
effective 30 days after
THE REFUND ORDI-
NANCE ALSO CREATED adoption.
AN ADMINISTRATIVE CITY OF
Executed on MARCH 02,2006 APPEAL PROCESS FOR I HUNTINGTON BEACH
DENIED CLAIMS. THE 2000 MAIN STREET
BULK OF APPEALS' HUNTINGTON BEACH,
at Costa Mesa, California. WERE FILED IN 2004 CA 42648
AND EARLY 2005. 714-536-5227
TWENTY (20) APPEALS. JOAN L FLYNN,CRY CLERK
WERE HEARD BY A Published Huntington
HEARING OFFICER BE- Beach Independent
TWEEN MARCH 4, ,March 2,2006 031-974
Signature
AWAQ N aZPo,J 2006 J41 19 AN 8 12
Council/Agency Meeting Held A-A �,� i,1 0 ' IL n
Deferred/Continued to &0#0 �Q F UNT I N G i 0 � 0--A C H
�I Approved ❑ Conditionally Approved ❑ Denied ity Jerk soignature
Council Meeting Date 2/6/2006 Department ID Number CA 06-01
CITY OF HUNTINGTON BEACH
REQUEST FOR CITY COUNCIL ACTION
SUBMITTED TO HONORABLE MAYO ITY COUNCIL MEMBERS
SUBMITTED BY JENNIFER MCGRATr&ity Attorney
PREPARED BY JENNIFER MCGRAity Attorney
SUBJECT Amend Ordinance Establishing Procedures to Pay Retirement Tax
Refund Claims in Connection with Howard Jarvis Taxpayers
Association v City of Huntington Beach
[ l Statement of Issue Funding Source Recommended Action Alternative Action(s) Analysis Environmental Status Attachment(s)
Statement of Issue Staff recommends that the City Council amend the ordinance
establishing procedures to process Retirement Tax refund claims to eliminate all future
administrative appeals and permit taxpayers whose claims are denied to proceed directly to
court
Funding Source Not applicable
Recommended Action Amend the ordinance of the City of Huntington Beach establishing
procedures to pay retirement tax refund claims in connection with Howard Jarvis Taxpayers
Association v County of Orange and Real party in Interest City of Huntington Beach, Orange
County Superior Court Case No 818780
Alternative Action(s) Do not amend the ordinance and provide Staff guidance
I
REQUEST FOR ACTION
MEETING DATE 2/6/2006 DEPARTMENT ID NUMBER CA 06-01
Analysis In Howard Jarvis Taxpayers Assoclatlon v County of Orange and Clty of
Huntington Beach OCSC Case No 818780 110 Cal App 4th 1375 (2003) the Court
invalidated a portion of the Retirement Tax the City levied on the property tax rolls from
1997/98 through 2000/01 to fund employee retirement costs Consequently Huntington
Beach taxpayers were owed tax refunds for these invalid taxes
In order to process taxpayer refund claims the City adopted Ordinance No 3653 as
amended by Ordinance No 3663 The Ordinance directed the City Administrator to
approve all valid claims which were defined as any claim made by the taxpayer that
was filed within four years after paying the Retirement Tax provided that no claim for a
refund filed on or before January 4 2004 would be treated as untimely
The January 4 2004 cut-off was established to allow additional time to file refund claims
Pursuant to Revenue & Taxation Code Section 5097 the statute of limitations to file tax
refund claims is four (4) years after the tax was paid Consequently for retirement taxes
paid for tax year 1997/98 the four years expired in April 2002 The four years expired in
April 2005 for retirement taxes paid for tax year 2000/01 the last year that invalid taxes
were collected Because the Court of Appeal did not issue the final decision on the legality
of the Retirement Tax until July 2003 the City Council extended the statute of limitations
until at least January 4 2004 This allowed retirement tax claims for 1997/98 1998/99 and
1999/2000 to be timely brought
Pursuant to this procedure the City approved 35 236 claims paying out $9 706 042 in
refunds
The refund ordinance also created an administrative appeal process for denied claims
The bulk of appeals were filed in 2004 and early 2005 Twenty (20) appeals were heard
by a hearing officer between March 4 2005 and April 17 2005 An additional seventeen
(17) appeals were settled without the necessity of hearing
At this time the hearing officer is no longer available to hear appeals as he has been
appointed as a Commissioner in the Orange County Superior Court Nonetheless the City
receives an appeal at the rate of one or fewer per month
Administratively it is no longer efficient to continue the hearing process Consequently it
is recommended that the refund procedure be amended to provide that any claims that are
denied or have not been acted upon as of December 1 2005 be permitted to proceed
directly to court The time to file a court action would be six (6) months after the denial of
the claim In virtually all cases this would be a small claims action because the amount in
dispute would be less than $1 000 and definitely within the maximum small claims court
jurisdiction of$5 000
G\RCA\2006\06 Amend Tax Refund Ord doc 2 1/4/2006 3 48 PM
REQUEST FOR ACTION
MEETING DATE 2/6/2006 DEPARTMENT ID NUMBER CA 06-01
Environmental Status Not applicable
Attachment(s)
City Clerk's
Page Number No. Description
An Ordinance Of The City Of Huntington Beach
Amending Ordinance Nos 3653 And 3663 By Deleting The
Administrative Appeal Procedure and Permitting Taxpayers To
Directly Appeal To Superior Court Any Denial Of Property Tax
Refund Claims Filed In Connection With The Case Entitled
Howard Jarvis Taxpayers Association v City Of Huntington
Beach Orange County Superior Court Case No 818780
6RZ/n0VCe A)d
G\RCA\2006\06 Amend Tax Refund Ord doc 3 1/4/2006 9 01 AM
ATTACHMENT # 1
ORDINANCE NO 3729
AN ORDINANCE OF THE CITY OF HUNTINGTON BEACH
AMENDING ORDINANCE NOS 3653 AND 3663 BY DELETING THE
ADMINISTRATIVE APPEAL PROCEDURE AND PERMITTING TAXPAYERS
TO DIRECTLY APPEAL TO SUPERIOR COURT ANY DENIAL OF
PROPERTY TAX REFUND CLAIMS FILED IN CONNECTION WITH THE
CASE ENTITLED HOWARD JAR VIS TAXPAYERS ASSOCIATION V CITY OF
HUNTINGTON BEACH ORANGE COUNTY SUPERIOR COURT CASE NO 818780
WHEREAS since at least 1966 the Huntington Beach City Charter has authorized and
the City Council has levied a separate property tax to pay for City employee retirement benefits
(the Retirement Tax ) and
WHEREAS Proposition 13 was adopted in 1978 limiting property taxes to 1% of full
cash value but also authorizing taxes exceeding the limit to repay any indebtedness approved
by the voters prior to July 1 1978 In the case entitled Carman v Alvord(1982) 31 Cal 3d 318,
the California Supreme Court Interpreted Indebtedness under Proposition 13 to permit the City
and other similar situated cities to continue to levy a Retirement Tax above the 1% limit and
WHEREAS prior to 1981 the Retirement Tax rate fluctuated from year to year Since
Fiscal Year 1980-1981 through Fiscal Year 2000 2001 City levied the Retirement Tax on all
taxable property within Huntington Beach of at the rate of 0493% and
WHEREAS from Fiscal Year 1997 1998 through 2000-2001 the City used a portion of
the Retirement Tax to pay for retirement obligations the City agreed to provide after 1978 and
WHEREAS in Howard Jar vis Taxpayers Association v County of Orange and Real Party
in Interest City of Huntington Beach (Orange County Superior Court Case No 81 87 80 Court
of Appeal Fourth District Case No G029292) the Court determined that under Proposition 13
the City was only permitted the Retirement Tax to pay for retirement benefits the City agreed to
provide before July 1, 1978 and
WHEREAS, pursuant to Revenue and Taxation Code Section 5097(a)(2) the statute of
limitations to file all claims for tax refunds is four years after the tax was paid Consequently
for Retirement Taxes paid for tax year 1997-98 the four years expired in April 2002 and for a
Retirement Taxes paid for tax year 2000 01 the four years expired in April 2005 and
WHEREAS City adopted Ordinance No 3653 on May 3 2004 establishing procedures
to refund the invalid portion of the Retirement Tax to those taxpayers (or their guardians
executors or administrators) who file valid claims The City Council later amended Ordinance
No 3653 pursuant to Ordinance No 3663 and
i
1
G\0RDINANC\20WAniend 3653 Tax Refund Claims doc
i/4/06
Ord #3729
WHEREAS pursuant to Ordinance No 3653 the City extended the limitation period to
January 4 2004 or four years after the tax was paid which ever is later This extended the
limitation period until almost five months after the Court of Appeals determined the legality of
the Retirement Tax and
WHEREAS Ordinance No 3653 directed the City Administrator or his/her designee to
approve all valid claims A valid claim is one that was (1)venfied by the person who paid the
tax his or her guardian, executor or administrator and (2) filed within four years after making
of the payment of the Retirement Tax provided that no claim for a refund filed on or before
January 4 2004 shall be treated as untimely and
WHEREAS Ordinance No 3653 created an administrative appeal process to review
claims the City Administrator denied and
WHEREAS between March 4 2005 and April 17 2005 a hearing officer acted upon 20
appeals and the City was able to settle an additional 17 appeals and
WHEREAS the City still receives occasional refund claims but it is now
administratively more efficient to allow the claimant to proceed directly to court without an
intermediate administrative appeal
NOW THEREFORE the City Council of the City of Huntington Beach does hereby
amend Ordinance No 3653 as amended by Ordinance No 3663 in its entirety to read as
follows
SECTION 1 The City Administrator is directed to approve all valid claims for refund of
the Retirement Tax between 1997-1998 to the present provided that no refund shall be paid
unless the taxpayer or his or her guardian, conservator executor or administrator has submitted a
written claim under penalty of perjury to the City within four years of the overpayment or
erroneous or illegal collection of said tax, except as provided for at Section 3
i
SECTION 2 The City Treasurer shall pay all Retirement Tax claims approved by City
i
A payment of a Retirement Tax claim by City will constitute payment in full on such claim
SECTION 3 Pursuant to Section 5097 of the Revenue & Taxation Code the City
Administrator shall approve claims for a refund of Retirement Tax if the claim was (1) verified
by the person who paid the tax his or her guardian executor or administrator and(2)filed
i within four years after making of the payment of the Retirement Tax, provided that no claim for
a refund filed on or before January 4 2004 shall be treated as untimely Otherwise the City
Administrator shall deny the claim and provide written notice to the claimant of the denial and
the time and manner by which the claimant may appeal
SECTION 4 The City Administrator shall request a claimant to submit a corrected
claim if he determines their claim form is incomplete or additional information is necessary to
verify the claim The corrected claim/additional information must be mailed and postmarked to
the City or otherwise delivered to the City wittun 35 days after the request was dated If a
corrected claim is not received by the 35th day it shall be deemed denied
2
1
V
Ord #3729
SECTION 5 Refunds shall be paid according to the amount of Retirement Tax paid
The percentage of the Tax to be refunded is
FY % of tax collected that is to be refunded
1997-98 318%
1998 99 41 9%
1999-00 84 5%
2000-01 100%
SECTION 6 Interest shall be paid on Retirement Tax refunds pursuant to California
Revenue & Taxation Code Section 5151 which specifies that interest is due if at least ten dollars
($10) or more of interest is due Simple interest shall be paid on all refunds from April 2 2001
or the date the Retirement Tax was paid whichever is later through 30 days prior to issuance of
the refund checks The Interest rate shall be 3 86% for the one year from April 2001 through
March 2002, and 3% per year thereafter For purposes of determining if at least$10 in interest is
due the interest shall be accumulated for all tax years that a single claimant seeks a refund for a
single parcel
SECTION 7 All refunds shall be reduced by the claimant s proportionate share of the
$250,000 paid in attorneys fees
SECTION 8 If the claimant was late paying the Retirement Tax for the year claimed
the proportionate share of any interest or penalties paid to the County associated with the
Retirement Tax overpaid shall be refunded
i
SECTION 9
(a) Any person aggrieved by any decision of the City Administrator shall be required
to comply with the appeals procedure of this section Compliance with this section shall be a
prerequisite to a suit thereon [See Revenue & Taxation Code § 5141 ] Nothing herein shall
permit the filing of a claim or action on behalf of a class or group of taxpayers
I
(b) If any person is aggrieved by any decision of the City Administrator he or she
may appeal by filing a notice of appeal with the City Clerk within fourteen (14)days of the date
i of the decision
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(c) The matter shall be set for hearing no more than ninety (90) days from the receipt
I of the appeal The appellant shall be served with notice of the time and place of the hearing, as
i well as any relevant materials at least thirty (30) calendar days prior to the hearing The hearing
may be continued from time to time upon mutual consent At the time of the hearing the
claimant the City Administrator and any other interested person may present such relevant
evidence as he or she may have relating to the determination from which the appeal is taken
(d) Based upon the submission of such evidence and the review of the City s files the
Hearing Officer shall issue a written notice and order upholding modifying or reversing the
determination from which the appeal is taken The notice shall be given within fourteen (14)
days after the conclusion of the hearing and shall state the reasons for the decision The notice
shall specify that the decision is final and that any suit forjudicial review pursuant to Revenue &
3
G\ORD[NANC\2006\Amend 36�3 Tar Refund Claims doc
1/4/06
Ord #3729
Taxation Code § 5141 shall be filed within six months from the date of the decision If the
Hearing Officer fails or refuses to act on a refund claim within the fourteen (14)day period the
claim shall be deemed to have been rejected on the fourteenth (14th) day
(e) All notices under this section may be sent by certified mail return receipt
requested
(f) The City Administrator in consultation with the City Attorney shall appoint the
Hearing Officer
SECTION 10 Notwithstanding Section 9 no administrative appeal shall be available to
any person whose claim was denied after December 1 2005 or whose appeal was pending as of
December 1 2005 Instead, any such person shall be given notice when their appeal is denied
that they may bring an action in the Orange County Superior Court to recover the Retirement
Tax pursuant to Revenue and Taxation Code Section 5140 and that any such action must be
commenced within six (6) months after the City has denied the claim pursuant to Revenue and
Taxation Code Section 5140
SECTION 11 The City Administrator in consultation with the City Attorney may
adopt regulations to implement this Ordinance The City Administrator may designate in writing
any other person to perform the functions delegated to the City Administrator pursuant to this
Ordinance
SECTION 12 This Ordinance supercedes Resolution No 2001-19 Ordinance No
3653 and Ordinance No 3663
SECTION 13 This Ordinance shall become effective 30 days after its adoption
PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a
regular meeting thereof held on the 21 st day of February 2006
Mayor
,
A PROVED AS TO FORM
cita
i City Clerk City Attorney
INITIATED AND APPROVED \
7Ay Administrator
4
G\ORDINANC\2006\Amend 3653 Tax Refund Claims doc
1/4/06
Ord No 3729
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss
CITY OF HUNTINGTON BEACH )
I JOAN L FLYNN the duly elected qualified City Clerk of the City of
Huntington Beach and ex-officio Clerk of the City Council of said City do hereby
certify that the whole number of members of the City Council of the City of Huntington
Beach is seven, that the foregoing ordinance was read to said City Council at a regular
meeting thereof held on the 6th day of February, 2006, and was again read to said City
Council at a regular meeting thereof held on the 21st day of February, 2006, and was
passed and adopted by the affirmative vote of at least a majority of all the members of
said City Council
AYES Bohr Green Coerper Sullivan Hardy Hansen Cook
NOES None
ABSENT None
i
ABSTAIN None
I Joan L Flynn CITY CLERK of the City of Huntington
I Beach and ex-of icio Clerk of the City Council do hereb}
i
certify that a synopsis of this ordinance has been
published in the Huntington Beach Fountain Valle)
Independent on March 2 2006
f
In accordance with the City Charter of said C�N 00a.,M)
I Joan L Flynn, City Clerk CiU Clerk and ex-officio erk
Deputti Citti Clerk of the City Council of the City
of Huntington Beach California
I
RCA ROUTING SHEET
INITIATING DEPARTMENT City Attorney
SUBJECT Amend Ordinance Establishing Procedures to Pay
Retirement Tax Refund Claims in Connection with
Howard Jarvis Taxpayers Association v City of
Huntington Beach
COUNCIL MEETING DATE February 6, 2006
RCA ATTACHMENTS- b 3 STATUSI�lr
Ordinance (w/exhibits & legislative draft if applicable) Attached
Not Applicable ❑
Resolution (w/exhibits & legislative draft if applicable) Attached ❑
Not Applicable
Tract Map Location Map and/or other Exhibits Attached ❑
Not Applicable
Attached ❑
Contract/Agreement (w/exhibits if applicable) Not Applicable
(Signed in full by the Clty Attorney)
Subleases Third Party Agreements etc Attached ElNot Applicable
(Approved as to form by City Attorney)
Certificates of Insurance A roved b e Cit orne Attached El( pp y th y Att y) Not Applicable
Attached ❑
Fiscal Impact Statement (Unbudget over $5 000) Not Applicable
Bonds (If applicable) No Applicableached A hcable
Staff Report (If applicable) Attached ElNot Applicable
hed El
Board or Committee Report (If applicable) Not Attac Applicable
Findings/Conditions for Approval and/or Denial Attt A ed El
Nopucable
w , - EXPLANATION FORMISSINGZATTACHIUIENTS 17F
REVIEWED,' � RETURNED, FORWARDED
Administrative Staff
Assistant City Administrator (Initial) ( ) ( E )
City Administrator Initial
City Clerk ( )
EXPLANATION FOR.RETURN OF ITEM 77,
I
Only)(Below Space For City Clerk's Use
i
i ell