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HomeMy WebLinkAboutApproved City Council positions on legislation as recommende f-) Council/Agency Meeting Held: Deferred/Continued to: `AApp oved ❑ Conditionally Approved ❑ Denied City erk's ignatur� Council Meeting Date: 03/16/2009 Department ID Number: AD 09-004 CITY OF HUNTINGTON BEACH REQUEST FOR COUNCIL ACTION SUBMITTED TO: Honorable Mayor and City Council Members SUBMITTED BY: Jill Hardy, Council Member, Chair on behalf of Intergovernmental Relati ns Committee Members Mayor Keith Bohr, and Councilman Don Hansen PREPARED BY: Patricia Dapkus, Department Analyst, Senior SUBJECT: APPROVAL OF A CITY COUNCIL POSITION ON LEGISLATION, A REGULATION OR BUDGET ISSUE PENDING BEFORE A FEDERAL, STATE, OR REGIONAL GOVERNMENT AS RECOMMENDED BY THE CITY COUNCIL INTERGOVERNMENTAL RELATIONS COMMITTEE (IRC) Statement of Issue, Funding Source, Recommended Action,Alternative Action(s),Analysis, Environmental Status,Attachment(s) Statement of Issue: Approval of a City Council position on legislation, a regulation, or budget issues pending before a federal, state, or regional government as recommended by the City Council Intergovernmental Relations Committee (IRC). Funding Source: N/A Recommended Action: Motion to: 1. SUPPORT S 292 Eliminating a Federal Withholding Tax on Certain Payments made to Vendors by Government Entities 2. AUTHORIZE the Mayor to send a letter to the Governor requesting the formation of a Local Government Advisory Group consisting of emergency management stakeholders to work with the California Offices of Emergency Services and Homeland Security in the formation of the new cabinet-level California Emergency Management Agency as prescribed under AB 38 (Nava). 3. RECEIVE & FILE a Letter sent to Cheryl Falvey, General Counsel to the Consumer Product Safety Commission regarding a Recent Ruling requiring Testing for Toxic Material in Books. Alternative Action(s): Do not take the recommended action on one or all of the above and provide direction to staff on a possible city position. f REQUEST FOR COUNCIL ACTION MEETING DATE: 03/16/2009 DEPARTMENT ID NUMBER: AD 09-004 Analysis: 1. Support S 292 eliminating a federal withholding tax on certain payments made to vendors by government entities As of December 31, 2010, local governments that make annual payments for property and services over$100 million will be subject to 3% federal income tax withholding. Withholding is required on all payments —with only a few exceptions --to all persons providing property or services to the government, including individuals, trusts, estates, partnerships, associations, and corporations. If the local government fails to withhold the tax required, it becomes liable for the payment of the tax. The new requirement comes as a part of the Tax Increase Prevention and Reconciliation Act (TIPRA) of 2005, most commonly remembered as extending the reduced tax rates on capital gains and dividends, and reducing the alternative minimum tax requirements. The subsection 3402(t) of the bill enacted on May 17, 2006, requires local agencies to report their payments for property and services over $100 million, and amount withheld to the IRS. Withholding is required at the time of payment, and applies to payment in any form (cash, check, credit card or payment card). As one might imagine, implementation of this requirement will be an administrative headache for cities. Because of this concern, Senator Specter has introduced S 292. His bill would remove this burden from cities. The Intergovernmental Relations Committee is recommending that the City Council support S 292. 2. Authorize the Mayor to send a letter to the Governor requesting the formation of a Local Government Advisory Group consisting of emergency management stakeholders to work with the California Offices of Emergency Services and Homeland Security in the formation of the California Emergency Management Agency as prescribed under AB 38 (Nava-2006). In 2006 as part of his efforts to streamline the state's emergency response capabilities, the Governor signed into law AB 38 which would combine the Office of Emergency Services (OES) with the Office of Homeland Security into a new cabinet level California Emergency Management Agency. The process for accomplishing this is underway. At a recent California League of Cities Public Safety Policy Committee meeting, concerns were raised about some of the developments in this process. Among the Policy Committee's recommendations was the formation of a Local Government Advisory Group to work with the Office of Emergency Services and the Office of Homeland Security in moving their consolidation forward. The Intergovernmental Relations Committee is recommending that the City Council authorize the Mayor to send a letter to the Governor in support of the formation of a Local Government Advisory Group for this purpose. 3. Receive and file a letter sent to Cheryl Falvey, General Counsel to the Consumer Product Safety Commission regarding a recent ruling requiring testing for toxic material in books. In a recent ruling by legal counsel to the Consumer Product Safety Commission, they determined that lead and phthalate testing requirements in the Consumer Product Safety Improvement Act of 2008(CPSIA) should apply to all children's books. -2- 3/3/2009 5:45 PM REQUEST FOR COUNCIL ACTION MEETING DATE: 03/16/2009 DEPARTMENT ID NUMBER: AD 09-004 In Huntington Beach potentially all children's books currently shelved in our 5 Libraries, approximately 138,000 items, would have to be pulled and tested before children could be allowed near them. We would be required to remove and test all the books or ban all children under 12 from visiting our libraries. Opponents of this ruling do not believe that it was the intent of the authors of this legislation that it should be applied to books currently on library shelves. The Washington Office of the American Library Association is working with Congress, urging an exemption for schools and libraries under CPSIA. On Jan. 30, at the request of our Library Director, the Mayor sent a letter to the Counsel to the Consumer Product Safety Commission requesting that they reconsider their position on children's books and consider granting an exemption for schools and libraries to the testing provisions of the Act. The Intergovernmental Relations Committee has approved the letter and asked that Library staff continue to monitor this situation. The letter is attached here for the City Council to receive and file. Strategic Goal: Action on this legislation meets the strategic goal under City Services of providing quality public services with the highest professional standards to meet community expectations and needs, assuring that the city is sufficiently staffed and equipped overall. Environmental Status: NA Attachment(s): DescriptionCity Cllefk'�; 'Page 'Number No. At 1. S 292 —To Repeal the Imposition of Withholding on Certain Payments made to Vendors by Government Entities and other support information. 2. Mayor's letter to Counsel for the Consumer Product Safety Commission and other material regarding their recent ruling on the Consumer Product Safety Improvement Act. 3. AB 38 (Nava-2006) and recommendations from the League of California Cities Public Safety Policy Committee -3- 3/3/2009 5:45 PM r 3�4 3 9; .��,:, __.3.. .. � �� r ��Y4Y.. �5d,.a�„ Za`.a�Y.e, nSbi,. „' u� .'W..Fi.. .. ... ..✓, ....».: ..>. ..... AUTHENTICATED -GOVERNMENT NFORMATION GPC) II 111Tx CONGRESS 1ST SESSION Se292 To repeal the imposition of withholding on certain payments made to vendors by government entities. IN THE SENATE OF THE UNITED STATES JANLTARY 21, 2009 Mr. SPECTER (for himself, Mr. VITTER, Mr. INHOFE, Mr. ISAKSON, Mr. VOINOVICH, Mr..ROBERTS, and Mr. CHAMBLISS) introduced the following bill., which was read twice and referred to the Committee on Finance A BILL To repeal the imposition of withholding on certain payments made to vendors by government entities. 1 Be it enacted by the Senate and House of Representa- 2 tines of the United States of America in Congress assembled, 3 SECTION 1. SHORT TITLE. 4 This Act may be cited as the "Withholding Tax Relief 5 Act of 2009". 6 SEC. 2. REPEAL OF IMPOSITION OF WITHHOLDING ON CER- 7 TAIN PAYMENTS MADE TO VENDORS BY GOV- 8 ERNMENT ENTITIES. 9 The amendment made by section 511 of the Tax In- 10 crease Prevention and Reconciliation Act of 2005 is re- 2 1 pealed and the Internal Revenue Code of 1986 shall be 2 applied as if such amendment had never been enacted. O •S 292 IS Pagel of 3 Dapkus, Pat From: Freidenrich, Shari Sent: Tuesday, February 17, 2009 5:39 PM To: Wilson, Fred; Dapkus, Pat Subject: RE: [Cmtamembers] New Local Government Withholding Requirements! Yes, please add it to the agenda and I will attend. Shari Shari Freidenrich, CPA City Treasurer City of Huntington Beach 714-536-5200 8 714-374-1603 y� wAv.surfcity_-hb.org "Give Checks the Boot" and use our new"No Cost" Paperless payments options at www.surfcity_ hb.org/payments. From: Wilson, Fred Sent: Tuesday, February 17, 2009 4:53 PM To: Dapkus, Pat; Freidenrich, Shari Subject: RE: [Cmtamembers] New Local Government Withholding Requirements! Probably a good idea. From: Dapkus, Pat Sent: Tuesday, February 17, 2009 2:49 PM To: Freidenrich, Shari Cc: Wilson, Fred Subject: RE: [Cmtamembers] New Local Government Withholding Requirements! Shari, do you want this bill on the IRC agenda for next Monday? From: Freidenrich, Shari Sent: Friday, February 06, 2009 6:57 PM To: Wilson, Fred Cc: Dapkus, Pat Subject: Fw: [Cmtamembers] New Local Government Withholding Requirements! There is legislation pending to delete this provision which if not removed would create an administrative headache for us. Talk to Pat Dapkus about this. She is assisting us. 2/18/2009 Page 2 of 3 Shari From: cmtamembers-bounces@lists.cacities.org To: cmtamembers@lists.cacities.org Sent: Thu Feb 05 14:11:45 2009 Subject: [Cmtamembers] New Local Government Withholding Requirements! As of December 31, 2010, local governments that make annual payments for property and services over $100 million will be subject to 3% federal income tax withholding. Withholding is required on all payments—with the exceptions listed below-- to all persons providing property or services to the government, including individuals, trusts, estates, partnerships, associations, and corporations. If the local government fails to withhold the tax required, it becomes liable for the payment of the tax. The new requirement comes as a part of the Tax Increase Prevention and Reconciliation Act (TIPRA) of 2005, most commonly remembered as extending the reduced tax rates on capital gains and dividends, and reducing the alternative minimum tax requirements. The subsection 3402(t) of the bill enacted on May 17, 2006, requires local agencies to report their payments for property and services over $100 million, and amount withheld to the IRS. Withholding is required at the time of payment, and applies to payment in any form (cash, check, credit card or payment card). The withholding requirements do not apply to payments under contracts signed prior to December 31, 2010. Comments or requests for a public hearing may be made until March 5, 2009. To submit comments electronically, go to www.regulations.g_q_v and search for (IRS REG-158747-06). Exceptions from the withholding requirement: 1. Payments otherwise subject to withholding, such as wages. 2. Payments for retirement benefits, unemployment compensation, or social security. 3. Payments subject to backup withholding, if the required backup withholding is actually performed. 4. Payments for real property. 5. Payment of interest. 6. Payments to other government entities, foreign governments, tax exempt organizations, or Indian tribes. 7. Payments made under confidential or classified contracts, as described in IRC 6050M(e)(3). 8. Payments made by a political subdivision of a state, or instrumentalities of a political subdivision of a state that make annual payments for property of services of less than $100 million. 9. Public assistance payments made on the basis of need or income. However, assistance programs based solely on age, such as Medicare, are subject to the requirements. 10. Payments to employees in connection with service, such as retirement plan contributions, fringe benefits, and expense reimbursements under an accountable plan. 11. Payments received by nonresident aliens and foreign corporations. 12. Payments made by Indian tribal governments. 13. Payments in emergency or disaster situations. Kanat Tibet Legislative Analyst Community services,Revenue&Taxation 2/18/2009 Page 3 of 3 California Municipal Treasurers Association Liaison League of California Cities I www.cocities_org 1 1400 K Street I Sacramento,CA 95814 916-658-8226 g916-658-8240 *g16-213-638o ED kanottibet@cacities.org To restore and protect local control for cities through education and advocacy in order to enhance the quality of life for all Californians. 2/18/2009 k f � }� A 05� Page 1 of 1 Dapkus, Pat From: Coerper, Gil Sent: Saturday, February 07, 2009 10:27 AM To: Bohr, Keith Cc: Wilson, Fred; Dapkus, Pat Subject: FW: Urgent! Letters Regarding AB-38 Attachments: Cal EMA Talking Points for Cities.doc Hello Keith: I would like letter sent after reading same. Hello Fred and Pat I would also like this for IRC to get there support. Gil From: Tony Ferrara [mailto:tmf4259@charter.net] Sent: Wed 2/4/2009 4:45 PM To: ksessions@ci.fremont.ca.us; gpark@ci.livermore.ca.us; sakiefer@ci.livermore.ca.us; kweeks@srcity.org; mjohnson@anaheim.net; mwimberly@ci.brentwood.ca.us; Ipappasdiaz@toaks.org; bsoqui@cathedralcity.gov; dturner@ci.emeryville.ca.us; etsao@torrnet.com; mmorgan@ci.costa-mesa.ca.us; ckelly@chinohills.org; dokeefe@hmbcity.com; kcooke@ci.san-leandro.ca.us; rclark@ci.poway.ca.us; anthony.cannella@ci.ceres.ca.us; jridenour@modestogov.com; tferrara@arroyogrande.org; Mike Bennett; shofbauer@cityofpalmdale.org; rvogler@cityofhesperia.us; jd4antioch@aol.com; bshinnbone@aol.com; ryan.kelley@cityofbrawley.com; fscialdone@fontana.org; awapner@ci.ontario.ca.us; dweber@ci.agoura-hills.ca.us; tking@ci.walnut.ca.us; jgingles@ci.calistoga.ca.us; gplass@ci.healdsburg.ca.us; council@ci.fullerton.ca.us; Coerper, Gil; danf@cityofcampbell.com; rich.garbarino@ssf.net; joepalla@comcast.net; darebare3242@sbcglobal.net; emcbride@cityofhemet.org; smatas@verizon.net; kathay@sbcglobal.net; bill.marble@cityofwoodiand.org; anthonyyoung@sandiego.gov; mwoiwode@coronado.ca.us; bobw@ci.clovis.ca.us; melaniec@cityofselma.com; dallan@ci.la-mesa.ca.us; Marty Simonoff; pmarshall@buenapark.com; fdelach@ci.azusa.ca.us; dqualls@applevalleyfd.com; dgillette@toaks.org; Councilman paulmorris200-9@yahoo.com; mpretz@lodi.gov; dshaffer@newark.org;jack.tanaka@ci.diamond-bar.ca.us; egrimesl@bak.rr.com; kjfergusson@menlopark.org; ccoffey@ci.american-canyon.ca.us; mbrown@townoftruckee.com; jarbuckle@sacsheriff.com; srhilinger@torrnet.com; rick@rickfullerfordixon.com; mturner@city.newport-beach.ca.us; citycouncil@ci.dixon.ca.us Subject: Urgent! Letters Regarding AB-38 To All Members of the Public Safety Policy Committee: Please read the attached talking points and proceed with your city letters as we discussed at our last meeting. This is time-critical as we do not know when confirmation hearings will occur. Thank you for your attention to this matter. And feel free to get back to me if you have questions. Tony Ferrara Chair, Homeland Security & Emergency Preparedness Sub-Committee 2/24/2009 TO: League of Cities Public Safety Policy Committee Members FROM: Tony Ferrara, Sub-Committee Chair for Emergency Preparedness / Homeland Security As promised, I have drafted specific areas of concern regarding CAL EMA and its "closed door" formation and operation. Please use these points to draft your own letters of inquiry. A suggested distribution would be the following: • The Governor and your local Assembly and Senate representatives • The State Attorney General • The State Controller TIME IS CRITICAL! PLEASE ACT ON THIS IMMEDIATELY TALKING POINTS: Our"City" is concerned with the recent actions regarding the formation of CAL EMA pursuant to AB-38 (Nava-2006): 1. The analyses supporting AB 38 submitted by the Little Hoover Commission recommended the recruitment of a new chief executive and new leadership to provide _oversight and direction for Cal EMA, now and into the future. The inference was that the Director of OES, and the Director of OHS may not have possessed the leadership background to qualify for such a position, and in fact, may have contributed to the inability of the two agencies to work together to streamline their mission and responsibilities. The Legislative Analyst Office recommended that OHS become a division of OES; a larger agency with existing expertise, greater number of employees, and most importantly, proven success in the administration of California's emergency management training and exercise programs. Your recent appointment of Matthew Bettenhausen the former Director of OHS, as the Temporary Secretary of Cal EMA is inconsistent with both of the supporting analyses. 2. The Golden Guardian exercises first introduced by OHS were a clear demonstration of the lack of experience on the part of OHS military contract personnel and their lack of knowledge of the Standardized Emergency Management System (SEMS). The scenarios were both unrealistic and poorly administered. Mr. Bettenhausen was the Director of OHS when these exercises were designed and conducted over the objection of OES and local government. The fact that he is now being considered to lead the most important emergency management agency in the State is very troubling to our City and to local government as a whole. 3. We have also been made aware of the fact that nearly$40 million dollars of Homeland Security Grant money has been taken from OES and given to the State Military Department to essentially create a parallel training and exercise program staffed by military and retired military personnel. Our City has been part of a comprehensive emergency management training and exercise program established by OES, for many years. It has worked successfully and effectively. We don't need to spend millions in tax dollars to create another one. Nor do we need to hire contractors or consultants to do the work that could be done by existing OES managers and trainers. The fact that this agreement was signed by Mr. Bettenhausen raises serious concerns. We are requesting that this interagency agreement and the entire contracting process utilized by OHS and CAL EMA be re-examined by the Department of General Services and if necessary, the Attorney General. Wasteful spending practices was one of many concerns expressed in AB-38. 4. Our City is aware that SEMS has been adopted by the Federal Department of Homeland Security as the core of the National Incident Management System (NIMS). We also know that SEMS is required by State law and as such, we have spent a great deal of public funds to train our personnel and develop our emergency plans to conform to the Government Code. We also know that very little new information is required in order to conform to NIMS. We certainly do not need to spend scarce tax dollars to re-create a system that is already working effectively at the local government level. 5. As part of local government, we were afforded the opportunity through our public safety and emergency management organizations to take part in the development of the SEMS. Because of this, the System was enthusiastically accepted and adopted by local government. But now it appears that the two agencies who could not work together to resolve their differences are now in charge of designing CAL EMA. This is not acceptable to local government. 6. We are requesting that a Local Government Advisory Group consisting of emergency management stakeholders be formed to work with the two agencies. It worked successfully with the development of SEMS and it can work again with the formation of CAL EMA. AB 38 Assembly Bill - CHAPTERED Page 1 of 54 BILL NUMBER: AB 38 CHAPTERED BILL TEXT CHAPTER 372 FILED WITH SECRETARY OF STATE SEPTEMBER 27, 2008 APPROVED BY GOVERNOR SEPTEMBER 27, 2008 PASSED THE SENATE AUGUST 21, 2008 PASSED THE ASSEMBLY AUGUST 29, 2008 AMENDED IN SENATE AUGUST 18, 2008 AMENDED IN SENATE AUGUST 11, 2008 AMENDED IN SENATE AUGUST 4, 2008 AMENDED IN SENATE JUNE 17, 2008 AMENDED IN SENATE MAY 6, 2008 AMENDED IN SENATE APRIL 14, 2008 AMENDED IN ASSEMBLY MAY 1, 2007 AMENDED IN ASSEMBLY MARCH 8, 2007 INTRODUCED BY Assembly Member Nava (Coauthors: Assembly Members Beall, Jeffries, Lieber, and Torrico) (Coauthors: Senators Cedillo, Padilla, and Perata) DECEMBER 4, 2006 An act to amend Sections 6254, 8550, 8570.5, 8574.9, 8574.17, 8574.20, 8574.21, 8574 .22, 8584.1, 8586, 8587, 8587.7, 8588, 8588.1, 8588.3, 8588.7, 8588. 10, 8588.11, 8589, 8589.1, 8589.2, 8589.5, 8589.6, 8589.7, 8589.9, 8589.10, 8591, 8593, 8593 .1, 8593 .2, 8596, 8599, 8610.5, 8614, 8649, 8651, 8682, 8682.2, 8682 .6, 8682.8, 8682 .9, 11550, 11552, and 11554 of, to add Sections 8585.1 and 8585.2 to, to repeal Sections 8574 .23 and 12016 of, to repeal Chapter 6.5 (commencing with Section 8549) of Division 1 of Title 2 of, and to repeal and add Section 8585 of, the Government Code, relating to emergency services and homeland security. LEGISLATIVE COUNSEL'S DIGEST AB 38, Nava. State agencies: California Emergency Management Agency. (1) Existing law provides for the Office of Homeland Security within the office of the Governor. The Governor is required to appoint a Director of Homeland Security to perform specified duties in coordinating all homeland security activities in the state. The California Emergency Services Act establishes the Office of Emergency Services within the office of the Governor, under the charge of the Director of Emergency Services appointed by the Governor. The act and other existing law set forth the duties and authority of the office and the director with respect to specified emergency preparedness, mitigation, and response activities in the state. Any person who violates any provision of the act or who refuses or willfully neglects to obey any lawful order or regulation promulgated or issued as provided in the act is guilty of a misdemeanor. This bill would delete the provisions of law governing the Office of Homeland Security, establishing the Office of Emergency Services, and providing for the appointment of their respective directors. It would instead establish, under the provisions of the California http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTEUD Page 2 of 54 Emergency Services Act, the California Emergency Management Agency (Cal EMA) , in the office of the Governor, which would succeed to and be vested with the duties, powers, purposes, responsibilities, and jurisdiction vested with the Office of Homeland Security and the Office of Emergency Services. The bill would specify that the agency would be under the supervision of the Secretary of California Emergency Management appointed by the Governor, who would succeed to and be vested with the duties, powers, purposes, responsibilities, and jurisdiction of the directors of the respective offices. It would additionally set forth the duties and authority of the agency and the secretary with respect to specified homeland security activities in the state. It would make various conforming changes. By providing for new duties relating to homeland security under the California Emergency Services Act, which imposes a criminal penalty for violation of its provisions, this bill would impose a state-mandated local program by expanding the scope of the act' s provisions, the violation of which would be a crime. (2) The act requires the Office of Emergency Services to develop and complete, by January 2002, a guidance document to the state emergency plan with respect to agriculture-related disasters. This bill would require the document to be updated by January 2009, and make a conforming change with respect to the name of that office. (3) Existing law establishes the Emergency Response Team for State Operations, with a specified membership, and sets forth the duties of the team in improving the ability of state agencies to resume operations after specified types of business interruptions. This bill would repeal these provisions. (4) The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement. This bill would provide that no reimbursement is required by this act for a specified reason. (5) This bill would incorporate changes made by AB 2327 that would become operative if both bills are enacted and this bill is enacted after AB 2327. (6) This bill would incorporate additional changes in Section 6254 of the Government Code proposed by SB 1145 and AB 2810, to be operative if this bill and one or both of the other bills are chaptered and become effective on or before January 1, 2009, and this bill is chaptered last. (7) This bill would incorporate changes made by SB 1056 that would become operative if both bills are enacted and this bill is enacted after SB 1056. THE PEOPLE OF THE STATE OF CALIFORNIA DO ENACT AS FOLLOWS: SECTION 1. Section 6254 of the Government Code is amended to read: 6254 . Except as provided in Sections 6254 .7 and 6254 .13, nothing in this chapter shall be construed to require disclosure of records that are any of the following: (a) Preliminary drafts, notes, or interagency or intra-agency memoranda that are not retained by the public agency in the ordinary course of business, if the public interest in withholding those records clearly outweighs the public interest in disclosure. (b) Records pertaining to pending litigation to which the public agency is a party, or to claims made pursuant to Division 3 .6 http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 3 of 54 (commencing with Section 810) , until the pending litigation or claim has been finally adjudicated or otherwise settled. (c) Personnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy. (d) Contained in or related to any of the following: (1) Applications filed with any state agency responsible for the regulation or supervision of the issuance of securities or of financial institutions, including, but not limited to, banks, savings and loan associations, industrial loan companies, credit unions, and insurance companies. (2) Examination, operating, or condition reports prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (3) Preliminary drafts, notes, or interagency or intra-agency communications prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (4) Information received in confidence by any state agency referred to in paragraph (1) . (e) Geological and geophysical data, plant production data, and similar information relating to utility systems development, or market or crop reports, that are obtained in confidence from any person. (f) Records of complaints to, or investigations conducted by, or records of intelligence information or security procedures of, the office of the Attorney General and the Department of Justice, the California Emergency Management Agency, and any state or local police agency, or any investigatory or security files compiled by any other state or local police agency, or any investigatory or security files compiled by any other state or local agency for correctional, law enforcement, or licensing purposes. However, state and local law enforcement agencies shall disclose the names and addresses of persons involved in, or witnesses other than confidential informants to, the incident, the description of any property involved, the date, time, and location of the incident, all diagrams, statements of the parties involved in the incident, the statements of all witnesses, other than confidential informants, to the victims of an incident, or an authorized representative thereof, an insurance carrier against which a claim has been or might be made, and any person suffering bodily injury or property damage or loss, as the result of the incident caused by arson, burglary, fire, explosion, larceny, robbery, carjacking, vandalism, vehicle theft, or a crime as defined by subdivision (b) of Section 13951, unless the disclosure would endanger the safety of a witness or other person involved in the investigation, or unless disclosure would endanger the successful completion of the investigation or a related investigation. However, nothing in this division shall require the disclosure of that portion of those investigative files that reflects the analysis or conclusions of the investigating officer. Customer lists provided to a state or local police agency by an alarm or security company at the request of the agency shall be construed to be records subject to this subdivision. Notwithstanding any other provision of this subdivision, state and local law enforcement agencies shall make public the following information, except to the extent that disclosure of a particular item of information would endanger the safety of a person involved in an investigation or would endanger the successful completion of the investigation or a related investigation: (1) The full name and occupation of every individual arrested by the agency, the individual 's physical description including date of birth, color of eyes and hair, sex, height and weight, the time and http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 4 of 54 date of arrest, the time and date of booking, the location of the arrest, the factual circumstances surrounding the arrest, the amount of bail set, the time and manner of release or the location where the individual is currently being held, and all charges the individual is being held upon, including any outstanding warrants from other jurisdictions and parole or probation holds. (2) Subject to the restrictions imposed by Section 841.5 of the Penal Code, the time, substance, and location of all complaints or requests for assistance received by the agency and the time and nature of the response thereto, including, to the extent the information regarding crimes alleged or committed or any other incident investigated is recorded, the time, date, and location of occurrence, the time and date of the report, the name and age of the victim, the factual circumstances surrounding the crime or incident, and a general description of any injuries, property, or weapons involved. The name of a victim of any crime defined by Section 220, 261, 261.5, 262, 264, 264.1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288.2, 288.3 (as added by Chapter 337 of the Statutes of 2006) , 288.3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288.5, 288.7, 289, 422 .6, 422.7, 422 .75, 646.9, or 647.6 of the Penal Code may be withheld at the victim' s request, or at the request of the victim's parent or guardian if the victim is a minor. When a person is the victim of more than one crime, information disclosing that the person is a victim of a crime defined in any of the sections of the Penal Code set forth in this subdivision may be deleted at the request of the victim, or the victim's parent or guardian if the victim is a minor, in making the report of the crime, or of any crime or incident accompanying the crime, available to the public in compliance with the requirements of this paragraph. (3) Subject to the restrictions of Section 841.5 of the Penal Code and this subdivision, the current address of every individual arrested by the agency and the current address of the victim of a crime, where the requester declares under penalty of perjury that the request is made for a scholarly, journalistic, political, or governmental purpose, or that the request is made for investigation purposes by a licensed private investigator as described in Chapter 11.3 (commencing with Section 7512) of Division 3 of the Business and Professions Code. However, the address of the victim of any crime defined by Section 220, 261, 261.5, 262, 264, 264.1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288.2, 288 .3 (as added by Chapter 337 of the Statutes of 2006) , 288 .3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288.5, 288.7, 289, 422 .6, 422 .7, 422 .75, 646.9, or 647 .6 of the Penal Code shall remain confidential. Address information obtained pursuant to this paragraph may not be used directly or indirectly, or furnished to another, to sell a product or service to any individual or group of individuals, and the requester shall execute a declaration to that effect under penalty of perjury. Nothing in this paragraph shall be construed to prohibit or limit a scholarly, journalistic, political, or government use of address information obtained pursuant to this paragraph. (g) Test questions, scoring keys, and other examination data used to administer a licensing examination, examination for employment, or academic examination, except as provided for in Chapter 3 (commencing with Section 99150) of Part 65 of Division 14 of Title 3 of the Education Code. (h) The contents of real estate appraisals or engineering or feasibility estimates and evaluations made for or by the state or http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 5 of 54 local agency relative to the acquisition of property, or to prospective public supply and construction contracts, until all of the property has been acquired or all of the contract agreement obtained. However, the law of eminent domain shall not be affected by this provision. (i) Information required from any taxpayer in connection with the collection of local taxes that is received in confidence and the disclosure of the information to other persons would result in unfair competitive disadvantage to the person supplying the information. (j) Library circulation records kept for the purpose of identifying the borrower of items available in libraries, and library and museum materials made or acquired and presented solely for reference or exhibition purposes. The exemption in this subdivision shall not apply to records of fines imposed on the borrowers. (k) Records, the disclosure of which is exempted or prohibited pursuant to federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege. () Correspondence of and to the Governor or employees of the Governor' s office or in the custody of or maintained by the Governor' s Legal Affairs Secretary. However, public records shall not be transferred to the custody of the Governor's Legal Affairs Secretary to evade the disclosure provisions of this chapter. (m) In the custody of or maintained by the Legislative Counsel, except those records in the public database maintained by the Legislative Counsel that are described in Section 10248. (n) Statements of personal worth or personal financial data required by a licensing agency and filed by an applicant with the licensing agency to establish his or her personal qualification for the license, certificate, or permit applied for. (o) Financial data contained in applications for financing under Division 27 (commencing with Section 44500) of the Health and Safety Code, where an authorized officer of the California Pollution Control Financing Authority determines that disclosure of the financial data would be competitively injurious to the applicant and the data is required in order to obtain guarantees from the United States Small Business Administration. The California Pollution Control Financing Authority shall adopt rules for review of individual requests for confidentiality under this section and for making available to the public those portions of an application that are subject to disclosure under this chapter. (p) Records of state agencies related to activities governed by Chapter 10.3 (commencing with Section 3512) , Chapter 10.5 (commencing with Section 3525) , and Chapter 12 (commencing with Section 3560) of Division 4, that reveal a state agency's deliberative processes, impressions, evaluations, opinions, recommendations, meeting minutes, research, work products, theories, or strategy, or that provide instruction, advice, or training to employees who do not have full collective bargaining and representation rights under these chapters. Nothing in this subdivision shall be construed to limit the disclosure duties of a state agency with respect to any other records relating to the activities governed by the employee relations acts referred to in this subdivision. (q) Records of state agencies related to activities governed by Article 2 .6 (commencing with Section 14081) , Article 2 .8 (commencing with Section 14087.5) , and Article 2 .91 (commencing with Section 14089) of Chapter 7 of Part 3 of Division 9 of the Welfare and Institutions Code, that reveal the special negotiator's deliberative processes, discussions, communications, or any other portion of the negotiations with providers of health care services, impressions, opinions, recommendations, meeting minutes, research, work product, http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 6 of 54 theories, or strategy, or that provide instruction, advice, or training to employees. Except for the portion of a contract containing the rates of payment, contracts for inpatient services entered into pursuant to these articles, on or after April 1, 1984, shall be open to inspection one year after they are fully executed. If a contract for inpatient services that is entered into prior to April 1, 1984, is amended on or after April 1, 1984, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after it is fully executed. If the California Medical Assistance Commission enters into contracts with health care providers for other than inpatient hospital services, those contracts shall be open to inspection one year after they are fully executed. Three years after a contract or amendment is open to inspection under this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. Notwithstanding any other provision of law, the entire contract or amendment shall be open to inspection by the Joint Legislative Audit Committee and the Legislative Analyst' s Office. The committee and that office shall maintain the confidentiality of the contracts and amendments until the time a contract or amendment is fully open to inspection by the public. (r) Records of Native American graves, cemeteries, and sacred places and records of Native American places, features, and objects described in Sections 5097.9 and 5097.993 of the Public Resources Code maintained by, or in the possession of, the Native American Heritage Commission, another state agency, or a local agency. (s) A final accreditation report of the Joint Commission on Accreditation of Hospitals that has been transmitted to the State Department of Health Care Services pursuant to subdivision (b) of Section 1282 of the Health and Safety Code. (t) Records of a local hospital district, formed pursuant to Division 23 (commencing with Section 32000) of the Health and Safety Code, or the records of a municipal hospital, formed pursuant to Article 7 (commencing with Section 37600) or Article 8 (commencing with Section 37650) of Chapter 5 of Part 2 of Division 3 of Title 4 of this code, that relate to any contract with an insurer or nonprofit hospital service plan for inpatient or outpatient services for alternative rates pursuant to Section 10133 of the Insurance Code. However, the record shall be open to inspection within one year after the contract is fully executed. (u) (1) Information contained in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department that indicates when or where the applicant is vulnerable to attack or that concerns the applicant's medical or psychological history or that of members of his or her family. (2) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (3) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (v) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.3 (commencing with Section 12695) and Part 6.5 (commencing with Section 12700) of Division 2 of http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 7 of 54 the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Part 6.3 (commencing with Section 12695) or Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, on or after July 1, 1991, shall be open to inspection one year after their effective dates. (B) If a contract that is entered into prior to July 1, 1991, is amended on or after July 1, 1991, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contract or amendments to a contract are open to inspection pursuant to paragraph (3) . (w) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with health plans, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, on or after January 1, 1993, shall be open to inspection one year after they have been fully executed. (3) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contract or amendments to a contract are open to inspection pursuant to paragraph (2) . (x) Financial data contained in applications for registration, or registration renewal, as a service contractor filed with the Director of Consumer Affairs pursuant to Chapter 20 (commencing with Section 9800) of Division 3 of the Business and Professions Code, for the purpose of establishing the service contractor's net worth, or financial data regarding the funded accounts held in escrow for service contracts held in force in this state by a service contractor. (y) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 8 of 54 the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, on or after January 1, 1998, shall be open to inspection one year after their effective dates. (B) If a contract entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code is amended, the amendment shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto until the contract or amendments to a contract are open to inspection pursuant to paragraph (2) or (3) . (5) The exemption from disclosure provided pursuant to this subdivision for the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff shall also apply to the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of applicants pursuant to Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code. (z) Records obtained pursuant to paragraph (2) of subdivision (c) of Section 2891.1 of the Public Utilities Code. (aa) A document prepared by or for a state or local agency that assesses its vulnerability to terrorist attack or other criminal acts intended to disrupt the public agency' s operations and that is for distribution or consideration in a closed session. (ab) Critical infrastructure information, as defined in Section 131 (3) of Title 6 of the United States Code, that is voluntarily submitted to the California Emergency Management Agency for use by that office, including the identity of the person who or entity that voluntarily submitted the information. As used in this subdivision, "voluntarily submitted" means submitted in the absence of the office exercising any legal authority to compel access to or submission of critical infrastructure information. This subdivision shall not affect the status of information in the possession of any other state or local governmental agency. (ac) All information provided to the Secretary of State by a person for the purpose of registration in the Advance Health Care Directive Registry, except that those records shall be released at the request of a health care provider, a public guardian, or the registrant's legal representative. Nothing in this section prevents any agency from opening its records concerning the administration of the agency to public inspection, unless disclosure is otherwise prohibited by law. Nothing in this section prevents any health facility from http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 9 of 54 disclosing to a certified bargaining agent relevant financing information pursuant to Section 8 of the National Labor Relations Act (29 U.S.C. Sec. 158) . SEC. 1. 1. Section 6254 of the Government Code is amended to read: 6254 . Except as provided in Sections 6254 .7 and 6254.13, nothing in this chapter shall be construed to require disclosure of records that are any of the following: (a) Preliminary drafts, notes, or interagency or intra-agency memoranda that are not retained by the public agency in the ordinary course of business, if the public interest in withholding those records clearly outweighs the public interest in disclosure. (b) Records pertaining to pending litigation to which the public agency is a party, or to claims made pursuant to Division 3 .6 (commencing with Section 810) , until the pending litigation or claim has been finally adjudicated or otherwise settled. (c) Personnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy. (d) Contained in or related to any of the following: (1) Applications filed with any state agency responsible for the regulation or supervision of the issuance of securities or of financial institutions, including, but not limited to, banks, savings and loan associations, industrial loan companies, credit unions, and insurance companies. (2) Examination, operating, or condition reports prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (3) Preliminary drafts, notes, or interagency or intra-agency communications prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (4) Information received in confidence by any state agency referred to in paragraph (1) . (e) Geological and geophysical data, plant production data, and similar information relating to utility systems development, or market or crop reports, that are obtained in confidence from any person. (f) Records of complaints to, or investigations conducted by, or records of intelligence information or security procedures of, the office of the Attorney General and the Department of Justice, the California Emergency Management Agency, and any state or local police agency, or any investigatory or security files compiled by any other state or local police agency, or any investigatory or security files compiled by any other state or local agency for correctional, law enforcement, or licensing purposes. However, state and local law enforcement agencies shall disclose the names and addresses of persons involved in, or witnesses other than confidential informants to, the incident, the description of any property involved, the date, time, and location of the incident, all diagrams, statements of the parties involved in the incident, the statements of all witnesses, other than confidential informants, to the victims of an incident, or an authorized representative thereof, an insurance carrier against which a claim has been or might be made, and any person suffering bodily injury or property damage or loss, as the result of the incident caused by arson, burglary, fire, explosion, larceny, robbery, carjacking, vandalism, vehicle theft, or a crime as defined by subdivision (b) of Section 13951, unless the disclosure would endanger the safety of a witness or other person involved in the investigation, or unless disclosure would endanger the successful completion of the investigation or a related investigation. However, nothing in this division shall require the disclosure of that portion of those investigative files that reflects the analysis or http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 10 of 54 conclusions of the investigating officer. Customer lists provided to a state or local police agency by an alarm or security company at the request of the agency shall be construed to be records subject to this subdivision. Notwithstanding any other provision of this subdivision, state and local law enforcement agencies shall make public the following information, except to the extent that disclosure of a particular item of information would endanger the safety of a person involved in an investigation or would endanger the successful completion of the investigation or a related investigation: (1) The full name and occupation of every individual arrested by the agency, the individual 's physical description including date of birth, color of eyes and hair, sex, height and weight, the time and date of arrest, the time and date of booking, the location of the arrest, the factual circumstances surrounding the arrest, the amount of bail set, the time and manner of release or the location where the individual is currently being held, and all charges the individual is being held upon, including any outstanding warrants from other jurisdictions and parole or probation holds. (2) Subject to the restrictions imposed by Section 841.5 of the Penal Code, the time, substance, and location of all complaints or requests for assistance received by the agency and the time and nature of the response thereto, including, to the extent the information regarding crimes alleged or committed or any other incident investigated is recorded, the time, date, and location of occurrence, the time and date of the report, the name and age of the victim, the factual circumstances surrounding the crime or incident, and a general description of any injuries, property, or weapons involved. The name of a victim of any crime defined by Section 220, 261, 261.5, 262, 264, 264.1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288 .2, 288.3 (as added by Chapter 337 of the Statutes of 2006) , 288.3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288.5, 288.7, 289, 422 .6, 422 .7, 422 .75, 646.9, or 647.6 of the Penal Code may be withheld at the victim' s request, or at the request of the victim's parent or guardian if the victim is a minor. When a person is the victim of more than one crime, information disclosing that the person is a victim of a crime defined in any of the sections of the Penal Code set forth in this subdivision may be deleted at the request of the victim, or the victim's parent or guardian if the victim is a minor, in making the report of the crime, or of any crime or incident accompanying the crime, available to the public in compliance with the requirements of this paragraph. (3) Subject to the restrictions of Section 841.5 of the Penal Code and this subdivision, the current address of every individual arrested by the agency and the current address of the victim of a crime, where the requester declares under penalty of perjury that the request is made for a scholarly, journalistic, political, or governmental purpose, or that the request is made for investigation purposes by a licensed private investigator as described in Chapter 11.3 (commencing with Section 7512) of Division 3 of the Business and Professions Code. However, the address of the victim of any crime defined by Section 220, 261, 261.5, 262, 264, 264.1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288.2, 288 .3 (as added by Chapter 337 of the Statutes of 2006) , 288 .3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288 .5, 288.7, 289, 422 .6, 422 .7, 422 .75, 646.9, or 647.6 of the Penal Code shall remain confidential. Address information obtained pursuant to this paragraph http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 11 of 54 may not be used directly or indirectly, or furnished to another, to sell a product or service to any individual or group of individuals, and the requester shall execute a declaration to that effect under penalty of perjury. Nothing in this paragraph shall be construed to prohibit or limit a scholarly, journalistic, political, or government use of address information obtained pursuant to this paragraph. (g) Test questions, scoring keys, and other examination data used to administer a licensing examination, examination for employment, or academic examination, except as provided for in Chapter 3 (commencing with Section 99150) of Part 65 of Division 14 of Title 3 of the Education Code. (h) The contents of real estate appraisals or engineering or feasibility estimates and evaluations made for or by the state or local agency relative to the acquisition of property, or to prospective public supply and construction contracts, until all of the property has been acquired or all of the contract agreement obtained. However, the law of eminent domain shall not be affected by this provision. (i) Information required from any taxpayer in connection with the collection of local taxes that is received in confidence and the disclosure of the information to other persons would result in unfair competitive disadvantage to the person supplying the information. (j) Library circulation records kept for the purpose of identifying the borrower of items available in libraries, and library and museum materials made or acquired and presented solely for reference or exhibition purposes. The exemption in this subdivision shall not apply to records of fines imposed on the borrowers. (k) Records, the disclosure of which is exempted or prohibited pursuant to federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege. () Correspondence of and to the Governor or employees of the Governor's office or in the custody of or maintained by the Governor' s Legal Affairs Secretary. However, public records shall not be transferred to the custody of the Governor's Legal Affairs Secretary to evade the disclosure provisions of this chapter. (m) In the custody of or maintained by the Legislative Counsel, except those records in the public database maintained by the Legislative Counsel that are described in Section 10248. (n) Statements of personal worth or personal financial data required by a licensing agency and filed by an applicant with the licensing agency to establish his or her personal qualification for the license, certificate, or permit applied for. (o) Financial data contained in applications for financing under Division 27 (commencing with Section 44500) of the Health and Safety Code, where an authorized officer of the California Pollution Control Financing Authority determines that disclosure of the financial data would be competitively injurious to the applicant and the data is required in order to obtain guarantees from the United States Small Business Administration. The California Pollution Control Financing Authority shall adopt rules for review of individual requests for confidentiality under this section and for making available to the public those portions of an application that are subject to disclosure under this chapter. (p) Records of state agencies related to activities governed by Chapter 10.3 (commencing with Section 3512) , Chapter 10.5 (commencing with Section 3525) , and Chapter 12 (commencing with Section 3560) of Division 4, that reveal a state agency' s deliberative processes, impressions, evaluations, opinions, recommendations, meeting minutes, research, work products, theories, or strategy, or that provide instruction, advice, or training to employees who do not have full http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 12 of 54 collective bargaining and representation rights under these chapters. Nothing in this subdivision shall be construed to limit the disclosure duties of a state agency with respect to any other records relating to the activities governed by the employee relations acts referred to in this subdivision. (q) Records of state agencies related to activities governed by Article 2 .6 (commencing with Section 14081) , Article 2.8 (commencing with Section 14087 .5) , and Article 2 .91 (commencing with Section 14089) of Chapter 7 of Part 3 of Division 9 of the Welfare and Institutions Code, that reveal the special negotiator's deliberative processes, discussions, communications, or any other portion of the negotiations with providers of health care services, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy, or that provide instruction, advice, or training to employees. Except for the portion of a contract containing the rates of payment, contracts for inpatient services entered into pursuant to these articles, on or after April 1, 1984, shall be open to inspection one year after they are fully executed. If a contract for inpatient services that is entered into prior to April 1, 1984, is amended on or after April 1, 1984, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after it is fully executed. If the California Medical Assistance Commission enters into contracts with health care providers for other than inpatient hospital services, those contracts shall be open to inspection one year after they are fully executed. Three years after a contract or amendment is open to inspection under this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. Notwithstanding any other provision of law, the entire contract or amendment shall be open to inspection by the Joint Legislative Audit Committee and the Legislative Analyst's Office. The committee and that office shall maintain the confidentiality of the contracts and amendments until the time a contract or amendment is fully open to inspection by the public. (r) Records of Native American graves, cemeteries, and sacred places and records of Native American places, features, and objects described in Sections 5097. 9 and 5097.993 of the Public Resources Code maintained by, or in the possession of, the Native American Heritage Commission, another state agency, or a local agency. (s) A final accreditation report of the Joint Commission on Accreditation of Hospitals that has been transmitted to the State Department of Health Care Services pursuant to subdivision (b) of Section 1282 of the Health and Safety Code. (t) Records of a local hospital district, formed pursuant to Division 23 (commencing with Section 32000) of the Health and Safety Code, or the records of a municipal hospital, formed pursuant to Article 7 (commencing with Section 37600) or Article 8 (commencing with Section 37650) of Chapter 5 of Part 2 of Division 3 of Title 4 of this code, that relate to any contract with an insurer or nonprofit hospital service plan for inpatient or outpatient services for alternative rates pursuant to Section 10133 of the Insurance Code. However, the record shall be open to inspection within one year after the contract is fully executed. (u) (1) Information contained in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department that indicates when or where the applicant is vulnerable to attack or that concerns the applicant's medical or psychological history or that of members of his or her family. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 13 of 54 (2) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (3) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (v) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.3 (commencing with Section 12695) and Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Part 6.3 (commencing with Section 12695) or Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, on or after July 1, 1991, shall be open to inspection one year after their effective dates. (B) If a contract that is entered into prior to July 1, 1991, is amended on or after July 1, 1991, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contract or amendments to a contract are open to inspection pursuant to paragraph (3) . (w) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with health plans, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, on or after January 1, 1993, shall be open to inspection one year after they have been fully executed. (3) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contract or amendments to a contract are open to inspection pursuant to paragraph (2) . (x) Financial data contained in applications for registration, or http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 14 of54 registration renewal, as a service contractor filed with the Director of Consumer Affairs pursuant to Chapter 20 (commencing with Section 9800) of Division 3 of the Business and Professions Code, for the purpose of establishing the service contractor's net worth, or financial data regarding the funded accounts held in escrow for service contracts held in force in this state by a service contractor. (y) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, on or after January 1, 1998, shall be open to inspection one year after their effective dates. (B) If a contract entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code is amended, the amendment shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto until the contract or amendments to a contract are open to inspection pursuant to paragraph (2) or (3) . (5) The exemption from disclosure provided pursuant to this subdivision for the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff shall also apply to the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of applicants pursuant to Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code. (z) Records obtained pursuant to paragraph (2) of subdivision (c) of Section 2891.1 of the Public Utilities Code. (aa) A document prepared by or for a state or local agency that assesses its vulnerability to terrorist attack or other criminal acts intended to disrupt the public agency's operations and that is for distribution or consideration in a closed session. (ab) Critical infrastructure information, as defined in Section 131 (3) of Title 6 of the United States Code, that is voluntarily submitted to the California Emergency Management Agency for use by that office, including the identity of the person who or entity that voluntarily submitted the information. As used in this subdivision, "voluntarily submitted" means submitted in the absence of the office http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 15 of 54 exercising any legal authority to compel access to or submission of critical infrastructure information. This subdivision shall not affect the status of information in the possession of any other state or local governmental agency. (ac) All information provided to the Secretary of State by a person for the purpose of registration in the Advance Health Care Directive Registry, except that those records shall be released at the request of a health care provider, a public guardian, or the registrant' s legal representative. (ad) The following records of the State Compensation Insurance Fund: (1) Records related to claims pursuant to Chapter 1 (commencing with Section 3200) of Division 4 of the Labor Code, to the extent that confidential medical information or other individually identifiable information would be disclosed. (2) Records related to the discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the fund, and any related deliberations. (3) Records related to the impressions, opinions, recommendations, meeting minutes of meetings or sessions that are lawfully closed to the public, research, work product, theories, or strategy of the fund or its staff, on the development of rates, contracting strategy, underwriting, or competitive strategy pursuant to the powers granted to the fund in Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code. (4) Records obtained to provide workers ' compensation insurance under Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code, including, but not limited to, any medical claims information, policyholder information provided that nothing in this paragraph shall be interpreted to prevent an insurance agent or broker from obtaining proprietary information or other information authorized by law to be obtained by the agent or broker, and information on rates, pricing, and claims handling received from brokers. (5) (A) Records that are trade secrets pursuant to Section 6276.44, or Article 11 (commencing with Section 1060) of Chapter 4 of Division 8 of the Evidence Code, including without limitation, instructions, advice, or training provided by the State Compensation Insurance Fund to its board members, officers, and employees regarding the fund's special investigation unit, internal audit unit, and informational security, marketing, rating, pricing, underwriting, claims handling, audits, and collections. (B) Notwithstanding subparagraph (A) , the portions of records containing trade secrets shall be available for review by the Joint Legislative Audit Committee, the Bureau of State Audits, Division of Workers' Compensation, and the Department of Insurance to ensure compliance with applicable law. (6) (A) Internal audits containing proprietary information and the following records that are related to an internal audit: (i) Personal papers and correspondence of any person providing assistance to the fund when that person has requested in writing that his or her papers and correspondence be kept private and confidential. Those papers and correspondence shall become public records if the written request is withdrawn, or upon order of the fund. (ii) Papers, correspondence, memoranda, or any substantive information pertaining to any audit not completed or an internal audit that contains proprietary information. (B) Notwithstanding subparagraph (A) , the portions of records containing proprietary information, or any information specified in http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 16 of 54 subparagraph (A) shall be available for review by the Joint Legislative Audit Committee, the Bureau of State Audits, Division of Workers ' Compensation, and the Department of Insurance to ensure compliance with applicable law. (7) (A) Except as provided in subparagraph (C) , contracts entered into pursuant to Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code shall be open to inspection one year after the contract has been fully executed. (B) If a contract entered into pursuant to Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code is amended, the amendment shall be open to inspection one year after the amendment has been fully executed. (C) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (D) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto until the contract or amendments to a contract are open to inspection pursuant to this paragraph. (E) Nothing in this paragraph is intended to apply to documents related to contracts with public entities that are not otherwise expressly confidential as to that public entity. (F) For purposes of this paragraph, "fully executed" means the point in time when all of the necessary parties to the contract have signed the contract. Nothing in this section prevents any agency from opening its records concerning the administration of the agency to public inspection, unless disclosure is otherwise prohibited by law. Nothing in this section prevents any health facility from disclosing to a certified bargaining agent relevant financing information pursuant to Section 8 of the National Labor Relations Act (29 U.S.C. Sec. 158) . SEC. 1.2 . Section 6254 of the Government Code is amended to read: 6254. Except as provided in Sections 6254 .7 and 6254.13, nothing in this chapter shall be construed to require disclosure of records that are any of the following: (a) Preliminary drafts, notes, or interagency or intra-agency memoranda that are not retained by the public agency in the ordinary course of business, if the public interest in withholding those records clearly outweighs the public interest in disclosure. (b) Records pertaining to pending litigation to which the public agency is a party, or to claims made pursuant to Division 3 .6 (commencing with Section 810) , until the pending litigation or claim has been finally adjudicated or otherwise settled. (c) Personnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy. (d) Contained in or related to any of the following: (1) Applications filed with any state agency responsible for the regulation or supervision of the issuance of securities or of financial institutions, including, but not limited to, banks, savings and loan associations, industrial loan companies, credit unions, and insurance companies. (2) Examination, operating, or condition reports prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (3) Preliminary drafts, notes, or interagency or intra-agency communications prepared by, on behalf of, or for the use of, any http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 17 of 54 state agency referred to in paragraph (1) . (4) Information received in confidence by any state agency referred to in paragraph (1) . (e) Geological and geophysical data, plant production data, and similar information relating to utility systems development, or market or crop reports, that are obtained in confidence from any person. (f) Records of complaints to, or investigations conducted by, or records of intelligence information or security procedures of, the office of the Attorney General and the Department of Justice, the California Emergency Management Agency, and any state or local police agency, or any investigatory or security files compiled by any other state or local police agency, or any investigatory or security files compiled by any other state or local agency for correctional, law enforcement, or licensing purposes. However, state and local law enforcement agencies shall disclose the names and addresses of persons involved in, or witnesses other than confidential informants to, the incident, the description of any property involved, the date, time, and location of the incident, all diagrams, statements of the parties involved in the incident, the statements of all witnesses, other than confidential informants, to the victims of an incident, or an authorized representative thereof, an insurance carrier against which a claim has been or might be made, and any person suffering bodily injury or property damage or loss, as the result of the incident caused by arson, burglary, fire, explosion, larceny, robbery, carjacking, vandalism, vehicle theft, or a crime as defined by subdivision (b) of Section 13951, unless the disclosure would endanger the safety of a witness or other person involved in the investigation, or unless disclosure would endanger the successful completion of the investigation or a related investigation. However, nothing in this division shall require the disclosure of that portion of those investigative files that reflects the analysis or conclusions of the investigating officer. Customer lists provided to a state or local police agency by an alarm or security company at the request of the agency shall be construed to be records subject to this subdivision. Notwithstanding any other provision of this subdivision, state and local law enforcement agencies shall make public the following information, except to the extent that disclosure of a particular item of information would endanger the safety of a person involved in an investigation or would endanger the successful completion of the investigation or a related investigation: (1) The full name and occupation of every individual arrested by the agency, the individual 's physical description including date of birth, color of eyes and hair, sex, height and weight, the time and date of arrest, the time and date of booking, the location of the arrest, the factual circumstances surrounding the arrest, the amount of bail set, the time and manner of release or the location where the individual is currently being held, and all charges the individual is being held upon, including any outstanding warrants from other jurisdictions and parole or probation holds. (2) Subject to the restrictions imposed by Section 841.5 of the Penal Code, the time, substance, and location of all complaints or requests for assistance received by the agency and the time and nature of the response thereto, including, to the extent the information regarding crimes alleged or committed or any other incident investigated is recorded, the time, date, and location of occurrence, the time and date of the report, the name and age of the victim, the factual circumstances surrounding the crime or incident, http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 18 of 54 and a general description of any injuries, property, or weapons involved. The name of a victim of any crime defined by section 220, 236.1, 261, 261.5, 262, 264, 264.1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288 .2, 288.3 (as added by Chapter 337 of the Statutes of 2006) , 288.3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288 .5, 288.7, 289, 422 .6, 422 .7, 422 .75, 646.9, or 647.6 of the Penal Code may be withheld at the victim's request, or at the request of the victim' s parent or guardian if the victim is a minor. When a person is the victim of more than one crime, information disclosing that the person is a victim of a crime defined in any of the sections of the Penal Code set forth in this subdivision may be deleted at the request of the victim, or the victim' s parent or guardian if the victim is a minor, in making the report of the crime, or of any crime or incident accompanying the crime, available to the public in compliance with the requirements of this paragraph. (3) Subject to the restrictions of Section 841.5 of the Penal Code and this subdivision, the current address of every individual arrested by the agency and the current address of the victim of a crime, where the requester declares under penalty of perjury that the request is made for a scholarly, journalistic, political, or governmental purpose, or that the request is made for investigation purposes by a licensed private investigator as described in Chapter 11.3 (commencing with Section 7512) of Division 3 of the Business and Professions Code. However, the address of the victim of any crime defined by Section 220, 236.1, 261, 261.5, 262, 264, 264 .1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288 .2, 288.3 (as added by Chapter 337 of the Statutes of 2006) , 288 .3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288.5, 288.7, 289, 422 .6, 422 .7, 422 .75, 646.9, or 647.6 of the Penal Code shall remain confidential. Address information obtained pursuant to this paragraph may not be used directly or indirectly, or furnished to another, to sell a product or service to any individual or group of individuals, and the requester shall execute a declaration to that effect under penalty of perjury. Nothing in this paragraph shall be construed to prohibit or limit a scholarly, journalistic, political, or government use of address information obtained pursuant to this paragraph. (g) Test questions, scoring keys, and other examination data used to administer a licensing examination, examination for employment, or academic examination, except as provided for in Chapter 3 (commencing with Section 99150) of Part 65 of Division 14 of Title 3 of the Education Code. (h) The contents of real estate appraisals or engineering or feasibility estimates and evaluations made for or by the state or local agency relative to the acquisition of property, or to prospective public supply and construction contracts, until all of the property has been acquired or all of the contract agreement obtained. However, the law of eminent domain shall not be affected by this provision. (i) Information required from any taxpayer in connection with the collection of local taxes that is received in confidence and the disclosure of the information to other persons would result in unfair competitive disadvantage to the person supplying the information. (j) Library circulation records kept for the purpose of identifying the borrower of items available in libraries, and library and museum materials made or acquired and presented solely for reference or exhibition purposes. The exemption in this subdivision http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 19 of 54 shall not apply to records of fines imposed on the borrowers. (k) Records, the disclosure of which is exempted or prohibited pursuant to federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege. (1) Correspondence of and to the Governor or employees of the Governor' s office or in the custody of or maintained by the Governor' s Legal Affairs Secretary. However, public records shall not be transferred to the custody of the Governor's Legal Affairs Secretary to evade the disclosure provisions of this chapter. (m) In the custody of or maintained by the Legislative Counsel, except those records in the public database maintained by the Legislative Counsel that are described in Section 10248. (n) Statements of personal worth or personal financial data required by a licensing agency and filed by an applicant with the licensing agency to establish his or her personal qualification for the license, certificate, or permit applied for. (o) Financial data contained in applications for financing under Division 27 (commencing with Section 44500) of the Health and Safety Code, where an authorized officer of the California Pollution Control Financing Authority determines that disclosure of the financial data would be competitively injurious to the applicant and the data is required in order to obtain guarantees from the United States Small Business Administration. The California Pollution Control Financing Authority shall adopt rules for review of individual requests for confidentiality under this section and for making available to the public those portions of an application that are subject to disclosure under this chapter. (p) Records of state agencies related to activities governed by Chapter 10.3 (commencing with Section 3512) , Chapter 10.5 (commencing with Section 3525) , and Chapter 12 (commencing with Section 3560) of Division 4, that reveal a state agency's deliberative processes, impressions, evaluations, opinions, recommendations, meeting minutes, research, work products, theories, or strategy, or that provide instruction, advice, or training to employees who do not have full collective bargaining and representation rights under these chapters. Nothing in this subdivision shall be construed to limit the disclosure duties of a state agency with respect to any other records relating to the activities governed by the employee relations acts referred to in this subdivision. (q) Records of state agencies related to activities governed by Article 2 .6 (commencing with Section 14081) , Article 2 .8 (commencing with Section 14087.5) , and Article 2.91 (commencing with Section 14089) of Chapter 7 of Part 3 of Division 9 of the Welfare and Institutions Code, that reveal the special negotiator's deliberative processes, discussions, communications, or any other portion of the negotiations with providers of health care services, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy, or that provide instruction, advice, or training to employees. Except for the portion of a contract containing the rates of payment, contracts for inpatient services entered into pursuant to these articles, on or after April 1, 1984, shall be open to inspection one year after they are fully executed. If a contract for inpatient services that is entered into prior to April 1, 1984, is amended on or after April 1, 1984, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after it is fully executed. If the California Medical Assistance Commission enters into contracts with health care providers for other than inpatient hospital services, those contracts shall be open to inspection one year after they are fully executed. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927 chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 20 of 54 Three years after a contract or amendment is open to inspection under this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. Notwithstanding any other provision of law, the entire contract or amendment shall be open to inspection by the Joint Legislative Audit Committee and the Legislative Analyst's Office. The committee and that office shall maintain the confidentiality of the contracts and amendments until the time a contract or amendment is fully open to inspection by the public. (r) Records of Native American graves, cemeteries, and sacred places and records of Native American places, features, and objects described in Sections 5097.9 and 5097. 993 of the Public Resources Code maintained by, or in the possession of, the Native American Heritage Commission, another state agency, or a local agency. (s) A final accreditation report of the Joint Commission on Accreditation of Hospitals that has been transmitted to the State Department of Health Care Services pursuant to subdivision (b) of Section 1282 of the Health and Safety Code. (t) Records of a local hospital district, formed pursuant to Division 23 (commencing with Section 32000) of the Health and Safety Code, or the records of a municipal hospital, formed pursuant to Article 7 (commencing with Section 37600) or Article 8 (commencing with Section 37650) of Chapter 5 of Part 2 of Division 3 of Title 4 of this code, that relate to any contract with an insurer or nonprofit hospital service plan for inpatient or outpatient services for alternative rates pursuant to Section 10133 of the Insurance Code. However, the record shall be open to inspection within one year after the contract is fully executed. (u) (1) Information contained in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department that indicates when or where the applicant is vulnerable to attack or that concerns the applicant's medical or psychological history or that of members of his or her family. (2) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (3) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (v) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.3 (commencing with Section 12695) and Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Part 6.3 (commencing with Section 12695) or Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, on or after July 1, 1991, shall be open to inspection one year after their effective dates. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 21 of 54 (B) If a contract that is entered into prior to July 1, 1991, is amended on or after July 1, 1991, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contracts or amendments to the contracts are open to inspection pursuant to paragraph (3) . (w) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with health plans, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, on or after January 1, 1993, shall be open to inspection one year after they have been fully executed. (3) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contracts or amendments to the contracts are open to inspection pursuant to paragraph (2) . (x) Financial data contained in applications for registration, or registration renewal, as a service contractor filed with the Director of Consumer Affairs pursuant to Chapter 20 (commencing with Section 9800) of Division 3 of the Business and Professions Code, for the purpose of establishing the service contractor' s net worth, or financial data regarding the funded accounts held in escrow for service contracts held in force in this state by a service contractor. (y) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, on or after January 1, 1998, shall be open to inspection one year after their effective dates. (B) If a contract entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code is amended, the amendment shall be http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 22 of 54 open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto until the contract or amendments to a contract are open to inspection pursuant to paragraph (2) or (3) . (5) The exemption from disclosure provided pursuant to this subdivision for the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff shall also apply to the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of applicants pursuant to Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code. (z) Records obtained pursuant to paragraph (2) of subdivision (c) of Section 2891.1 of the Public Utilities Code. (aa) A document prepared by or for a state or local agency that assesses its vulnerability to terrorist attack or other criminal acts intended to disrupt the public agency's operations and that is for distribution or consideration in a closed session. (ab) Critical infrastructure information, as defined in Section 131 (3) of Title 6 of the United States Code, that is voluntarily submitted to the California Emergency Management Agency for use by that office, including the identity of the person who or entity that voluntarily submitted the information. As used in this subdivision, "voluntarily submitted" means submitted in the absence of the office exercising any legal authority to compel access to or submission of critical infrastructure information. This subdivision shall not affect the status of information in the possession of any other state or local governmental agency. (ac) All information provided to the Secretary of State by a person for the purpose of registration in the Advance Health Care Directive Registry, except that those records shall be released at the request of a health care provider, a public guardian, or the registrant 's legal representative. Nothing in this section prevents any agency from opening its records concerning the administration of the agency to public inspection, unless disclosure is otherwise prohibited by law. Nothing in this section prevents any health facility from disclosing to a certified bargaining agent relevant financing information pursuant to Section 8 of the National Labor Relations Act (29 U.S.C. Sec. 158) . SEC. 1.3 . Section 6254 of the Government Code is amended to read: 6254. Except as provided in Sections 6254.7 and 6254.13, nothing in this chapter shall be construed to require disclosure of records that are any of the following: (a) Preliminary drafts, notes, or interagency or intra-agency memoranda that are not retained by the public agency in the ordinary course of business, if the public interest in withholding those records clearly outweighs the public interest in disclosure. (b) Records pertaining to pending litigation to which the public agency is a party, or to claims made pursuant to Division 3 .6 http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 23 of 54 (commencing with Section 810) , until the pending litigation or claim has been finally adjudicated or otherwise settled. (c) Personnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy. (d) Contained in or related to any of the following: (1) Applications filed with any state agency responsible for the regulation or supervision of the issuance of securities or of financial institutions, including, but not limited to, banks, savings and loan associations, industrial loan companies, credit unions, and insurance companies. (2) Examination, operating, or condition reports prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (3) Preliminary drafts, notes, or interagency or intra-agency communications prepared by, on behalf of, or for the use of, any state agency referred to in paragraph (1) . (4) Information received in confidence by any state agency referred to in paragraph (1) . (e) Geological and geophysical data, plant production data, and similar information relating to utility systems development, or market or crop reports, that are obtained in confidence from any person. (f) Records of complaints to, or investigations conducted by, or records of intelligence information or security procedures of, the office of the Attorney General and the Department of Justice, the California Emergency Management Agency, and any state or local police agency, or any investigatory or security files compiled by any other state or local police agency, or any investigatory or security files compiled by any other state or local agency for correctional, law enforcement, or licensing purposes. However, state and local law enforcement agencies shall disclose the names and addresses of persons involved in, or witnesses other than confidential informants to, the incident, the description of any property involved, the date, time, and location of the incident, all diagrams, statements of the parties involved in the incident, the statements of all witnesses, other than confidential informants, to the victims of an incident, or an authorized representative thereof, an insurance carrier against which a claim has been or might be made, and any person suffering bodily injury or property damage or loss, as the result of the incident caused by arson, burglary, fire, explosion, larceny, robbery, carjacking, vandalism, vehicle theft, or a crime as defined by subdivision (b) of Section 13951, unless the disclosure would endanger the safety of a witness or other person involved in the investigation, or unless disclosure would endanger the successful completion of the investigation or a related investigation. However, nothing in this division shall require the disclosure of that portion of those investigative files that reflects the analysis or conclusions of the investigating officer. Customer lists provided to a state or local police agency by an alarm or security company at the request of the agency shall be construed to be records subject to this subdivision. Notwithstanding any other provision of this subdivision, state and local law enforcement agencies shall make public the following information, except to the extent that disclosure of a particular item of information would endanger the safety of a person involved in an investigation or would endanger the successful completion of the investigation or a related investigation: (1) The full name and occupation of every individual arrested by the agency, the individual 's physical description including date of birth, color of eyes and hair, sex, height and weight, the time and http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 24 of 54 date of arrest, the time and date of booking, the location of the arrest, the factual circumstances surrounding the arrest, the amount of bail set, the time and manner of release or the location where the individual is currently being held, and all charges the individual is being held upon, including any outstanding warrants from other jurisdictions and parole or probation holds. (2) Subject to the restrictions imposed by Section 841.5 of the Penal Code, the time, substance, and location of all complaints or requests for assistance received by the agency and the time and nature of the response thereto, including, to the extent the information regarding crimes alleged or committed or any other incident investigated is recorded, the time, date, and location of occurrence, the time and date of the report, the name and age of the victim, the factual circumstances surrounding the crime or incident, and a general description of any injuries, property, or weapons involved. The name of a victim of any crime defined by Section 220, 236.1, 261, 261.5, 262, 264, 264 . 1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288.2, 288 .3 (as added by Chapter 337 of the Statutes of 2006) , 288.3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288.5, 288 .7, 289, 422 .6, 422 .7, 422 .75, 646.9, or 647 .6 of the Penal Code may be withheld at the victim' s request, or at the request of the victim' s parent or guardian if the victim is a minor. When a person is the victim of more than one crime, information disclosing that the person is a victim of a crime defined in any of the sections of the Penal Code set forth in this subdivision may be deleted at the request of the victim, or the victim' s parent or guardian if the victim is a minor, in making the report of the crime, or of any crime or incident accompanying the crime, available to the public in compliance with the requirements of this paragraph. (3) Subject to the restrictions of Section 841.5 of the Penal Code and this subdivision, the current address of every individual arrested by the agency and the current address of the victim of a crime, where the requester declares under penalty of perjury that the request is made for a scholarly, journalistic, political, or governmental purpose, or that the request is made for investigation purposes by a licensed private investigator as described in Chapter 11.3 (commencing with Section 7512) of Division 3 of the Business and Professions Code. However, the address of the victim of any crime defined by Section 220, 236.1, 261, 261.5, 262, 264, 264.1, 265, 266, 266a, 266b, 266c, 266e, 266f, 266j , 267, 269, 273a, 273d, 273 .5, 285, 286, 288, 288a, 288 .2, 288.3 (as added by Chapter 337 of the Statutes of 2006) , 288.3 (as added by Section 6 of Proposition 83 of the November 7, 2006, statewide general election) , 288.5, 288.7, 289, 422 .6, 422 .7, 422.75, 646.9, or 647.6 of the Penal Code shall remain confidential. Address information obtained pursuant to this paragraph may not be used directly or indirectly, or furnished to another, to sell a product or service to any individual or group of individuals, and the requester shall execute a declaration to that effect under penalty of perjury. Nothing in this paragraph shall be construed to prohibit or limit a scholarly, journalistic, political, or government use of address information obtained pursuant to this paragraph. (g) Test questions, scoring keys, and other examination data used to administer a licensing examination, examination for employment, or academic examination, except as provided for in Chapter 3 (commencing with Section 99150) of Part 65 of Division 14 of Title 3 of the Education Code. (h) The contents of real estate appraisals or engineering or http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 25 of 54 feasibility estimates and evaluations made for or by the state or local agency relative to the acquisition of property, or to prospective public supply and construction contracts, until all of the property has been acquired or all of the contract agreement obtained. However, the law of eminent domain shall not be affected by this provision. (i) Information required from any taxpayer in connection with the collection of local taxes that is received in confidence and the disclosure of the information to other persons would result in unfair competitive disadvantage to the person supplying the information. (j) Library circulation records kept for the purpose of identifying the borrower of items available in libraries, and library and museum materials made or acquired and presented solely for reference or exhibition purposes. The exemption in this subdivision shall not apply to records of fines imposed on the borrowers. (k) Records, the disclosure of which is exempted or prohibited pursuant to federal or state law, including, but not limited to, provisions of the Evidence Code relating to privilege. () Correspondence of and to the Governor or employees of the Governor's office or in the custody of or maintained by the Governor' s Legal Affairs Secretary. However, public records shall not be transferred to the custody of the Governor's Legal Affairs Secretary to evade the disclosure provisions of this chapter. (m) In the custody of or maintained by the Legislative Counsel, except those records in the public database maintained by the Legislative Counsel that are described in Section 10248 . (n) Statements of personal worth or personal financial data required by a licensing agency and filed by an applicant with the licensing agency to establish his or her personal qualification for the license, certificate, or permit applied for. (o) Financial data contained in applications for financing under Division 27 (commencing with Section 44500) of the Health and Safety Code, where an authorized officer of the California Pollution Control Financing Authority determines that disclosure of the financial data would be competitively injurious to the applicant and the data is required in order to obtain guarantees from the United States Small Business Administration. The California Pollution Control Financing Authority shall adopt rules for review of individual requests for confidentiality under this section and for making available to the public those portions of an application that are subject to disclosure under this chapter. (p) Records of state agencies related to activities governed by Chapter 10.3 (commencing with Section 3512) , Chapter 10.5 (commencing with Section 3525) , and Chapter 12 (commencing with Section 3560) of Division 4, that reveal a state agency's deliberative processes, impressions, evaluations, opinions, recommendations, meeting minutes, research, work products, theories, or strategy, or that provide instruction, advice, or training to employees who do not have full collective bargaining and representation rights under these chapters. Nothing in this subdivision shall be construed to limit the disclosure duties of a state agency with respect to any other records relating to the activities governed by the employee relations acts referred to in this subdivision. (q) Records of state agencies related to activities governed by Article 2 .6 (commencing with Section 14081) , Article 2 .8 (commencing with Section 14087 .5) , and Article 2 .91 (commencing with Section 14089) of Chapter 7 of Part 3 of Division 9 of the Welfare and Institutions Code, that reveal the special negotiator' s deliberative processes, discussions, communications, or any other portion of the negotiations with providers of health care services, impressions, http://info.sen.ca.gov/pub/07-08/bill/asm/ab_000I-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 26 of 54 opinions, recommendations, meeting minutes, research, work product, theories, or strategy, or that provide instruction, advice, or training to employees. Except for the portion of a contract containing the rates of payment, contracts for inpatient services entered into pursuant to these articles, on or after April 1, 1984, shall be open to inspection one year after they are fully executed. If a contract for inpatient services that is entered into prior to April 1, 1984, is amended on or after April 1, 1984, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after it is fully executed. If the California Medical Assistance Commission enters into contracts with health care providers for other than inpatient hospital services, those contracts shall be open to inspection one year after they are fully executed. Three years after a contract or amendment is open to inspection under this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. Notwithstanding any other provision of law, the entire contract or amendment shall be open to inspection by the Joint Legislative Audit Committee and the Legislative Analyst ' s Office. The committee and that office shall maintain the confidentiality of the contracts and amendments until the time a contract or amendment is fully open to inspection by the public. (r) Records of Native American graves, cemeteries, and sacred places and records of Native American places, features, and objects described in Sections 5097.9 and 5097.993 of the Public Resources Code maintained by, or in the possession of, the Native American Heritage Commission, another state agency, or a local agency. (s) A final accreditation report of the Joint Commission on Accreditation of Hospitals that has been transmitted to the State Department of Health Care Services pursuant to subdivision (b) of Section 1282 of the Health and Safety Code. (t) Records of a local hospital district, formed pursuant to Division 23 (commencing with Section 32000) of the Health and Safety Code, or the records of a municipal hospital, formed pursuant to Article 7 (commencing with Section 37600) or Article 8 (commencing with Section 37650) of Chapter 5 of Part 2 of Division 3 of Title 4 of this code, that relate to any contract with an insurer or nonprofit hospital service plan for inpatient or outpatient services for alternative rates pursuant to Section 10133 of the Insurance Code. However, the record shall be open to inspection within one year after the contract is fully executed. (u) (1) Information contained in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department that indicates when or where the applicant is vulnerable to attack or that concerns the applicant's medical or psychological history or that of members of his or her family. (2) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in applications for licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (3) The home address and telephone number of peace officers, judges, court commissioners, and magistrates that are set forth in licenses to carry firearms issued pursuant to Section 12050 of the Penal Code by the sheriff of a county or the chief or other head of a municipal police department. (v) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.3 (commencing with Section http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 27 of 54 12695) and Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Part 6.3 (commencing with Section 12695) or Part 6.5 (commencing with Section 12700) of Division 2 of the Insurance Code, on or after July 1, 1991, shall be open to inspection one year after their effective dates. (B) If a contract that is entered into prior to July 1, 1991, is amended on or after July 1, 1991, the amendment, except for any portion containing the rates of payment, shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contracts or amendments to the contracts are open to inspection pursuant to paragraph (3) . (w) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations with health plans, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) Except for the portion of a contract that contains the rates of payment, contracts for health coverage entered into pursuant to Chapter 8 (commencing with Section 10700) of Part 2 of Division 2 of the Insurance Code, on or after January 1, 1993, shall be open to inspection one year after they have been fully executed. (3) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto, until the contracts or amendments to the contracts are open to inspection pursuant to paragraph (2) . (x) Financial data contained in applications for registration, or registration renewal, as a service contractor filed with the Director of Consumer Affairs pursuant to Chapter 20 (commencing with Section 9800) of Division 3 of the Business and Professions Code, for the purpose of establishing the service contractor's net worth, or financial data regarding the funded accounts held in escrow for service contracts held in force in this state by a service contractor. (y) (1) Records of the Managed Risk Medical Insurance Board related to activities governed by Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, and that reveal the deliberative processes, discussions, communications, or any other portion of the negotiations http://info.sen.ca.gov/pub/07-08/bill/asm/ab-0001-0050/ab-3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 28 of 54 with entities contracting or seeking to contract with the board, or the impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff, or records that provide instructions, advice, or training to employees. (2) (A) Except for the portion of a contract that contains the rates of payment, contracts entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code, on or after January 1, 1998, shall be open to inspection one year after their effective dates. (B) If a contract entered into pursuant to Part 6.2 (commencing with Section 12693) or Part 6.4 (commencing with Section 12699.50) of Division 2 of the Insurance Code is amended, the amendment shall be open to inspection one year after the amendment has been fully executed. (3) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (4) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto until the contract or amendments to a contract are open to inspection pursuant to paragraph (2) or .(3) . (5) The exemption from disclosure provided pursuant to this subdivision for the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of the board or its staff shall also apply to the contracts, deliberative processes, discussions, communications, negotiations, impressions, opinions, recommendations, meeting minutes, research, work product, theories, or strategy of applicants pursuant to Part 6 .4 (commencing with Section 12699.50) of Division 2 of the Insurance Code. (z) Records obtained pursuant to paragraph (2) of subdivision (c) of Section 2891.1 of the Public Utilities Code. (aa) A document prepared by or for a state or local agency that assesses its vulnerability to terrorist attack or other criminal acts intended to disrupt the public agency's operations and that is for distribution or consideration in a closed session. (ab) Critical infrastructure information, as defined in Section 131 (3) of Title 6 of the United States Code, that is voluntarily submitted to the California Emergency Management Agency for use by that office, including the identity of the person who or entity that voluntarily submitted the information. As used in this subdivision, "voluntarily submitted" means submitted in the absence of the office exercising any legal authority to compel access to or submission of critical infrastructure information. This subdivision shall not affect the status of information in the possession of any other state or local governmental agency. (ac) All information provided to the Secretary of State by a person for the purpose of registration in the Advance Health Care Directive Registry, except that those records shall be released at the request of a health care provider, a public guardian, or the registrant' s legal representative. (ad) The following records of the State Compensation Insurance Fund: (1) Records related to claims pursuant to Chapter 1 (commencing http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 29 of 54 with Section 3200) of Division 4 of the Labor Code, to the extent that confidential medical information or other individually identifiable information would be disclosed. (2) Records related to the discussions, communications, or any other portion of the negotiations with entities contracting or seeking to contract with the fund, and any related deliberations. (3) Records related to the impressions, opinions, recommendations, meeting minutes of meetings or sessions that are lawfully closed to the public, research, work product, theories, or strategy of the fund or its staff, on the development of rates, contracting strategy, underwriting, or competitive strategy pursuant to the powers granted to the fund in Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code. (4) Records obtained to provide workers ' compensation insurance under Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code, including, but not limited to, any medical claims information, policyholder information provided that nothing in this paragraph shall be interpreted to prevent an insurance agent or broker from obtaining proprietary information or other information authorized by law to be obtained by the agent or broker, and information on rates, pricing, and claims handling received from brokers. (5) (A) Records that are trade secrets pursuant to Section 6276.44, or Article 11 (commencing with Section 1060) of Chapter 4 of Division 8 of the Evidence Code, including without limitation, instructions, advice, or training provided by the State Compensation Insurance Fund to its board members, officers, and employees regarding the fund's special investigation unit, internal audit unit, and informational security, marketing, rating, pricing, underwriting, claims handling, audits, and collections. (B) Notwithstanding subparagraph (A) , the portions of records containing trade secrets shall be available for review by the Joint Legislative Audit Committee, the Bureau of State Audits, Division of Workers' Compensation, and the Department of Insurance to ensure compliance with applicable law. (6) (A) Internal audits containing proprietary information and the following records that are related to an internal audit: (i) Personal papers and correspondence of any person providing assistance to the fund when that person has requested in writing that his or her papers and correspondence be kept private and confidential. Those papers and correspondence shall become public records if the written request is withdrawn, or upon order of the fund. (ii) Papers, correspondence, memoranda, or any substantive information pertaining to any audit not completed or an internal audit that contains proprietary information. (B) Notwithstanding subparagraph (A) , the portions of records containing proprietary information, or any information specified in subparagraph (A) shall be available for review by the Joint Legislative Audit Committee, the Bureau of State Audits, Division of Workers ' Compensation, and the Department of Insurance to ensure compliance with applicable law. (7) (A) Except as provided in subparagraph (C) , contracts entered into pursuant to Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code shall be open to inspection one year after the contract has been fully executed. (B) If a contract entered into pursuant to Chapter 4 (commencing with Section 11770) of Part 3 of Division 2 of the Insurance Code is amended, the amendment shall be open to inspection one year after the amendment has been fully executed. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 30 of 54 (C) Three years after a contract or amendment is open to inspection pursuant to this subdivision, the portion of the contract or amendment containing the rates of payment shall be open to inspection. (D) Notwithstanding any other provision of law, the entire contract or amendments to a contract shall be open to inspection by the Joint Legislative Audit Committee. The committee shall maintain the confidentiality of the contracts and amendments thereto until the contract or amendments to a contract are open to inspection pursuant to this paragraph. (E) Nothing in this paragraph is intended to apply to documents related to contracts with public entities that are not otherwise expressly confidential as to that public entity. (F) For purposes of this paragraph, "fully executed" means the point in time when all of the necessary parties to the contract have signed the contract. Nothing in this section prevents any agency from opening its records concerning the administration of the agency to public inspection, unless disclosure is otherwise prohibited by law. Nothing in this section prevents any health facility from disclosing to a certified bargaining agent relevant financing information pursuant to Section 8 of the National Labor Relations Act (29 U.S.C. Sec. 158) . SEC. 2 . Chapter 6.5 (commencing with Section 8549) of Division 1 of Title 2 of the Government Code, as added by Section 3 of Chapter 1210 of the Statutes of 1990, is repealed. SEC. 3 . Section 8550 of the Government Code is amended to read: 8550. The state has long recognized its responsibility to mitigate the effects of natural, manmade, or war-caused emergencies which result in conditions of disaster or in extreme peril to life, property, and the resources of the state, and generally to protect the health and safety and preserve the lives and property of the people of the state. To ensure that preparations within the state will be adequate to deal with such emergencies, it is hereby found and declared to be necessary: (a) To confer upon the Governor and upon the chief executives and governing bodies of political subdivisions of this state the emergency powers provided herein; and to provide for state assistance in the organization and maintenance of the emergency programs of such political subdivisions. (b) To provide for a state agency to be known and referred to as the California Emergency Management Agency (Cal EMA) , within the office of the Governor, and to prescribe the powers and duties of the secretary of that agency. (c) To provide for the assignment of functions to state agencies to be performed during an emergency and for the coordination and direction of the emergency actions of such agencies. (d) To provide for the rendering of mutual aid by the state government and all its departments and agencies and by the political subdivisions of this state in carrying out the purposes of this chapter. (e) To authorize the establishment of such organizations and the taking of such actions as are necessary and proper to carry out the provisions of this chapter. It is further declared to be the purpose of this chapter and the policy of this state that all emergency services functions of this state be coordinated as far as possible with the comparable functions of its political subdivisions, of the federal government including its various departments and agencies, of other states, and of private agencies of every type, to the end that the most effective use may http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 31 of 54 be made of all manpower, resources, and facilities for dealing with any emergency that may occur. SEC. 4. Section 8570.5 of the Government Code is amended to read: 8570.5. The California Emergency Management Agency shall develop a guidance document to the state emergency plan to specify the response of the state and its political subdivisions to agriculture-related disasters. This document shall be completed by January 2002, and updated by January 2009, and shall include, but not be limited to, all of the following: (a) The roles and responsibilities of the county agricultural commissioners. (b) The roles and responsibilities of the Department of Agriculture and other relevant state agencies that are involved in the response to agriculture-related disasters. (c) Coordination of initial and ongoing crop damage assessments. (d) Disaster assistance between the time of the request for a federal disaster declaration and issuance of a federal declaration. (e) State assistance available if a requested federal declaration is not issued. (f) State assistance under a United States Department of Agriculture designation rather than a federal declaration. (g) State assistance for long-term unemployment in areas with high unemployment rates prior to an emergency. (h) Provision for the removal and elimination of extraordinary numbers of dead livestock for purposes of protecting public health and safety. (i) Strategies to assist in the development of an integrated and coordinated response by community-based organizations to the victims of agriculture-related disasters. (j ) Procedures for the decontamination of individuals who have been or may have been exposed to hazardous materials, which may vary depending on the hazards posed by a particular hazardous material. The report shall specify that individuals shall be assisted in a humanitarian manner. (k) Integration of various local and state emergency response plans, including, but not limited to, plans that relate to hazardous materials, oil spills, public health emergencies, and general disasters. SEC. 5. Section 8574.9 of the Government Code is amended to read: 8574 .9. (a) The State Interagency Oil Spill Committee shall consist of all of the following persons: (1) The administrator named by the Governor pursuant to Section 8670.4 . (2) The Chairperson of the State Lands Commission, or his or her designee. (3) The Chairperson of the California Coastal Commission, or his or her designee. (4) The Chairperson of the San Francisco Bay Conservation and Development Commission, or his or her designee. The chairperson of the commission shall only have voting and decisionmaking authority regarding matters under the jurisdiction of the commission. (5) A designated representative from all of the following agencies: (A) The California Emergency Management Agency. (B) The State Water Resources Control Board. (C) The Department of Justice. (D) The California Highway Patrol. (E) The California National Guard. (F) The Division of Oil and Gas in the Department of Conservation. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 32 of 54 (G) The Department of Toxic Substances Control. (H) The Department of Transportation. (I) The Department of Parks and Recreation. (J) The Department of Water Resources. (K) The Department of Forestry and Fire Protection. (L) The State Fire Marshal. (M) The California regional water quality control boards (one representative) . (N) The Resources Agency. (0) The California Environmental Protection Agency. (P) The California Conservation Corps. (Q) The Office of Environmental Health Hazard Assessment. (R) The Division of Occupational Safety and Health in the Department of Industrial Relations. (b) The administrator shall be the chairperson of the committee. The administrator shall ensure that personnel serve as staff to the committee. SEC. 6. Section 8574 . 17 of the Government Code is amended to read: 8574 .17. (a) (1) A state toxic disaster contingency plan established pursuant to this article shall provide for an integrated and effective state procedure to respond to the occurrence of toxic disasters within the state. The plan shall provide for the designation of a lead agency to direct strategy to ameliorate the effects of a toxic disaster, for specified state agencies to implement the plan, for interagency coordination of the training conducted by state agencies pursuant to the plan, and for on-scene coordination of response actions. (2) Notwithstanding any provision of the plan, the authority for the management of the scene of an on-highway toxic spill or disaster shall be vested in the appropriate law enforcement agency having primary traffic investigative authority on the highway where the incident occurs or in a local fire protection agency as provided by Section 2454 of the Vehicle Code. During the preparation of the toxic disaster contingency plan, the California Emergency Management Agency shall adopt the recommendations of the Department of the California Highway Patrol in developing response and on-scene procedures for toxic disasters which occur upon the highways, based upon previous studies for such procedures, insofar as the procedures are not inconsistent with the overall plan for initial notification of toxic disasters by public agencies and for after-incident evaluation and reporting. (b) The California Emergency Management Agency shall establish a central notification and reporting system to facilitate operation of the state toxic disaster response procedures designated by the toxic disaster contingency plan. SEC. 7 . Section 8574 .20 of the Government Code is amended to read: 8574.20. The California Emergency Management Agency shall manage the California Hazardous Substances Incident Response Training and Education Program to provide approved classes in hazardous substance response, taught by trained instructors, and to certify students who have completed these classes. To carry out this program, the California Emergency Management Agency shall do all of the following: (a) Adopt regulations necessary to implement the program. (b) Establish a training and education program by developing the curriculum to be used in the program in colleges, academies, the California Specialized Training Institute, and other educational institutions, as specified in Section 8574 .21. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 33 of 54 (c) Establish recommended minimum standards for training emergency response personnel and instructors, including, but not limited to, fire, police, and environmental health personnel. (d) Make available a training and education program in the use of hazardous substances emergency rescue, safety, and monitoring equipment, on a voluntary basis, at the California Specialized Training Institute. (e) Train and certify instructors at the California Specialized Training Institute according to standards and procedures developed by the curriculum development advisory committee, as specified in Section 8574 .21. (f) Approve classes, as meeting the requirements of the program, if the classes meet the curriculum developed by the California Emergency Management Agency pursuant to Section 8574.21 and the instructor received training and certification at the California Specialized Training Institute, as specified in subdivision (e) . (g) Certify students who have successfully completed a class approved as meeting the requirements of the program. (h) Review and revise, as necessary, the program. (i) Establish and collect admission fees and other fees that may be necessary to be charged for advanced or specialized training given at the California Specialized Training Institute. These fees shall be used to offset costs incurred pursuant to this article. SEC. 8. Section 8574 .21 of the Government Code is amended to read: 8574 .21. (a) The California Emergency Management Agency shall develop the curriculum to be used in classes that meet the program requirements and shall adopt standards and procedures for training instructors at the California Specialized Training Institute. (b) The curriculum for the training and education program established pursuant to this article shall include all of the following aspects of hazardous substance incident response actions : (1) First responder training. (2) On-scene manager training. (3) Hazardous substance incident response training for management personnel. (4) Hazardous materials specialist training that equals or exceeds the standards of the National Fire Protection Association. (5) Environmental monitoring. (6) Hazardous substance release investigations. (7) Hazardous substance incident response activities at ports. (c) The California Emergency Management Agency shall establish a curriculum development advisory committee, which shall consist of a representative from each of the following agencies or organizations: (1) The California Emergency Management Agency. (2) The Office of the State Fire Marshal. (3) The Department of Toxic Substances Control. (4) The Department of Fish and Game. (5) The State Water Resources Control Board. (6) The Department of the California Highway Patrol. (7) The California Police Chiefs ' Association. (8) The California Fire Chiefs ' Association. (9) The Commission on Police Officer Standards and Training. (10) The California District Attorneys ' Association. (11) The Department of Forestry and Fire Protection. (12) The Emergency Medical Services Authority. (13) The Department of Transportation. (14) The Environmental Protection Agency. (15) The Chemical Industry Council of California. (16) The California Manufacturers Association. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 34 of 54 (17) The California Conference of Local Health Officers. (18) The University of California. (19) The California State Fireman's Association. (20) The California State University. (21) The California Professional Firefighters. (22) The California Association of Highway Patrolmen. (23) The Office of Environmental Health Hazard Assessment. (d) The curriculum development advisory committee shall advise the California Emergency Management Agency on the development of course curricula and the standards and procedures specified in subdivision (a) . In advising the California Emergency Management Agency, the committee shall do the following: (1) Assist, and cooperate with, representatives of the Board of Governors of the California Community Colleges in developing the course curricula. (2) Ensure that the curriculum developed pursuant to this section is accredited by the State Board of Fire Services. (3) Define equivalent training and experience considered as meeting the initial training requirements as specified in subdivision (a) that existing employees might have already received from actual experience or formal education undertaken, and which would qualify as meeting the requirements established pursuant to this article. (e) The representative from the California Emergency Management Agency shall serve as the chairperson of the curriculum development advisory committee. (f) After the course curricula and standards are established pursuant to subdivision (a) , the curriculum development advisory committee shall meet at least once each year to review the program and advise the California Emergency Management Agency on any required revisions. (g) The California Emergency Management Agency shall make the curriculum development advisory committee a subcommittee of the Curriculum Advisory Board of the California Specialized Training Institute. (h) This article does not affect the authority of the State Fire Marshal granted pursuant to Section 13142 .4 or 13159 of the Health and Safety Code. (i) Upon completion of instructor training and certification pursuant to subdivision (e) of Section 8574.20 by any employee of the Department of the California Highway Patrol, the Commissioner of the California Highway Patrol may deem any training programs taught by that employee to be equivalent to any training program meeting the requirements established pursuant to this article. SEC. 9. Section 8574 .22 of the Government Code is amended to read: 8574 .22 . The California Emergency Management Agency may hire professional and clerical staff pursuant to the State Civil Service Act (Part 2 (commencing with Section 18500) of Division 5 of Title 2) . However, any person employed pursuant to this section shall be employed only at the California Specialized Training Institute. SEC. 10 . Section 8574 .23 of the Government Code is repealed. SEC. 11. Section 8584 . 1 of the Government Code is amended to read: 8584 .1. (a) It is the intent of the Legislature that the state have an urban heavy rescue capability in the event of a major earthquake. It is also the intent of the Legislature that the California Emergency Management Agency and the State Fire Marshal 's Office pursue the necessary funding to carry out this article through the normal budget process. (b) The Fire and Rescue Division of the California Emergency http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 35 of 54 Management Agency shall acquire and maintain urban heavy rescue units and transportable caches of search and rescue gear, including hand tools and protective gear. The division shall position the units and caches to ensure a rapid response of personnel and equipment anywhere in the state, and ensure that a unit will be available on the scene within one hour of a major earthquake. (c) The State Fire Marshal ' s Office shall coordinate the training of personnel in the use of the units and equipment in cooperation with the California Emergency Management Agency. SEC. 12 . Section 8585 of the Government Code is repealed. SEC. 13 . Section 8585 is added to the Government Code, to read: 8585. (a) (1) There is in state government, within the office of the Governor, the California Emergency Management Agency. The California Emergency Management Agency shall be under the supervision of a Secretary of California Emergency Management, who shall have all rights and powers of a head of an agency as provided by this code. (2) Unless the context clearly requires otherwise, whenever the term "Office of Emergency Services" appears in any statute, regulation, or contract, it shall be construed to refer to the California Emergency Management Agency, and whenever the term "Director of Emergency Services" or the "Director of the Office of Emergency Services" appears in statute, regulation, or contract, it shall be construed to refer to the Secretary of California Emergency Management. (3) Unless the context clearly requires otherwise, whenever the term "Director of Homeland Security" or "Office of Homeland Security" appears in any statute, regulation, or contract, it shall be construed to refer to the California Emergency Management Agency, and whenever the term "Director of Homeland Security" or "Director of the Office of Homeland Security" appears in any statute, regulation, or contract, it shall be construed to refer to the Secretary of California Emergency Management. (b) (1) The California Emergency Management Agency and the Secretary of California Emergency Management succeed to and are vested with all the duties, powers, purposes, responsibilities, and jurisdiction vested in the Office of Emergency Services and the Director of the Office of Emergency Services, respectively. (2) The California Emergency Management Agency and the Secretary of California Emergency Management succeed to and are vested with all the duties, powers, purposes, responsibilities, and jurisdiction vested in the Office of Homeland Security and the Director of Homeland Security, respectively. (c) The California Emergency Management Agency shall be considered a law enforcement organization as required for receipt of criminal intelligence information pursuant to subdivision (f) of Section 6254 of the Government Code by persons employed within the agency whose duties and responsibilities require the authority to access criminal intelligence information. (d) Persons employed by the California Emergency Management Agency whose duties and responsibilities require the authority to access criminal intelligence information shall be furnished state summary criminal history information as described in Section 11105 of the Penal Code, if needed in the course of their duties. (e) The California Emergency Management Agency shall be responsible for the state's emergency and disaster response services for natural, technological, or manmade disasters and emergencies, including responsibility for activities necessary to prevent, respond to, recover from, and mitigate the effects of emergencies and disasters to people and property. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 36 of 54 (f) Notwithstanding any other provision of law, nothing in this section shall authorize an employee of the California Emergency Management Agency to access criminal intelligence information under subdivision (c) or (d) for the purpose of determining eligibility for, or providing access to, disaster-related assistance and services . SEC. 14. Section 8585.1 is added to the Government Code, to read: 8585.1. (a) The Secretary of California Emergency Management shall be appointed by, and hold office at the pleasure of, the Governor. The appointment of the secretary is subject to confirmation by the Senate. The secretary shall coordinate all state disaster response, emergency planning, emergency preparedness, disaster recovery, disaster mitigation, and homeland security activities. (b) The Secretary of California Emergency Management shall receive an annual salary as set forth in Section 11550. (c) The Governor may appoint an Undersecretary of California Emergency Management. The undersecretary shall hold office at the pleasure of the Governor. (d) All positions exempt from civil service that existed in the predecessor agencies shall be transferred to the agency. (e) Neither state nor federal funds may be expended to pay the salary or benefits of any deputy or employee who may be appointed by the secretary or undersecretary pursuant to Section 4 of Article VII of the California Constitution. SEC. 15. Section 8585 .2 is added to the Government Code, to read: 8585.2 . (a) All employees serving in state civil service, other than temporary employees, who are engaged in the performance of functions transferred to the California Emergency Management Agency or engaged in the administration of law, the administration of which is transferred to the California Emergency Management Agency, are transferred to the agency. The status, positions, and rights of those persons shall not be affected by their transfer and shall continue to be retained by them pursuant to the State Civil Service Act (Part 2 (commencing with Section 18500) of Division 5) , except as to positions the duties of which are vested in a position exempt from civil service. The personnel records of all transferred employees shall be transferred to the California Emergency Management Agency. (b) The property of any agency or department related to functions transferred to the California Emergency Management Agency, is transferred to the agency. If any doubt arises as to where that property is transferred, the Department of General Services shall determine where the property is transferred. (c) All unexpended balances of appropriations and other funds available for use in connection with any function or the administration of any law transferred to the California Emergency Management Agency shall be transferred to the agency for use for the purpose for which the appropriation was originally made or the funds were originally available. If there is any doubt as to where those balances and funds are transferred, the Department of Finance shall determine where the balances and funds are transferred. (d) The California Emergency Management Agency shall submit a report to the Joint Legislative Committee on Emergency Services and Homeland Security on or before January 1, 2010, regarding the successes and failures of the consolidation of the Office of Homeland Security and the Office of Emergency Services, including, but not limited to, any efficiencies achieved. (e) As part of the 2009-10 budget, the California Emergency Management Agency shall propose a spending and staff consolidation plan. SEC. 16. Section 8586 of the Government Code is amended to read: http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 37 of 54 8586. The Governor shall assign all or part of his or her powers and duties under this chapter to the California Emergency Management Agency. SEC. 17 . Section 8587 of the Government Code is amended to read: 8587. (a) During a state of war emergency, a state of emergency, or a local emergency, the secretary shall coordinate the emergency activities of all state agencies in connection with that emergency, and every state agency and officer shall cooperate with the secretary in rendering all possible assistance in carrying out the provisions cf this chapter. (b) In addition to the powers designated in this section, the Governor may delegate any of the powers vested in him or her under this chapter to the secretary except the power to make, amend, and rescind orders and regulations, and the power to proclaim a state of emergency. SEC. 18. Section 8587 .7 of the Government Code is amended to read: 8587.7. (a) The California Emergency Management Agency, in cooperation with the State Department of Education, the Department of General Services, and the Seismic Safety Commission, shall develop an educational pamphlet for use by grades Kindergarten to 14 personnel to identify and mitigate the risks posed by nonstructural earthquake hazards. (b) The agency shall print and distribute the pamphlet to the governing board of each school district and community college district in the state, along with a copy of the current edition of the agency' s school emergency response publication. The agency shall also make the pamphlet or the current edition of the agency's school emergency response publication available to a private elementary or secondary school upon request. (c) The agency, as soon as feasible, shall make the pamphlet and the current edition of the agency's school emergency response publication available by electronic means, including, but not limited to, the Internet. SEC. 19. Section 8588 of the Government Code is amended to read: 8588. Whenever conditions exist within any region or regions of the state which warrant the proclamation by the Governor of a state of emergency and the Governor has not acted under the provisions of Section 8625, by reason of the fact that the Governor has been inaccessible, the Secretary of California Emergency Management may proclaim the existence of a state of emergency in the name of the Governor as to any region or regions of the state. Whenever the Secretary of California Emergency Management has so proclaimed a state of emergency, that action shall be ratified by the Governor as soon as the Governor becomes accessible, and in the event the Governor does not ratify the action, the Governor shall immediately terminate the state of emergency as proclaimed by the Secretary of California Emergency Management. SEC. 20 . Section 8588.1 of the Government Code is amended to read: 8588.1. (a) The Legislature finds and declares that this state can only truly be prepared for the next disaster if the public and private sector collaborate. (b) The California Emergency Management Agency may, as appropriate, include private businesses and nonprofit organizations within its responsibilities to prepare the state for disasters under this chapter. All participation by businesses and nonprofit associations in this program shall be voluntary. (c) The agency may do any of the following: (1) Provide guidance to business and nonprofit organizations http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 38 of 54 representing business interests on how to integrate private sector emergency preparedness measures into governmental disaster planning programs. (2) Conduct outreach programs to encourage business to work with governments and community associations to better prepare the community and their employees to survive and recover from disasters. (3) Develop systems so that government, businesses, and employees can exchange information during disasters to protect themselves and their families. (4) Develop programs so that businesses and government can work cooperatively to advance technology that will protect the public during disasters. (d) The agency may share facilities and systems for the purposes of subdivision (b) with the private sector to the extent the costs for their use are reimbursed by the private sector. (e) Proprietary information or information protected by state or federal privacy laws shall not be disclosed under this program. (f) Notwithstanding Section 11005, donations and private grants may be accepted by the agency and shall not be subject to Section 11005. (g) The Disaster Resistant Communities Fund is hereby created in the State Treasury. Upon appropriation by the Legislature, the Secretary of California Emergency Management may expend the money in the account for the costs associated within this section. (h) This section shall be implemented only to the extent that in-kind contributions or donations are received from the private sector, or grant funds are received from the federal government, for these purposes. SEC. 21. Section 8588.3 of the Government Code is amended to read: 8588.3 . (a) The Legislature finds and declares that it is the responsibility of the State of California to protect and preserve the right of its citizens to a safe and peaceful existence. To accomplish this goal and to minimize the destructive impact of disasters and other massive emergencies, the actions of numerous public agencies must be coordinated to effectively manage all four phases of emergency activity: preparedness, mitigation, response, and recovery. In order to ensure that the state's response to disasters or massive emergencies is effective, specialized training is necessary. (b) The California Specialized Training Institute of the office of the Adjutant General is hereby transferred to the California Emergency Management Agency. The institute shall assist the Governor in providing, pursuant to subdivision (f) of Section 8570, training to state agencies, cities, and counties in their planning and preparation for disasters. (c) The Secretary of California Emergency Management may solicit, receive, and administer funds or property from federal, state, or other public agency sources for the support and operation of the institute. (d) The Secretary of California Emergency Management may solicit and receive firearms, other weaponry, explosive materials, chemical agents, and other items confiscated by or otherwise in the possession of law enforcement officers as donations to the institute if he or she deems them to be appropriate for the institute's training purposes . (e) Any moneys received by the Secretary of California Emergency Management from charges or fees imposed in connection with the operation of the institute shall be deposited in the General Fund. SEC. 22 . Section 8588 .7 of the Government Code is amended to read: http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 39 of 54 8588 .7. (a) The California Emergency Management Agency shall procure mobile communication translators to enable mutual-aid emergency response agencies to communicate effectively while operating on incompatible frequencies. (b) Translators shall be located in the San Francisco Bay Area and the Los Angeles metropolitan area, made ready for use by local public safety officials by the California Emergency Management Agency, and provided to the appropriate state-established mutual-aid region pursuant to Section 8600. (c) The California Emergency Management Agency shall implement this section only to the extent that funds are appropriated to the agency for this purpose in the Budget Act or in other legislation. SEC. 23 . Section 8588.10 of the Government Code is amended to read: 8588.10. (a) The Emergency Response Training Advisory Committee shall be established pursuant to subdivision (d) . The committee shall recommend the criteria for terrorism awareness curriculum content to meet the training needs of state and local emergency response personnel and volunteers. In addition, the committee shall identify any additional training that would be useful and appropriate but that may not be generally available in California, and shall make recommendations pertaining to any need for training oversight agencies for first responder disciplines to expedite their curriculum approval processes. (b) Basic terrorism awareness training shall include, but not be limited to, the following: (1) An overview of conventional, chemical, biological, radiological, and nuclear threats. (2) Threat and hazard recognition, with an emphasis on ability to determine local vulnerabilities . (3) Understanding the structure and function of an incident command system. (4) Initial response actions, including preliminary assessment, notifications, resource needs, and safety considerations. (5) Coordination with other emergency service first responders. (6) Gathering, verifying, assessing, and communicating incident information. (7) Understanding mass casualty implications and decontamination requirements. (8) Balancing lifesaving activities with evidence preservation. (9) General awareness and additional training for each of the first responder categories specific to each discipline. (c) (1) The Legislature finds and declares that training on terrorism awareness for first responders is of critical importance to the people of California. (2) Every agency responsible for development of terrorism awareness training and every agency that employs or uses first responders shall give a high priority to the completion of that training. (d) The Emergency Response Training Advisory Committee is hereby created, which shall be chaired by the Secretary of California Emergency Management and shall consist of the following members, or their representatives: (1) The California Emergency Management Agency. (2) The Commissioner of the California Highway Patrol. (3) The Executive Director of the Commission on Peace Officer Standards and Training. (4) The State Fire Marshal. (5) The Director of Public Health. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38 bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 40 of 54 (6) The Director of the Emergency Medical Services Authority. (7) The Chairperson of the California Fire Fighter Joint Apprenticeship Committee. (8) The Attorney General. (9) Nine representatives, appointed by the Governor, comprised of all of the following: (A) One police chief from the California Police Chiefs Association. (D) One county sheriff from the California State Sheriffs' Association. (C) One representative of port security agencies. (D) Two fire chiefs, one from the California Fire Chiefs Association and one from the California Metropolitan Fire Chiefs Association. (E) Two firefighters, one from a statewide organization that represents career firefighters and one from a statewide organization that represents both career and volunteer firefighters. (F) Two law enforcement labor representatives, one from a state organization and one from a local organization. SEC. 24 . Section 8588.11 of the Government Code is amended to read: 8588.11. (a) The California Emergency Management Agency shall contract with the California Fire Fighter Joint Apprenticeship Program to develop a fire service specific course of instruction on the responsibilities of first responders to terrorism incidents. The course shall include the criteria for the curriculum content recommended by the Emergency Response Training Advisory Committee established pursuant to Section 8588.10 to address the training needs of both of the following: (1) Firefighters in conformance with the standards established by the State Fire Marshal. (2) Paramedics and other emergency medical services fire personnel in conformance with the standards established by the State Emergency Medical Services Authority. (b) The course of instruction shall be developed in consultation with individuals knowledgeable about consequence management that addresses the topics of containing and mitigating the impact of a terrorist incident, including, but not limited to, a terrorist act using hazardous materials, as well as weapons of mass destruction, including any chemical warfare agent, weaponized biological agent, or nuclear or radiological agent, as those terms are defined in Section 11417 of the Penal Code, by techniques including, but not limited to, rescue, firefighting, casualty treatment, and hazardous materials response and recovery. (c) The contract shall provide for the delivery of training by the California Fire Fighter Joint Apprenticeship Program through reimbursement contracts with the state, local, and regional fire agencies who may, in turn, contract with educational institutions. (d) To maximize the availability and delivery of training, the California Fire Fighter Joint Apprenticeship Program shall develop a course of instruction to train the trainers in the presentation of the first responder training of consequence management for fire service personnel. SEC. 25 . Section 8589 of the Government Code is amended to read: 8589. The California Emergency Management Agency shall be permitted such use of all state and local fair properties as conditions require. SEC. 26. Section 8589. 1 of the Government Code is amended to read: 8589.1. (a) The California Emergency Management Agency shall plan http://info.sen.ca.gov/pub/07-08/bill/asm/ab_000I-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 41 of 54 to establish the State Computer Emergency Data Exchange Program (SCEDEP) which shall be responsible for collection and dissemination of essential data for emergency management. (b) Participating agencies in SCEDEP shall include the Department of Water Resources, Department of Forestry and Fire Protection, Department of the California Highway Patrol, Department of Transportation, Emergency Medical Services Authority, the State Fire Marshal, State Department of Public Health, and any other state agency that collects critical data and information that affects emergency response. (c) It is the intent of the Legislature that the State Computer Emergency Data Exchange Program facilitate communication between state agencies and that emergency information be readily accessible to city and county emergency services offices. The California Emergency Management Agency shall develop policies and procedures governing the collection and dissemination of emergency information and shall recommend or design the appropriate software and programs necessary for emergency communications with city and county emergency services offices. SEC. 27 . Section 8589.2 of the Government Code is amended to read: 8589.2 . (a) The California Emergency Management Agency, in consultation with the California Highway Patrol and other state and local agencies, shall establish a statewide plan for the delivery of hazardous material mutual aid. (b) Within 180 days of the adoption of a plan by the California Emergency Management Agency, an entity shall only be considered a candidate for training or equipment funds provided by the state for hazardous material emergency response when that entity is a signatory to the plan established under this section. (1) For the purpose of this chapter "hazardous material emergency response" includes, but is not limited to, assessment, isolation, stabilization, containment, removal, evacuation, neutralization, transportation, rescue procedures, or other activities necessary to ensure the public safety during a hazardous materials emergency. (2) For the purpose of this chapter, "hazardous material" is defined as in Section 25501 of the Health and Safety Code. (c) Entities providing hazardous material emergency response services under this chapter shall be exempt from the fee restriction of Section 6103 . SEC. 28 . Section 8589.5 of the Government Code is amended to read: 8589.5 . (a) Inundation maps showing the areas of potential flooding in the event of sudden or total failure of any dam, the partial or total failure of which the California Emergency Management Agency determines, after consultation with the Department of Water Resources, would result in death or personal injury, shall be prepared and submitted as provided in this subdivision within six months after the effective date of this section, unless previously submitted or unless the time for submission of those maps is extended for reasonable cause by the California Emergency Management Agency. The local governmental organization, utility, or other public or private owner of any dam so designated shall submit to the California Emergency Management Agency one map that shall delineate potential flood zones that could result in the event of dam failure when the reservoir is at full capacity, or if the local governmental organization, utility, or other public or private owner of any dam shall determine it to be desirable, he or she shall submit three maps that shall delineate potential flood zones that could result in the event of dam failure when the reservoir is at full capacity, at http://info.sen.ca.gov/pub/07-08/bill/asm/ab-000 I-0050/ab-3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 42 of 54 median-storage level, and at normally low-storage level. After submission of copies of the map or maps, the California Emergency Management Agency shall review the map or maps, and shall return any map or maps that do not meet the requirements of this subdivision, together with recommendations relative to conforming to the requirements. Maps rejected by the California Emergency Management Agency shall be revised to conform to those recommendations and resubmitted. The California Emergency Management Agency shall keep on file those maps that conform to the provisions of this subdivision. Maps approved pursuant to this subdivision shall also be kept on file with the Department of Water Resources. The owner of a dam shall submit final copies of those maps to the California Emergency Management Agency that shall immediately submit identical copies to the appropriate public safety agency of any city, county, or city and county likely to be affected. (b) (1) Based upon a review of inundation maps submitted pursuant to subdivision (a) or based upon information gained by an onsite inspection and consultation with the affected local jurisdiction when the requirement for an inundation map is waived pursuant to subdivision (d) , the California Emergency Management Agency shall designate areas within which death or personal injury would, in its determination, result from the partial or total failure of a dam. The appropriate public safety agencies of any city, county, or city and county, the territory of which includes any of those areas, may adopt emergency procedures for the evacuation and control of populated areas below those dams . The California Emergency Management Agency shall review the procedures to determine whether adequate public safety measures exist for the evacuation and control of populated areas below the dams, and shall make recommendations with regard to the adequacy of those procedures to the concerned public safety agency. In conducting the review, the California Emergency Management Agency shall consult with appropriate state and local agencies. (2) Emergency procedures specified in this subdivision shall conform to local needs, and may be required to include any of the following elements or any other appropriate element, in the discretion of the California Emergency Management Agency: (A) Delineation of the area to be evacuated. (B) Routes to be used. (C) Traffic control measures. (D) Shelters to be activated for the care of the evacuees. (E) Methods for the movement of people without their own transportation. (F) Identification of particular areas or facilities in the flood zones that will not require evacuation because of their location on high ground or similar circumstances. (G) Identification and development of special procedures for the evacuation and care of people from unique institutions. (H) Procedures for the perimeter and interior security of the area, including such things as passes, identification requirements, and antilooting patrols. (I) Procedures for the lifting of the evacuation and reentry of the area. (J) Details as to which organizations are responsible for the functions described in this paragraph and the material and personnel resources required. (3) It is the intent of the Legislature to encourage each agency that prepares emergency procedures to establish a procedure for their review every two years. (c) "Dam, " as used in this section, has the same meaning as specified in Sections 6002, 6003, and 6004 of the Water Code. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 43 of 54 (d) Where both of the following conditions exist, the California Emergency Management Agency may waive the requirement for an inundation map: (1) Where the effects of potential inundation in terms of death or personal injury, as determined through onsite inspection by the California Emergency Management Agency in consultation with the affected local jurisdictions, can be ascertained without an inundation map. (2) Where adequate evacuation procedures can be developed without benefit of an inundation map. (e) If development should occur in any exempted area after a waiver has been granted, the local jurisdiction shall notify the California Emergency Management Agency of that development. All waivers shall be reevaluated every two years by the California Emergency Management Agency. (f) A notice may be posted at the offices of the county recorder, county assessor, and county planning agency that identifies the location of the map, and of any information received by the county subsequent to the receipt of the map regarding changes to inundation areas within the county. SEC. 29. Section 8589.6 of the Government Code is amended to read: 8589.6. (a) The California Emergency Management Agency shall develop model guidelines for local government agencies and community-based organizations planning to develop a disaster registry program. Adoption of the model guidelines shall be voluntary. Local governmental agencies or community-based organizations wishing to establish a disaster registry program may consult with the California Emergency Management Agency for further guidance. (b) The guidelines required by subdivision (a) shall address, at a minimum, all of the following issues: (1) A purpose statement specifying that the intent of the registry is not to provide immediate assistance during a local, state, or national disaster, to those who are registered, but to encourage that those registered will receive a telephone call or visit from neighborhood disaster volunteers or other organizations specified in the final local plan as soon as possible after the disaster in order to check on their well-being and ask if they need assistance. This statement shall also specify that persons registered should be prepared to be self-sufficient for at least 72 hours. (2) A list of persons eligible for the registry. This list shall include, but not be limited to, disabled persons, including those with developmental disabilities, the elderly, those for whom English is not a first language, persons who are unskilled or deficient in the English language, long-term health care facilities, residential community care facilities, and residential care facilities for the elderly. (3) A statement specifying that the party responsible for responding to those registered will not be held liable for not responding. (4) A plan for ensuring that hard data is available if computers shut down. (5) A recommendation for those persons or organizations that would be appropriate to respond to persons on the disaster registry, and a plan for training the responsible party. (6) A plan for community outreach to encourage those eligible to participate. (7) A plan for distribution of preparedness materials to those eligible to participate in the disaster registry. (8) Recommendations and assistance for obtaining federal and state http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 44 of 54 moneys to establish a disaster registry. (9) A recommendation that organizations currently providing services to persons who are eligible for the disaster registry program be encouraged to alter their information form to include a space on the form where the person has the option of registering for the program. By checking the box and giving approval to be registered for the program the person waives confidentiality rights. Despite this waiver of confidentiality rights, local government agencies and community-based organizations planning to develop a disaster registry are encouraged to do everything possible to maintain the confidentiality of their registries. Organizations that currently have lists of people who would be eligible to register for the program should be encouraged to share this information with persons establishing a disaster registry. SEC. 30 . Section 8589.7 of the Government Code is amended to read: 8589.7. (a) In carrying out its responsibilities pursuant to subdivision (b) of Section 8574 .17, the California Emergency Management Agency shall serve as the central point in state government for the emergency reporting of spills, unauthorized releases, or other accidental releases of hazardous materials and shall coordinate the notification of the appropriate state and local administering agencies that may be required to respond to those spills, unauthorized releases, or other accidental releases. The California Emergency Management Agency is the only state agency required to make the notification required by subdivision (b) . (b) Upon receipt of a report concerning a spill, unauthorized release, or other accidental release involving hazardous materials, as defined in Section 25501 of the Health and Safety Code, or concerning a rupture of, or an explosion or fire involving, a pipeline reportable pursuant to Section 51018, the California Emergency Management Agency shall immediately inform the following agencies of the incident: (1) For an oil spill reportable pursuant to Section 8670.25.5, the California Emergency Management Agency shall inform the administrator for oil spill response, the State Lands Commission, the California Coastal Commission, and the California regional water quality control board having jurisdiction over the location of the discharged oil. (2) For a rupture, explosion, or fire involving a pipeline reportable pursuant to Section 51018, the California Emergency Management Agency shall inform the State Fire Marshal. (3) For a discharge in or on any waters of the state of a hazardous substance or sewage reportable pursuant to Section 13271 of the Water Code, the California Emergency Management Agency shall inform the appropriate California regional water quality control board. (4) For a spill or other release of petroleum reportable pursuant to Section 25270.8 of the Health and Safety Code, the California Emergency Management Agency shall inform the local administering agency that has jurisdiction over the spill or release. (5) For a crude oil spill reportable pursuant to Section 3233 of the Public Resources Code, the California Emergency Management Agency shall inform the Division of Oil, Gas, and Geothermal Resources and the appropriate California regional water quality control board. (c) This section does not relieve a person who is responsible for an incident specified in subdivision (b) from the duty to make an emergency notification to a local agency, or the 911 emergency system, under any other law. (d) A person who is subject to Section 25507 of the Health and http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 45 of 54 Safety Code shall immediately report all releases or threatened releases pursuant to that section to the appropriate local administering agency and each local administering agency shall notify the California Emergency Management Agency and businesses in their jurisdiction of the appropriate emergency telephone number that can be used for emergency notification to the administering agency on a 24-hour basis. The administering agency shall notify other local agencies of releases or threatened releases within their jurisdiction, as appropriate. (e) No facility, owner, operator, or other person required to report an incident specified in subdivision (b) to the California Emergency Management Agency shall be liable for any failure of the California Emergency Management Agency to make a notification required by this section or to accurately transmit the information reported. SEC. 30. 5 . Section 8589.7 of the Government Code is amended to read: 8589.7. (a) In carrying out its responsibilities pursuant to subdivision (b) of Section 8574 .17, the California Emergency Management Agency shall serve as the central point in state government for the emergency reporting of spills, unauthorized releases, or other accidental releases of hazardous materials and shall coordinate the notification of the appropriate state and local administering agencies that may be required to respond to those spills, unauthorized releases, or other accidental releases. The California Emergency Management Agency is the only state agency required to make the notification required by subdivision (b) . (b) Upon receipt of a report concerning a spill, unauthorized release, or other accidental release involving hazardous materials, as defined in Section 25501 of the Health and Safety Code, or concerning a rupture of, or an explosion or fire involving, a pipeline reportable pursuant to Section 51018, the California Emergency Management Agency shall immediately inform the following agencies of the incident: (1) For an oil spill reportable pursuant to Section 8670 .25.5, the California Emergency Management Agency shall inform the administrator for oil spill response, the State Lands Commission, the California Coastal Commission, and the California regional water quality control board having jurisdiction over the location of the discharged oil. If the spill has occurred within the jurisdiction of the San Francisco Bay Conservation and Development Commission, the California Emergency Management Agency shall notify that commission and the Counties of Alameda, Contra Costa, Marin, Napa, San Mateo, Santa Clara, Solano, and Sonoma, and the City and County of San Francisco if the spill is within the jurisdiction of the McAteer-Petris Act (Chapter 1 (commencing with Section 66600) of Title 7.2) . (2) For a rupture, explosion, or fire involving a pipeline reportable pursuant to Section 51018, the California Emergency Management Agency shall inform the State Fire Marshal. (3) For a discharge in or on any waters of the state of a hazardous substance or sewage reportable pursuant to Section 13271 of the Water Code, the California Emergency Management Agency shall inform the appropriate California regional water quality control board. (4) For a spill or other release of petroleum reportable pursuant to Section 25270.8 of the Health and Safety Code, the California Emergency Management Agency shall inform the local administering agency that has jurisdiction over the spill or release. (5) For a crude oil spill reportable pursuant to Section 3233 of http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 46 of 54 the Public Resources Code, the California Emergency Management Agency shall inform the Division of Oil, Gas, and Geothermal Resources and the appropriate California regional water quality control board. (c) This section does not relieve a person who is responsible for an incident specified in subdivision (b) from the duty to make an emergency notification to a local agency, or the 911 emergency system, under any other law. (d) A person who is subject to Section 25507 of the Health and Safety Code shall immediately report all releases or threatened releases pursuant to that section to the appropriate local administering agency and each local administering agency shall notify the California Emergency Management Agency and businesses in their jurisdiction of the appropriate emergency telephone number that can be used for emergency notification to the administering agency on a 24-hour basis. The administering agency shall notify other local agencies of releases or threatened releases within their jurisdiction, as appropriate. (e) A facility, owner, operator, or other person required to report an incident specified in subdivision (b) to the California Emergency Management Agency shall not be liable for any failure of the California Emergency Management Agency to make a notification required by this section or to accurately transmit the information reported. SEC. 31. Section 8589.9 of the Government Code is amended to read: 8589.9. (a) The Legislature finds and declares that there is a growing need to find new ways to acquire firefighting apparatus and equipment for use by local agencies. Local agencies, particularly those that serve rural areas, have had and are likely to continue to have, difficulty acquiring firefighting apparatus and equipment. The Legislature further finds and declares that this situation presents a statewide problem for the protection of the public safety. (b) In enacting this article, the Legislature intends to create new ways for the California Emergency Management Agency to help local agencies acquire firefighting apparatus and equipment. Through the identification of available apparatus and equipment, the acquisition of new and used apparatus and equipment, the refurbishing and resale of used apparatus and equipment, and assisting the financing of resales, the California Emergency Management Agency will help local agencies meet public safety needs. SEC. 32 . Section 8589. 10 of the Government Code is amended to read: 8589.10 . As used in this article: (a) "Acquire" means acquisition by purchase, grant, gift, or any other lawful means. (b) "Agency" means the California Emergency Management Agency. (c) "Firefighting apparatus and equipment" means any vehicle and its associated equipment which is designed and intended for use primarily for firefighting. "Firefighting apparatus and equipment" does not include vehicles that are designed and intended for use primarily for emergency medical services, rescue services, communications and command operations, or hazardous materials operations. (d) "Indirect expenses" means those items that are identified as indirect costs in the federal Office of Management and Budget, Circular A-87 on January 1, 1985. (e) "Local agency" means any city, county, special district, or any joint powers agency composed exclusively of those agencies, that provides fire suppression services. "Local agency" also includes a fire company organized pursuant to Part 4 (commencing with Section http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 47 of 54 14825) of Division 12 of the Health and Safety Code. (f) "Rural area" means territory that is outside of any urbanized area designated by the United States Census Bureau from the 1980 federal census. (g) "Secretary" means the Secretary of California Emergency Management. SEC. 33 . Section 8591 of the Government Code is amended to read: 8591. Nothing in this chapter shall operate to prevent the Governor or the Secretary of California Emergency Management from formally recognizing committees or boards established by or with segments of the private sector, public agencies, or both the private sector and public agencies, that control facilities, resources, or the provision of services essential to the mitigation of the effects of an emergency or recovery therefrom, or from assigning administrative authority or responsibility to those committees or boards or to members thereof with respect to the provision and effective utilization of those resources to meet needs resulting from an emergency. SEC. 34 . Section 8593 of the Government Code is amended to read: 8593 . The California Emergency Management Agency shall work with advocacy groups representing the deaf and hearing impaired, including, but not limited to, the California Association of the Deaf and the Coalition of Deaf Access Providers, California television broadcasters, city and county emergency services coordinators, and, as appropriate, the Federal Emergency Management Agency and the Federal Communications Commission, to improve communication with deaf and hearing-impaired persons during emergencies, including the use of open captioning by California television broadcasters when transmitting emergency information. SEC. 35 . Section 8593 .1 of the Government Code is amended to read: 8593 .1. The California Emergency Management Agency shall investigate the feasibility of, and the funding requirements for, establishing a "Digital Emergency Broadcast System" network, to be used by local and state government agencies for the provision of warnings and instructions in digital or printed form to California broadcast outlets for relay to the public both orally and visually, through television, and orally, through radio, during emergencies. SEC. 36. Section 8593 .2 of the Government Code is amended to read: 8593 .2 . The California Emergency Management Agency shall investigate the feasibility of establishing a toll-free 800 telephone hotline, including TDD (telecommunications device for the deaf) accessibility, which would be accessible to the public, including deaf, hearing-impaired, and non-English speaking persons, for use during nonemergency and emergency periods to respond to inquiries about emergency preparedness and disaster status. SEC. 37. Section 8596 of the Government Code is amended to read: 8596. (a) Each department, division, bureau, board, commission, officer, and employee of this state shall render all possible assistance to the Governor and to the Secretary of California Emergency Management in carrying out the provisions of this chapter. (b) In providing that assistance, state agencies shall cooperate to the fullest possible extent with each other and with political subdivisions, relief agencies, and the American National Red Cross, but nothing contained in this chapter shall be construed to limit or in any way affect the responsibilities of the American National Red Cross under the federal act approved January 5, 1905 (33 Stat. 599) , as amended. (c) State personnel, equipment, and facilities may be used to http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 48 of 54 clear and dispose of debris on private property only after the Governor finds : (1) that the use is for a state purpose; (2) that the use is in the public interest, serving the general welfare of the state; and (3) that the personnel, equipment, and facilities are already in the emergency area. SEC. 37.5. Section 8596 of the Government Code is amended to read: 8596. (a) Each department, division, bureau, board, commission, officer, and employee of this state shall render all possible assistance to the Governor and to the Secretary of California Emergency Management in carrying out the provisions of this chapter. (b) In providing that assistance, state agencies shall cooperate to the fullest possible extent with each other and with political subdivisions, relief agencies, and the American National Red Cross, but nothing contained in this chapter shall be construed to limit or in any way affect the responsibilities of the American National Red Cross under the federal act approved January 5, 1905 (33 Stat. 599) , as amended. (c) Entities providing disaster-related services and assistance shall strive to ensure that all victims receive the assistance that they need and for which they are eligible. Public employees shall assist evacuees and other individuals in securing disaster-related assistance and services without eliciting any information or document that is not strictly necessary to determine eligibility under state and federal laws. Nothing in this subdivision shall prevent public employees from taking reasonable steps to protect the health or safety of evacuees and other individuals during an emergency. (d) State personnel, equipment, and facilities may be used to clear and dispose of debris on private property only after the Governor finds: (1) that the use is for a state purpose; (2) that the use is in the public interest, serving the general welfare of the state; and (3) that the personnel, equipment, and facilities are already in the emergency area. SEC. 38. Section 8599 of the Government Code is amended to read: 8599. The California Emergency Management Agency shall develop a plan for state and local governmental agencies to utilize volunteer resources during a state of emergency proclaimed by the Governor. The agency shall consult with appropriate state and local governmental agencies and volunteer organizations in the development of this plan. SEC. 39. Section 8610.5 of the Government Code is amended to read: 8610 .5 . (a) For purposes of this section, the following definitions shall apply: (1) "Agency" means the California Emergency Management Agency. (2) "Utility" means an "electrical corporation" as defined in Section 218 of the Public Utilities Code, and "utilities" means more than one electrical corporation. (b) (1) State and local costs to carry out activities pursuant to this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code that are not reimbursed by federal funds shall be borne by utilities operating nuclear powerplants with a generating capacity of 50 megawatts or more. (2) The Public Utilities Commission shall develop and transmit to the agency an equitable method of assessing the utilities operating the powerplants for their reasonable pro rata share of state agency costs specified in paragraph (1) . (3) Each local government involved shall submit a statement of its costs specified in paragraph (1) , as required, to the agency. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 49 of 54 (4) Upon each utility's notification by the agency, from time to time, of the amount of its share of the actual or anticipated state and local agency costs, the utility shall pay this amount to the Controller for deposit in the Nuclear Planning Assessment Special Account, which is continued in existence, for allocation by the Controller, upon appropriation by the Legislature, to carry out activities pursuant to this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code. The Controller shall pay from this account the state and local costs relative to carrying out this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code, upon certification thereof by the agency. (5) Upon appropriation by the Legislature, the Controller may disburse up to 80 percent of a fiscal year allocation from the Nuclear Planning Assessment Special Account, in advance, for anticipated local expenses, as certified by the agency pursuant to paragraph (4) . The agency shall review program expenditures related to the balance of funds in the account and the Controller shall pay the portion, or the entire balance, of the account, based upon those approved expenditures. (c) (1) The total annual disbursement of state costs from the utilities operating the nuclear powerplants within the state for activities pursuant to this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code, shall not exceed the lesser of the actual costs or the maximum funding levels established in this section, subject to subdivisions (e) and (f) , to be shared equally among the utilities. (2) Of the annual amount of two million forty-seven thousand dollars ($2, 047, 000) for the 2009-10 fiscal year, the sum of one million ninety-four thousand dollars ($1,094,000) shall be for support of the agency for activities pursuant to this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code, and the sum of nine hundred fifty-three thousand dollars ($953, 000) shall be for support of the State Department of Public Health for activities pursuant to this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code. (d) (1) The total annual disbursement for each fiscal year, commencing July 1, 2009, of local costs from the utilities shall not exceed the lesser of the actual costs or the maximum funding levels established in this section, in support of activities pursuant to this section and Chapter 4 (commencing with Section 114650) of Part 9 of Division 104 of the Health and Safety Code. The maximum annual amount available for disbursement for local costs, subject to subdivisions (e) and (f) , shall, for the fiscal year beginning July 1, 2009, be one million seven hundred thirty-two thousand dollars ($1, 732,000) for the Diablo Canyon site and one million six hundred thousand dollars ($1, 600, 000) for the San Onofre site. (2) The amounts paid by the utilities under this section shall be allowed for ratemaking purposes by the Public Utilities Commission. (e) (1) Except as provided in paragraph (2) , the amounts available for disbursement for state and local costs as specified in this section shall be adjusted and compounded each fiscal year by the percentage increase in the California Consumer Price Index of the previous calendar year. (2) For the Diablo Canyon site, the amounts available for disbursement for state and local costs as specified in this section shall be adjusted and compounded each fiscal year by the larger of the percentage change in the prevailing wage for San Luis Obispo County employees, not to exceed 5 percent, or the percentage increase http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill- CHAPTERED Page 50 of 54 in the California Consumer Price Index from the previous calendar year. (f) Through the inoperative date specified in subdivision (g) , the amounts available for disbursement for state and local costs as specified in this section shall be cumulative biennially. Any unexpended funds from a year shall be carried over for one year. The funds carried over from the previous year may be expended when the current year' s funding cap is exceeded. (g) This section shall become inoperative on July 1, 2019, and, as of January 1, 2020, is repealed, unless a later enacted statute, which becomes effective on or before July 1, 2019, deletes or extends the dates on which it becomes inoperative and is repealed. (h) Upon inoperation of this section, any amounts remaining in the special account shall be refunded pro rata to the utilities contributing thereto, to be credited to the utility's ratepayers. SEC. 40. Section 8614 of the Government Code is amended to read: 8614 . (a) Each department, division, bureau, board, commission, officer, and employee of each political subdivision of the state shall render all possible assistance to the Governor and to the Secretary of California Emergency Management in carrying out the provisions of this chapter. (b) The emergency power that may be vested in a local public official during a state of war emergency or a state of emergency shall be subject or subordinate to the powers vested in the Governor under this chapter when exercised by the Governor. (c) Ordinances, orders, and regulations of a political subdivision shall continue in effect during a state of war emergency or a state of emergency except as to any provision suspended or superseded by an order or regulation issued by the Governor. SEC. 41. Section 8649 of the Government Code is amended to read: 8649. Subject to the approval of the Department of Finance, any state agency may use its personnel, property, equipment, and appropriations for carrying out the purposes of this chapter, and in that connection may loan personnel to the California Emergency Management Agency. The Department of Finance shall determine whether reimbursement shall be made to any state agency for expenditures heretofore or hereafter made or incurred for those purposes from any appropriation available for the California Emergency Management Agency, except that as to any expenditure made or incurred by any state agency the funds of which are subject to constitutional restriction that would prohibit their use for those purposes, that reimbursement shall be provided and the original expenditure shall be considered a temporary loan to the General Fund. SEC. 42 . Section 8651 of the Government Code is amended to read: 8651. The Secretary of California Emergency Management may procure from the federal government or any of its agencies such surplus equipment, apparatus, supplies, and storage facilities therefor as may be necessary to accomplish the purposes of this chapter. SEC. 43 . Section 8682 of the Government Code is amended to read: 8682 . The secretary shall administer this chapter. The secretary may delegate any power or duty vested in him or her under this chapter to a state agency or to any other officer or employee of the California Emergency Management Agency. SEC. 44 . Section 8682 .2 of the Government Code is amended to read: 8682 .2 . To the extent that funds are allocated therefor, a state agency, when requested by the secretary, shall render services and perform duties within its area of responsibility when considered necessary to carry out the purposes of this chapter. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 51 of 54 SEC. 45. Section 8682.6 of the Government Code is amended to read: 8682 .6. The project proposal executed between a local agency and the secretary pursuant to Section 8685 .6 shall contain a provision under which the local agency agrees to hold the state harmless from damages due to the work for which funds are allocated. SEC. 46. Section 8682 . 8 of the Government Code is amended to read: 8682 .8 . When certified by the secretary, claims of local agencies for payment shall be presented to the Controller for payment out of funds made available therefor. The secretary may request the Controller to audit any claim to ensure that funds were expended in accordance with the requirements and purposes of this chapter. SEC. 47 . Section 8682 . 9 of the Government Code is amended to read: 8682 .9. The secretary shall adopt regulations, as necessary, to govern the administration of the disaster assistance program authorized by this chapter in accordance with the Administrative Procedure Act (Chapter 3 .5 (commencing with Section 11340) of Part 1 of Division 3) . These regulations shall include specific project eligibility requirements, a procedure for local governments to request the implementation of programs under this chapter, and a method for evaluating these requests by the California Emergency Management Agency. SEC. 48 . Section 11550 of the Government Code is amended to read: 11550 . (a) Effective January 1, 1988, an annual salary of ninety-one thousand fifty-four dollars ($91, 054) shall be paid to each of the following: (1) Director of Finance. (2) Secretary of Business, Transportation and Housing. (3) Secretary of the Resources Agency. (4) Secretary of California Health and Human Services. (5) Secretary of State and Consumer Services. (6) Commissioner of the California Highway Patrol. (7) Secretary of the Department of Corrections and Rehabilitation. (8) Secretary of Food and Agriculture. (9) Secretary of Veterans Affairs. (10) Secretary of Labor and Workforce Development. (11) State Chief Information Officer. (12) Secretary for Environmental Protection. (13) Secretary of California Emergency Management. (b) The annual compensation provided by this section shall be increased in any fiscal year in which a general salary increase is provided for state employees. The amount of the increase provided by this section shall be comparable to, but shall not exceed, the percentage of the general salary increases provided for state employees during that fiscal year. SEC. 49. Section 11552 of the Government Code is amended to read: 11552 . (a) Effective January 1, 1988, an annual salary of eighty-five thousand four hundred two dollars ($85,402) shall be paid to each of the following: (1) Commissioner of Financial Institutions. (2) Commissioner of Corporations. (3) Director of Transportation. (4) Real Estate Commissioner. (5) Director of Social Services. (6) Director of Water Resources. (7) Chief Deputy Secretary for Adult Operations of the Department of Corrections and Rehabilitation. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3 8_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 52 of 54 (8) Director of General Services. (9) Director of Motor Vehicles. (10) Chief Deputy Secretary for Juvenile Justice in the Department of Corrections and Rehabilitation. (11) Executive Officer of the Franchise Tax Board. (12) Director of Employment Development. (13) Director of Alcoholic Beverage Control. (14) Director of Housing and Community Development. (15) Director of Alcohol and Drug Programs. (16) Director of Statewide Health Planning and Development. (17) Director of the Department of Personnel Administration. (18) Director of Health Care Services. (19) Director of Mental Health. (20) Director of Developmental Services. (21) State Public Defender. (22) Director of the California State Lottery. (23) Director of Fish and Game. (24) Director of Parks and Recreation. (25) Director of Rehabilitation. (26) Director of the Office of Administrative Law. (27) Director of Consumer Affairs. (28) Director of Forestry and Fire Protection. (29) The Inspector General pursuant to Section 6125 of the Penal Code. (30) Director of Child Support Services. (31) Director of Industrial Relations. (32) Chief Deputy Secretary for Adult Programs in the Department of Corrections and Rehabilitation. (33) Director of Toxic Substances Control. (34) Director of Pesticide Regulation. (35) Director of Managed Health Care. (36) Director of Environmental Health Hazard Assessment. (37) Director of Technology. (38) Director of California Bay-Delta Authority. (39) Director of California Conservation Corps. (b) The annual compensation provided by this section shall be increased in any fiscal year in which a general salary increase is provided for state employees. The amount of the increase provided by this section shall be comparable to, but shall not exceed, the percentage of the general salary increases provided for state employees during that fiscal year. SEC. 50. Section 11554 of the Government Code is amended to read: 11554 . (a) Effective January 1, 1988, an annual salary of seventy-five thousand three hundred fifty-four dollars ($75,354) shall be paid to each of the following: (1) Director of Conservation. (2) Director of Community Services and Development. (3) State Architect. (4) Director of Fair Employment and Housing. (5) Director of the California Department of Aging. (6) State Fire Marshal. (7) Director of Boating and Waterways. (b) The annual compensation provided by this section shall be increased in any fiscal year in which a general salary increase is provided for state employees. The amount of the increase provided by this section shall be comparable to, but shall not exceed, the percentage of the general salary increases provided for state employees during that fiscal year. SEC. 51. Section 12016 of the Government Code is repealed. SEC. 52 . No reimbursement is required by this act pursuant to http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 53 of 54 Section 6 of Article XIII B of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIII B of the California Constitution. SEC. 53 . The Legislature finds and declares that Section 1 of this act, which amends Section 6254 of the Government Code, imposes a limitation on the public's right of access to the meetings of public bodies or the writings of public officials and agencies within the meaning of Section 3 of Article I of the California Constitution. Pursuant to that constitutional provision, the Legislature makes the following findings to demonstrate the interest protected by this limitation and the need for protecting that interest: Preventing the disclosure of certain records and procedures of the California Emergency Management Agency will preserve the security of the state. SEC. 54 . (a) Section 1.1 of this bill incorporates amendments to Section 6254 of the Government Code proposed by both this bill and SB 1145. It shall only become operative if (1) both bills are enacted and become effective on or before January 1, 2009, (2) each bill amends Section 6254 of the Government Code, (3) AB 2810 is not enacted or as enacted does not amend that section, and (4) this bill is enacted after SB 1145, in which case Section 6254 of the Government Code, as amended by Section 1 of SB 1145, shall remain operative only until the operative date of this bill, at which time Section 1.1 of this bill shall become operative and Sections 1, 1.2, and 1.3 of this bill shall not become operative. (b) Section 1.2 of this bill incorporates amendments to Section 6254 of the Government Code proposed by both this bill and AB 2810. It shall only become operative if (1) both bills are enacted and become effective on or before January 1, 2009, (2) each bill amends Section 6254 of the Government Code, (3) SB 1145 is not enacted or as enacted does not amend that section, and (4) this bill is enacted after AB 2810 in which case Sections 1, 1.1, and 1.3 of this bill shall not become operative. (c) Section 1.3 of this bill incorporates amendments to Section 6254 of the Government Code proposed by this bill, SB 1145, and AB 2810. It shall only become operative if (1) all three bills are enacted and become effective on or before January 1, 2009, (2) all three bills amend Section 6254 of the Government Code, and (3) this bill is enacted after SB 1145 and AB 2810, in which case Section 6254 of the Government Code, as amended by Section 1 of SB 1145, shall remain operative only until the operative date of this bill at which time Section 1.3 of this bill shall become operative and Sections 1, 1.1, and 1.2 of this bill shall not become operative. SEC. 55 . Section 30.5 of this bill incorporates amendments to Section 8589.7 of the Government Code proposed by both this bill and SB 1056. It shall only become operative if (1) both bills are enacted and become effective on or before January 1, 2009, (2) each bill amends Section 8589.7 of the Government Code, and (3) this bill is enacted after SB 1056, in which case Section 30 of this bill shall not become operative. SEC. 56 . Section 37.5 of this bill incorporates amendments to Section 8596 of the Government Code proposed by this bill and AB 2327 . It shall only become operative if (1) both bills are enacted and become effective on or before January 1, 2009, (2) each bill amends Section 8596 of the Government Code, and (3) this bill is http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 AB 38 Assembly Bill - CHAPTERED Page 54 of 54 enacted after AB 2327, in which case Section 8596 of the Government Code, as amended by AB 2327, shall remain operative only until the operative date of this bill, at which time Section 37.5 of this bill shall become operative, and Section 37 of this bill shall not become operative. http://info.sen.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_38_bill_20080927_chaptered.... 2/24/2009 �,,ac y� •g� �y 1909 20U9 v. City ®f unfingto 1 Beach P.O.BOX 190 2000 Main Street California 92648 �:. Keith Bohr Mayor January 30, 2009 Cheryl A. Falvey, General Counsel U.S. Consumer Product Safety Commission 4330 East West Highway Bethesda, MD 20814 Dear General Counsel Falvey: It has come to our attention that the Consumer Product Safety Improvement Act of 2008 has been interpreted to include books as a product that must be tested for lead. While we understand the need to protect children from toxic materials, publishers have already tested the book components and found that the lead levels are lower than the regulations require three years from now. Additionally, all book recalls in the last two decades-have been because of toys attached to the books that posed a choking hazard, not the books themselves. Making these testing regulations retroactive would require both school and public libraries to take drastic steps to come into compliance. This means that we would have to ban children from the Huntington Beach Library System or pull every book intended for children under the age of 12 from the bookshelves. This would mean that children in our community would be denied access right at the time children are fostering a lifelong love of learning and reading. In order to allow children and families to continue accessing critical library materials, please either exempt books from the Consumer Product Safety Improvement Act of 2008, accept the component tests that have already been done, or exempt all books currently in school and public libraries. This will ensure that our children continue to have access to safe and educational library materials. Sincerely, Keith Bohr Mayor Xc: City Council City Administrator Director of Library Services Waitakere,New Zealand TELEPHONE(714)536-5553 Anjo,Japan FAX(714)536-5233 January 30, 2009 U.S. Consumer Product Safety Commission 4330 East West Highway Bethesda, MD 20814 Dear General Counsel Falvey: It has come to our attention that the Consumer Pro duot Safety Improvement Act of 2008 has been interpreted to include books as a'p�roduct#hat must be tested for lead. While we understand the need to proteoth`ildren from toxic materials, publishers have already tested the book components and foundthat the lead levels are lower than the regulations requi , ree years from now �kdditionally, all book recalls in the last two decades have"been be apse of toys at abhed to the books that posed a choking hazard, not the l�oek's�themselves. �cgl� Making these testing regulations re# o�ctive would rqu�re both school and public libraries to take drastic steps to come into compliance is'means that we would have to ban children from the Huntil6gt6 Beach Lt 'rary System or pull every book intended for children unddr:the edge of'f 2 from the bookshelves. This would mean that child e , "',,,our. ur commuri( ynwould be"denied access right at the time children are fostering a` f elong love ttlf learning and reading. In order to allow vchild :n andfamilies to continue accessing critical library materials, please either e +�mpt o, from the Consumer Product Safety Improvement Actk=of 2008, acept the component tests that have already been done, oe exempt alf gooks cur ently�jn school and public libraries. This will ensure th-at our children continue�tfl have access to safe and educational library materials Sincerely, Keith Bohr Mayor, City of Huntington Beach Page 1 of 1 Dapkus, Pat From: Emery, Paul Sent: Thursday, January 29, 2009 3:06 PM To: Dapkus, Pat Subject: FW: RE: Draft text for a letter to the Consumer Protection Attachments: Draft letter on CPSIA 2009.doc From: Beverage, Stephanie Sent: Thursday, January 29, 2009 3:05 PM To: Wilson, Fred; Emery, Paul Cc: Blassingame, Kathy Subject: RE: Draft text for a letter to the Consumer Protection Here is my first rough draft of a letter to the Counsel of the Consumer Product Safety Commission, to show support for an exemption from the CPSIA for schools and libraries. Feel free to make any changes or corrections and I'll then get it formatted on letterhead for the Mayor's signature. Thanks for looking at this, Stephanie Beverage Director of Library Services Huntington Beach Pubtic Library stew ante_beverage@su.rfcity_-hb.org 714-96o-8836 Save A Tree-please consider the environment before printing this message. 2/9/2009 Page 2 of 4 From: Beverage, Stephanie Sent: Thursday, January 29, 2009 2:44 PM To: Wilson, Fred; Emery, Paul Subject: RE: [calix] Consumer Product Safety Act 2008 - impact on libraries Will do—Thanks! Stephanie Beverage Director of Library Services City of Huntington Beach ste phanie..beve:rage@surfcity-hb.o.rg From: Wilson, Fred Sent: Thursday, January 29, 2009 2:43 PM To: Beverage, Stephanie; Emery, Paul Subject: RE: [calix] Consumer Product Safety Act 2008 - impact on libraries It would be better to have the Mayor make the contact with legislators. I would suggest that you draft a letter for the Mayor's signature outlining the difficulty in meeting this mandate. Send this letter to Paul and me for review purposes. Fred From: Beverage, Stephanie Sent: Thursday, January 29, 2009 10:56 AM To: Emery, Paul; Wilson, Fred Subject: FW: [calix] Consumer Product Safety Act 2008 - impact on libraries The Consumer Product Safety Act targets children's products with lead in them, and was designed to protect children 12 and under from toys and other products with high lead levels. Recently, the Counsel for the Consumer Product Safety Commission indicated that the Act would apply to books and other library materials. This could mean that we would need to pull every book from our library shelves to test them for lead content and that we would need to bar anyone 12 and under from coming into the library and having access to books or other materials on our shelves that haven't been tested. Needless to say, this would be impossibly difficult and potentially devastating for our libraries. The American Library Association has been monitoring the situation and the ALA Washington Office has been working with the Legislature to get an exemption for books and libraries, much like thrift stores and other charitable organizations have received. The ALA office is now saying that a grassroots effort is needed to get the word out and to ensure that the CPSIA doesn't apply to books and libraries (see the e-mail below). May I, as the Library Director for Huntington Beach, contact our legislators on Library issues like this? Or does the City Council prefer to take positions on issues as a City? At the County, we couldn't talk to legislators without permission from the Board of Supervisors, so I thought I should ask how we do things here. Thanks, Stephanie Beverage Director of Library Services City of Hu-ntington Beach stephanie.6everage@s:u7 fcity-h6_org 1/29/2009 Page 3 of 4 From: calix-bounces@lists.sjsu.edu [mailto:calix-bounces@lists.sjsu.edu] On Behalf Of Katherine Gould Sent: Wednesday, January 28, 2009 12:39 PM To: calix@listproc.sjsu.edu Subject: [calix] Consumer Product Safety Act 2008 - impact on libraries According to the following updates from the American Library Association (full text appears below this message), it appears that libraries are still at risk of being caught up in the lead testing requirements of the new Consumer Product Safety Act. Deborah Doyle and I have collected information from many of you on the impact the new legislation would have on your libraries, however it now appears that individual direct contact with Legislators and with the Consumer Product Safety Commission is necessary. Please contact your Congressional Representative and the Consumer Products Safety Commission to inform them of the devastating impact this could have on public library services for children and ask them to help ensure libraries are exempted. Text of the ALA message— A public meeting was held January 22 with Kristina Hatlelid, Directorate for Health Sciences, and other Consumer Product Safety Commission (CPSC) staff to allow Allan Robert Adler, of the Association of American Publishers, and major publishing companies to discuss the lead content of books. The meeting was a time for the publishing companies to explain their research to the CPSC staff that proves that normal books (non-play, paper books) do not contain lead in the amount specified under the CPSIA. The publishing companies have compiled a group of 300 test results that can be viewed here. After the meeting, Cheryl Falvey, General Counsel for the CPSC, stated that a decision should be made by the first week of February. She advised libraries not to take any action at this time, and we are hopeful that the Commission's decision will exempt libraries. Even with her assurances, we must let the CPSC know how important an issue this is to libraries. You can visit their Web site, fo_u_nd..._here, to submit your comments to the Commission. Explain to the Commission that it is simply impossible for libraries to remove all children's books from the shelves and/or ban children under 12 from the library and still provide the level of service that is needed. Please feel free to use the sample language below, but personalize it to make your comments known. Studies have shown that individual letters are significantly more effective than form letters, so let's make sure they understand how important their action will be. As always, thank you for all that you do. The only way we will be successful in ensuring that children will have access to safe books is with a strong grassroots effort. Your comments to the CPSC need to be submitted as soon as possible, so please tell all your friends and family—we need as many people as possible to communicate that this oversight could have lasting ramifications on our children and our communities. SAMPLE TEXT: Dear General Counsel Falvey: It has come to my attention that the Consumer Product Safety Improvement Act of 2008 has been interpreted to include books as a product that must be tested for lead. While I can understand the need to protect children from toxic materials, publishers have already tested the book components and found that the lead levels are lower than the regulations require three years from now. Additionally, all book 1/29/2009 Page 4 of 4 recalls in the last two decades have been because of toys attached to the books that posed a choking hazard, not the books themselves. Making these testing regulations retroactive would require both school and public libraries to take drastic steps to come into compliance. They would either they would have to ban children from their libraries or pull every book intended for children under the age of 12 from their bookshelves at the time children are fostering a lifelong love of learning and reading. In order to allow children and families to continue accessing critical library materials, please either exempt books from the Consumer Product Safety Improvement Act of 2008, accept the component tests that have already been done, or exempt all books currently in school and public libraries. This will ensure that our children continue to have access to safe and educational library materials. Sincerely, YOUR NAME Kathy Gould, Director Palos Verdes Library District 701 Silver Spur Rd Rolling Hills Estates, CA 90274 tel (310)377-9584 x200 fax (310)541-6807 email kgould@pvld.org www.pvld.org 1/29/2009 * 3 Z 3 tttttt////// \fFRSTRVTLBLRS 0 � ODUCTSIDENTIFLED '� ®� —EXCEPTED BY: PETITION RULESLAu\G AD`i1 .PRCDO �STgTES a' —WITH PORTIONS REMOVED; U.S. CONSUMER PRODUCT SAFETY COMMISSION. 4330 EAST WEST HIGHWAY BETHESDA, MD 20814 Cheryl A.Falvey Tel:301.504.7642 General Counsel Fax:301.504.0403 Office of the General Counsel Email:cfabey@cpsc.gov January 15, 2009 Via Email and Regular Mail Mr. Allan R. Adler Vice President for Legal& Government Affairs Association of American Publishers 50 F Street, NW 4th Floor Washington, D.C. 20001-1530 Re: Books and the CPSIA Dear Mr.Adler: In light of questions raised by my January 9, 2009 letter to you, I have revised that letter below to clarify and add additional explanation and supplement my letter of December 23, 2008 regarding the interpretation of the Consumer Product Safety Improvement Act ("CPSIA"). There are two types of certifications required under CPSIA section 102: (1) a general conformity certification; and(2)a certification based on third party testing. A general conformity certification indicating that children's products meet the new lead content limits will be required for books designed or intended primarily for children 12 and younger (hereinafter"children's books") manufactured after that date.' The general conformity certificate requirement of the CPSIA became effective on November 12,2008. However, because the lead content limits of section 101 of the CPSIA had not gone into effect, a general conformity certificate for lead content has not been required to date and will not be required until February 10, 2009. The letter sent on December 23,2008 discussing the issues of the CPSIA standards and"ordinary books"for children explained that the ban on lead-in-paint would only apply to books that have paint or a surface coating other than printing ink.As that letter explained,printing ink is not considered a surface coating under the lead- in-paint ban(16 C.F.R.Part 1303)because ink by its nature soaks into paper or cardboard and becomes part of the substrate. Thus,printing ink becomes part of the substrate of the book for purposes of evaluating its total lead content. The CPSIA lead content limits only apply to children's products and therefore books intended for adults and the general enjoyment of all ages do not require a general conformity certificate. CPSC Hotline:1-800-638-CPSC(2772)*CPSC's Web Site:http:Ilwww.cpsc.gov Mr. Allan R. Adler Page 2 CPSIA section 102 provides that a general conformity certificate for lead content can be"based on a test of each product or upon a reasonable testing program." The Commission staff has previously indicated at several meetings that a"reasonable testing program" for lead content: (1)does not require third-party testing;(2)can be based on XRF technology if that technology is used in a reliable manner; and(3) if the manufacturer is confident in the results of lead tests done on components, does not necessarily require tests of the final product. For example, a finished piece of jewelry in which all of the parts(including the charms or beads, the chain or string and the clasp, etc.)have been tested for lead content would not necessarily need to be tested as a final product. A manufacturer could issue a general conformity certificate based on the tests of the component parts of that finished piece of jewelry so long as each part complies with the limit of"600 parts per million total lead content by weight for any part of the product,"and no lead containing additions were made to the product during the assembly of the parts(for example, by the use of solder to join parts). Not all manufacturers would be able to rely on component testing to issue a general conformity certificate but, as the jewelry example illustrates, many could. It would appear from the data you have provided to date that the publishing industry is a candidate for this type of approach to general conformity certification. The CPSIA provides penalties for issuing false or misleading certificates which should help ensure that publishers will not issue general conformity certificates without a sound basis for saying the product complies with the lead limits. Without question,any children's book must comply with the new lead limits regardless of what reasonable testing program a manufacturer chooses to use to issue the general conformity certificate. I understand some confusion has arisen as to whether a general conformity certificate issued on February 10,2009 for children's books needs to be based on third-party testing of the actual children's book. Congress did not require certification based on third-party testing for the lead content limits of children's products until August of 2009. As outlined above, a manufacturer need only issue a general conformity certification for lead content on February 10, 2009 based on a reasonable testing program. A general conformity certificate does not need to be based on a test of every title of every book printed. A general conformity certificate can be based on tests of the component parts of the books printed by that manufacturer, including not just the printing ink,but also the paper, glue, laminates and any other components that are used to make the book, so long as those tests are representative of the children's books covered by that general conformity certificate in all material respects. A retailer or distributor of children's books can rely on general conformity certificates to sell or distribute those books. The law specifically provides that CPSA section 19(a)(1) and(2)of the acts prohibited by the statute(which includes sale and distribution)"shall not apply to any person(1)who holds a certificate issued in accordance with section 14(a), [15 U.S.C. § 2063(a)] to the effect that such consumer product conforms to all applicable consumer product safety rules, unless such person knows that such consumer product does not conform. . ." 15 U.S.C. §2069(a)(2). Because section 14(a) includes both general conformity certificates and certificates based on third-party testing, it is reasonable for a retailer or Mr. Allan R. Adler Page 3 distributor to rely on a general conformity certificate until the requirements for third-party testing for the lead content of children's products go into effect in August 2009. The third-party testing requirement for children's products is written differently. Congress expressly requires that products subject to children's product safety rules (as that term is defined in the statute) be tested by a third-party laboratory accredited for lead content testing. The lead content limits in CPSIA section 101 are children's product safety rules that will require certification based on third-party testing. The Commission will be publishing its procedure for accrediting labs for third-party testing no later than May of 2009 and third-party testing for lead content in children's products will be required to begin in August of 2009. Given that the lead content limits goes down to 300ppm in August of 2009,the third-party certifications for lead content will be for that lower 300ppm level. In contrast to our approach to general conformity certification in which we have allowed the use of component testing, for certification of children's products based on third- party testing the statute requires testing of the final children's�roducts for lead content and not just the components of those products. My December 23` letter to you which states "testing requirements for lead content apply to finished goods and not component materials" was specifically referring to the third-party testing requirement in the statute for lead content which does not go into effect until August 2009. The specific statutory language states that third party testing of children's products be based on"sufficient samples of the children's product, or samples that are identical in all material respects to the product." The Commission staff has been considering the issue of whether and when component testing will be sufficient for the certification of products based on third-party testing. We anticipate addressing the use of component testing for third-party certification by rule or guidance before the third-party testing requirements go into effect for lead content in August. Moreover,the CPSIA requires us to issue a rule 15 months after the date of enactment that will,among other things, "establish protocols and standards for ensuring that a children's product tested for compliance with an applicable children's product safety rule is subject to testing periodically and when there has been a material change in the product's design or manufacturing process, including the sourcing of component parts." Thus, you can expect additional guidance and rulemaking on third-party certification and component testing in the coming months and opportunities to comment on the work of the Commission staff on these issues. The views expressed in this letter are provided pursuant to my authority described in 16 C.F.R. §1000.7 and have not been reviewed or approved by the Commission. They are based on the best available information at the time they were written. They may be superseded at any time by the Commission, or by operation of law. Sincerely, /s/ Cheryl A. Falvey V\PROL)UC rf ENCF RULLi: :`CDO —AITH Pop,-,,-C";S R 10 D: U.S. CONSUMER PRODUCT SAFETY COMMISSION 4330 EAST WEST HIGHWAY BETHESDA, MD 20814 Cheryl A.Falvey Tel:301.504.7642 General Counsel Fax:301.504.0403 Office of the General Counsel Email:cfatvey@cpsc.gov December 23, 2008 Via Email and Regular Mail Mr.Allan R.Adler Vice President for Legal&Government Affairs Association of American Publishers 50 F Street,NW 4th Floor Washington,D.C.20001-1530 Re: Books and the CPSIA Dear Mr.Adler: I write in response to your memorandum of November 24,2008 regarding the applicability of the Consumer Product Safety Improveinent Act("CPSIA")to books. I hope that this letter will provide general guidance on our interpretation of the CPSIA that you can share with publishers as they work toward compliance with the new law. Section 101 (Lead) Section 101 of the CPSIA applies to all children's products and limits the amount of lead that can be found in those products. The term"children's product"is defined by the CPSIA as a"consumer product designed or intended primarily for children 12 years of age or younger." The CPSIA changes the limits for lead applicable to children's products in two ways. First, it lowers the limit on lead in paint in the existing ban on lead in paint from 600 ppm to 90 ppin in August of 2009. Second,it establishes new limits on the amount of lead content in a children's product. The first limit on lead content of 600 pprn goes into effect in February 2009 and is lowered to 300 ppin in August of 2009 and may be lowered further in 2011 to 100 ppin if technologically feasible. Your letter inquires as to the applicability of these section 101 lead limits with respect to"ordinary books." By your use of the term"ordinary,"we assume you do not mean a book that has inherent play value,e.g.,a vinyl book intended for use in the bathtub. We view an ordinary book to be one published on cardboard or paper printed by conventional publishing methods and intended to be read. CPSC Hotline:1-800-638-CPSC(2772)*CPSC's Web Site:http:/Mww.cpsc.gov Mr. Allan R.Adler Page 2 You have asked me to clarify misinformation regarding the scope of applicability of the lead limits to ordinary books. First,the CPSIA lead limits of section 101 do not apply to ordinary books intended for readers of all ages,including children. By definition those books are not intended or designed primarily for children. Therefore,those books do not need a general conformity certification for lead content and do not require third-party testing of any kind. Second,with regard to those books that are intended or designed primarily for children 12 years of age or younger,ordinary books are not subject to the ban on lead-in-paint. As has always been the case, printing ink is not considered a surface coating under the lead-id-paint ban(16 C.F.R.Part 1303)because ink by its nature soaks into paper or cardboard and becomes part of the substrate. However,a book intended or designed primarily for children would need to meet the new lead content limit of 600 ppm and subsequently 300 ppm established by the CPSIA. Printing ink becomes part of the substrate of the book for purposes of evaluating its lead content. It appears that the levels of lead in the test data you provided are well below the lead limits established in section 101 of the CPSIA;however,some of the tests were not for total lead content as the CPSIA requires but rather for soluble lead, i.e.,the test looked at the amount of lead that could be extracted from those products or materials. In order to provide blanket exemptions for paper, paperboard, linerboard,printing inks, laminates, adhesives and binding materials used in books,the Commission needs total lead test data to support the determination that those materials do not contain lead at levels that exceed the CPSIA lead content limits. While the Commission staff has been diligently searching for such data from publicly available sources, it does not at this time have sufficient data on the total lead content of those materials to issue an exemption. Moreover,the staff has raised concerns about issuing exemptions on a commodity or class of materials basis without some data that the test results are representative of such materials as a class based on technical specification or other defined,objective criteria. The Commission intends to issue rules regarding the exemption of certain materials from the lead limits. Notice of proposed rules("NPRs")describing those exemptions and the process for obtaining additional exemptions in the future are expected to be issued shortly. While the NPRs will go into this process in more detail, generally speaking in order to determine that a product can never exceed the lead limits of the CPSIA the Commission must be presented with reliable and replicable test results establishing that the total lead content of the commodity or class of materials cannot exceed the lead limits established in section 101. The NPRs should provide you with sufficient guidance on the information required to be submitted and the process for obtaining exemptions. The testing requirements for lead content apply to finished goods and not component materials. The comments in your memorandum of November 25,2008 will be made part of the public docket to CPSIA section 102. The Commission has solicited comments on the Mr. Allan R. Adler Page 3 ways in which component testing may ease the burden of establishing compliance with the lead limits and expects to be issuing further guidance on component testing shortly. Section 108 Phthalates and Section 106(Toy Standard) Section 108 of the CPSIA permanently bans three specific types of phthalates and bans a different group of another three phthalates on an interim basis. The types of products covered by the permanent ban are different than the products covered by the interim ban. The permanent ban covers: 1. "Children's Toys"which is defined as a"consumer product designed or intended by the manufacturer for a child 12 years of age or younger for use by the child when the child plays;"and 2. "Child Care Articles"which is defined as a"consumer product designed or intended by the manufacturer to facilitate sleep or the feeding of children age 3 and younger,or to help such children with sucking or teething." The interim ban covers a narrower group of products and includes child care articles but only children's toys that can be". . .placed in a child's mouth." The Act states what is considered capable of being placed in a child's mouth: "For purposes of this section a toy can be placed in a child's mouth if any part of the toy can be brought to the mouth and kept in the mouth by a child so that it can be sucked or chewed. If the children's product can only be licked, it is not regarded as able to be placed in the mouth. If a toy or a part of a toy in one dimension is smaller than 5 centimeters, it can be placed in the mouth." While those definitions are worded broadly by Congress,ordinary books intended or designed primarily for children 12 or younger are reading materials and not toys and, therefore,the phthalates provisions of the CPSIA do not apply to them. The phthalates provisions of the CPSIA would apply only to those books that have some inherent play value and constitute toys or have toy like features. For example,a book for use in the bath tub or a book that can be cut into paper dolls would have inherent play value and thus need to meet the phthalates limits of the permanent ban. An ordinary book sold with an accompanying toy might not need to be tested but the toy itself would need to meet the phthalates limits of the permanent ban. The interim ban would only apply to those books that are toys and can be placed in the mouth. Whether such a book is a toy would require input from our human factors division. Application of analysis to other products The analysis above is equally applicable to educational magazines, posters, bookmarks and other such products that are printed on cardboard or paper and have no play value. Mr. Allan R.Adler Page 4 The views expressed in this letter are provided pursuant to my authority described in 16 C.F.R. 1000.7 and have not been reviewed or approved by the Commission. They are based on the best available information at the time they were written. They may be superseded at any time by the Commission,or by operation of law. Sincerely, /s/ Cheryl A.Falvey Association of American PuWistwm,Inc. 71 Fifth Avenue New Yo(tc.NY 1 W03-3004 TeWWvo a 212 255-0200 Fade 212 255-7007 aap www.publishers.org Memo TO: U.S.Consumer Product Safety Commission FROM: Allan Adler and Ed McCoyd DATE: November 24,2009 RE: Need to exempt ordinary books from the CPSIA 1.We applaud the intentions of the Act,but urgently need to address its application to ordinary books,' Publishers share the desire of our customers,business partners,and the end users of our products— especially parents of young children—to know with confidence that each and every product we sell for use by children is safe for its intended use. We therefore applaud the intentions of this new legislation to regulate potentially hazardous children's products and grant increased authority and, we trust eventually,funding to the Consumer Product Safety Commission,and we hope it leads to increased safety for children's consumer products in the United States. Steps by the Commission are urgently needed,however,to avoid unintended negative consequences for consumers and the marketplace. The Act's passage appears to be having the unfortunate and unintended consequence of generating misplaced attention on ordinary books,which not only will prevent children from having access to their learning materials,but also may be drawing attention away from the real hazards against which children were intended to be protected under the Act. 2.Misinformation regarding the scope of the Act currently exists in the marketplace, necessitating clarifications from the Commission. Based on communications received from the supply chain,publishers have learned that many retailers are unaware that: a)Books intended for readers of all ages,including children—as opposed to books primarily intended for children 12 years of age or younger—do not constitute children's products within the meaning of the Act and therefore are not regulated by it; b)The phthalate ban has no application to books;and c)ASTM Standard F963-07(made mandatory by the Act)does not apply to books. Written public statements from the Commission are needed to make clear that books intended for readers of all ages are not subject to the Act, that the phthalate ban has no application to books, and that ASTM Standard F963-07 does not apply to books. 3. Recent FAOs from the CPSC indicate that books are subject to the new lead mquirementL While CPSC staff members have commented verbally to publishers' representatives that the CPSIA does not change the existing Iead-in-paint ban(except for the gradual reduction in the permissible levels),an FAQ response issued by CPSC staff suggests that the express exclusion of printing ink—and the underlying rationale that lead-paint limits should not apply to product substrate and that books do not present any hazard to children—has been nullified.' If so,in effect this action makes a substantive change without adequate due process or compliance with the Administrative Procedure Act(5 U.S.C.553). It also makes no sense to apply a new lead standard to book& While we appreciate the staffs effort at providing clarification and note that statements from them are conditioned as"Opinion only"and subject to determinations by the Commission to the contrary,when taken as a whole the statements are having a real and major negative impact on the marketplace. 4. The book industry was neither consulted nor warned about any,applicability of the Act to books. Nothing in the legislative history reflects any intention to regulate the book publishing industry in this manner. If any such intent had existed,representatives of our industry—well known to Congress because of our prominent role in creating valuable intellectual property vital to our domestic economy and global interests—would have been afforded the opportunity to comment. The likely application of the CPSIA to book publishing after the failure to include us in the legislative and regulatory process has frankly taken our industry by surprise,making it more difficult for us to comply on short notice with the new requirements,particularly in a landscape that seems to be changing daily based on the opinions and FAQs that have been provided by the CPSC. 5. Since there is no demonstrable hazard from books.the Commission has the authority to now expressly exclude books,and the publishing community requests that this step immediately be taken. 1 The FAQ reads as follows: Does the new requirement for total lead on children's products apply to children's books,cassettes and Ms,printed game boards,posters and other printed goods used for children's education? r In general,yes.CPSIA defines children's products as those products intended primarily for use by children 12 and under.Accordingly,these products would be subject to the lead limit for paint and surface coatings at 16 CFR part 1303(and the 90 ppm lead paint limit effective August 14,2009)as well as the new lead limits for children's products containing lead(600 ppm lead limit effective February 10,2009,and 300 ppm lead limit effective August 14,2009).If the children's products use printing inks or materials which actually become a part of the substrate,such as the pigment in a plastic article,or those materials which are actually bonded to the substrate,such as by electroplating or ceramic glazing,they would be excluded from the lead paint limit.However,these products are still considered to be lead containing products irrespective of whether such products are excluded from the lead paint limit and are subject to the lead limits for children's products containing lead.For lead containing children's products,CPSIA specifically provides that paint,coatings,or electroplating may not be considered a barrier that would render lead in the substrate inaccessible to a child. 2 We submit that it is appropriate,necessary,and within the authority of the Commission—pursuant to Section 101(b)of the Act—to exclude books from the total lead ban and testinglcertification requirements. Just as it is appropriate for the Commission to exercise heightened care with respect to products that may pose a hazard,the Commission should use its authority to exclude products that have raised no demonstrable hazard. As the Commission is no doubt aware,earlier this week, the European Parliament made moves to explicitly remove cardboard and paper children's books from the EU toys directive.We believe similar relief is appropriate with respect to the CPSIA. We respectfully ask the Commission to immediately commence a rulemaking to provide a clear rule stating that ordinary books and their components are excepted from regulation.We also join with the request of other industries for reversal of the ruling to apply the total lead ban retroactively to inventory created long before the effective date of the ban. Until then,we request that implementation of the new law be postponed with respect to ordinary books. Our request for the exemption for ordinary books does not relate to other products that may be distributed by publishers that constitute toys or have toy-like features of the type that warrant oversight. Extending the Act to ordinary books,however,would be an unintended consequence that would unnecessarily and severely reduce children's access to their reading materials. 6. In support of publishers' request that the Commission take the crucial step of expressly exematine books from the new lead requirements,we submit the following: a)Applying the total lead limits and testing requirements in the Act to ordinary children's books will not address any Iesitimate safety concern.—We are aware of no studies or cases indicating that children use or even abuse children's books(e.g.,mouthing of books by very young children)in any manner or quantity that would be hazardous to their health. Domestic and international printers have long been migrating to inks that either do not contain any lead at all,or contain only trace amounts well below the forthcoming limits. Similarly,both foreign and domestic book manufacturers and printers report to AAP and its member publishers that the raw materials used to make books(paper and board stock,cloth,glues,laminates,and coatings) contain no lead or phthalates. Further information regarding the lack of more than de minimus amounts of lead in books is provided by the Book Manufacturers' Institute in its November 19 e-mail to the Commission via the CPSC website. b)Information currently provided to publishers by their manufacturers in China further demonstrates that books are free of lead or dangerous lead levels,as weH as any other hazards.— Chinese printers used by publishers in AAP's membership adhere to ISO (International Organization for Standardization)standard 14001 standards for environmental management systems,which include lead auditing. A large number of the Chinese printers used by U.S.publishers are also compliant with product safety standards required by the Wait Disney ; Company,which these printers also implement on jobs done for the other publishers. c)Prior regulation clearly indicates the recognition by Congress and the Commission that ordinary books do not present a hazard to the publie.—In 16 CFR 1303.2(b)(1),the Commission expressly excluded printing ink from the lead-in-paint ban,stating that the term "Paint"and other similar surface-coating materials"does not include printing inks or those materials which actually become a part of the substrate. . ." That determination was obviously based on the considered view that the bonding of the printer's ink in the substrate effectively 3 eliminates the hazard of any lead-containing paint and that books do not present any hazard to children. d)Reyeasing the lont-established exclusion of Rrinter's hank from lead-in-paint rules threatens to create chaos in the sun&chain.-Total lead content and testing requirements in the.CPSIA if applied to books will conflict with the long-established exclusion of printer's ink from the lead-in-paint ban of 16 CFR 1303,thus subjecting existing inventories of millions of books-whether in retail and wholesale outlets,book depositories,or publishers'warehouses- to regulatory requirements that did not exist at the time of production. e)Not providing the euem2tion would have extreme adverse conseouences for the affordability and availability of books.-AAP's members include large and small publishers of children's books intended for consumers,as well publishers of instructional and educational assessment materials for students from pre-kindergarten through college. Application of the CPSIA to ordinary books threatens children's learning and libraries,as well as the children's book publishing industry-a significant segment of the American economy-all without a record that such regulation is necessary to protect child safety. Absent assurances that ordinary books comply with yet-to-be-implemented total lead standards, distributors and retailers are stating that ordinary books-even those manufactured long before the limits go into effect- will be pulled from store shelves and returned at the publisher's expense,or that pending orders for such titles will be cancelled. Severe damage to the industry and to children's access to books will occur from the removal or return of existing stock,a prolonged freeze on the distribution of these books,insufficient supply for demand,and consequent loss of positive brand recognition and client confidence in publishers' products;as well as the addition of expensive testing and administrative burdens,and the creation of unwarranted panic among members of the public about the safety of books as more and more consumers learn about the Act. f)Insufficient capacity among testing labs to meet the demand that would result from imposing the lead testing requirements on ordinary books would further impede consumer's needs.-The already-limited number of labs that perform consumer product safety tests would be overwhelmed by the huge increases in demand that would result from suddenly imposing Iead testing requirements on ordinary books,adding thousands of products to this overburdened system. It already takes several weeks to get products tested,and as of late, publishers report having to wait twice as long for tests of certain of their specialty products(i.e., certain products other than ordinary books that are appropriate for testing)due to increases in testing generally as a result of the Act. The shortage of capacity,and consequent delay or prevention of providing books to children,will be particularly acute in light of the limited number of testing services that are accredited as required by the statute. Alternatively,left without guidance from the Commission,the market could be left to create an ad hoc prioritization system, wherein testing labs might have economic or other incentive to give priority to products with real potential to pose safety hazards while ordinary books-which shouldn't even be subject to testing-get pushed back in the testing queue. The expense and delay that testing will add to the publishing process will severely hamper our ability to provide valuable reading and educational material to our nation's children. We will 4 not be able to publish books on an acceptable timetable,and the publication of some books will simply be cancelled due to capacity restraints and uncertainty(and not simply new books,but even reprints of classics and school texts). Surely,the removal of ordinary children's books from the marketplace could not have been intended by Congress and is not justified by any known hazard to children resulting from books. In addition,overburdening the testing labs with books will hamper the labs' availability to perform testing on the products that may pose the hazards that the regulations are actually intended to address,such as toys and childcare articles. 7.If the Commission concludes that it does not have the authority to exclude books,sterns to mitip cosrfusion in the retail and consumer communities should be taken, Ifthe Commission concludes that exclusion is not within its authority or supported by the current record,we urge the Commission to revisit the implementation schedule for the lead limits and testing;lift any requirements on existing inventory;develop a specific timeline with respect to books that gives publishers,as well as book manufacturers and their suppliers,a reasonable time frame within which to comply; and outline feasible testing methods that can actually be achieved in practice. 8. If testing is ultimately Muired for books,reasonable testing pror<rams on which to base certification of product safety will be necessary. Publishers will be in an impossible position both fiscally and practically if they are required to have tested every individual children's book they publish. Annual test reports from upstream suppliers of raw materials(ink, paper,spine glue,cloth,etc.)provided to publishers would be much more viable. To avoid emptying retail and library shelves of new children's books,the Commission would need to accept clear and reasonable requirements as to which materials had to be tested,how often,in what quantities(e.g.,samples versus entire inventory),and pursuant to what processes. If books in their final manufactured form are,despite AAP's position,required to be tested,the requirement should be limited to some samples(such as a few titles from each printer hired by the publisher). 9. All of the forgUoing Muests regarding ordinary children's books are also apl2fleable to certain other products sold by book publishers. Publishers also produce educational magazines for children,posters,paper bookmarks,and other paper-based products which similarly do not pose legitimate child safety concerns and thus have not been subject to regulation in the past. Furthermore,we note that recent FAQs from the CPSC also state that children's audiobooks(cassettes,CDs)are subject to the total lead limits for children's products containing lead. Although we do not address those products at length herein,it seems similarly misplaced to subject children's audiobooks to such regulation without a legitimate basis for a safety concern that would be addressed by such regulation, and it is important to note that many instructional materials for children are distributed in audiobook format. 5 Association of American Publishers, Inc. www.publishers.org 50 F Street,NW,41"Floor Washington, D.C. 20001 Telephone:(202)347-3375 Fax: (202)347-3690 December 4, 2008 Cheryl Falvey By Email&First-Class Mail General Counsel U.S.Consumer Product Safety Commission East West Towers/523 4330 East West Highway Bethesda,MD 20814 RE:CPSIA Applicability to Books and Other Paper-Based Printed Materials Dear General Counsel Falvey: On behalf of the members of the Association of American Publishers, as well as various companies,associations and organizations in the book manufacturing, paper, printing, binding, laminate, ink,and adhesives industries,I write to follow-up on our meeting last week with you and CPSC Director of Compliance John G.Mullan to formally request the Office of General Counsel to immediately issue an advisory opinion letter to confirm the limited coverage of books and other non-book,paper-based printed materials under the lead, phthalate and applicable ASTM standards requirements referenced in the Consumer Product Safety Improvement Act of 2008 ("CPSIA"). As the principal national trade association for the U.S. book industry,AAP represents some 300 member companies and organizations that include most major commercial book and journal publishers in the United States, as well as many small and non-profit publishers,university presses and scholarly societies.AAP members include large and small publishers of children's books in the consumer marketplace,as well as publishers of instructional and assessment materials for students at all levels of education. For purposes of requesting this advisory opinion letter,AAP has consulted with a broad coalition of companies, associations and organizations in the book manufacturing,paper, printing,binding, laminate, ink, and adhesives industries to draw upon their expertise and experience regarding their respective roles in the production of books and other non- book, paper-based materials, including the safety testing of the various components that, upon assembly,comprise the finished products. Accordingly,the request for an advisory opinion letter is supported by the American Forest&Paper Association;the Book Manufacturers Institute, Inc.;the National Association of Printing Ink Manufacturers; the Printing Industries of America; and,The Adhesive and Sealant Council, Inc.,which together represent thousands of American companies in the industries noted above. Our consultation with these allied industries has resulted in the compilation of critical information, including a broad sampling of actual safety testing results,that we believe provides strong evidentiary support for recognizing that books and other non-book, paper-based printed materials—both in terms of their individual components and the assembly process that integrates those components into finished products—should not be subject to the lead,phthalate and applicable ASTM standards requirements referenced in the CPSIA because they do not present any of the health or safety risks to children that those requirements are intended to address. Accordingly, we request the Office of General Counsel to immediately issue an advisory opinion letter to confirm the limited coverage of books and other non-book,paper-based printed materials under the lead,phthalate and applicable ASTM standards requirements referenced in the CPSIA based upon the following fact-based principles: 1. Books designed or intended primarily for adults are not subject to the lead, phthalate or applicable ASTM standards requirements referenced in the CPSIA, as their content generally would preclude them from being considered"children's products"or"toys"or"child care articles"as defined for purposes of the CPSIA. 2. Books designed or intended primarily for non-adults over the age of 12 are not subject to the lead,phthalate or applicable ASTM standards requirements referenced in the CPSIA, even though they may be read by some children 12 or younger, as their content and intended use, including grade-level appropriateness for educational purposes, generally would preclude them from being considered "children's products"or"toys"or"child care articles"as defined for purposes of the CPSIA. 3. Books designed or intended primarily for children 12 or younger are not subject to the lead, phthalate or applicable ASTM standards requirements referenced in the CPSIA, except with respect to any non-paper-based elements that provide play value and are part of such books.These play elements may be comprised of plush, fabric,plastic,metal or wood components,and they may be subject to all relevant requirements of the CPSIA. However, there is no evidence of any Congressional intent to regulate ordinary books and other paper-based reading materials under the CPSIA, and they do not present any of the health or safety risks to children that those requirements are intended to address. 4. Similarly,other non-book,paper-based printed materials, such as flash cards, posters,bookmarks,and worksheets,are not subject to the lead, phthalate or applicable ASTM standards requirements referenced in the CPSIA, as they do not present any of the health or safety risks to children that those requirements are intended to address. 2 5. Audio books,and educational media embodied in CDs or DVDs that supplement or accompany books, are not subject to the lead,phthalate or applicable ASTM standards requirements referenced in the CPSIA,as they do not present any of the health or safety risks to children that those requirements are intended to address. While the fact-based principles numbered I and 2 above are self-evident, based upon the nature of the books they embrace,as well as the definitions used to define the scope of the CPSIA,we have provided evidentiary support for the fact-based principles numbered 3,4 and 5 above in terms of information and data regarding the manufacture of the books and other materials they address. Because of the sheer volume of this information and data,the evidentiary support for those fact-based principles does not accompany this letter but can be accessed at a portal website established by RR Donnelley,a leading full- service provider of print and related services, at w%vw.rrd.cimn/cpsia. At the website,you will find a clear and concise overview of the assembly process that produces books and most other paper-based printed materials, as well as individual files containing recent testing results provided by a variety of leading vendors for the various components that are assembled in this process to produce finished books and other paper- based printed materials.You will also find test results for some finished books that are popular in the children's market,and tests results for CDs and DVDs that supplement or accompany books.In order to comply with contractual confidentiality obligations,the identities of many of the vendors and the specific products to which the tests relate have been redacted in these files. If the Commission should determine that it needs any of the redacted information,we will contact each vendor to request their approval to provide it. However, if making such requests becomes necessary,we would strongly urge that you allow us to take those actions after issuance of the requested advisory opinion letter, rather than delay issuing that letter. As we explained in our meeting with you last week,your immediate issuance of the requested advisory opinion letter is a matter of great urgency.The absence of clear and accurate information about the limited coverage of books and other paper-based, printed materials under the CPSIA has created undue alarm within the retail and distribution elements of the marketplace, as major players in these arenas have warned publishers that their books will be summarily taken off the market and returned to them at their own substantial expense unless the publishers can immediately certify that their products meet the CPSIA requirements,regardless of the statutory-based timeframes and testing requirements that make such certification a practical impossibility. Unfortunately,this problem has been exacerbated by the Office of General Counsel's determination that the requirements of the CPSIA apply retroactively to products in inventory, even if they were produced and delivered before the CPSIA was enacted.It is not an exaggeration to state that,unless the misinformed fears that are driving these warnings are allayed by an official statement from the Commission,the potential commercial and other economic harm to the book publishing industry and its allied industries from these threatened actions could be catastrophic. 3 Similarly, given the essential role that books and other paper-based, printed materials in the form of"ancillaries"and other supplemental educational materials play in the process of educating our children—at schools and libraries,as well as through bookstores—the delay in making needed instructional materials available in this sector will undoubtedly have a severe adverse impact on students and teachers. Finally, Congress,the Commission and the American people do not want to see the real and necessary product safety benefits to be obtained under the CPSIA derailed or delayed by overloading the testing queues with products that both historically and currently have not been determined to present the health or safety risks that the CPSIA is intended to expose and eliminate.The test results provided on the website should make clear that, in terms of those risks, consumers have nothing to fear from"How the Grinch Stole Christmas,""The Little Mermaid:Ariel's Beginning,"and"Tinker Bell:A Fairy Tale" (all published by Random House),"The Wrath of Madgarath"(published by Simon& Schuster),or other books that have been manufactured as explained in the website overview.Your immediate issuance of the requested advisory opinion letter explaining the limited coverage of books and other paper-based printed materials under the requirements of the CPSIA,according to the fact-based principles articulated above,will at least help to ensure that these products do not needlessly contribute to the overloading of available testing and certification capacity. Please contact me at your earliest convenience if you have any questions about this request or any of the supporting information and data being provided to the Commission through the aforementioned website. Sincerely, 1 Allan Adler Vice President for Legal&Government Affairs Association of American Publishers Phone:202/220-4544 Fax: 202/347-3690 Email:, adler@publishers.org 4 RCA ROUTING SHEET INITIATING DEPARTMENT: Administration SUBJECT: Intergovernmental Relations Recommendations COUNCIL MEETING DATE: March 16, 2009 IBC ATTAC=H M E N-T STATUS Ordinance (w/exhibits & legislative draft if applicable) Attached ❑ Not Applicable Resolution (w/exhibits & legislative draft if applicable) Attached ❑ Not Applicable Tract Map, Location Map and/or other Exhibits Attached ❑ Not Ap licable Contract/Agreement (w/exhibits if applicable) Attached ❑ (Signed in full by the City Attorney) Not Applicable Subleases, Third Party Agreements, etc. Attached ❑ (Approved as to form by City Attorney) Not Applicable Certificates of Insurance (Approved by the City Attorney) Attached ❑ Not A plicable Fiscal Impact Statement (Unbudgeted, over $5,000) Attached ❑ Not Applicable Bonds (If applicable) Attached ❑ Not Ap licable Staff Report (If applicable) Attached ❑ Not Applicable Commission, Board or Committee Report (If applicable) Attached ❑ Not Ap licable Findings/Conditions for Approval and/or Denial Attached ❑ Not Applicable EXLEATIOhI, F®; MISSING ATT�4C1=i, „E ,1'S REVIEWED N` RET URNE04FQR A 'DE® Administrative Staff Assistant City Administrator Initial ) City Administrator Initial City Clerk ) E LAIVATIQN FQR RET-XURN"OF ITEM: , Only)(Below,Spaco For City Clerk's Use RCA Author: Dapkus