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HomeMy WebLinkAboutPersonnel Rules & Regulations Employer/Employee Relations - Rules And Regulations Regarding Employer-Employee Relations Res No. Date Content 3335 6/1/71 Adopting Rules & Regulations for Conduct of Employer- Employee Relations Within City of Huntington Beach 3381 11/1/71 Adopting Rules & Regulations Governing Personnel Activities Defining Procedures of Hiring, Rights, Benefits & Prohibitions of All Em Io ees Within City of Huntington Beach 3461 4/3/72 Amending Resolution No. 3335 to Designate City Administrator as City's Principal Representative in All Matters of Employer- Employee Relations 3960 10/7/74 Adopting Amended Rules & Regulations Governing Personnel Activities to Ensure Efficient & Economical Service to/Public By Best Qualified Persons Available & Recognizing Individual Differences & Circumstances 4054 4/7/75 Amending Resolution No. 3335 to Designate Personnel Director & City Attorney as City's Principal Negotiators 4275 7/6/76 Amending Resolution No. 3335 Designates City Administrator or his Designee as City's Principal Representative Pertaining to Employer-Employee Relations 4339 10/1/76 Amending Employer-Employee Resolution 3335 to Determine Terms & Conditions of Employment for Employees Not Included or Re resented by Employee Organizations 5386 6/4/84 Amending Section 11 of Employer-Employee Relations Resolution No. 3335 Relating to Terms & Conditions of Employment of Department Heads & Persons Not in Units (Non- Associated Related Resolutions Not Adopted As Policy 96-82 9/3/96 Approving & Implementing a Side Letter of Agreement With Huntington Beach Municipal Employees Association Regarding La off Procedure for Municipal Employees Association MEA 96-85 9/16/96 Approving & Implementing a Side Letter of Agreement with the Huntington Beach Management Employees Organization Regarding Layoff Procedure for Management Employees Organization MEO 96-86 9/16/96 Approving an Amendment to Resolution No 6274 as Amended, Regarding Terms, Conditions, & Layoff Procedures of Employment of Non-Represented Employees CITY OF HUNTINGTON BEACH MEETING DATE: January 21, 2003 DEPARTMENT ID NUMBER: AS 03-08 Council/Agency Meeting Held: Deferred/Continued to: Approved ❑ Conditionally Approved ❑ Denied City Clerk's Signa e Council Meeting Date: January 21, 2003 Department ID Number: AS 03-Qa CITY OF HUNTINGTON BEACH -, REQUEST FOR COUNCIL ACTION --- Li SUBMITTED TO: HONORABLE MAYOR AND CITY COUNCIL MEMBERS SUBMITTED BY: RAY SILVER, City Administrator Rty '> PREPARED BY: CLAY MARTIN, Director of Administrative Services /&,-:, 44, o20c& -a SUBJECT: APPROVE PERSONNEL COMMISSION PROCEDURES Statement of Issue,Funding Source,Recommended Action,Alternative Action(s),Analysis,Environmental Status,Attachment(s) Statement of Issue: In accordance with Municipal Code Section 2.72.080, the Personnel Commission may prescribe its own rules and regulations subject to approval of the City Council. Funding Source: Not applicable. Recommended Action: Adopt Resolution No ; a Resolution of the City Council of the City of Huntington Beach approving the rules and regulations of the Personnel Commission relating to disciplinary grievance appeal hearings; review of hearing officer recommendations on disciplinary appeals; and procedures for impasse hearing. Alternative Action(s): Do not approve procedures. Analysis: Since 1997, The Personnel Commission has had procedures in place for the conduct of disciplinary grievance appeal hearings, for the review of hearing officer recommendations regarding disciplinary appeals, and for the conduct of impasse hearings. To date, no changes to these procedures have been made. It has also been verified by the City Attorney's office that these procedures, while adequately prepared and implemented by the Commission, have not been formally approved by the City Council. At its meeting on December 18, 2002, the Personnel Commission moved to submit the procedures to the City Council for formal approval. Environmental Status: N/A RCA Approve PC Procedures 0103 1/8/2003 5:59 PM I REQUEST FOR COUNCIL ACTION MEETING DATE: January 21, 2003 DEPARTMENT ID NUMBER: AS 03-08 Attachment(s): City Clerk's Page Number No. Description Resolution No.40 including Disciplinary Grievance Appeal Hearing Procedures (Exhibit A) Personnel Commission Procedures for Review of Hearing Officer Recommendations Regarding Disciplinary Appeals (Exhibit B) Personnel Commission Procedures for Impasse Hearings (Exhibit C) RCA Author: I. Youssefieh RCA Approve PC Procedures 0103 ;3- 1/8/2003 5:59 PM RESOLUTION NO. 2003-6 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH APPROVING THE RULES AND REGULATIONS OF THE PERSONNEL COMMISSION RELATING TO DISCIPLINARY GRIEVANCE APPEAL HEARINGS; REVIEW OF HEARING OFFICER RECOMMENDATIONS ON DISCIPLINARY APPEALS; AND PROCEDURES FOR IMPASSE HEARINGS WHEREAS, Huntington Beach Municipal Code Section 2.72.080 authorizes the Personnel,Commission of the City of Huntington Beach("Personnel Commission")to prescribe its own rules and regulations subject to the approval of the City Council; and The Personnel Commission has previously developed Disciplinary Grievance Appeal Hearing Procedures that set forth the hearing procedures on appeals of disciplinary grievances (a copy of Disciplinary Grievance Appeal Hearing Procedures is attached hereto as Exhibit A and incorporated herein by this reference) and; The Personnel Commission has previously developed Personnel Commission Procedures for Review of Hearing Officer Recommendations that set forth the procedures for the Personnel Commission's review of recommendations from a hearing officer on appeals of disciplinary grievances as provided for in Section 20-6 of the Personnel Rules of the City of Huntington Beach(a copy of Personnel Commission Procedures for Review of Hearing Officer. Recommendations is attached hereto as Exhibit B and incorporated herein by this reference) and; The Personnel Commission has previously developed Personnel Commission Procedures for Impasse Hearings that set forth the procedures for the conduct of impasse hearings between the City of Huntington Beach and employee organizations when impasses have been reached in the meet and confer process and the parties have been unable to agree on submitting the impasse to another process such as fact finding, advisory arbitration or mediation(a copy of Personnel Commission Procedures for Impasse Hearings is attached hereto as Exhibit C and incorporated herein by this reference) and; On December 18, 2002,the Personnel Commission moved to submit the following procedures to City Council for approval: 1. Disciplinary Grievance Appeal Hearing Procedures; 2. Personnel Commission Procedures for Review of Hearing Officer Recommendations Regarding Disciplinary Appeals; and 3. Personnel Commission Procedures for Impasse Hearings, NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Huntington Beach: GARESOLUTN\2003Tersonnel Commission Procedures.doc l/8/03 Res. No. 2003-6 SECTION 1. Approves and adopts the Disciplinary Grievance Appeal Hearing Procedures attached hereto as Exhibit A. SECTION 2. Approves and adopts the Personnel Commission Procedures for Review of Hearing Officer Recommendations attached hereto as Exhibit B. SECTION 3. Approves and adopts the Personnel Commission Procedures for Impasse Hearings attached hereto as Exhibit C. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 21st day of January , 2003. ATTEST: Connie B ockway, CitA Clerk r By Deputy City C erk Mayor APPROVED AS TO FORM: f City Atto ey REVIEWED, INITIATED AND APPROVED: City AdmiKstrator GARESOLUtN0003\Personnel Commission Procedures.doc 1/8/03 EXHIBIT A DISCIPLINARY GRIEVANCE APPEAL HEARING PROCEDURES Section 20-5 of the Personnel Rules of the City of Huntington Beach provides that upon appealing a disciplinary grievance to the Personnel Commission, the matter is to be referred to a Hearing Officer, who shall conduct a hearing and make a written recommendation to the Commission. In order to ensure the fair and expeditious processing of the grievance, the parties and the Hearing Officer shall comply with the following hearing procedure on appeals of disciplinary grievances: A. Selection of Hearing Officer 1. The parties shall select the Hearing Officer and the time for an appeal hearing within thirty (30) days from the date of the filing of the appeal. The parties shall notify the Personnel Commission of these dates. In the event that the parties are unable to mutually agree upon a hearing officer, the party imposing disciplinary action shall provide the Commission-approved list of hearing officers to the grieving parry. The parties shall alternately strike names from the list, with the party initially imposing the discipline striking-the first name. The parties shall set the hearing at the earlierst date practicable. In the event the parties fail to select the Hearing Officer within the thirty (30) day period, the Chairperson of the Commission shall, as soon as practicable, select a Hearing Officer from the Commission-approved list, and set the place, date and_time for the hearing. B. Hearing Procedures 2. All hearings shall be held in closed session; provided, however, that the hearing shall be open to the public at the employee's request. 3. At least twenty-one (21) days before the hearing, the parties shall meet and confer on a briefing schedule and an exchange of exhibits and witness lists. If the parties cannot agree on these matters, then the Hearing Officer shall be consulted by conference call and may establish the procedures and schedules: Unless the parties agree otherwise, or the Hearing Officer so orders, no later than seven(7) days prior to the date set for a hearing, each party shall by notice deliver to the other party and the Hearing Officer their respective lists of witnesses. A parry may not use a witness at a hearing for which notice thereof has not been given, except for good cause. 4. No opening brief shall be in excess of 15 pages without leave of the Hearing Officer. 1 G:SF-96Pers:Apl-RL#2 11/25/97-#13 moo, o?6 a3-6 5. The hearing need not be conducted in accordance with technical rules relating to evidence and witnesses but hearings shall be conducted in a manner most conducive to determination of the truth. Any relevant evidence may be admitted if it is the type of evidence on which responsible persons are accustomed to rely in the conduct of serious affairs, regardless of the existence of any common law or statutory rules which might make improper the admission of such evidence over objection in civil actions. Hearsay evidence may be used for the purpose of "supplementing or explaining any direct evidence but shall not be sufficient in itself to support a finding unless it would be admissible over objection in civil actions. The rules dealing with privileges shall be effective to the same extent that they are now or hereafter may be recognized in civil actions, and irrelevant and unduly repetitious evidence may be excluded. Decisions made by the Hearing Officer shall not be invalidated by any informality in the proceedings, and the Hearing Officer shall not be bound by technical rules of evidence. 6. The hearing shall be recorded by a certified court reporter. 7. The Hearing Officer shall rule on the admission or exclusion of evidence. 8. Each party shall, subject to the provisions of this Procedure, have these rights: To be represented by legal counsel or other person of his or her choice; to call and examine witnesses; to introduce evidence; to cross-examine opposing witnesses on any matter relevant to the issues;to impeach any witness regardless of which party first called him or her to testify; and to rebut the evidence against him/her. 9. Oral evidence shall be taken only on oath or affirmation under the penalty of perjury. 10. The hearing shall proceed in the following order, unless the Hearing Officer, for good cause, otherwise directs: a. The party imposing discipline shall be permitted to make an opening statement. b. The employee shall be permitted to make an opening statement, which may be reserved until the presentation of his or her case in chief. C. The party imposing disciplinary action shall present the evidence supporting the discipline. d. The employee shall present evidence in support of his or her appeal. e. In the same order,the parties may offer rebutting evidence. 2 G:SF-96Pers:Apl-RL#2 11/25/97-#13 f. Closing arguments shall be permitted at the discretion of the Hearing Officer. The party with the burden of proof shall have the right to close the hearing by making the last argument. 11. The Hearing Officer shall determine relevancy, weight, and credibility of evidence. 12. The City shall identify its exhibits alphabetically. The employee shall identify its exhibits numerically. 13. If a party, after due notice, fails to appear at a hearing or any continuation of a hearing, the Hearing Officer may proceed with the hearing of the controversy. In such cases, all awards shall be rendered as if each party had entered an appearance at the hearing. 14. During the examination of a witness, all other witnesses, except the parties, shall be excluded.from the hearing upon motion of either party. 15. The Hearing Officer shall at the request of the parties dismiss the appeal. 16. Any settlement of any matter shall be at the election of the parties. 17. No still photographs, moving pictures, or television pictures shall be taken in the hearing chambers during a hearing. 18. The Hearing Officer, prior to or during a hearing, may grant a continuance for any reason he or she believes to be important to its reaching a fair and proper decision. 19. The parties may file post-hearing Iegal briefs pursuant to a schedule and page limits established by the Hearing Officer. 20. The Hearing Officer shall render his or her report summarizing the evidence, and making findings of fact, conclusions, and recommendations as soon after the conclusion of the hearing as possible, and in no event later than thirty (30) days after concluding the hearing unless otherwise stipulated by the parties. The Hearing Officer shall not be paid until the recommended decision is delivered. 21. The Hearing Officer may recommend the sustaining, modifying or rejecting of any or all of the discipline,provided the Hearing Officer may not impose discipline more harsh than originally imposed by the City. 3 QSF-Wers:Apt-RL92 11/25/97-913 C. Definitions 22. As used herein, "notice" and"notify" means a writing that is effective when delivered at the address of the party to whom it is intended as set forth above. 23. As used herein, "party"shall mean the City or employee, as the case may be, or if represented by another, then that person. 24. All time periods set forth herein are measured in calendar days. 25. The laws of the State of California, the Charter of the City of Huntington Beach, and duly adopted resolutions by the City Council of the City of Huntington Beach shall take precedence over this procedure. Approved by the Huntington Beach Personnel Commission on �� S , 1997 c j ` fi airperson, the Dei t Secretary, William Osness 4 QSF-hers:Apl-RL#2 11/25/97-#13 EXHIBIT B PERSONNEL COMMISSION PROCEDURES FOR REVIEW OF HEARING OFFICER RECOMMENDATIONS REGARDING DISCIPLINE APPEALS The Huntington Beach Personnel Commission shall observe the following procedures when reviewing recommendations from Hearing Officers on appeals of disciplinary grievances pursuant to Section 20-6 of the Personnel Rules of the City of Huntington Beach: A. ' Procedures 1. The Personnel Director shall place the recommendations of the Hearing Officer on any appeal of discipline on the first Personnel Commission meeting which is fourteen(14) days or more after receipt of the hearing officer's recommendation. No later than fourteen(14) days prior to the date of the Commission meeting, the Personnel Director shall notify each of the parties of the date of the Personnel Commission meeting. Either party may request that the review before the Commission be continued for at least thirty (30) days. The Personnel Director shall grant such continuance one (1) time as a matter of right.Further continuances shall be granted by the Personnel Director upon stipulation of the parties or upon demonstration of good cause by either party. 2. If a party wishes to submit briefs objecting to the Hearing Officer's recommendation, he/she shall so notify the opposing party, and shall request an automatic thirty (30) day extension of the review date. No later than twenty-one (21) days prior to the date of the Personnel Commission meeting, each party may deliver to the Personnel Director and the opposing party a brief in support or in opposition to the Hearing Officer's recommendations. The brief may not be in excess of fifteen (15)pages, except by stipulation between the parties or leave of the Chairperson of the Commission. The brief may include as exhibits portions of the record from the hearing conducted by the Hearing Officer. Such exhibits may include documents filed with the Hearing Officer and excerpts from the transcript of the hearing. No later than seven(7) days prior to the Commission meeting, the parties may serve upon each other and the Commission reply briefs. 3. The Personnel Commission may hear oral argument from the parties in support or opposition to the Hearing Officer's recommendation. Oral arguments shall not exceed fifteen(15) minutes from each party and an additional five (5)minutes of rebuttal. The party opposing the hearing officer's decision will be heard first. 4. All hearings shall be in closed session; provided, however, that the employee may request a hearing open to the public. 1 SF:96-Pcrsn1:PC49 11l201971 MO/97 5. A party may petition the Commission to accept supplemental evidence The party shall demonstrate that the evidence being offered could not,with the exercise of reasonable diligence,have been produced at the hearing or was improperly excluded from evidence at the hearing. The Commission retains its discretion to schedule a supplemental hearing under Rule 20-6. 6. Upon conclusion of the hearing,the Commission shall deliberate in closed session. The Personnel Commission may sustain, reject or modify the recommendation of the Hearing Officer,provided that the Personnel Commission shall not impose discipline more harsh than that originally imposed by the City. Unless the issue has been briefed, the Commission cannot(a) reject or modify the recommended findings of the Hearing Officer, (b) impose discipline where the Hearing Officer has recommended that no disciplinary action is warranted, or(c) increase the discipline recommended by the Hearing Officer without first reviewing in its entirety the complete administrative record, including a transcript of all testimony and all exhibits received in evidence. If the Commission rejects or modifies the recommendations, it shall direct its legal counsel to prepare findings of fact and conclusions of law in support of the Commission's decision. Such findings and conclusions shall be served on the Commission and each-party at least ten(10) days before the next Commission meeting. Each-party may serve objections to the findings and conclusions not less than three (3) days before the Commission meeting. B. Definitions 7. The Personnel Commission shall render its decision within thirty (30) days upon the completion of its hearing or the receipt of any additional briefs it may request. 8. As used herein, "serve," "notice," and"notify" means a writing that is effective when delivered at the address of the party to whom it is intended as set forth above. 9. As used herein, "party" shall mean the City or employee, as the case may be, or if represented by another, then that person. 10. All time periods set forth herein are measured in calendar days. 11. All questions of interpretation of this procedure shall be heard by the Personnel Commission. 2 SF:96-Persn1:PC-49 11/20/9711/20/97 12. The laws of the State of California,the Charter of the City of Huntington Beach, and duly adopted resolutions by the City Council of the City of Huntington Beach shall take precedence over this procedure. Approved by the Huntington Beach Personnel Commission on IV b-A 1997 G f Chairp , Blanche Deight Secretary, William Osness 3 SF:96-Persn1:PC-#9 11/20/9711/20/97 EXHIBIT C ,;:7V0 CITY OF HUNTINGTON BEACH PERSONNEL COMMISSION PROCEDURES FOR IMPASSE HEARINGS Pursuant to the Employer-Employee Relations Resolution of the City of Huntington Beach,Resolution No. 3335, the Personnel Commission is mandated to conduct impasse . hearings between the City and employee organizations when impasses have been reached in the meet and confer process and the parties have been unable to agree on submitting the impasse to another process such as fact finding, advisory arbitration or mediation. The purpose of these procedures is to set forth the manner in which the hearing shall be conducted before the Personnel Commission in a situation where an impasse comes before Commission pursuant to the Resolution. The intent of these procedures is to permit the parties to present their positions to the Commission in a concise and efficient manner and to allow the Commission to discharge its obligations under the Resolution efficiently and with expediency so that disputes between employer organizations and the City can be resolved as soon as practicable,thus further advancing the interests of all parties in having harmonious employment relations at the City of Huntington Beach. 1. Prehearing conference. As soon as possible after an impasse has been determined to be within the jurisdiction of the Personnel Commission for resolution, the Personnel Director shall schedule a prehearing conference between the representatives of the employer organization LosMeeles 165963 v 1,99999,00001 1 s of the Personnel Commission. The Commission representatives and City With representative may include the Commission chair,the Personnel Director and/or the Commission's legal advisor,or other representative designated by the Commission. The prehearing conference shall be held in a location to be arranged by the Personnel Director. The prehearing conference shall be held at least two weeks before the Commission meeting at which the impasse hearing shall be first agendized. At the prehearing conference the following issues shall be discussed and the good faith in an attempt to reach agreements to the greatest extent parties shall cooperate in possible. a. Issues. The employee organization and City representatives shall make a good faith effort to agree on a stipulated list of issues at which the parties are at impasse. if the parties are able to agree, a stipulated list of issues shall be prepared in writing and signed by the representatives of both sides. i. if the parties cannot agree in whole or in part, then each party shall tten statement listing the issues as be required to submit its own wri to which it believes the parties are at impasse. ii. if the parties can agree partially as to the issues,the stipulation to the extent of agreement shall be prepared as called for above. Where there is no agreement,the parties shall be required to submit 2 LosAe¢Cln 165963 r 1.99999.00001 their own statement of such additional issues as described above. b. Documents. The parties shall attempt to agree as to documents. As in the case of issues, to the greatest extent possible, the parties shall stipulate to documentary exhibits. If there is no agreement, each party shall be allowed to submit documents it believes relevant, subject to objection from the other party. The parties shall be directed to the hearing with adequate copies of exhibits, tabbed, numbered and placed in binders with a sufficient number of complete sets for each Commissioner, the personnel Director,the Commission's legal counsel, the witness chair and for the parties' representatives. The binder should begin with an exhibit list followed by the various exhibits with numerical tabs for ready reference during the course of the hearing. The use of"Bates stamp" page numbering shall be encouraged. The goal shall be to minimize the loss of time in bookkeeping,fumbling with and passing out papers. c. Witness lists. The parties shall be required to submit a list of witnesses at the prehearing conference, If subpoenas for the attendance of witnesses are required, the party requesting the presence of such witnesses shall so indicate at the prehearing conference and shall make its own arrangements to have subpoenas issued and served. LOSAIVOICS 165963 v 1,999".00001 3 �X5 � 22 . A�. o?oa 3 d. . T' a estimate. At the prehearing conference the parties shall provide an estimate of the amount of time each will need to present its case. An effort shall be made to plan for the number of sessions that will be required to complete the hearing. The parties representatives shall bring their calendars to the prehearing conference so that a sufficient number of potential hearing dates can be selected for scheduling with the Commission at the initial session. Subsequent sessions shall be scheduled as soon as possible so that the number of calendars involved can be coordinated. The parties shall be advised that the Commission may, in its prerogative, and within reason,(i)place a limitation on the number of hours each side shall have to present its case,(ii)hold each side to the maximum number of hours allocated, and(iii)curtail each party's presentation once the number of hours allocated has been exhausted, unless good cause appears for allowing the parties additional time to complete its presentation. The parties shall be trade aware that Commissioners are volunteers with limited time available to discharge their obligations as Commissioners, and that efforts which appear directed at prolonging the proceedings for the purpose of delaying resolution will not be tolerated. The Commission reserves the right to schedule hearing sessions and insists on completing the proceedings as soon as practically possible. 4 LosAngeles 165963 v I,90999,00001 e. Recordation. Since it is possible that there will be further review of the matter either before the City Council or in a judicial forum, a discussion shall occur at the prehearing conference as to how and by what method a record will be kept of the hearing, including means of preparing a transcript for the hearing,either through the use of a court reporter or tape recording. The parties shall also discuss allocating the costs of retaining a court reporter, if such an option is exercised, equally between the parties. f. , rder of presentation. Since it does not appear that in this sort of proceeding either the City or the employee association necessarily has the burden of proof,both sides have the equal burden of persuasion. Accordingly, there is no necessary legal requirement as to which party shall proceed first. Therefore,a discussion shall occur at the prehearing conference as to whether the association or City shall proceed first. If the parties cannot agree on the order of presentation,the Commission shall decide on the order of presentation at the initial session of the hearing. 2. Initial session of heariniz. At the commencement of the initial session of the hearing,the following matters shall be dealt with first: a. Report on the prehearing conference. The Commission chair, personnel director, or Commission legal counsel shall report to the Commission on the prehearing conference. LosAngalu 165963 v I,99999,00001 5 b. P es� iding officer. A determination shall be made by the Commission as to who shall preside at the hearing. Normally the Commission chair shall act as presiding officer. At the discretion of the Commission, another person may be designated to act as presiding officer, such as the Commission's legal counsel, a retained hearing officer or someone else who has not participated in the meet and comer process from which the impasse arises. If the presiding officer is someone other than a Commissioner, that person shall limit his/her functions to calling the hearing to order,ruling on objections(subject to being overridden by majority vote of the Commissioners in attendance),calling upon the parties to proceed with each step of the hearing process, and in other respects acting as would a presiding officer in a hearing or trial. C. JLsM. Any written stipulation of issues agreed to by the parties shall be first received. if no stipulation has been reached, the written statements of issues submitted by each side shall be received. d. Documents. Any documents as to which the parties have agreed shall be placed into the record. The parties shall have come to the hearing with exhibits prepared pursuant to section 1(b)of these procedures. C. Witness Lists. The witness lists created as a result of the prehearing Lo-Angeles 165965 v 1.99999.00001 6 4 conference shall be received. f Length of the hearing. The proposed length of the hearing shall have been discussed as part of the report on the prehearing conference. A determination shall be made at the first session of the hearing as to the number of sessions which will be required to conduct the hearing. Subsequent sessions shall be scheduled at this time so that the number of calendars involved can be coordinated. The Commission may, in its prerogative, and within reason, place a limitation on the number of hours each side shall have to present its case. The Commission, again subject to the rule of reason, shall have the prerogative to hold each side to the maximum number of hours allocated, and to curtail each party's presentation once the number of hours allocated has been exhausted, unless good cause appears for allowing the party additional time to complete its presentation. All parties must be aware that Commissioners are volunteers and have limited time available to discharge their obligations as Commissioners. Efforts which appear directed at prolonging the proceeding for the purpose of delaying resolution shall not be tolerated. The Commission shall reserve the right to schedule hearing sessions and insist on completing the hearing as soon as practically possible. LOSAneeln 165963 v 1.99999.00001 7 g. Record. The Commission shall ensure that a means is in place for making a record of the hearing,either through the use of a court reporter or tape recording, such that a transcript can be subsequently prepared if necessary, h. Or er gf Presentation. A determination shall be made as to which party shall proceed first in the order of presentation. If the parties have not agreed at the prehearing conference, then the Commission shall decide on the order of presentation. 3. Hearing process. The hearing shall be conducted in the manner of any nornial administrative proceeding as follows: a. Opening statements; b. Presentation of the case by the first party to proceed,with each witness sworn, examined and subject to cross-examination; C. After the first party has completed its presentation (or"rested"), the second party shall proceed; d. After the second party has rested, rebuttal phases LmAngelee 165963 v 1,99999.00001 8 shall be allowed within the discretion of the Commission until both parties have presented all relevant information; e. After the completion of the evidentiary phase, each party shall be allowed the opportunity to present oral and/or written summaries; f. After closing argument, the Commission shall adjourn to closed session to deliberate and render a determination. The only individuals allowed in the room during deliberations other than the Commissioners shall be the Commission's legal counsel. g. After deliberations,and when the Commission has made its determination,the Commission's legal counsel shall be instructed to prepare a proposed written report pursuant to the Resolution which shall be agendized for consideration and potential adoption at a subsequent meeting of the Commission. The written report shall include the LosAngeles 165963 v I,99999.00001 9 o?d03- � Commission's determination for modification of the pertinent memorandum of agreement. 4. Contacts with parties. The Commissioners should keep in mind that its decision is a recommendation to the City Council. The Resolution calls upon the Commission to render a determination, submit a written recommendation and transmit the recommendation to the City Council. Each Commissioner should also remember that the Resolution calls upon the Commission to render a determination which, if adopted by the City Council,will govern the employment terms and conditions for the employees represented by the association. Accordingly,each Commissioner must refrain from contact with representatives of either party which could be seen as potentially influencing the Commissioner on behalf of either the City or association. 5. Decision. At a subsequent meeting of the Commission where a draft proposed written decision has been agendized for consideration, any further deliberations by the Commission shall be conducted in closed session as part of deliberations. However, the vote to adopt a decision must be taken in the presence of the parties and their representatives. After the Commission has adopted its written decision Commission staff shall be directed formally to transmit the decision to the City Council as called for in the Resolution. LosAngelei 16S963�1.99999.00001 10 Res. No. 2003-6 STATE OF CALIFORNIA COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I, CONNIE BROCKWAY, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of at least a majority of all the members of said City Council at an regular meeting thereof held on the 215t day of January 2003 by the following vote: AYES: Coerper, Green, Boardman, Cook, Houchen, Hardy NOES: None ABSENT: Sullivan ABSTAIN: None Connie Brockway, City Clerk By: Deputy City Oerk and e - fficio Clerk of the City Council of the City of Huntington Beach, California �d Page 16 - Council/Agency Minutes - 09/16/96 (City Council/Redevelopment Agency)-Redevelopment Agency Operative Agreements For 1995/96 Project Areas - Main-Pier, Talbert-Beach, Oakview. Yorktown/Lake - Huntington Center - Approved (600.30) -Approved the recommendation of the Economic Development Director and the Administrative Services Director and approved the following Operative Agreement Amendments between the city and the Redevelopment Agency for Fiscal Year 1995/96. Increased Increased Amendment (Decreased) (Decreased) Debt Total Increased Project Area Number Debt to 06/30/96 07/01/96 t 09/30/96 (Decreased) Debt Main/Pier 15 $306,868 $218,956 $525,823 Talbert/Beach 15 119,685 56,562 176,246 Oakview 15 (285,309) 29,897 (255,412) Yorktown/Lake 14 (21,658) 9,447 (12,211) Huntington Center 14 (132,191) 80.936 (51,255) Total $ (12,606) $395,798 $383,192 (City Council) Process For Surplusing And Sale Of Five Parcels Of City Property - (N/ Marilyn Drive. E/ Dale Vista Lane, Adjacent To Irby Park) - (Alabama Street/Nashville Avenue, S/Adams Avenue - Old City Yard) - (602 Yorktown Avenue) - (620 Yorktown Avenue) & (2501 England Street) -Approved (650.70) -Approved the initiation of the process of surplusing and sale of the 5 parcels described in the Request for Council Action from the Administrative Services and Economic Development Departments dated September 16, 1996. 1. 6.1 acres N/Marilyn Drive, E/Dale Vista Lane, adjacent to Irby Park. 2. Four vacant lots at Alabama Street and Nashville Avenue, S/Adams Avenue,. a remnant of the Old City Yard. 3. 602 Yorktown Avenue. 4. 620 Yorktown Avenue. and 5. 2501 England Street. (City Council) Resolution No. 96-86 -Adopted - Layoff Procedure For Non-Represented Employees (720.20) -Adopted Resolution No. 96-86 - "A Resolution Of The City Council Of The City Of Huntington Beach Approving An Amendment To Resolution No. 6274, As Amended, Regarding The Terms And Conditions Of Employment Of The Non-Represented Employees." (City Council) Closing Of Meadowlark Golf Course Fund And Transfer Of Funds To Pier Plaza Fund -Approved (320.20) -Approved the transfer of$325,000 (estimated at year-end) from the Meadowlark Golf Course Fund to the Pier Plaza Fund which will close out the Meadowlark Golf Course Fund. (City Council) Cancellation Of October 7. 1996 Public Hearing On Proposed New Business License Requirements - Rental Of Single Family Homes And Duplexes (340.20) The City Council considered a communication from the Administrative Services Department announcing, pursuant to the Brown Act, that a public hearing will be held on October 7, 1996 for the purpose of considering proposed new business license requirements. The City Council had received a communication dated September 10, 1996 from the Huntington Beach/Fountain Valley Board of Realtors opposing a requirement for a business license for single family home rentals and duplex rentals. 532 4 RESOLUTION NO. 9 6-8 6 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH APPROVING AN AMENDMENT TO RESOLUTION NO. 6274, AS AMENDED, REGARDING THE TERMS AND CONDITIONS OF EMPLOYMENT OF THE NON-REPRESENTED EMPLOYEES WHEREAS, on May 6, 1991, the City Council approved Resolution No. 6274 establishing salaries and benefits for Non-Represented Employees; and The City Council has since amended Resolution No. 6274 pursuant to Resolution Nos. 6331 and 6567; and Resolution No. 6274, as amended, is subject to the Personnel Rules of the City of Huntington Beach, which, among other things, establishes layoff procedures; and Pursuant to Resolution No. 3335 (Employer-Employee Relations Resolution), the City Administrator has met with Non-Represented Employees regarding the adoption of new rules governing layoffs, reduction in lieu of layoff and reemployment; and The Non-Represented Employees have made no objection to the proposed rules governing layoff, reduction in lieu of layoff and reemployment; and The City Council of the City of Huntington Beach desires to establish rules governing layoff, reduction in lieu of layoff, and reemployment for Non-Represented Employees different from those contained in the Personnel Rules; NOW, THEREFORE, the City Council of the City of Huntington Beach does hereby resolve as follows: SECTION 1. Resolution No. 6274, as amended, is hereby amended to add as Section VII to Exhibit A thereto the attached "Rules Governing Layoff, Reduction in Lieu of Layoff and 1 SF/s:PCD:Reso1ution:Amnd6274 9/5/96-#3 RLS 96-663 �M Reemployment." These rules shall not apply to department heads. For purposes of this Resolution only, department heads are defined to include the following positions: Assistant City Administrator Deputy City Administrator/Director of Administrative Services Deputy City Administrator/Director of Economic Development Director of Community Development Director of Community Services Director of Library Director of Public Works Fire Chief Police Chief SECTION 2. To the extent that the attached"Rules Governing Layoff, Reduction in Lieu of Layoff and Reemployment" are inconsistent with any of the provisions of the Personnel Rules regarding layoffs, then the attached Rules shall be controlling. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 16 t h day of s e p t e m b e I996. Mayor ATTEST: APPROVED AS TO FORM: City Clerk City Attorney 1 REVIEWED AND APPROVED: A PROVED: City Administrator u A ministra r/ Adrr 1 stra ' e Servic s 2 SF/s:PCD:Reso1ution:Amnd6274 9 6-8 6 9/5/96-#3 RLS 96-663 i.� Res. No. 96-86 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I, CONNIE BROCKWAY, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of at least a majority of all the members of said City Council at a regular meeting thereof held on the 16th of September, 1996 by the following vote: AYES: Councilmembers: Harman, Leipzig, Bauer, Sullivan, Dettloff, Garofalo Green NOES: Councilmembers: None ABSENT: Councilmembers: None City Clerk and ex-offici6 Clerk of the City Council of the City of Huntingfon Beach, California G/resoluti/resbkpg s 09/16/96 - City Council/Redevelopment Agency Minutes - Page 15 (City Council/Redevelopment Agency) Minutes -Approved And Adopted -Approved and adopted minutes of the Council/Agency regular meeting of June 3, 1996, adjourned regular meeting of June 10, 1996, and regular meeting of June 17, 1996 as written and on file in the Office of the City Clerk. (City Council) Amendment No. 2 -Agreement Between The City And Gafcon. Inc. - Consultant And Expert Witness Services - Peck Reservoir-Approved (600.10) -Appropriated an additional $40,000 for Gafcon's Peck Reservoir Services into Account No. E-EW-AT-130-4-05- 00; approved and authorized execution by the City Clerk of Amendment No. 2 to Agreement between the city and Gafcon, Incorporated for Consultant and Expert Witness Services. (City Council) Notice Of Completion - City Gym And Pool (Phase 1) - DTEC Construction, Inc. - CC-902 - Quality Control -Joyce Inspections -Approved (600.80) -Accepted the renovation improvements by DTEC Construction, Incorporated of the City Gym and Pool at a projected final cost of$469,116; authorized the City Clerk to file a Notice of Completion with the County Recorder's Office; and authorized the transfer of$9,480 from the project supplemental expense account to Purchase Order No. 2212790 to cover additional expenses for construction inspection and quality control services provided by Joyce Inspections. (City Council) Resolution No. 96-85 -Adopted - Layoff Procedure For Management Employees Organization (MEO) - Side Letter(720.20) -Adopted Resolution No. 96-85 - "A Resolution Of The City Council Of The City Of Huntington Beach Approving And Implementing A Side Letter Of Agreement With The Huntington Beach Management Employees Organization." (City Council) Environmental Board Appointments And Re-Appointments -Woolf-Willis - Ryan - Lee - Nagy - Scandura -Approved (110.20) - Re-appointed Jonathan Woolf-Willis and Tom Ryan to second terms and Jenifer Lee to a first full term, all of which will expire on June 30, 2000 and appointed Jean and John Scandura to complete the terms of Mark Singer and Theresa Rey, respectively, which will expire on June 30, 1999. (City Council) Property Acquisition - Four Encyclopedia Lots - n/o Ellis Avenue Between Goldenwest Street And Edwards Streets - Hsi And Chen Lee Approved (650.40) _Approved the acquisition of four encyclopedia lots APN 110-183-07, 08, 09 and 16 from Hsi and Chen Lee for an amount of$10,000 and authorized the City Clerk to accept the deeds and recordation through escrow. 531 4 RESOLUTION NO. 9 6-s 5 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH APPROVING AND IMPLEMENTING A SIDE LETTER OF AGREEMENT WITH THE HUNTINGTON BEACH MANAGEMENT EMPLOYEES ORGANIZATION The City Council of the City of Huntington Beach does resolve as follows: Section 1. The Side Letter of Agreement between the City of Huntington Beach and the Huntington Beach Management Employees Organization, a copy of which is attached hereto and by reference made a part hereof, is hereby adopted and ordered implemented in accordance with the terms and conditions thereof, and the Personnel Director is authorized to execute said Agreement. Further,the City previously approved a Memorandum of Understanding with the Huntington Beach Management Employees Organization for 1994 ("MOU"),which has since expired,but which the City is currently honoring at its sole discretion. The MOU contains provisions that revise the Personnel Rules of the City of Huntington Beach in connection with layoffs. To the extent that the attached Agreement is inconsistent with that MOU,then said Agreement is controlling. Further,to the extent that said Agreement is inconsistent with any of the provisions of the Personnel Rules regarding layoffs, then said Agreement shall be controlling. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 16 day off e p t e mb,e1996. Mayor ATTEST: APPROVED AS TO FORM: City Clerk C* „Aftomey k� -�S•96 REVIEWED AND APPROVED: INITI AND APPROVED: 6V Administrator Director of Administrative Services SF/s:PCD:Resolut:MEOside 7/25/96 RLS 96-513 Side Letter of Agreement Between the City of Huntington Beach and the Management Employees Organization This is to memorialize an agreement between the City of Huntington Beach and the Management Employees Organization regarding layoff procedures, reduction in lieu of layoff and reemployment rights of unit employees (copy attached). It is the intent of the City of Huntington,Beach to apply this rule to all non-safety employees. This agreement is to be incorporated into any future Memorandum of Understanding between the City and the Management Employees Organization. Z', — -,J"'�' .,� 7 A"oc_iatia� Representative Date City Attorney , � Date City Date attachment 0019982.01 07/23/96 10:03 AM i?Fs -494-85 City/MEA Proposal July 12, 1996 City/MEO Proposal June 11, 1996 RULES GOVERNING LAYOFF, REDUCTION IN LIEU OF LAYOFF AND REEMPLOYMENT PART 1. LAYOFF PROCEDURE Section 1. General Provisions A. Whenever it is necessary because of lack of work or funds to reduce the staff of a City department, employees may be laid off pursuant to these rules. B. Whenever an employee is to be separated from the competitive service because the tasks assigned are to be eliminated or substantially changed due to management-initiated changes, including but not limited to automation or other technological changes, it is the policy of the City that steps be taken by the Personnel Division on an interdepartmental basis to assist such employee in locating, preparing to qualify for, and being placed in other positions in the competitive service. This shall not be construed as a restriction on the City government in effecting economies or in making organizational or other changes to increase efficiency. C. A department shall reduce staff by identifying which positions within the department are to be eliminated. D. The employee who has the least City-wide service credit in the class within the department shall have City-wide transfer rights in the class pursuant to Part 1., Section 3., Transfer or Reduction to Vacancies in Lieu of Lavoffs, or within the occupational series pursuant to Part 2., Bumoing Riahts. E. If a deadline within this procedure falls on a day the City Hall is closed, the deadline shall be the next day City Hall is open. 0018854.01 -1- 07/12/96 4:49 PM Section 2. Service Credit A. Service credit means total time of full-time continuous service within the City at the time the layoff is initiated, including probation, paid leave or military leave. Permanent part-time employees earn service credit on a pro rata basis. B. Except as required by law, leaves-of.absence without pay shall not earn service credit. C. As between two or more employees who have the same amount of service credit, the employee who has the least amount of service in class shall be deemed to be the least senior employee. Section 3. Transfer or Reduction to Vacancies in Lieu of Layoff A. In lieu of layoff, a transfer within class shall be offered to an employee(s)with the least amount of service credit in the class designated for staff reduction within a department subject to the following: 1. The employee has the necessary qualifications to perform the duties of the position. 2. The employee shall be given the opportunity,in order of service credit, to accept a transfer to a vacant position in the same class within the City, provided the employee has the necessary qualifications to perform the duties of the position. 3. If no position in the same class is vacant, the employee shall be given the opportunity, in order of service credit, to transfer to the position in the same class that is held by an incumbent in another department with the least amount of service credit whose position the employee has the necessary qualifications to perform. B. If an employee(s) is not eligible for transfer within the employee's class, the employee shall be offered, in order of service credit, a reduction to a vacant position in the next lower class within the City in the occupational series in lieu of layoff provided the employee has the necessary-qualifications to perform the duties of the position. C. If the employee refuses to accept a transfer or reduction pursuant to A. or B., above, the employee shall be laid off. 0018854.01 -2- 07/12/96 4:49 PM -, ^, D. If the employee(s) in the class with the least amount of service credit is in the position(s) to be eliminated or displaced by transfer, the employee shall be offered bumping rights, pursuant to Part 2. E. Any employee who takes a reduction to a position in a lower class within the occupational series in lieu of layoff shall be placed on the reinstatement/reemployment list(s) pursuant to. Part 3., Reemployment Section 4. Order of Layoff A. Prior to implementing a layoff, vacant positions that are authorized to be filled shall be identified by City-wide occupational series. If the employee refuses to accept a position pursuant to Section 3., above, the employee shall be laid off. B. No promotional probationary employee or permanent employee within a class in the department shall be laid off until all temporary, non-permanent part-time and non promotional probationary employees in the class are laid off. Permanent employees whose positions . have been eliminated may exercise City-wide bumping rights to a lower class in the occupational series pursuant to Part 2. C. When a position in a class and/or occupational series is eliminated, any employee in the class who is on authorized leave of absence or is holding a temporary acting position in another class shall be included for determining order of service credit and be subject to these layoff procedures as if the employee was in his or her permanent position. Section 5. Notification of Employees A. The Personnel Division shall give written notice of layoff to the employee by personal service or by sending it by certified mail to the last known mailing address at least fifteen (15) calendar days prior to the effective date of the layoff. Normally notices will be served on employees personally at work. B. Layoff notices may be initially issued to all employees who may be subject to layoff as a result of employees exercising voluntary reduction/bumping rights. 0018854.01 -3- 07/12/96 4:49 PM C. The notice of layoff shall include the reason for the layoff, the effective date of the layoff, the employee's hire date and the employee's service credit ranking. The notice shall also include the employee's right to bump the person in a lower class with the least service credit within the occupational series provided the employee possesses the necessary qualifications to successfully perform the duties in the lower class and the employee has more service credit than the incumbent in the lower class. D. The written layoff notice given to an employee shall include notice that he or she has seven (7) calendar days from the date of personal service, or date of delivery of mail if certified, to notify the Personnel Director in writing if the employee intends to exercise the employee's bumping rights, if any, pursuant to Part 2., Bumpina Riahts.-- E. Whenever practicable, any employee with the least amount of service credit in a lower class within an occupational series which is identified for work force reduction shall also be given written notice that such employee may be bumped pursuant to Part 2. This notice shall include the items referred to in C., above. F. If an employee disagrees with the City's computation of service credit or listed date of hire, the employee shall notify the Personnel Director as soon as possible but in no case later than five (5) calendar days after the personal service:or certified mail delivery. Disputes regarding date of hire or service credit shall be jointly reviewed by the Personnel Director and the employee and/or the employee's representative as soon as possible, but in no case later than five (5) calendar days from the date the employee notifies the Personnel Director of the dispute. Within five (5) calendar days after the dispute is reviewed, the employee shall be notified in writing of the decision. 0010854.01 -4- 07/12/96 4:49 PM PART 2. BUMPING RIGHTS Section 1. Voluntary Reduction or Bumping in Lieu of Layoff A. A promotional probationary employee or permanent employee who receives a layoff notice may.request a reduction to a position in a lower class within the occupational series provided the employee possesses the necessary qualifications to perform the duties of the position. B. Employees electing reduction under A. above, shall be reduced to a position authorized to be filled in a lower class within the employee's occupational series. The employee may reduce to a lower class in his/her occupational series by 1) filling a vacancy in that class, or 2) if no vacancy exists, displacing the employee in the class with the least service credit, whose position the employee has the necessary qualifications to perform. A displaced employee shall have bumping rights. C. An employee who receives a layoff notice must exercise bumping rights within seven (�) calendar days of receipt of the notice as specified in Part 1. Failure to respond within the time limit shall result in a rebuttable presumption that the employee does not intend to exercise any right of reduction or bumping to a lower class. The employee must carry the burden of proof to show that the employee's failure to respond within the time limits was reasonable. If the employee establishes that failure to respond within the time limit was reasonable, to the Personnel Director's satisfaction, the employee shall be permitted to exercise bumping rights but shall not be reinstated to a paid position until the employee to be bumped has vacated the position. If the employee disagrees with the Personnel Director's decision, the employee may appeal pursuant to the provisions of Sections 3 and 4 below. Section 2. Reinstatement/Reemployment Lists Any employee who takes a reduction to a position in a lower class within the occupational series in lieu of layoff shall be placed on the reinstatement/reemployment list pursuant to Part 3., Reemoloyment. Section 3. Qualifications Appeal 0018854.01 -5- 07/12/96 4:49 PM /?FS 96-�S Any employee who is denied a reduction to a position in a lower class within the occupational series on the basis that the employee does not possess the necessary qualifications to successfully perform the duties of the lower position may appeal the decision. The appeal shall be filed with the Personnel Director within five (5) calendar days of the employee's receipt of written notice of`the decision and reason(s) for denial. The employee's appeal shall be in writing and shall include supporting facts or documents supporting the appeal. Section 4. Qualifications Appeal Hearing A. Upon receipt of an appeal, the Personnel Director shall contact a mediator from the California State Mediation and Conciliation Service to schedule a hearing within two (2) weeks after receipt of the appeal. If the California State Mediation and.Conciliation Service is not available within that time frame, the parties shall mutually select a person who is available within the time frame. If the California State Mediation and Conciliation Service and the person mutually selected are not available within the time frame, the parties shall select the earliest date either is available to conduct the hearing. The parties shall split the cost, if.any, of the hearing officer. In addition, the parties shall meet within three (3)work days to attempt to resolve the dispute. If the dispute remains unresolved, the parties shall endeavor in good faith to submit to the hearing officer a statement of all agreed upon facts relevant to the hearing. B. Appeal hearings shall be limited to two (2) hours, except as otherwise agreed by the parties or directed by the hearing officer. C. The hearing officer shall attempt to resolve the dispute by mutual agreement if possible. If no agreement is reached, the hearing officer shall render a decision at the conclusion of the hearing which shall be final and binding. 001EE54.01 -6- 07/12/96 4:49 PM PART 3. REEMPLOYMENT Section 1. Reemployment A. Employees who are laid off or reduced to avoid layoff shall have their names placed upon a reemployment list, for each class in the occupational series, in seniority order at or below the. level of the class from which laid off or reduced. B. Names of persons placed on the reemployment lists shall remain on the list for two (2) years from the date of layoff or reduction. C. Vacancies shall be filled from the reemployment list for a class, starting at the top of the list, providing that the person meets the necessary qualifications for the position. D. Names of persons are to be removed from the reemployment list for a class if on two-(2) occasions they decline an offer of employment or on two (2) occasions fail to respond to offers of employment in a particular class within five (5) calendar days of receipt of written notice of an offer. Any employee who is dismissed from the City service for cause shall have his or her name removed from all reemployment lists. E. Reemployment lists shall be available to HBMEA and affected employees upon reasonable request. F. Qualifications appeals involving reemployment rights shall be resolved in the same manner as that identified in Part 2., Section 4. Section 2. Status on Reemployment A. Persons reemployed from layoff within a two (2) year period from the date of layoff shall. receive the following considerations and benefits: 1. Service credit held upon layoff shall be restored, but no credit shall be added for the period of layoff. 2. Prior service credit shall be counted toward sick leave and vacation accruals. 3. Employees may cash in sick leave upon layoff or at any time after layoff in the manner and amount set forth in existing Memoranda of Understanding for that 0018854.01 -7- 07/12/96 4:49 PM hi�b 96'�S employee's unit Sick leave shall be paid to an employee when the reemployment list(s) expire(s), if not previously paid. 4. Upon reinstatement the employee may have his or her sick leave recredited by repayment to the City the cashed amount Sick leave accumulation of less than 480 hours shall be restored upon reemployment 5. The employee shall be returned to the salary step of the classification held at the time of the layoff and credited with the time previously served at that step prior to being laid off. 6. The probationary status of the employee shall resume if incomplete. B. Employees who have reduced to avoid layoff and are returned within-two (2}years to their former class shall be placed at the salary step of the class they held-at the time of reduction and have their merit increase eligibility date recalculated. 0018854.01 -8- 07/12/96 4:49 PM �( 96_�S- Res. No. 9 6-8 5 STATE OF CALIFORNIA ) COUNTY OF ORANGE. ) ss: CITY OF HUNTINGTON BEACH ) I, CONNIE BROCKWAY, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven;that the foregoing resolution was passed and adopted by the affirmative vote of at least a majority of all the members of said City Council at a regular meeting thereof held on the 16 t h day o f September , 19 9 6 by the following vote: AYES: Councilmembers: Harman , Bauer, Sullivan, Dettloff, Green, Garofalo, Leipzis NOES: Councilmembers: None ABSENT: Councilmembers: None City Clerk and ex-officio C rk of the City Council of the City of Huntington Beach, California . Page 12 - Council/Agency Minutes - 09/03/96 (City Council) Resolution No. 96-81 -Adopted -The City Of Huntington Beach Emergency Management Plan (510.20) -Adopted Resolution No. 96-81 - "A Resolution Of The City Council Of The City Of Huntington Beach Adopting The City Of Huntington Beach Emergency Management Plan And Approving Submittal Of The Huntington Beach Emergency Plan To The State Of California Office Of Emergency Services By September 30, 1996." (City Council) Resolution No. 96-82 -Adopted - Layoff Procedure For Municipal Employees Association - Side Letter (720.20) -Adopted Resolution No. 96-82 - `A Resolution Of The City Council Of The City Of Huntington Beach Approving And Implementing A Side Letter Of Agreement With The Huntington Beach Municipal Employees Association." (City Council) Substitution Of Bonds -Tract No. 14662 - PLC Land Company Purchased From Huntington Beach Company -West Of Huntington Street - North Of Main Street - Approved (420.60) - 1. Released Huntington Beach Company Bond Nos. 11141536091, 11141536091, and 11141536083, the securities furnished for faithful performance, labor and materials; 2. accepted PLC Land Company Bond Nos. 3SM 886 088 00, 3SM 886 088 00 and 3SM 886 085 00, the securities furnished for faithful performance, labor and material and monuments respectively, and instructed the City Clerk to file the bonds with the City Treasurer; and 3. instructed the City Clerk to notify the previous developer, Huntington Beach Company, of this action, and the City Treasurer to notify the bonding company of this action. (City Council) Release Of Securities - City Acceptance Of Tract No. 13478 - Haseko Townhomes, Inc., Southwest Corner Walnut Avenue And Second Street -Approved (420.60) 1. Accepted the improvements constructed and dedicated for public use within Tract No. 13478; 2. Released Bond Nos. 3SM 71690100 and, 3SM 71690100 and 3SM 71690200, the security furnished for faithful performance, labor and material and monuments respectively; and 3. Accepted Maintenance Bond No. 423171 S, the security furnished for guarantee and warranty of improvements, and instructed the City Clerk to file the bond with the City Treasurer; and 4. Instructed the City Clerk to notify the developer, Haseko Townhomes, Inc., of this action and the City Treasurer to notify the bonding company of this action. (City Council) Release Of Securities - City Acceptance Of Tract No. 13722 California Resorts And Haseko Associates (Pierside Pavilion) Northeast Corner Pacific Coast Highway And Main Street -Approved (420.60) 1. Accepted the improvements constructed and dedicated for public use within Tract No. 13722 (Pierside Pavilion); and, 2. Released Bond Nos. 3SM 71690100, and 3SM 71690100, and 3SM 71690200, the security furnished for faithful performance, labor and material and monuments respectively; 3. Accepted Maintenance Bond No. 423172S, the security furnished for guarantee and warranty improvements; and instructed the City Clerk to file the bond with the City Treasurer; and 4. Instructed the City Clerk to notify the developer, California Resorts/Haseko Associates of this action and the City Treasurer to notify the bonding company of this action. 506 RESOLUTION NO. '96-82 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH APPROVING AND IMPLEMENTING A SIDE LETTER OF AGREEMENT WITH THE HUNTINGTON BEACH MUNICIPAL EMPLOYEES ASSOCIATION The City Council of the City of Huntington Beach does resolve as follows: Section 1. The Side Letter of Agreement between the City of Huntington Beach and the Huntington Beach Municipal Employees Association, a copy of which is attached hereto and by reference made a part hereof, is hereby adopted and ordered implemented in accordance with the terms and conditions thereof, and the Personnel Director is authorized to execute said Agreement. Further,the City previously approved a Memorandum of Understanding with the Huntington Beach Municipal Employees Association for 1994 ("MOU"), which has since expired, but which the City is currently honoring at its sole discretion. The MOU contains provisions that revise the Personnel Rules of the City of Huntington Beach in connection with layoffs. To the extent that the attached Agreement is inconsistent with that MOU, then said Agreement is controlling. Further,to the extent that said Agreement is inconsistent with any of the provisions of the Personnel Rules regarding layoffs,then said Agreement shall be controlling. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 3 r d day ofs e p t e m l)d W6. Mayor ATTEST: APPROVED AS TO FORM:J City Clerk City Attorney f 2 z 26 REVIE APPROVED: INI E PROVED: City Administrator irector o d1 " "strative rvices SFA PCD:Resolut:MEAside 8/22/96 RLS 96-515 Side Letter of Agreement Between the"City of Huntington Beach and the Municipal Employees Association This is to memorialize an agreement between the City of Huntington Beach and the Municipal Employees Association regarding layoff procedures, reduction in lieu of layoff and reemployment rights of unit employees (copy attached). It is the intent of the City of Huntington Beach to apply this rule to all non-safety employees. This agreement is to be incorporated into any future Memorandum of Understanding between the City and the Municipal Employees Association. 31$rA A soc' n Representative Date City Attorney Date r City Date attachment 0019981.01 08/22/96 3:51 PM City/MEA Proposal July 12, 1996 City/MEO Proposal June 11, 1996 RULES GOVERNING LAYOFF, REDUCTION IN LIEU OF LAYOFF AND REEMPLOYMENT `J PART 1. LAYOFF PROCEDURE Section 1. General Provisions A. Whenever it is necessary because of lack of work or funds to reduce the staff of a City department, employees may be laid off pursuant to these rules. B. Whenever an employee is to be separated from the competitive service because the tasks assigned are to be eliminated or substantially changed due to management-initiated changes, including but not limited to automation or other technological changes, it is the policy of the City that steps be taken by the Personnel Division on an interdepartmental basis to assist such employee in locating, preparing to qualify for, and being placed in other . positions in the competitive service. This shall not be construed as a restriction on the City government in effecting economies or in making organizational or other changes to increase efficiency. C. A department shall reduce staff by identifying which positions within the department are to be eliminated. D. The employee who has the least City-wide service credit in the class within the department shall have City-wide transfer rights in the class pursuant to Part 1., Section 3., Transfer or Reduction to Vacancies in Lieu of Lavoffs, or within the occupational series pursuant to Part 2., BUmoinQ Riohts. E. If a deadline within this procedure falls on a day the City Hall is closed, the deadline shall be the next day City Hall is open. 0018854.01 -1- 07/12/96 4:49 PM Section 2. Service Credit A. Service credit means total time of full-time continuous service within the City at the time the layoff is initiated, including probation, paid leave or military leave. Permanent part-time employees earn service credit on a pro rata basis. B. Except as required by law, leaves of absence without pay shall not earn service credit. C. As between two or more employees who have the same amount of service credit, the employee who has the least amount of service in class shall be deemed to be the least senior employee. Section 3. Transfer or Reduction to Vacancies in Lieu of Layoff A. In lieu of layoff, a transfer within class shall be offered to an employee(s)with the least amount of service credit in the class designated for staff reduction within a department subject to the following: 1. The employee has the necessary,qualifications to perform the duties of the position. 2. The employee shall be given the opportunity, in order of service credit, to accept a transfer to a vacant position in the same class within the City, provided the employee has the necessary qualifications to perform the duties of the position. 3. If no position in the same class is vacant, the employee shall be given the opportunity, in order of service credit, to transfer to the position in the same class that is held by an incumbent in another department with the least amount of service credit whose position the employee has the necessary qualifications to perform. B. If an employee(s) is not eligible for transfer within the employee's class, the employee shall be offered, in order of service credit, a reduction to a vacant position in the next lower class within the City in the occupational series in lieu of layoff provided the employee has the necessary qualifications to perform the duties of the position. C. If the employee refuses to accept a transfer or reduction pursuant to A. or B., above, the employee shall be laid off. 0018854.01 -2- 07/12-/96 4:49 PM D. If the employee(s) in the class with the least amount of service credit is in the position(s) to be eliminated or displaced by transfer, the employee shall be offered bumping rights, pursuant to Part 2. E. Any employee who takes a reduction to a position in a lower class within the occupational series in lieu of layoff shall be placed on the reinstatement/reemployment list(s) pursuant to. Part 3., Reemployment. Section 4. Order of Layoff A. Prior to implementing a layoff, vacant positions that are authorized to be filled shall be identified by City-wide occupational series. If the employee refuses to accept a position pursuant to Section 3., above, the employee shall be laid off. B. No promotional probationary employee or permanent employee within a class in the department shall be laid off until all temporary, non-permanent part-time and non promotional probationary employees in the class are laid off. Permanent employees whose positions have been eliminated may exercise City-wide bumping rights to a lower class in the occupational series pursuant to Part 2. C. When a position in a class and/or occupational series is eliminated, any employee in the class who is on authorized leave of absence or is holding a temporary acting position in another class shall be included for determining order of service credit and be subject to these layoff procedures as if the employee was in his or her permanent position. Section 5. Notification of Employees A. The Personnel Division shall give written notice of layoff to the employee by personal service or by sending it by certified mail to the last known mailing address at least fifteen (15) calendar days prior to the effective date of the layoff. Normally notices will be served on employees personally at work. B. Layoff notices may be initially issued to all employees who may be subject to layoff as a result of employees exercising voluntary reduction/bumping rights. 0018854.01 -3- 07/12/96 4:49 PM C. The notice of layoff shall include the reason for the layoff, the effective date of the layoff, the employee's hire date and the employee's service credit ranking. The notice shall also include the employee's right to bump the person in a lower class with the least service credit within the occupational series provided the employee possesses the necessary qualifications to successfully perform the duties in the lower class and the employee has more service credit than the incumbent in the lower class. D. The written layoff notice given to an employee shall include notice that he or she has seven (7) calendar days from the date of personal service, or date of delivery of mail if certified, to notify the Personnel Director in writing if the employee intends to exercise the employee's bumping rights, if any, pursuant to Part 2., Bumoing Rights. E. Whenever practicable, any employee with the least amount of service credit in a lower class within an occupational series which is identified for work force reduction shall also be given written notice that such employee may be bumped pursuant to Part 2. This notice shall include the items referred to in C., above. F. If an employee disagrees with the City's computation of service credit or listed date of hire, the employee shall notify the Personnel Director as soon as possible but in no case later than five (5) calendar days after the personal service or certified mail delivery. Disputes regarding date of hire or service credit shall be jointly reviewed by the Personnel Director and the employee and/or the employee's representative as soon as possible, but in no case later than five (5) calendar days from the date the employee notifies the Personnel Director of the dispute. Within five (5) calendar days after the dispute is reviewed, the employee shall be notified in writing of the decision. 0018854.01 -4- 07/12/95 4A9 PM PART 2. BUMPING RIGHTS Section 1. Voluntary Reduction or Bumping in Lieu of Layoff A. A promotional probationary employee or permanent employee who receives a layoff notice may request a reduction to a position in a lower class within the occupational series provided the employee possesses the necessary qualifications to perform the duties of the position. B. Employees electing reduction under A. above, shall be reduced to a position authorized to be filled in a lower class within the employee's occupational series. The employee may reduce to a lower class in his/her occupational series by 1) filling a vacancy in that class, or 2) if no vacancy exists, displacing the employee in the class with the least service credit, whose position the employee has the necessary qualifications to perform. A displaced employee shall have bumping rights. C. An employee who receives a layoff notice must exercise bumping rights within seven (7) calendar days of receipt of the notice as specified in Part I. Failure to respond within the time limit shall result in a rebuttable presumption that the employee does not intend to exercise any right of reduction or bumping to a lower class. The employee must carry the burden of proof to show that the employee's failure to respond within the time limits was reasonable. If the employee establishes that failure to respond within the time limit was reasonable, to the Personnel Director's satisfaction, the employee shall be permitted to exercise bumping rights but shall not be reinstated to a paid position until the employee to be bumped has vacated the position. If the employee disagrees with the Personnel Director's decision, the employee may appeal pursuant to the provisions of Sections 3 and 4 below. Section 2. Reinstatement/Reemployment Lists Any employee who takes a reduction to a position in a lower class within the occupational series in lieu of layoff shall be placed on the reinstatement/reemployment list pursuant to Part 3., Reemployment. Section 3. Qualifications Appeal 0018854.01 -5- 07/12/96 4:49 PM Any employee who is denied a reduction to a position in a lower class within the occupational series on the basis that the employee does not possess the necessary qualifications to successfully perform the duties of the lower position may"appeal the decision. The appeal shall be filed with the Personnel Director within five (5) calendar days of the employee's receipt of written notice ohhe decision and reason(s) for denial. The employee's appeal shall be in writing and shall include supporting facts or documents supporting the appeal. Section 4. Qualifications Appeal Hearing A. Upon receipt of an appeal, the Personnel Director shall contact a mediator from the California State Mediation and Conciliation Service to schedule a hearing.within two (2) weeks after receipt of the appeal. If the California State Mediation and Conciliation Service is not available within that time frame, the parties shall mutually select a person who is available within the time frame. If the California State Mediation and Conciliation Service and the person mutually selected are not available within the time frame, the parties shall select the earliest date either is available to conduct the hearing. The parties shall split the cost, if any, of the hearing officer. In addition, the parties shall meet within three (3)work days to attempt to resolve the dispute. If-the dispute remains unresolved,the parties shall endeavor in goad . faith to submit to the hearing officer a statement of all agreed upon facts relevant to the hearing. B. Appeal hearings shall be limited to two (2) hours, except as otherwise agreed by the parties or directed by the hearing officer. C. The hearing officer shall attempt to resolve the dispute by mutual agreement if possible. If no agreement is reached, the hearing officer shall render a decision at the conclusion of the hearing which shall be final and binding. 0018854.01 -6- 07/12/96 4A9 PM • PART 3. REEMPLOYMENT Section 1. Reemployment A. Employees who are laid off or reduced to avoid layoff shall have their names placed-Upon a reemployment list, for each class in the occupational series, in seniority order at or below the level of the class from which laid off or reduced. B. Names of persons placed on the reemployment lists shall remain on the list for two (2) years from the date of layoff or reduction. C. Vacancies shall be filled from the reemployment list for a class, starting at the top of the list, providing that the person meets the necessary qualifications for the position. D. Names of persons are to be removed from the reemployment list for a class if on two (2) occasions they decline an offer of employment or on two (2) occasions fail to respond to offers of employment in a particular class within five (5) calendar days of receipt of written notice of an offer. Any employee who is dismissed from the City service for cause shall have his or her name removed from all reemployment lists. E. Reemployment lists shall be available to HBMEA and affected employees upon reasonable request. F. Qualifications appeals involving reemployment rights shall be resolved in the same manner as that identified in Part 2., Section 4. Section 2. Status on Reemployment A. Persons reemployed from layoff within a two (2) year period from the date of layoff shall receive the following considerations and benefits: 1. Service credit held upon layoff shall be restored, but no credit shall be added for the period of layoff. 2. Prior service credit shall be counted toward sick leave and vacation accruals. 3. Employees may cash in sick leave upon layoff or at any time after layoff in the manner and amount set forth in existing Memoranda of Understanding for that 0018854.01 -7- 07/12/96 4:49 PM . employee's unit. Sick leave shall be paid to an employee when the reemployment list(s) expire(s), if not previously paid. 4. Upon reinstatement the employee may have his or her sick leave recredited by repayment to the City the cashed amount. Sick leave accumulation of less than 480 hours shall be restored upon reemployment. 5. The employee shall be returned to the salary step of the classification held at the time of the layoff and credited with the time previously served at that step prior to being laid off. 6. The probationary status of the employee shall resume if incomplete. B. Employees who have reduced to avid layoff and are returned within two (2) years to their former class shall be placed at the salary step of the class they held at the time of reduction and have their merit increase eligibility date recalculated. 0018854.01 -8- 07/12/96 4:49 PM Res. No. 9 6-8 2 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I. CONNIE BROCKWAY, the duly elected,qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven;that the foregoing resolution was passed and adopted by the affirmative vote of at least a majority of all the members of said City Council at a regular meeting thereof held on the 3 r d day of September , 19 9 6 , by the following vote: AYES: Councilmembers: Harman, Leipzig, Bauer, Sullivan, Dettloff, Garofalo NOES: Councilmembers: None ABSENT: Councilmembers: Green City Clerk and ex-ofl'icio Clerk of the City Council of the City of Huntington Beach,California RESOLUTION NO. 5386 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH AMENDING SECTION 11 OF EMPLOYER- EMPLOYEE RELATIONS RESOLUTION NO. 3335 RELATING TO PERSONS NOT IN UNITS WHEREAS, the City Council approved the current Memorandum of Understanding with the Huntington Beach Management Employees Organization by' resolution on August 1 , 1983, and Such Memorandum of Understanding provides that "The depart- ment head positions of Chief of Administrative Services , Director of Community Services, Director of Public Works , Director of Development Services , Fire Chief, and Police Chief may cease to be represented by --the organization upon mutual agreement . , " and Each such listed department head has so agreed by executing the attached Exhibit "A" hereto, and Section 11 of Resolution No . 3335 does not presently apply to such listed department head positions, and the City Council desires to amend such resolution to include such positions and more clearly articulate the proce- dure to be followed relating to salary and benefit increases , NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Huntington Beach that Section 11 of Resolution No. 3335 is hereby amended to read as follows : Elected and appointed department head positions and all other employees not included within an appropriate unit and, therefore , not represented by a recognized employee organization, hereinafter referred to as "non-associated, " shall have their base salary ranges, fringe benefits and other terms and conditions of employ- ment, insofar as such do not conflict with the city Charter , determined in accordance with the following procedure : (a) The City Administrator shall assemble relevant data and information pertinent to the matters encompassed by this section and shall discuss such data and information with all non-asso- ciated individuals who shall have the right to present to the City Administrator additional relevant data and information which shall be duly received and considered in good faith by the City Adminis- trator . The relevant data and information shall be prepared not later than May 1 of each year . Relevant data and information shall include , but not be limited to, salary surveys of comparable cities and data regarding salaries and benefits of other employees of the City of Huntington Beach. 1 . (b) The City Administrator shall then present recommendations to the City Council for changes in the salary ranges, fringe bene- fits and other terms and conditions of employment for such employees . Such recommendations shall be presented in written and oral form along with the relevant data and information . (c) After duly considering all relevant data and informa- tion received by it, the City Council shall by resolution deter- mine the matters with which this section is concerned. Such determination shall be based on relevant data and information . In the event the City Council rejects the recommendation of the City Administrator, the City Administrator and the non-associated individuals shall have the opportunity to appear before and be heard by the City Council, with respect to which such individuals shall have the same rights as enumerated in subsection (a) of this section, prior to the determination by the City Council of such matters . (d) All salary and other adjustments made pursuant to this section shall be effective as of July 1 of each year unless other provision is made , and the funding thereof shall be included in the city's budget . (e) The purpose of this section is to determine salary and other adjustments for a position without regard to the individual occupying such position. Section 11 of Resolution No . 3335 and all other resolutions in conflict herewith are hereby repealed . PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 4th day of _ June 1984. ATTEST: APPROVED AS TO FORM: City Clerk City Attorney REVIE D APPROVED: Eb N AP OVED: City Administrator Chief, ministrative Sery ces 2. EXHIBIT "A" CONSENT BY APPOINTED DEPARTMENT HEAD POSITIONS We , the undersigned department heads, have read the within Resolution amending Section 11 of Resolution No . 3335, and hereby agree therewith pursuant to the provisions of Article 1 of the Memorandum of Understanding with the Management Employees Organi- zation mentioned therein. Police Chief Fire Chief 9 -o Public Works Director D rector, Development Services Director , Community Services Chief, A nistrative S vic s Res. No. 5386 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I, ALICIA M. WENTWORTH, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the 4th day of June 1984 by the following vote: AYES: Councilmen: MacAllister, Thomas, Kelly, Finley, Bailey, Mandic NOES: Councilmen: None ABSENT: Councilmen: Pattinson City Clerk and ex-officio Clerk of the City Council of the City of Huntington Beach, California RESOLUTION NO. 4339 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH AMENDING THE EMPLOYER- EMPLOYEE RESOLUTION BE IT RESOLVED by the Huntington Beach City Council that Section 11 of Resolution No . 3335, as amended by Resolution Nos . 3461, 4054 and 4275, is hereby amended to read as follows : SECTION 11 PERSONS NOT IN UNITS Employees not included within an appropriate unit and, therefore, not represented by a recognized employee organiza- tion and elected department heads shall have their base salary ranges, fringe benefits and other terms and conditions of employment , insofar as such do not conflict with the City Charter, determined in accordance with the following procedure: (1) Not less than one month prior to the time the annual City budget is presented to the City Council for adoption, the City Administrator shall assemble relevant data and information pertinent to the matters encompassed by this section and shall discuss such data and information with the persons concerned who shall have the right to present to the City Administrator relevant data and information which shall- be duly received and considered by the City Administrator. (2 ) The City Administrator shall then present in written and oral form such relevant data and information to the City Council as the Council may desire . (3 ) After duly considering all relevant data and infor- mation received by it, the City Council shall by resolution determine the matters with which this section is concerned. Such determination shall be based on relevant data and infor- mation. In the event the City Council rejects the recommenda- tions of the City Administrator, the City Administrator and the person ` concerned shall have the opportunity to appear before and be heard by the City Council, with respect to which the person concerned shall have the same rights as enumerated in subsection (1) of this section, prior to the determination by the City Council of such matters . 1. er (4 ) All salary and other adjustments made pursuant to this section shall be effective as of July 1 of each year unless other provision is made, and the funding thereof shall be in- cluded in the City' s budget . (5) The purpose. of this section is to determine salary and other adjustments for a position without regard to the individual occupying such position. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the lst day of November, 1976 . ATTEST• Mayor City Clerk REVIEWED AND APPROVED: APPROVED AS TO F RM: ty Administrator IAM S r)1stant AMSBARY, Ci Attorney INITIATED AND APPROVED AS TO CONTENT: 2. Res. No. 4339 STATE OF CALIFORNIA ) COUNTY OF ORANGE - ) ss: CITY OF HUNTINGTON BEACH ) I, ALICIA M. WENTWORTH, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the 1st day of November , 19 76 by the following vote: AYES: Councilmen: Bartlett, Coen, Gibbs, Wieder NOES: Councilmen: Siebert ABSENT: Councilmen: Pattinson, Shenkman City Clerk and ex-officio Clerk of the City Council of the City of Huntington Beach, California RESOLUTION N0. 4275 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH AMENDING RESOLUTION NO. 3335 PERTAINING TO EMPLOYER-EMPLOYEE RELATIONS The City Council of the City of Huntington Beach does resolve as follows : SECTION 1. Resolution No . 3335, as amended by Resolution No. 3461 and Resolution No. 4054, is hereby amended by amending Section 5-2 to read as follows: 5-2 . CITY 'S REPRESENTATIVE AND NEGOTIATOR DESIGNATED . The City Council hereby designates the- City Administrator, or his designee , as the city 's principal representative in all matters of employer-employee relations . However, the city 's negotiator with authority to meet and confer in good faith on matters within the scope of representation shall be any person or persons who may be designated from time to time by minute action of the City Council . I PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 6th day of July, 1976 . �a Mayor ATTEST: l� City Clerk APPROVED AS TO CONTENT: APPROVED AS TO FORM: Acti City Administrator Ci y Atto APPROVED, INITIATING DEPARTMENT: e4e�� DPB: er Res. No. 4275 S'rA'l'E OF CALIFORNIA. ) COUNTY OF ORANGE CITY OF HUNTINGTON BEACH ) I , ALICIA M. WENTWORTH, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the •City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the 6t-h day of July 6 19Zfi_, by the following vote: AYES: Councilmen: Bartlett._Pattinson;. Coen, Siebert, Sh n m n, Wi.PdPr NOES: Councilmen: None ABSENT: Councilmen: Gibbs City Clerk and ex-officio Clerk of the City Council of the City of Huntington Beach, California RESOLUTION NO. 4054 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH AMENDING RESOLUTION NO. 3335 TO DESIGNATE THE PERSONNEL DIRECTOR AND THE CITY ATTORNEY AS THE CITY'S PRINCIPAL NEGOTIATORS The City Council of the City of Huntington Beach does resolve as follows : SECTION 1. That Resolution No . 3335, as amended by Resolution No. 3461 , is hereby amended by amending Section 5-2 only, to read as follows : 5-2 . CITY' S REPRESENTATIVE AND NEGOTIATORS DESIGNATED. The City Council hereby designates the City Administrator, or his designee, as the city ' s principal representative in all matters of employer-employee relations . However, the City Council hereby designates the Personnel Director, or his des- ignee, and the City. Attorney, or his designee, as the city ' s negotiators with authority to meet and confer in good faith on matters within the scope of representation. SECTION 2 . All sections of Resolutions No . 3335 and 3461 not expressly amended by this resolution shall remain .in full force and effect . PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 7th day of April, 1975 • Mayor ATTEST : APPROVED AS TO FORM: Alicia M. Wentworth City Clerk BY= ,L�7Z�Z(�'� � C Q ( mom Deputy City Clerk City Attorn APPROVED AS TO CONTENT: DPB: ahb �. City Administrator 1 Res. No. 4054 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I, ALICIA M. WENTWORTH, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the 7th day of April 19 75 by the following vote: AYES: Councilmen: Shipley, Bartlett, Gibbs, Matney, Wieder, Duke, Coen NOES: Councilmen: None ABSENT: Councilmen: None Alicia M. Wentworth City Clerk and ex-officio Clerk of the City Council of the City of Huntington Beach, California By:_ i Deputy City Clerk RESOLUTION NO. 3960 A RESOLUTION OF THE, CITY .COUNCIL OF THE CITY OF HUNTINGTON BEACH' ADOPTING AMENDED RULES AND REGULATIONS GOVERNING PERSONNEL ACTIVITIES WITHIN SAID CITY WHEREAS, the City Council is authorized and directed, under the provisions of Article 183 , Chapter 18 of the Huntington Beach Ordinance Code , to adopt rules and regulations , as amended, for the administration of the personnel system created by the city Charter and said code , NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Huntington Beach does hereby adopt the following amended rules : RULE 1 PURPOSE The objectives of these rules are to facilitate efficient and economical service to the public and to provide a fair and suitable system of personnel management in the municipal government . These rules set forth, in detail, procedures to accomplish the following: to insure similar treatment for all who compete for employment and promotion; and to define obligations , rights , benefits and prohibitions on all city employees . At the same time, it is recognized that individuals differ, and that no rule or regulation may properly prescribe uniform conditions applicable to every individual circumstance . RULE 2 PRINCIPLES The intent of these rules is to recognize the following principles : the citizens of Huntington Beach have a right to expect that the city will employ the best qualified persons available ; that tenure of every city employee will depend upon need for the work performed, availability of funds , effective performance , proper personal conduct, and continuing fitness for his position; and that each employee will be encouraged and pre- pared to perform at his optimum level . 1. /cs _I Employees of the city have the right to be fully informed of expected performance, level of performance, promotion on the basis of merit and ability, reward for good performance, discipline for poor performance , and protection from suspen- sion, demotion, or dismissal without just cause. RULE 3 GENERAL PROVISION FAIR EMPLOYMENT. City employment shall be based on merit. No appointment to, promotion to or removal from a position in the competitive service shall be affected or influenced in any manner by sex, race, color, creed, nationality, age, po- litical or religious opinion or affiliation, except as provided elsewhere in these rules . RULE 4 DEFINITIONS The following terms, whenever used in these rules , shall be construed as follows : 4-1 . ACTING APPOINTMENT. The appointment for a limited period, of a person to a position in a class for which no em- ployment list exists; to a position in a higher class occupied by a permanent appointee on suspension; or to a position in a higher class occupied by a probationary or permanent appointee who is on authorized leave of absence; or occupying a position for which a vacancy exists . 4-2 . ANNIVERSARY DATE. The most recent date of com- mencement of full-time employment with the city, unless the term "anniversary date" is used to describe merit salary step advancement date . 4-3 . APPELLATE AUTHORITY. Any person or board who has authority to hear an appeal as provided by these rules . 4-4 . APPOINTING AUTHORITY. Appointing authority shall mean a department head, with respect to personnel in his de- partment , or the officer or officers of the city designated by the city Charter to make appointment to a position. 4-5 . APPOINTMENT. The employment of a person in a position. 4-6 . BOARD. The Personnel Board established in ac- cordance with the city Charter. 2 . 1 4-7. CITY. The City of Huntington Beach, a municipal corporation. 4-8 . CLASS . A group of positions sufficiently simi- lar in duties, responsibilities, authority and minimum quali- fications to permit combining them under a single title, and to permit application of common standards of selection and compensation. 4-9 . CLASSIFICATION PLAN. The designation of a title for each class , together with the specifications for each class, as prepared and maintained by the Personnel Director with de- partmental input . 4-10 . CLASS SPECIFICATIONS . A written job description of a classification setting forth factors and conditions which are characteristic of positions in that classification. 4-11. COMPENSATION SCHEDULE. A listing of the titles and salary ranges for the classifications of an association. --4-12 . COMPETITIVE SERVICE. The positions and classi- fications which are included within the personnel system by ordinance, as provided by the city Charter. 4-13 . CONTINUOUS SERVICE. Employment without inter- ruption except for approved leaves of absence . 4-14 . DEMOTION. Changing an employee from one classi- fication to another which has a lower maximum rate of pay . 4-15 . DISMISSAL. The discharge of an employee from the competitive service by the appointing authority for cause . 4-16 . ELIGIBLE. A person qualified for appointment from an employment list . 4-17 . EMPLOYEE. Any individual occupying a position in the competitive service . 4-18. EMPLOYMENT LIST. A list of names of persons who have taken an examination for a position in a class in the com- petitive service and passed, and whose names are ranked on the list in the order of the score received. 4-19 . EXAMINATION. The process of testing, evaluating, investigating and determining the fitness and qualifications of applicants : 3. Open-competitive examination: one that is open to all persons meeting the minimum qualification for the class . Promotional examination: a test for a position in a particular class , limited to qualified employees in the competitive service . Continuous examination: an open-competitive examin- ation given periodically. The names of applicants achieving a passing grade shall be placed on an em- ployment list in the order of the scores received, and such list shall remain in effect for one Cl) year from the date such list is prepared. 4-20 . JUST CAUSE. Cause, supported by substantial evi- dence, for a superior to take disciplinary action against a subordinate employee . 4-21 . LAYOFF. Termination of an employee because of lack of funds or lack of work. 4-22 . LAYOFF LIST. A list containing the names , in the order of date of layoff, of permanent employees who have been laid off. 4-23 . LEAVE. Authorized or unauthorized absence from work. 4-24 . ORIGINAL APPOINTMENT. The appointment of an in- dividual to a vacant position in a probationary status after such individual has achieved a passing score on an open-com- petitive or continuous examination. 4-25 . OVERTIME WORK. Working time in excess of an em- ployee 's assigned work time . 4-26 . PART-TIME, COMPETITIVE POSITION. A position in which the employee regularly works less than forty (40) hours per week but not less than twenty (20) hours per week. 4-27. PART-TIME, NONCOMPETITIVE POSITION. A position in which the employee regularly works less than twenty (20 ) hours per week. 4-28 . PERMANENT APPOINTMENT... The appointment of a person to a permanent position upon successful completion of probation, when applicable, which signifies satisfactory per- formance in the permanent position to which the employee is assigned. 4 . 4-29 . PERMANENT EMPLOYEE. An employee who has suc- cessfully completed a probation period in a permanent position. 4-30 . PERMANENT POSITION. A full-time or part-time position, authorized in the budget, and expected to exist in- definitely . 4-31. PERSONNEL BOARD. A Board, created by Section 808 of the city Charter, to assist in personnel administration and to exercise those powers and duties set forth in said section of the f Charter. 4-32 . PERSONNEL REQUISITION FORM. A two-part form, the first part used to initiate a request and obtain required approvals to hire a permanent, part-time or recurrent employee; the second part is subsequently used to implement the appointment of an applicant selected for the position. 4-33. PERSONNEL TRANSACTION FORM. A multipurpose form used for -processing changes in an employee' s salary rate, trans- fers, promotions , leaves, terminations and other matters con- templated within these rules . 4-34 . POSITION. An office or employment 'y (whether i part time or full time , temporary or permanent, occupied or vacant ) involving the performance of certain duties by an em- ployee. 4-35 . POSITION ASSIGNMENT. The assignment of a single position to its proper class in accordance with duties performed and the authority and responsibility exercised. 4-36 . PROBATION. A working-test period during which an employee is required to demonstrate his ability and capacity to perform the duties of the position to which he has been ap- pointed. 4-37 . PROBATIONARY EMPLOYEE. An employee holding a probationary appointment to a permanent position. 4-38. PROMOTION. Changing an employee from one classi- fication to another which has a higher maximum rate of pay. 4-39 . PROMOTIONAL LIST. An employment list established after the administration of a promotional examination. 4-40. PUBLIC SAFETY EMPLOYEES . Those employees desig- nated as public safety employees by the Public Employees ' Re- tirement System. 5. 4-41. RECLASSIFICATION. The reassignment of a position from one class to a different class after reevaluation of the minimum qualifications , duties , authority and responsibilities of the position. 4-42 . RECOGNIZED EMPLOYEE ORGANIZATION. Any organi- zation which includes employees of the city and which has as one of its primary purposes representing such employees in their employment relations with the city. 4-43 . RECURRENT. EMPLOYEE. An employee whose employ- ment is not permanent but who may work full time or part time as determined by the department needs and is paid on an hourly basis . 4-44 . REDUCTION. A salary decrease within the limits of the pay range established for a class, or resulting from an increase to other classifications in the same range . 4-45 . REEMPLOYMENT. Employment without examination of a former permanent employee pursuant to these rules . 4-46 . REGULAR STATUS. The status of any employee holding a permanent appointment . 4-47 . REINSTATEMENT. Return of an employee to his former position in the competitive service within one (1) year after layoff, or at any time after successful appeal of a sus- pension, demotion or dismissal. 4-48 . REJECTION. The separation of an employee from the service during his probationary period. 4-49 . RELATIVE BY BLOOD OR MARRIAGE -WITHIN THE THIRD DEGREE . All of the following relationships are within the third degree : children, parents , grandchildren, brothers, sisters, grandparents , great grandchildren, nephews , nieces , uncles , aunts and great grandparents . 4-50 . RELEASE. The return of an employee to his former position in the competitive service after such employee has failed to complete a promotional probationary period success- fully . 4-51 . REPRIMAND. A verbal or written reproof, ad- ministered to an employee as a disciplinary measure, for an infraction of the rules hereinafter set forth in this. reso- lution. 6. I I 4-52• RESIGNATION. Termination of employment at employees request , the 4-53. REVIEW PROCEDURE. of The rules and the interpretation personnel disciplinary procedures governing the review application of these rules . and 4-54• RULES• hive service of the CiRules and regulations for the compet= I Y of Huntington Beach as embodied in this resolution. I 4-55, or more steps SALARY ADVANCEMENT, P within the limits of A salary increase of one for a class , a salary ` Y range established ' 4-56. a class as set forthSALAR YinANGE. The range the compensation of salary rates for ' ! Plan. 4-57• SALARY RATE. salary range or the flat Dollar amount of range, designated amount for a class havinh no s step 1n a as compensation for services renderedalary 4-58• SALARY STEP. '. a salary range. The minimum to maximum increments of 4-59, i With or remo without SUSPENSION, A temporary or for the Pay of an employee for disc ival from duty, an employee. investigating Plinary purposes Purpose of i P Yee, g accusations brought ' g against 4-60. TEMPORARY POSITION, Position which shall exist for A full-time or a limited time . part-time 4-61. TERMINATION. service , Separation from the competitive 4-62. TRANSFER, A change of an employee from one department or division to another. 4-63• VACANCY, p employe . Position unoccupied by a Probationary or regular em to 4-64 • WORKDAY, is re The number of hours an em quired to work as set forth in theseplo er1n each position 4-65• WORK SCHEDULE, ules . to a work shift or a series of workashifts i calendar day assignment of a position period, n a seven (7) 7. 4-66 . WORK SHIFT. The number of regular working hours assigned to each position or class , as more specifically set forth in these rules . 4-67. Y-RATE. A rate of pay above the maximum of the range for a classification. RULE 5 RECRUITMENT AND SELECTION PROCEDURE 5-1 . TYPES OF APPOINTMENTS . All vacancies in the competitive service shall be filled by reemployment, promotion, demotion, transfer, reinstatement or from appropriate employ- ment lists , if available , certified by the Personnel Director. 5-2 . NOTICE TO PERSONNEL DIRECTOR. Whenever a va- cancy occurs in the competitive service and is to be filled, the appointing authority shall immediately notify the Personnel Director. The Personnel Director shall investigate and inform the appointing authority of the availability of personnel for reemployment, reinstatement, transfer, demotion, promotion, or of eligibles named on appropriate employment lists . 5-3 . CERTIFICATION OF ELIGIBLES . The appointing authority shall indicate whether it is desirable to fill the vacancy by reemployment, reinstatement , transfer, promotion or demotion, or the use of an appropriate employment list . If appointment is to be made from an employment, promotional or reemployment list, the names of the top five (5) eligibles in order of score achieved, willing to accept appointment, shall be certified. 5-4 . ORDER OF CERTIFICATION. Whenever certifica- tion is to be made , the eligibility lists , if active and not exhausted, shall be used in the following order: (a) Promotional list (b) Reemployment list . (c ) Employment list If fewer than five ( 5) names of persons willing to accept appointment are on the list from which certification is to be made , then additional eligibles shall be certified from the various lists next lower in order of preference until five (5) names are certified. If there are fewer than five (5) names on such lists , there shall be certified the number thereon. In such case , the appointing authority may demand certification of five (5) names and examinations shall be conducted until five (5) names may be certified. The appointing authority shall fill the position by the appointment of one of the per- sons certified. 8. 5-5 . APPOINTMENT. In the appointment of employees other than department heads, the department head shall make appointments from among those certified by the Personnel Di- rector, and shall immediately notify the Personnel Director of the person or persons selected. The department head shall then notify the person appointed in writing, and if the appli- cant accepts the appointment and presents himself for duty within such period of time as the department head shall pre- scribe, he shall be deemed to be appointed. Otherwise, he shall be deemed to have declined the appointment, and the next eligible in order shall be notified. This procedure shall be followed until the position has been filled. 5-6 . ACTING APPOINTMENT. When there is no employ- ment list from which a position may be filled, the department head may fill such position by an acting appointment . Such acting appointment shall continue only until eligibles are available from an appropriate employment list, and, provided that such appointment does not exceed the probatinary period for the class EXCEPT that on recommendation of the appointing authority, with the approval of the Personnel Director, an acting appointment may be continued for the life of such po- sition. An appropriate employment list shall be established for each class to which an acting appointment is made within six (6) months from the date of the vacancy, and providing further that no special credit shall be allowed in meeting any qualifications or in giving any test or in the establish- ment of any employment or promotional list for service ren- dered under an acting appointment . 5-7 . EMERGENCY APPOINTMENT. To meet the immediate requirements of an emergency situation which threatens public life and public property , the City Council, or any elected official with appointing authority, or department head of the city may employ such persons as may be needed for the dura- tion of such emergency notwithstanding these rules and regu- lations affecting appointment . As soon as possible such ap- pointment shall be reported to the City Administrator, the City Council and Personnel Director. Any emergency appoint- ment which lasts in excess of six (6) months shall be reviewed by the Personnel Director. 5-8 . TEMPORARY/PART-TIME EMPLOYMENT. No person shall be employed temporarily in a permanent, or part-time position except as provided herein: (a) When the work assignment is of short duration, or when it is anticipated that the position will soon be abolished. 9. (b ) As a substitute for a regular employee who is tem- porarily absent from his position. (c ) . When it is impossible to recruit an appointee meeting the standards for permanent employment . A temporary appointment shall not exceed six (6) months and the department head, with notice to the Personnel Director, may terminate a temporary appointment at his discretion. 5-9 . MEDICAL EXAMINATION. Prior to appointment, eligibles selected by the appointing authority shall be re- quired to pass a medical examination, and may be required to participate in a psychological evaluation, as may be prescribed. The Personnel Director shall select a licensed, medical doctor (and licensed clinical psychologist, when desirable ) , actively practicing, to perform the examination,- the cost of which shall be borne by the city . If an eligible is disqualified by a medical or psychological examination, his name shall be deleted from the list of eligibles . 5-10 . ANNOUNCEMENTS. All examinations for classes in the competitive service shall be publicized by posting announcements in the civic center on official bulletin boards , r and by such other methods as the Personnel Director and de- partment head deem advisable. The announcements shall specify the title and pay range of the class for which the examination is announced, the nature of the work to be performed, prep- aration required or desirable for the performance of the work of the class, the dates , time, place and manner of making ap- plication, and other pertinent information. 5-11 . APPLICATION FORMS . Application shall be made as prescribed in the examination announcement . Application forms , provided by the Personnel Director, shall require in- formation covering training, experience and other pertinent information, and applicants may be required to furnish cer- tificates deemed necessary by the Personnel Director and de- partment - head. All applications shall be fully completed, signed and dated by the applicant . Applications shall be retained on file in the office of the Personnel Director for a period not to exceed one (1) year. 5-12 . DISQUALIFICATION. The Personnel Director may reject the application of, may refuse to examine or, after examination may refuse to declare as an eligible or may with- hold or withdraw from certification, prior to appointment, any- one who comes under any of the following categories : 10. (a) Lacks any of the requirements established for the examination or position for which he applies . (b) Is physically or mentally so disabled as to be ren- dered unfit to perform the duties of the position to which he seeks appointment . (c) Is addicted to the use of intoxicating beverages to excess . (d) Is addicted to the use of narcotics or habit-forming drugs , or uses illegally dangerous drugs . (e) Has been convicted of a felony, or convicted of a misdemeanor involving moral turpitude . (f) Has been guilty of infamous or notoriously disgrace- ful conduct . (g) Has been dismissed from any position for any cause which would be a cause for dismissal from the competitive serv- ice . (h) Has resigned from any position not in good standing or in order to avoid dismissal . (i) Has intentionally attempted to practice any decep- tion or fraud in his application, in his examination or in se- curing his eligibility . (j ) Has waived appointment three (3) times after certi- fication from the same employment list . (k) Has been discharged from the armed forces of the United States under conditions other than honorable . (1) Refuses to execute an oath as may be prescribed by law. (m) Has used or attempted to use any personal or politi- cal influence to further his eligibility or appointment . Whenever an application is rejected, notice of such re- jection together with a statement of reason for rejection shall be mailed to the applicant by the Personnel Director. Applications shall be marked at the time of receipt in the Personnel Director's office with the date and hour of the day. Applications postmarked or received after the date and hour specified in the examination announcement shall be rejected. 11. With the approval of the Personnel Director, persons whose applications_ _have been rejected because they were incomplete may amend their applications . However, such amendments must be made before the time of an examination. The time for filing applications may be extended or re- opened by the Personnel Director as the needs of the service require , provided posted notice is given. No person taking part in preparing, conducting or holding examinations shall be permitted to fill out an application or be an applicant for such examination. 5-13. NATURE AND TYPES OF EXAMINATIONS. The selec- tion technique used in the examination process shall be impar- tial, of a practical nature and shall relate to those subjects which, in the opinion of the Personnel Director and department head, fairly measure the relative capacity of persons examined to execute the duties and responsibilities of the position to which they seek appointment . Examinations shall consist of selection techniques which will test fairly the qualifications of candidates such as , but not necessarily limited to, achieve- ment and aptitude tests , other written tests , personal inter- views , performance tests , physical agility tests , evaluation of daily work performance, work samples, medical examinations or any combination thereof. 5-14 . PROMOTIONAL EXAMINATIONS . Promotional exam- inations may be conducted whenever, in the opinion of the Per- sonnel Director, after consultation with the department head, the need of the service so requires ; provided, however, a pro- motional examination may not be given unless there are two (2) or more candidates eligible for each position to be filled. Only employees who meet the requirements for the vacant po- sition may compete in promotional examinations . Promotional examinations may include any of the selection techniques , or any combination thereof, mentioned in Section 5-13 . Additional factors including, but not limited to, performance rating and length of service may be considered. A promotional employment list shall be established after the administration of a promo- tional examination, and such list shall consist of at least two (2) names of eligibles . 5-15 . OPEN-COMPETITIVE EXAMINATIONS. For classes of positions for which the Personnel Director finds it dif- ficult to maintain adequate eligible lists he may receive applications , conduct examinations , and create employment lists continuously . The names of eligibles who took the same or a comparable examination on different dates may be ranked for purposes of certification in the order of final scores . 12. Eligibility from an open-competitive examination may be deemed to be established as of the date of examination. Such exam- inations may include any of the selection techniques, or any combination thereof, mentioned in Section 5-13 hereof. Per- manent employees , as well as the general public, who meet the requirements set forth in the announcement, may compete in open-competitive examinations . 5-16 . CONDUCT OF EXAMINATION. The Personnel Direc- tor shall determine the manner and methods and by whom exam- inations shall be prepared and administered, after consultation with the department head. The Personnel Director, with ap- proval of the City Council, may contract with any competent agency or individual for preparation and administration. of examinations . In the absence of such contract , the Personnel Director, or his designated representative, shall perform such duties . The Personnel Director shall arrange. for the use of appropriate facilities and equipment for conducting examinations , and shall render such assistance as shall be required with respect thereto. 5-17 . SCORING EXAMINATIONS AND QUALIFYING SCORES . The final score of each person competing in any examination shall be determined by the weighted average of the grades on all phases of the examination, according to the weights for each phase established in advance of the giving of the exami- nation and published as a part of the announcement of the examination. The Personnel Director and department head may set minimum qualifying ratings for each phase of the examination and may provide that competitors failing to achieve such scores in any phase shall be disqualified from any further participation in the examination. 5-18 . NOTIFICATION OF EXAMINATION RESULTS. Each candidate in an examination shall be given written notice of the results thereof as soon as practicable , and if passing, shall be advised of the final earned score and rank on the appropriate employment list . 5-19 . EMPLOYMENT LIST. As soon as possible after the completion of an examination, the Personnel Director shall prepare and keep available an employment list consisting of the names of eligibles who qualified in the examination, ar- ranged in order of score . 5-20 . DURATION OF EMPLOYMENT LISTS. Employment lists , other than those resulting from an open-competitive from the examination, shall remain in effect for one (1) year of the last examination, unless sooner exhausted . Such lists may be extended prior to expiration date by the Personnel Director, 13. when requested by the department head, for additional periods but in no event shall an employment list remain in effect for more than two (2 ) years . Employment lists created as a result of an open-compet- itive examination shall remain in effect for not more than one (1) year from the date of the last examination, unless sooner exhausted. Names placed on such lists shall be merged with others already on the list in order of scores . 5-21. REEMPLOYMENT LISTS. For each class there shall be maintained a general reemployment list consisting of the names of all persons who have occupied positions with proba- tionary or permanent status in the class and who have been laid off or demoted in lieu of layoff. Such names shall be placed on the list in the order of competency and length of service from highest to lowest, and shall remain thereon for a period of one (1) year unless such persons are reemployed sooner. Within one (1) year from the date of his resignation in good standing, or his voluntary demotion, the name of an employee who had probationary or permanent status may be placed on the general reemployment list at his request, and shall remain on such list for a period not to exceed one (1) year from the date of his request. When a reemployment list is to be used to fill vacancies , the Personnel Director shall certify the names of eligibles therefrom from the top of such list, and the department head may appoint such eligibles to fill such vacancies . 5-22. REMOVAL OF NAMES FROM LIST. The name of any person on an employment, reemployment or promotional list shall be removed by the Personnel Director at the written request of the eligible ; if the eligible fails to respond in writing, or by verbal communication, to a notice of certification mailed to the address supplied by him to the Personnel Director; or if such eligible has been certified for appointment three (3) times and has not been appointed. The person affected shall be notified of the removal of his name by notice mailed to his last known address . The names of persons on promotional employment lists who resign from the service shall automatically be deleted from such lists . 5-23. PROMOTION, TRANSFER OR REEMPLOYMENT. PHYSICAL EXAMINATIONS. In order to be eligible for promotion or trans- fer to a job class in a category requiring greater physical or mental qualifications , any employee may be required to take a 14 . physical examination or participate in a psychological evalu- ation to determine if he is physically and mentally able to per- form the duties of such position. Any person considered for reemployment may be required to pass an appropriate physical examination and when desirable, participate in a psychological evaluation. All physical and psychological tests , required under this section, shall be performed by a licensed physician approved by the Personnel Director, and the cost thereof borne by the city . 5-24 . RECURRENT EMPLOYMENT. There are a number of positions where manpower requirements are sporadic, seasonal and recurrent . In these situations employees are called to work on an as-needed basis, frequently from a roster of individuals available and qualified for such work. There is no time limit insofar as a total period of time over which an employee may work on a recurrent basis . Recurrent appointments shall not be used on a continuing basis to fill full-time positions . RULE 6 TRANSFER AND PROMOTION 6-1. TRANSFER. After notice by the department head to the Personnel Director, and written notice to the employee , an employee may be transferred from one position to another in the same or comparable class in the same department . If the transfer involves a change from the jurisdiction of one depart- ment to another, both department heads must consent thereto unless the transfer is necessary for the purpose of economy and efficiency . A transfer from one department to another may be initiated at the written request of the employee to the Personnel Director. A new probationary period shall be established for an em- ployee who transfers at his own request . A transfer shall not be used to effect promotion, demotion, reduction or termination, each of which may be accomplished only as provided in these rules . A department head may temporarily assign an employee within his department to duties either related or unrelated to his position where the interests of the city so require . 15. 6-2 ADVANCEMENT ACCORDING TO MERIT AND ABILITY. The City Council, each department head and employee shall encour- age economy and efficiency in and devotion to the competitive service by encouraging promotional advancement of employees showing willingness and ability to perform efficiently serv- ices assigned them; and every person in the competitive serv- ice shall be permitted to advance according to merit and ability . 6-3. ADVANCEMENT. INTERFERENCE WITH. No employee in the city shall discourage or in any manner hinder or pre- vent any other employee from taking any examination or taking any other action which he deems beneficial to himself. 6-4. PROMOTION. Vacancies in positions shall be filled insofar as consistent with the best interests of the city from among employees holding positions in appropriate classes, and appropriate promotional lists shall be established to facili- tate this purpose , as prescribed in Section 5-14 . Open-com- petitive examinations shall be held when, in the judgment of the department head and the Personnel Director, such exami- nations will produce eligible lists with more highly-skilled, qualified candidates . RULE 7 DISCIPLINE i 7-1 . DISCIPLINE. The tenure of every city employee shall be based on reasonable standards of job performance and personal and professional conduct . Failure or refusal to meet these standards shall constitute just cause for disciplinary action. All employees shall be subject to disciplinary action up to and including dismissal for any one or more of the causes or grounds for discipline set forth in these rules . Disciplinary action is not primarily intended to be puni- tive but rather to maintain the efficiency and integrity of the city service . When considering disciplinary action, the supervisor shall consider, among other things , the nature and severity of the offense and the employee ' s prior record. 7-2 . CAUSES FOR DISCIPLINE. Each of the following constitutes cause or grounds for discipline of an employee, or person whose name appears on any employment list : (1) : :.:Any:..violation of the rules set forth in this reso- lution. 16 . (2) Malfeasance, misfeasance , or nonfeasance of office or employment. ! (3) Fraud in securing appointment . (4) Incompetency . (5) Inefficiency. (6) Inexcusable neglect of duty . (7) Insubordination. (8) Dishonesty with or lying to his superiors, or others . (9) Failing or refusing to answer questions put to him by his superiors in connection with any matter related to his employment or to the city, including his compliance or non- compliance with these rules . (10) Conflict of interest whether contractual or noncon- tractual, financial or nonfinancial . (11) Drunkenness on duty. (12 ) Addiction to the use of narcotics or habit-forming drugs , or illegal use of dangerous drugs . (13 ) Unexcused absence without leave . (14 ) Conviction of a felony or conviction of a misdemeanor involving moral turpitude . A plea or verdict of guilty, or a conviction following a plea of nolo contendere , to a charge of a felony or any offense involving moral turpitude is deemed to be a conviction within the meaning of this section. (15) Participating in a strike, work stoppage, slowdown, or using or attempting to use sick leave to accomplish the same purpose as a strike , work stoppage, or slowdown. (16 ) Defrauding the city by making false claims for com- pensation or benefits or reimbursements , (17 ) Making a false industrial accident claim against the city . (18) Improper political activity which prevents him or other city employees from the efficient performance of his br their employment with the city or has a disruptive effect on the efficiency or integrity of the city service or the department in which such employee is employed. 17 . (19) Failure or refusal to cooperate with supervisory personnel or other employees when failure to do so is inimi- cal to the efficiency of the city service . (20 ) . Misuse or misappropriation of city property or funds . (21) Gambling for money or articles of value on city property or during employee 's working hours . (22) Tardiness . (23) Abuse of sick leave privileges by reporting sick when not sick or obtaining sick leave pay falsely or under false pretenses . (24 ) Refusal to take and subscribe any oath or affirmation which is required by law or these rules in connection with his employment . (45 ) Refusing to report on official call in an emergency. (26) Violation of departmental rules and regulations duly promulgated in accordance with these rules . (27? Intentionally misrepresenting information or facts in any statement, declaration or affidavit duly required of . an employee under these rules . (28 ) Engaging in, with or without compensation, any em- ployment, activity, or enterprise, or performing any act, or omission which is clearly inconsistent, incompatible , in conflict with, or inimical to his duties as an employee, or the best interests of the city, or with the duties , functions , responsi- bilities or efficiency of the department in which he is employed or the city service . (29 ) Any conduct , act or omission either during or out- side of duty hours which is -of such nature that it causes dis- credit to his department or his employment , or which conduct, act or omission has a disruptive effect on the efficiency or integrity of the public service . (30 ) Any dishonest or wrongful conduct or cheating, whether by act or omission, during or outside duty hours, which is incompatible with or reflects unfavorably upon the employee' s employment with the city . ( l). ; Asking, receiving, or agreeing to receive any bribe, gratuity or reward of any kind upon any understanding that his 18. action shall be influenced thereby, or shall be given in any particular manner, or upon any particular question or matter upon which he may be required to act in his capacity as a city employee ; or attempting by menace, deceit, suppression of truth, or any corrupt means to influence another employee to commit any act, conduct or omission which is clearly inconsistent, incom- patible , in conflict with, or inimical to the best interests of the city . (32 ) The employee ' s earnings have been subjected within a twelve (12 ) month period to garnishments for the satisfac- tion of more than one judgment . (33) No employee, while giving his deposition or testifying in an adversary court proceeding, shall give any expert opinion on behalf of the city' s adversary party . _ Behavior contrary to that prescribed in this rule shall constitute a conflict of interest . Every employee who is noticed for deposition or is sub- poenaed, called or requested to testify at a trial in which the city is a party shall immediately , upon receipt of such notice, subpoena, call or request, notify his department head or superior, and the office of the City Attorney . No employee . shall meet, confer or discuss with any party and/or such party ' s attorney any matters in any pending litigation or trial in which the city is a party without first giving notice of such intended meeting, conference or discussion to his department head or supervisor, and the office of the City Attorney . The City Attorney, or a member of his staff, shall be in attendance at any such meeting, conference or discussion for the purpose of protecting the city' s interest unless , in the judgment of the City Attorney or a member of his staff, such attendance is not necessary under the circumstances . Such employee shall not discuss with the city ' s adversary party or his counsel the case or any matter related to pending or proposed litigation in which the city is a party, without the presence of the city' s legal counsel. This subrule does not apply to any city employee who is the city' s adversary party in litigation. 7-3 . DEMOTION. No employee shall be demoted to a position for which he does not possess the minimum qualifi- cations . In those instances where demotion has not been re- quested by the employee , written notice of such demotion shall be given to the Personnel Director by the department head at least seven (7) calendar days prior to the effective date of the demotion, and to the employee at least three (3) days prior to said date . 19 . (a) Involuntary Demotion. An employee may be demoted: (1) When his standard of performance falls below that set for his particular class ; (2 ) When he becomes physically or mentally inca- pable of performing the duties of his position; (3) For disciplinary purposes; or (4 ) In lieu of layoff. (b) Voluntary Demotion. An employee may request a vol- untary demotion for any reason. Such voluntary demotion shall require the approval of his department head and that of the head of the department to which the employee will be assigned, and the City Administrator. An employee requesting voluntary demotion may be placed at any salary step of the appropriate salary schedule which does not provide an increase in pay. Such employee shall serve for six (6) months in a probationary status and receive a new merit adjustment date for the pur- pose of performance evaluation. No employee may obtain a de- motion to a position for which no vacancy exists . r (c) Demotion in Lieu of Layoff. Where a vacancy exists in the competitive service, and in lieu of being laid off, an employee may elect demotion to: (a) any class with the same or a lower maximum salary substantially as that in which he had served under permanent or probationary status ; or (b) a class in the same line of work as the class layoff, but of lesser responsibility, if such class exists and is designated by the Personnel Director. Whenever such a demotion requires a layoff in the elected class, the seniority score for the demoted employee shall be recomputed in that class . The Per- sonnel Director shall notify the employee in the notice of layoff of the classes to which he has the right to demote . To be considered for demotion in lieu of layoff, an employee must notify the Personnel Director in writing of his election not later than five (5) calendar days after receiving notice of layoff. Any employee demoted pursuant to this subsection shall receive the maximum of the salary range of the class to which he is demoted; provided, that such salary is not greater than the salary he received at the time of demotion. 7-4 . SUSPENSION WITH PAY. An employee may be sus- pended with pay by a department head, or in the case of a department head, by the City Administrator, with immediate notification to the Personnel Director, for a period not to exceed thirty (30) days where an investigation is being conducted 20 . to determine the validity of charges against such employee or department head. If the charges against the employee or de- partment head are found to be valid, and if the employee or department head is dismissed from the service in accordance with the provisions of these rules and regulations, the amount paid such employee or department head while under suspension, pursuant to this section, shall be deducted from terminal monies due such employee or department head. 7-5. , SUSPENSION WITHOUT PAY. A department head, or any person authorized by him, may suspend without pay an em- ployee for one or more of the causes for discipline specified in Section 7-2 of this rule by notifying the employee in writing of the action, pending service upon him of a formal, written notice . Such action is valid only if formal, written notice, meeting the requirements set out herein, is served on the em- ployee and filed with the Personnel Director as soon as possible after the effective date of the disciplinary action. The formal notice shall be served upon the employee personally or by mail and shall include :. . (a) a statement of the nature of the dis- ciplinary action; (b) the effective date of the action; and (c ) a statement in ordinary and concise language of the grounds for suspension. 7-6 . DISMISSAL. A department head, or any person authorized by him, may dismiss an employee for one or more of the causes for discipline specified in Section 7-2 of this rule by notifying the employee in writing of the action, pend- ing service upon him of a formal, written notice . Such action is valid only if formal written notice, meeting the require- ments set out herein, is served on the employee and filed with the Personnel Director as soon as possible after the effective date of the disciplinary action. The formal notice shall be served on the employee personally or by mail and shall include : (a) a statement of the nature of the disciplinary action; (b) the effective date of the action; and (c) a statement in ordinary and concise language of the grounds for dismissal . The suspension of an employee under Section 7-5 above_ shall not preclude the dismissal of such employee under this section. 7-7 . DEPARTMENT HEAD DISCIPLINE AND DISMISSAL. A de- partment head in the competitive service may be suspended, demoted or dismissed by the City Administrator, as provided by Section 604 (a) of the Charter, for any one or more of the causes for discipline specified in Section 7-2 of this, rule, subject to the grievance procedure set forth in Rule 20 of this resolution. 21. 7-8 . INVESTIGATION OF CHARGES . The appointing author- ity shall have the power to investigate, or cause to be in- vestigated, the activities or conduct of any employee under his charge which reasonably constitutes a cause for discipline under these rules . The appointing authority shall have the power to compel the attendance at any investigatory meeting of any witness , whether or not such witness is an employee, and to administer oaths or affirmations in conjunction there- with. 7-9 . DISMISSAL FROM SERVICE. EFFECT. Dismissal of an employee from the service shall: (a) Constitute a dismissal as of the same date from any and all positions which the employee may hold in the com- petitive service. (b) Result in the automatic removal of the employee ' s name from any and all employment lists on which it may appear. (c ) Terminate the salary of the employee as of the date of dismissal except that he shall be paid any earned but .un- paid salary, and paid for any and all unused and accumulated vacation, sick leave , as provided in Section 18-14 hereof, or overtime to his credit as of the date of dismissal. Where an appeal is taken to the appellate authority from an order of dismissal, the vacancy in the position shall be considered a temporary vacancy pending final action by the appellate authority and the department head, and may be filled only by a temporary or provisional appointment . 7-10. AEINSTATEMENT': ,An employee who has been demoted or dismissed may be reinstated to his former position as a result of a successful appeal. In such event , the employee shall be returned to his former position and shall be entitled to any salary and benefits lost as a result of disciplinary action. Provided, however, that whenever the appellate authority revokes or modifies a disciplinary action and orders that the employee be returned to his former or a comparable position, it shall direct the payment of salary and benefits to the em- ployee for such period of time as the appellate authority finds the disciplinary action was improperly in effect . Salary or benefits shall not be authorized or paid for any portion of a period of disciplinary action that the em- ployee was not ready, able and willing to perform the duties 22. of his position, whether such disciplinary action is valid or not or the causes on which it is based state facts suffi- cient to constitute cause for discipline . From any such salary there shall be deducted compensa- tion that the employee earned, or might reasonably have earned, during any period commencing more than six (6) months after the initial date of the suspension. RULE 8 TERMINATION 8-1. MEDICAL EXAMINATION. EVALUATION OF EMPLOYEE'S WORK CAPACITY. DEMOTION, TRANSFER OR TERMINATION OF APPOINT- MENT. In accordance with these rules , the department head may require an employee to submit to a medical examination or psychological evaluation to assess the capacity of the employee to perform the work of his position. The employee may designate one or more physicians to consult with the de- partment head and with the physician selected by the Person- nel Director concerning the need for and advisability of a medical examination before it is made . The Personnel Director may also designate one or more physicians to conduct the exam- ination when it is required. When requested by the employee, the Personnel Director shall provide a list of three (3) phy- sicians from which the employee may select the physician to be designated by the Personnel Director to do the examination. Fees for the examination shall be paid by the city. The employee may submit medical or other evidence to the examining physician and to the department head. The department head, after con- sidering the medical report, the physician' s recommendation and other pertinent information, shall make a decision, based on such report and information, that the employee is or is not able to perform the work of his present position. If the department head determines that the employee is able to perform the work of another position, including one of less than full time, the department head may demote or transfer the employee to such a position. The employee demoted or transferred pursuant to this section shall receive the maximum of the salary range of the class to which he is demoted or transferred, provided that such salary is not greater than the salary he received at the time of his demotion or transfer. When the department head determines upon the findings of the medical report and the physician's recommendation that the employee is permanently unable to perform the work of his 23 . present position, or when, in the judgment of the Personnel Director, it is determined that the employee is unable to perform the functions of any other position in the competitive service, or that there are no positions available in which to place such employee , and the employee is not eligible or elects not to accept disability or service retirement, the department head may . terminate the appointment of the employee . The employee shall be given written notice of termination fifteen (15 ) days prior to the effective date of such termination. 8-2 . LAYOFF. GROUNDS. Whenever it is necessary be- cause of lack of work or funds to reduce the staff of a city department , a department head may lay off employees pursuant to these rules and regulations . Whenever an employee is to be separated from the compet- itive service because the tasks he was assigned are to be eliminated or substantially changed due to management-initi- ated changes , including but not limited to automation or other technological changes , it is the policy of the city that steps shall be taken on an interdepartmental basis to assist such employee in locating, preparing to qualify for, and being placed in other positions in the competitive service . This shall not be construed as a restriction on the city government. in effecting economies or in making organizational or other changes to in- crease efficiency . 8-3. LAYOFF IN ACCORDANCE WITH LENGTH OF SERVICE. DETERMINATION OF LENGTH OF SERVICE. PROFESSIONAL, SCIENTIF- IC AND EXECUTIVE CLASSES . Layoff shall be made in accordance with the relative length of service of the employees in the class of layoff, provided, however, that no permanent employee shall be laid off until all temporary, acting and probationary employees in the competitive service holding positions in the same class in the same department are first laid off. Except as otherwise provided in this part, in determining length of service scores , one point shall be allowed for each complete month of full-time service in the class of layoff or demotion and in classes that , at the time notice of layoff is given, have the same or a higher maximum salary. One-half point shall be allowed for each complete month of full-time service in all other classes . For professional, scientific , administrative, management, and executive classes , employee efficiency shall be combined with length of service in determining the order of layoff and the order of names on reemployment lists . Standards and meth- ods of determining competency may vary for different classes, and shall take into consideration the needs of the competi- tive service and practice in private industry and other pub- lic employment . 24 . 8-4 . ORDER OF LAYOFF WHEN COMBINED SCORES ARE EQUAL. As between two or more employees having the same layoff score, the order of layoff shall be determined by giving preference for retention in the following sequence: (1) employee with greatest total calendar time in the class in which the lay- off is being made and in classes with the same or higher max- imum salary; C2) employee with greatest total calendar time in city service; and C3) employee whose name is drawn by lot . As between two or more employees in a professional, sci- entific, administrative, management or executive class having the same layoff score , the employee who has the lower rating for current performance shall be laid off first . If distinc- tion cannot be made between two or more such employees with the same score by this means , the other preference provided in this rule shall apply. 8-5 . PLACING NAMES OF EMPLOYEES TO BE LAID OFF OR DEMOTED ON REEMPLOYMENT LISTS. The names of employees to be laid off or demoted shall be placed upon an appropriate reem- ployment list and upon the general reemployment list for the class from which the employees were laid off or demoted. Such names may also be placed upon the general reemployment list for such other appropriate classes as the Personnel Director deter- mines . 8-6 . SALARY OF EMPLOYEE CERTIFIED TO POSITION AFTER LAYOFF OR DEMOTION. An employee who is certified to a position in a class after layoff, or demotion in lieu of layoff, shall receive not less than the same step in the salary range as he received in the position in that class prior to such layoff or demotion. 8-7 . NOTICE OF LAYOFF. ELECTION TO ACCEPT LAYOFF PRIOR TO EFFECTIVE DATE. An employee compensated on a semi- monthly basis shall be notified that he is to be laid off fifteen (15) days prior to the effective date of layoff and not more than sixty (60) days after the date of the length- of-service computation. The notice of layoff shall be in writing and shall contain the reason or reasons for the lay- off. The employee to be laid off may elect to accept such layoff prior to the effective date thereof, and should noti- fy the department head and the Personnel Director orally or in writing of such election. 8-8 . RESTRICTIONS ON APPOINTMENTS. Upon recommenda- tion of the Personnel Director, the methods of appointment available to the department head may be restricted if such restriction is deemed necessary in the placement in other com- petitive service positions of employees whose positions have 25. teen or are about to be changed substantially or eliminated by I management-initiated changes . 8-9 . ASSIGNMENT OF DUTIES TO ANOTHER. The duties performed by any employee laid off may be assigned to any other employee or employees holding positions in appropriate classes . 8-10 . RESIGNATION. An employee who wishes to leave the competitive service shall give at least two (2) weeks written notice to his department head, stating the effective date of separation and reasons for leaving; provided, however, that such two-week notice may be waived if approved by the department head. The resignation shall be forwarded to the Personnel Director with an evaluation of the work performance of the employee by the department head as well as other pertinent information concerning the cause of resignation. Failure to comply with this rule shall be entered in the service record of the employee and may result in denying future employment to such employee by the city . The department head shall immediately report to the Personnel Director any resignation without proper notice . 8-11. REEMPLOYMENT. With the approval of the Personnel Director, an employee who has resigned in good standing from the competitive service may be reemployed to his former po- sition, if vacant, or to a vacant position in the same or a comparable class within one Cl) year from date of resignation. 8-12 . TERMINATION CHECKOUT. An employee who terminates for any reason shall not receive his final check until he has turned in to his supervisor all .city-owned equipment, including his city identification card and has cleared with his supervisor the disposition of any clothing provided by the City. RUDEE 9 PROBATION 9-1 . OBJECT OF PROBATIONARY PERIOD. The probationary period shall be regarded as part of the testing process and shall be utilized for closely observing the employee ' s work; for securing the most effective adjustment of an employee to his position; or for reviewing any probationary employee whose performance does not meet the required standards of the job to which he was appointed. 9-2 . REQUIREMENT. LENGTH. An appointment from an employment list or promotional list is not permanent until satisfactory completion of a probationary period of not less 26 . i. . than six (6) months or more than one Cl) year. In cases where the original probationary period is less than one Cl) year, the department head, in his sole and unlimited discretion, may extend such probationary period from time to time, but in no event shall the total probationary period and extensions thereof exceed one (1) year. Such extension shall be. noted in the employee ' s personnel record. 9-3 • SALARY ADVANCEMENT AT COMPLETION OF PROBATION. When a probationary employee on Step "A" completes six (6) months in service a�s such probationary employee, provided such per- formance has met the standards for the position which he occu- pies , he shall receive a salary advancement to Step "B. " Such employee ' s anniversary date, for purposes of future merit step increases shall be the date of advancement to Step "B, " unless such further advancement is deferred in accordance with Rule 14-2 . 9-4 . REJECTION OF PROBATIONARY EMPLOYEE. During the probationary period, or any extension thereof, an employee may be rejected at any time by the department head without cause and without the right of appeal. Notification of re- jection in writing shall be furnished the probationary employee, and a copy shall be filed with the department head and the Personnel Director. RULE 10 TRAINING FOR EMPLOYEES 10-1 . TRAINING. TYPE OF. The city encourages the improvement of service of employees by providing opportunity for training, including training for advancement and for gen- eral fitness for public service . Responsibility for devel- oping programs for training employees shall be assumed jointly by the Personnel Director and department heads . Such train- ing programs may include lecture courses, demonstrations, assignment of reading matter or such other devices as may be available for the purpose of improving the effectiveness and broadening the knowledge of municipal officers and employees in the performance of their respective duties . 10-2 . CREDIT FOR TRAINING. Participation in, and suc- cessful completion of special training courses may be considered in effecting adjustments and promotions . Evidence of such training shall be submitted by the employee to his department head, who in turn shall forward such information to the Personnel Director for inclusion in the employee ' s personnel file . 27 . RULE 11 OUTSIDE EMPLOYMENT An employee in the competitive service may not engage in employment other than his job with the city except with the written approval of his department head, and only if such employment does not interfere with the performance of assigned duties and does not constitute a conflict of interest . Prior to doing any outside work or engaging in any out- side business activity, pursuant to written permission from his department head, all employees shall be required to sign a waiver of any rights they may have under Section 4850 of the Labor Code of the State of California for compensation in case of any injury or illness sustained during such out- side employment or business activity, or -any aggravation of any injury or illness which was sustained while on regular duty by, through or during such outside employment or busi- ness activity. Such waiver shall be on forms provided by the Personnel Director. Sick leave shall not be used to recover from an illness or injury which results from any outside employment engaged in by the employee . RULE 12 CLASSIFICATION PLAN 12-1. ASSIGNING POSITIONS TO APPROPRIATE RANGES AND PAY PLANS. Every position in the competitive service shall be assigned to the appropriate range and pay plan in the pay structure . The assignment of a position to a classification shall be determined by the following criteria: (a) Sufficiently similar in duties and responsibilities that the same descriptive title may be used. (b) Substantially the same requirements as to education, experience, knowledge, skills and ability are demanded of applicants . (c) Substantially the same test of fitness may be used in choosing qualified applicants . (d) The same schedule of compensation can be made to apply with equity . 28 . 12-2. CREATION OF PLAN. The Personnel Director, or an agency designated by him, shall be responsible for preparing and maintaining class specifications for all positions . The plan shall include, but not be limited to, a descriptive title and a definition outlining the scope of duties and responsibilities for each class of position. 12-3. ADOPTION OF PLAN. Before the classification plan or any part thereof shall become effective, it shall first be approved by the Personnel Board. Upon adoption by the City Council by resolution, the provisions of the classification plan shall be observed in the handling of all personnel rules and activities . 12-4 . PERSONNEL BOARD. HEARINGS . The classification plan, or any amendment or revision thereto, shall be recom- mended to the City Council by the Personnel Board following a public hearing thereon before such Board, duly noticed in writing at least ten (10) days prior to such hearing to de- partment heads and recognized employee organizations , and posted on official bulletin boards in the civic center. The City Council shall either adopt or reject such plan, amendments or revisions thereto, and if rejected, Council shall refer such plan, amendments or revisions , back. to the Personnel Board with reasons for rejection, and its recommendations thereon. Additional public hearing, or hearings, shall be held by the Board on such recommendations prior to retransmittal to Council. The Council shall adopt no classification plan, or any amendment or revision thereto, until such plan, amendment or revision has first been the subject matter of a public hearing before the Personnel Board. 12-5 . REALLOCATION OR RECLASSIFICATION OF POSITIONS . From time to time as deemed necessary, the Personnel Direc- tor and department head may recommend and the Personnel Board may establish additional classes and divide, combine, alter, or abolish existing classes . When such actions are taken the Board shall determine in each instance whether positions affected are to be reallocated to another class or classes after taking into account the duties and responsibilities, qualifications, performance standards , , and other related criteria before and after the change and shall determine the status of the proba- tionary and permanent employees affected. 12-6 . HEARING ON ALLOCATION OR REALLOCATION OF PO- SITION. Reasonable opportunity to be heard shall be provided by the Board to any employee affected by the allocation or re- allocation of his position. 29. 12-7 . STATUS OF EMPLOYEE UPON REALLOCATION OF POSITION. CHANGE. Upon the reallocation of a position, other than by action . of the Board under Section 12-5 hereof, the incumbent of the position shall not thereby gain status in the new class . Change in status of the incumbent may be accomplished only in accordance with the appropriate sections of this part and these rules relating to layoff, transfer, demotion or promotion. 12-8 . ESTABLISHMENT OF NEW POSITIONS . REPORTS BY DE- PARTMENT HEADS . Positions in the competitive service may be established by the respective department heads, subject to budgetary authorization and the availability of funds . Each department head shall promptly report to the Personnel Direc- tor for transmittal to the Personnel Board his intention to establish new positions in order that such positions may be classified and allocated, and shall so report material changes in the duties of any position in his jurisdiction. No per- son shall be appointed or employed to fill any new position until the classification plan shall have been amended to pro- vide an appropriate employment list established for such po- sition. 12-9. RECLASSIFICATION. Positions , the duties of which have .changed materially so that reclassification becomes nec- essary, shall be allocated by the Personnel Director to a more appropriate class , whether new or already in existence . Reclas- sification shall not be used for the purpose of avoiding re- strictions surrounding demotions or promotions . 12-10 . TEMPORARY EMPLOYEES. A position which is not authorized in the budget and which shall exist for not longer than six (6) months in any one fiscal year shall be consid- ered temporary. Employees occupying temporary positions shall not be included in the competitive service and shall not be subject to these rules and regulations . The wages, hours and working conditions for temporary employees shall be prescribed by the Personnel Director and department head according to the needs of the city and its respective departments . RULE 13 COMPENSATION SCHEDULE 13-1. POLICY. It is hereby declared that it is the policy of the city that salary ranges shall be set for_ classi- fications and not the individual who occupies a position in such classification; that the salary range for each classi- 30. fication is based on the principle that like salaries shall be paid for comparable duties and responsibilities ; that the performance of the individual shall not be considered; and that the compensation schedule shall not be used to take pu- nitive or disciplinary action against any employee or to re- ward any employee , or to circumvent the provisions of these personnel rules . 13-2 . COMPENSATION SCHEDULE. The Personnel Director shall be responsible for providing compensation schedules to reflect salary adjustments and shall provide amended schedules from time to time as necessary to reflect changes subsequent to meet and confer with appropriate associations . RULE 14 ADDITIONAL PAY AND PAY ADJUSTMENT 14-1 . MERIT SALARY ADVANCEMENT. Any employee, includ- ing a probationary employee, who has completed one year' s service in any salary step above Step "A, " provided his per- formance reports indicate that he has met the standards for the position, shall receive a salary advancement to the next higher step . 14-2 . DEFERMENT. When, in the judgment of the appoint- ing authority, the performance of an employee has not met the standards for the position which he occupies, he shall not receive the salary advancement described in Section 14-1 above . The appointing authority may defer his recommendation for merit salary advancement for periods of three C3) months each pending additional performance evaluations and reports . During each such three (3) month period a performance evaluation and report shall be made by the appointing authority. When the employee ' s per- formance is up to standard, as reflected in such reports , he shall then receive a salary advancement to the next higher step . The employee shall then be eligible for his next merit salary advancement within the range one year from the effective date he receives the salary advancement under this Rule 14-2 . 14-3 . MERIT SALARY ADVANCEMENTS NOT AFFECTED BY AUTHOR- ITY TO FIX SALARIES . Merit salary advancements shall be made for employees in accordance with this rule, notwithstanding the power now or hereafter conferred on any authority to fix or approve the fixing of salaries , unless there is not suf- ficient money available for the purpose, and in such event , the Director of Finance shall so certify. 31. 14-4 . CUMULATIVE RIGHT TO MERIT ADVANCEMENTS. The right of an employee to merit salary advancements , except as provided in Section 14-2, is cumulative for a period not to exceed two (2) years and he shall not, in the event of an in- sufficiency in the fiscal budget, lose his right to such ad- vancements for the intermediate steps to which he may be entitled for such period . 14-5 . BUDGET PROVISION FOR SALARY ADVANCEMENTS. In submitting budgetary requirements to the Director of Finance, each department head shall carefully estimate and call atten- tion to the need for money sufficient to provide for merit salary advancements for the employees under his jurisdiction. 14-6 . SALARY ADVANCEMENTS TO MEET RECRUITING PROBLEMS OR TO GIVE CREDIT FOR PRIOR SERVICE. APPLICATION FOR OTHER ADVANCEMENTS. The Personnel Director may authorize payment at any step above the minimum salary rate to classes or po- sitions in order to meet recruiting problems, to obtain a person who has extraordinary qualifications , to correct salary ineq- uities resulting from actions by department heads , or to give credit for prior city service in connection with appointments , promotions , reinstatements, transfers, reclassifications, or demotions . Other salary adjustments within the salary range for the class may be made by the Personnel Board, upon application by the department head, transmitted to the Board by the Personnel Director, together with his recommendation. Advancements within the salary range authorized by this rule may be either permanent or temporary, and may be effective as of the date of application for such change . 14-7 . AUTHORIZATION OF PAYMENT ABOVE MAXIMUM RATE OF CLASS. Employees in a particular class shall receive a sal- ary within the limits established for that class; provided that when a position has been reclassified to a lower class or the salary range or salary rate of the class is reduced, the Board may authorize the payment to an employee of a rate above the maximum of the class . During such time as an em- ployee 's salary remains above the maximum rate of pay for his class, he shall not receive further salary increases . 14-8 . OVERTIME COMPENSATION. Overtime shall be any time in excess of the basic work shift . The basic work shift is eight (8 ) hours with some exceptions where employees are working twenty-four (24 ) , twelve (12) , and ten (10) hour shifts . Employees shall be compensated for overtime at the hourly equivalent of their monthly salary rate, or by equivalent com- pensatory time off, except that Fire Department personnel on 32 . emergency call shall be compensated at the hourly equivalent of the appropriate salary rate based on a forty (40) hour week . Compensatory time may be accumulated to a maximum of 120 hours . All other time in excess of the basic work week shall be paid overtime , or allowed compensatory time up to a maximum of 120 hours . Department heads and key personnel, listed by classifi- cation in Addendum I hereof, shall not be eligible for over- time compensation . Time off for such employees may be granted by the City Administrator and department heads , respectively . Overtime and compensatory time are subject to compliance with provisions of the Fair Labor Standards Act . 14-9 . COMPENSATION AFTER PROMOTION. A permanent or probationary employee who is promoted to another classification with a higher maximum rate of pay than his current position shall receive a minimum increase equivalent to one step. In cases of a promotion from the salary schedule of one pay plan to the salary schedule of another where the steps are not similar, the step of the new classification that provides a minimum increase .of. 5 percent shall be assigned. Exceptions to the above guidelines shall be made when a larger increase must be given to place the employee at "A" step of the classification to which he is being promoted or when a lesser increase must be given to limit the employee to "E" step of the classification to which he is being promoted. An employee who, on his merit adjustment date , is also promoted to a classification with a higher maximum shall first receive any merit salary adjustment for which he is eligible and then his minimum adjustment under this rule . Acting appointments to higher positions shall be compensated in like fashion . 14-10 . COMPENSATION AFTER DEMOTION. Any employee who is demoted because his standard of performance falls below reasonable standards set for his particular class , and any employee who has been demoted for disciplinary purposes shall be placed in the step of the lower salary range that will provide a pay decrease of not less than two (2) ranges . Such employees shall be given a new merit adjustment date for pay increase purposes . The provisions of this section shall not apply to demotion in lieu of layoff or demotion under Sec- tion 8-1 after medical examination. 33 . i 14-11. REDUCTION. Any employee whose performance falls below reasonable, minimum standards, set for his position by the appointing authority, may be given a reduction in pay where substantial evidence exists supporting such action and the following procedure is followed: i (a) The employee 's appointing authority shall cause to be served upon such employee a written notice, with copy to the Personnel Director, advising such employee that his per- formance is below reasonable, minimum standards , stating spe- cifically in what way his performance is substandard, and setting forth what is expected of the employee to bring his performance up to such minimum standards . Such notice shall further state that unless the employee brings his performance up to such minimum standards within a stated period of time, not less than sixty (60) days or more than six (6) months after ! the date such notice is served on him, such employee may be given a reduction in pay. { (b ) If such employee does not bring the level of his performance up to such minimum standards during such noticed period of time the employee 's appointing authority may, at the conclusion of such time period, reduce the employee's pay. (c ) The application of this section shall not limit the application of Rule 7 to such employee . 14-12 . STANDBY PAY. Any off-duty employee assigned by , his department head to standby duty shall be paid for two (2) hours at his current rate of compensation in addition to time worked, if any, while on such standby duty. If an employee is assigned standby duty on a city holiday, such employee shall be paid for three (3) hours in addition to time worked, if any, while on standby assignment . 14-13 . APPLICATION OF PAY RATE. ENTIRE COMPENSATION. Unless otherwise indicated in the compensation plan, the rates of pay set forth represent the total compensation in every form except for overtime pay . Each employee shall be paid at one of the established steps in the salary range for his class unless the Personnel Board, in accordance with provi- sions set out in Section 14-6, authorizes a rate above the maximum of the class . 14-14 . PAYROLL DEDUCTIONS . Employees may authorize the following deductions from their pay: (a) Group insurance premiums . 34 . fib) Loans or savings in the Employees ' Credit Union. Cc ) Contributions to a charitable program approved by the city . (d) Recognized employee association dues . (e ) Other deductions approved by the City Administrator. RULE 15 REPORTS AND RECORDS 15-1 . EMPLOYEE' S PERFORMANCE REPORT. Each appointing authority or supervisor having immediate charge of an employee or group of employees , shall make or cause to be made, on forms provided by the Personnel Director, performance reports for all individuals in the competitive service under his charge . The employee performance report shall be prepared not later than fifteen (15 ) days preceding the conclusion of six (6 ) months service after regular appointment from an employ- ment list, and after any change in status of any employee in the competitive service . An employee performance report shall be prepared not later than fifteen (15) days preceding the conclusion of twelve (12 ) months service, and annually there- after. Performance reports shall be considered in promotional examinations and actions relating to merit adjustments , trans- fer, demotion, or other changes affecting the status of an em- ployee . 15-2 . PERFORMANCE EVALUATION. Performance evaluation shall be governed by the following: (a) The evaluation of work performance provides recog- nition for effective performance and identifies aspects of performance which could be improved. (b ) Performance evaluation is a continuing responsibility of all appointing authorities and supervisors , and appointing authorities and supervisors shall discuss performance informally with each employee as often as necessary to insure effective performance throughout the year. (c ) Each appointing authority or supervisor shall com- plete the employee performance report in triplicate and shall discuss with the employee his overall work performance at least once in each twelve (12) calendar months following the end of his probationary period for the purpose of informing the employee of the caliber of his work, helping the employee recognize areas where performance could be improved and developing with the employee a plan for accomplishing such improvement . 35. (d) Performance reports shall be signed and -dated by the appointing authority, the supervisor and employee . The original form shall be filed in the employee 's official per- sonnel file, and a copy shall be kept by the appointing au- thorities or supervisors of the respective departments . A copy shall be given to the employee . (e) An appeal from a performance report may be made by an employee . 15-.3 . CHANGE IN STATUS REPORTS. Every appointment, transfer, promotion, demotion, merit adjustment, change in salary rate or any other temporary or permanent change in status of employees shall be reported to the Personnel Di- rector in the manner prescribed by him. 15-4 . PERSONNEL FILES . The Personnel Director shall insure that a personnel file and service record card for each employee in the competitive service is maintained showing the name, title of position held, department to which assigned, salary, changes in employment status and other pertinent in- formation. Such files shall be confidential and shall not be open to inspection of any person except under the follow- ing circumstances : i (a) When connected with the city service, such file may be inspected by the appointing authority . (b ) With written permission from the employee . (c ) When required by law. 15-5 . . DESTRUCTION OF RECORDS. The personnel record of any person employed by the city shall be kept for a period of not less than five (5) years after termination. RULE 16 NEPOTISM 16-1. RELATIVES . APPOINTMENT PROHIBITED. The City Council shall not appoint to a salaried position under the city government any person who is a relative by blood or mar- riage within the third degree of any one or more of the mem- bers of such City Council, nor shall the City Administrator or any department head or other officer having appointive power appoint any relative of his or of any council member within such degree to any such position. 36. 16-2 . SUPERVISORY RELATIONSHIPS. Persons related by blood or marriage within the third degree shall not report to the same supervisor nor shall such relatives supervise one another. 16-3. RELATIVES. APPOINTMENT PROHIBITED. Persons_ related by blood or marriage within the third degree shall not be employed in positions which provide one of them access to confi- dential and privileged information which should not be available to the other related party . 16-4 . . PRESENT EMPLOYEES EXEMPTED. This rule shall not affect persons related by blood . or marriage within the third degree who are in the city ' s employ on the effective date of this resolution. RULE 17 DEPARTMENTAL RULES AND REGULATIONS Department heads may establish and promulgate rules and regulations , filed with the Personnel Director, which shall govern employees in such departments . Such rules and regu- lations shall not be inconsistent with the rules and regula- tions contained herein. Employees in the respective depart- ments shall be furnished a copy of such rules and regulations so that they may be aware of special requirements , prohibitions and standards of conduct . RULE 18 ATTENDANCE AND LEAVES 18-1 . ATTENDANCE. Employees shall be in attendance in accordance with these rules and regulations governing hours of work, leaves and holidays . All departments shall maintain daily attendance records for employees which shall be reported to the Finance Director on the form and dates specified by him. 18-2 . ANNIVERSARY DATE. For the purpose. of computing vacation and sick leave, an employee 's anniversary date shall be the most recent date on which he commenced full-time, city employment . 18-3. ANNUAL VACATION. The purpose of annual vacation is to provide a rest period which will enable each employee to return to work physically and mentally refreshed. All em- ployees shall be entitled to annual vacation with pay EXCEPT the following: 37• (a) Employees who have not completed six (6) months continuous service with the city . (b ) Employees who. work less than full time . (c ) Employees on leave of absence . 18-4 . VACATION ALLOWANCE. Permanent employees in city service, having an average work week of forty (40) hours , shall accrue annual, vacations with pay in accordance with the following: (a) For the first five (5) years of continuous service vacation time will be accrued at the rate of 96 hours per year. (b) After five (5) years of continuous service to the com- pletion of ten (10 ) years of continuous service vacation time will be accrued at the rate of 112 hours per year. (c ) After ten (10 ) years of continuous service to the completion of fifteen (15 ) years of continuous service vacation time will be accrued at the rate of 128 hours per year. (d) After fifteen (15) years of continuous service vacation time will be accrued at the rate of 160 hours per year. No vacation may be taken until the completion of six (6) months of service . Permanent, part-time employees assigned a work schedule of less than 2080 and more than 1040 hours per year shall receive vacation in one-half the amounts set forth above . Permanent employees , having an average work week of fifty- six (56 ) hours , shall receive annual vacations with pay in a manner corresponding to that earned by permanent employees working the standard, forty (40) hour week. 18-5 . VACATION. WHEN TAKEN. No employee shall be per- mitted to take a vacation in excess of actual time earned and vacation shall not be accrued in excess of 320 hours . Vaca- tions shall be taken only with permission of the department head; however, the department head shall schedule all vacations with due consideration for the wish of the employee and par- ticular regard for the need of the department . 18-6 . HOLIDAYS OCCURRING DURING VACATION. In the event one or more municipal holidays falls within a vacation period, such day or days shall not be charged against the vacation allowance , but the vacation may be extended accordingly. 38. 18-7 . TERMINAL VACATION PAY. No employee shall be paid for unused vacation other than upon termination of employment at which time such terminating employee shall receive compen- sation at his current salary rate for all unused, earned va- cation to which he is entitled up to and including the effec- tive date of his termination. 18-8 . SICK LEAVE. As used in this rule, "sick leave" means the necessary absence from duty of an employee because of: (a) His illness or injury. (b) His exposure to contagious disease . (c ) His dental, eye, and other physical or medical exam- ination or treatment by a licensed practitioner. (d) His required attendance, not to exceed a total of five (5 ) days in any calendar year, upon his ill or injured spouse, child, or stepchild residing in the immediate house- hold of the employee . 18-9 . SICK LEAVE ALLOWANCE. Probationary and perma- nent employees shall accrue sick leave at the rate of eight (8) hours a month, or any major portion thereof. Permanent, part-time employees , assigned a work schedule of less than 2080 hours per year, shall accrue sick leave at the rate of four (4) hours per month, or any major portion thereof. No limitation shall be placed on the number of hours which may be accumulated, and sick leave may be earned from the origi- nal date of employment . An employee who has exhausted his sick leave may, in lieu thereof, substitute accrued vacation or any earned compensatory time off. Credit shall be given for each pay period worked by the employee . There shall be no accrual of sick leave hours for the period of time an employee is on a non-pay status for a complete pay period. 18-10 . SICK LEAVE DISALLOWED. No employee shall use sick leave for any of the following: (a) Disability or illness arising out of or sustained while engaged in outside work or business activity. - (b) Because of intoxication or recovery therefrom. 39 . f (c ) Because of use of narcotics or other habit-forming drugs, or recovery from the use thereof, unless such narcotics or drugs have been prescribed for the employee 's use by. a licensed practitioner. 18-11 . EVIDENCE OF NEED FOR SICK LEAVE. The department head shall approve sick leave only after having ascertained that the absence was for an authorized reason. He may require the employee to submit substantiating evidence including, but not limited to, a physician's certificate and/or an affidavit on a form prescribed by the department head and approved by the Personnel Director. If the department head does not consider the evidence adequate, he shall disapprove the request for sick leave , and indicate on the payroll form that such absence shall be uncompensated and charged to lost time . A department head may impose additional disciplinary measures , including dismissal from the competitive service, when any employee fraudulently obtains sick leave or abuses the sick leave privilege. 18-12 . EXTENDED SICK LEAVE. On written request of a permanent employee, the department head may give written author- ization for leave of absence without pay for any necessary period• provided: (a) The employee has exhausted all vacation, compensatory time off and sick leave to his credit . . (b) The employee has furnished his department head a certificate from the attending physician stating the nature of the illness and the estimated time necessary for recovery. In the case of department heads such authorization may be given by the City Administrator. Prior to resuming his duties , the employee may be required to submit to a physical examination at the expense of the city. The employee ' s personnel record and the result of such medical examination shall determine the employee 's fitness to return to work. 18-13 . ILLNESS OCCURRING DURING VACATION. An employee who becomes ill or sustains an injury while on vacation may have such time charged against his earned sick leave provided: (a) Immediately upon return to duty, the employee sub- mits to his department head a written request for sick leave, accompanied by a statement from his attending physician de- scribing the nature of the illness or injury and confirming the dates on which the illness or injury occurred. 40. (b ) With the department head's approval, such time shall be entered on the departmental payroll form as sick leave . 18-14 . SICK LEAVE UPON TERMINATION. Upon termination all employees shall be paid, at their current salary rate, for twenty-five percent (25%) of unused, earned sick leave from 488 through 720 hours, and for fifty percent (50%) of all unused, earned sick leave of 728 hours or more . 18-15 . PAYMENT OF DEPENDENT HEALTH INSURANCE PREMIUMS. The City of Huntington Beach will pay the premiums for dependent health insurance for those employees of the city who have accu- mulated 480 or more hours of unused sick leave on or after September 1, 1969 . The use of . all or part of such sick leave after the ac- cumulation of said 480 or more hours shall not terminate or suspend the employee ' s privilege to have such premiums paid by the city . 18-16. INDUSTRIAL ACCIDENT LEAVE. Whenever any city employee , who is not entitled to leave of absence in lieu of temporary disability payments under Section 4850 of the Cali- fornia Labor Code , but who is a member of the Public Employees i Retirement System, is disabled, whether temporarily or perma- nently, by injury or illness arising out of and in the course of his employment , he shall be entitled, regardless of his period of service with the city, to leave of absence while so disabled without loss of salary, in lieu of temporary disability payments, if any, which would be payable under Chapter 2, entitled "Com- pensation Schedules" , commencing at Section 4550 et seq. of the California Labor Code, for the period of such disability but not exceeding one year, or until such earlier date as he is retired on permanent disability pension. The payments which, except for the provisions of this section, the insurer would be obligated to make as disability indemnity to the injured or ill employee, the insurer shall pay to the city. Without limiting the generality of the foregoing paragraph, the employee's salary shall be paid by the city to the employee as provided by the foregoing paragraph, during the waiting period required by law in all cases where sickness or injury is compensable under state law. City may require the Workmen' s Compensation Appeals Board of the State of California to determine in any case, and the Appeals Board shall determine whether or not the disability referred to in this, section arose out of and occurred in the 41. i I course of employment . The Appeals Board shall also in any dis- puted case determine when such disability exists . Any period of time during which an employee is required to be absent from his employment by reason of an injury or illness for which he is entitled to receive temporary disability compensation under the provisions of Division 4 of the Labor Code of the State of California is not a break in his continuous service for the purpose of his right to salary adjustments , sick leave, vacation, or length of service computation. 18-17 . INDUSTRIAL ACCIDENT. REPORT REQUIRED. Any on- the-job injury or accident shall be reported by the injured employee, if able to do so, to the department head or employee 's immediate supervisor within twenty-four (24) hours after oc- currence thereof. A written report shall be completed, reviewed by the department head and forwarded to -the Personnel Director, on forms prescribed by him. Failure to file written report, after having been directed to do so, if the employee is able to do so, may be grounds for disciplinary action. 18-18 . INDUSTRIAL ACCIDENTS REQUIRING MEDICAL EXAMINA- TION. The Personnel Director may designate a physician and require an employee to submit to a medical examination when such employee is absent from duty, as a result of an indus- trial accident, for a longer period of time than that required for immediate , . emergency medical attention. 18-19. MATERNITY LEAVE . Ar,female employee shall be entitled to a leave of absence without pay for a total of six (6) months for inability to work due to pregnancy . Employee will be entitled to use available sick leave during this period. Said leave shall be requested in writing from the department head. A written notification from the employee ' s attending physician must state the last date the employee may work and estimated duration of leave . The employee must obtain written authorization to return to work from her physician. Said authorization shall be filed with the Personnel Director. 18-20 . LEAVE OF ABSENCE WITHOUT PAY. The following provisions shall apply only to those permanent employees en- titled to vacations : ( a) Ninety Calendar Days or Less . Upon written recom- mendation of the department head, the Personnel Director may grant special leaves of absence without pay for a period not to exceed ninety (90) calendar days . Acceptance of other per- manent employment while on such leave shall constitute resig- nation from the competitive service . 42 . (b) Over Ninety Calendar Days . The City Administrator may authorize special leaves of absence with or without pay in excess of ninety (90 ) calendar days . A leave granted under subsections (a) or (b) above as- sures to the employee the right to return to his position. 18-21. RESTRICTED DUTY LIMITATION. Any employee who has been temporarily disabled as a result of injury or ill- ness may return to work in a restricted duty capacity subject to the following provisions : (a) When an employee suffers an injury or illness which is compensable under the California Workmen' s Compensation laws , such employee may return to work on a restricted duty status for a period not to exceed one (1) calendar year from the date of such injury or illness upon receipt of a release from the attending physician and subject to the approval of , the department head. Such return to duty is discretionary with the department head and subject to the availability of limited duty work. The department head shall notify the Per- sonnel Director prior to approving return to limited duty status . (1) In the event the employee is unable to return to normal duty at the end of one (1) calendar year, he shall be required to accept disability retirement under the terms of the California Workmen's Compensation laws and the Public Employees ' Retirement System. (2) In the event the employee on disability retire- ment should recover from the disability to the extent of be- ing able to return to his normal duties , he may be reinstated to the department upon recommendation of the department head, satisfactory completion of a medical examination by the city' s physician, and the approval of the City Administrator. The reinstated employee shall be entitled to an anniversary date adjusted by the amount of time in disability retirement status . (b) When an employee suffers an injury or illness which is not compensable under the California Workmen's Compensa- tion laws , such employee may return to work on a restricted duty status for a period not to exceed six (6) calendar months from the date of such injury or illness upon receipt of a re- lease from the attending physician and subject to the approval of the department head. Such return to duty is discretionary with the department head and subject to the availability of limited duty work. The department head shall notify the Per- sonnel Director prior to approving return to limited duty status . 43. Cl) In the event the employee is unable to return to his normal duties at the end of six (6) calendar months , he may apply for a nonpaid leave of absence not to exceed six (6) calendar months . Such nonpaid leave shall be subject to the approval of the department head and the City Administra- tor. (2) In the event the employee is unable to return to full duty status at the end of his six (6) months nonpaid leave he shall be subject to compulsory retirement from the department and city . (3) In the event the employee fully and permanently recovers from this disability within three (3) calendar years from the date of retirement, he may apply for reinstatement to the department upon recommendation of the department head, satisfactory completion of a medical examination by the city' s physician, and the approval of the City Administrator. The reinstated employee shall be entitled to an anniversary date adjusted by the amount of time in disability retirement status . 18-22 . MILITARY LEAVE. Military leave shall be granted in accordance with Sections 395 et seq. of the Military and Veterans Code, .and amendments thereto, and other applicable provisions of state law. Any employee applying for military leave shall give his department head, within the limits of military regulations , an opportunity to determine when such leave shall be taken. A copy of the employee 's military orders shall be furnished the department head prior to beginning any such leave . 18-23. JURY DUTY. Employees who are summoned to attend court to serve as witnesses , or who perform jury service shall be entitled to their regular compensation while serving provided the fees , except mileage and subsistence allowance, if any, which they receive as jurors or witnesses , are remitted to the city. 18-24. REPORTING ABSENCES. An employee, absent from duty, shall report the reason for such absence to his depart- ment head or immediate supervisor prior to the date or time of such absence whenever such absence can be anticipated, and in no case later than one-half (112) hour after the time set for beginning his daily duties or assigned work shift . Ab- sences not reported in the manner prescribed shall be considered absences without leave , and shall be charged against the employee as lost time on the departmental payroll form unless justified to the satisfaction of the department head. Any employee who fails to contact his department head or supervisor during an unauthor- ized absence of three (3) consecutive worktays, will be terminated 44. at the end of his regular work shift on the third day, unless there is a justifiable reason which prevented the employee from reporting. If the employee cannot contact either the department head or supervisor, he shall notify someone else in the depart- ment. If an employee must, for any reason, leave his duty station during working hours , the employee must secure required approval from the immediate supervisor prior to departure. 18-25 . HOLIDAY LEAVE. All nonsafety employees shall have the following legal holidays as vacation with pay: (a) New Year' s Day (b ) Lincoln' s birthday (February 12) (c ) Washington's birthday (third Monday in February) (d) Memorial Day (last Monday in May) (e ) Independence Day (July 4) (f) Labor Day (first Monday in September) (g) Columbus Day (second Monday in October) (h) Veterans ' s Day (last Monday in October) (i) Thanksgiving Day (Fourth Thursday in November) (j ) The Friday after Thanksgiving (k) Christmas Day (December 25) (1) Any day declared by the President of the United States or the Governor of the State of California to be a national holiday . Holidays which fall on Sunday shall be observed the fol- lowing Monday, and those falling on Saturday shall be observed the preceding Friday . Employees at their request shall be granted paid time off from 12 noon to 3 p .m. on Good Friday . Public safety employees , designated by the Police Chief, Fire Chief and Director of Harbors and Beaches , who are re- quired to work regular shifts on the above holidays , shall not be entitled to time off or overtime . They shall, however, accrue time for holiday pay purposes based on the number of days in the calendar year that general city offices are closed in observance of legal holidays, Saturdays and Sundays excluded. For each month such safety employee is actively employed by the city, he shall receive , in addition to regular compensation, pay for one twelfth (1/12) of the total holiday hours earned for the year based on eight (8) hours per holiday. 18-26 . WORKWEEK. The normal workweek for all permanent employees, except fire department personnel, shall be forty (40) hours . 45. i Permanent employees in the fire department who work twenty- four-hour-work shifts , shall have a normal work week of fifty- six (56 ) hours . 18-27 . WORK SHIFTS. Work shifts may vary from twenty- four (24 ) , fourteen (14) , ten (10) and eight (8 ) hours, otherwise the normal work shift for nonsafety departments is eight (8) hours . 18-28 . WORK SCHEDULE. Normal work schedules shall be determined by the respective department heads . All offices of the city, except those which require special regulations shall be open for business on all days of the year, Saturdays , Sundays and holidays excluded, continuously from 8 a.m. to 5 p .m. RULE 19 GRIEVANCE PROCEDURE NONDISCIPLINARY MATTERS 19-1 . PURPOSE. The purpose of this rule is to provide a means by which grievances of employees or employee organi- zations may be considered, discussed and resolved at the level closest to their point of origin. The grievance procedure pro- vided for in this rule does not apply to the review of employee disciplinary matters which subject is treated in Rule 20 hereof. 19-2 . DEFINITION. For the purpose of this rule, a grievance is a 'dispute concerning the interpretation or ap- plication of any provision of the city 's Employer-Employee Relations Resolution, or any provision of this resolution or any departmental rule governing personnel practices or work- ing conditions , with the exception of matters excluded by Sec- tion 19-3 . 19-3 . MATTERS _EXCLUDED. FROM.-:GRIEVANCE PROCEDURE. The following subjects are excluded from the grievance procedure provided for herein: (a) The review of employee disciplinary matters which is treated in Rule 20 hereof. (b) All matters subject to impasse procedure, provided in the Employer-Employee Relations Resolution. 19-4 . SUBMISSION OF GRIEVANCES. Any individual employee or recognized employee organization shall have the right to present a grievance . 46. If two (2 ) or more employees have essentially the same grievance and report to the same supervisor, they may, and if requested to do so by the city, must jointly or collectively present and pursue their grievance . If a grievance is alleged by three (3) or more employees, the group shall, at the request of the city, appoint one of such employees to speak for the group . 19-5 . GRIEVANCE PROCEDURE. The grievance procedure shall consist of the following steps , each of which must be completed prior to any request for further consideration of the matter unless otherwise provided herein: Step 1. Informal Discussion (optional) . If an employee feels that he has a grievance, as defined in Section 19-2, he may request a meeting with his immediate supervisor within ten (10) days after the employee becomes aware or reasonably should have become aware of the subject matter of the griev- ance . The immediate supervisor, within five (5 ) days of such request , shall meet with the employee when so requested and discuss the grievance in an effort to clarify the issue and work toward a cooperative settlement or resolution of the dispute . The immediate supervisor shall present, verbally or in writing, his decision to the employee within five (5) days from the time of the informal discussion. Step 2 . Formal Procedure . Immediate Supervisor. If the grievance is not settled through informal discussion, or if the employee elects not to invoke his right to informal discussion, the employee may formally submit a grievance to his immediate supervisor within five (5) days following the decision pursuant to informal discussion, or in the event the employee does not elect to invoke his right to informal discussion, within ten (10) days after the occurrence which gives rise to the grievance or after the employee becomes aware or reasonably should have been aware of the subject matter of the grievance . Such submission shall be in writing, stating the nature of the grievance and a suggested solution or requested remedy. Within five (5) days after receipt of the written grievance, the immediate supervisor shall meet with the employee . Within five (5) days thereafter written decision shall be given the employee by the immediate supervisor. Step 3. Department Head. In cases where the department head is not the immediate supervisor, if the grievance is not settled under Step 2 , the grievance may be presented to the department head. The grievance shall be submitted within five (5 ) days after receipt of the written decision from Step 2. 47. Within five C5 ) days after receipt of the written grievance, the department head, or his representative, shall meet with the employee and his immediate supervisor, if any . Within five (5) days thereafter written decision shall be given to the employee . Step 4. City Administrator. If the grievance is not settled under Step 3, the grievance may be presented to the City Administrator in accordance with the following procedure : a written statement of the grievance shall be filed with the Personnel Director who shall act as hearing officer and shall set the matter for hearing within fifteen (15 ) days thereafter, and shall cause notice thereof to be served upon all interested parties . The Personnel Director, or his representative, shall hear the matter de novo and shall make recommended find- ings , conclusions and decision in the form of a written report and recommendation to the City Administrator within five C5) days following such hearing. The City Administrator may, in his discretion, receive additional evidence or argument by setting the matter for hearing within ten (10) days follow- ing his receipt of such report and causing notice of such hearing to be served upon all interested parties . Within five (5) days after receipt of report, or the hearing provided for above, if such hearing is set by the City Administrator, the City Administrator shall make written decision and cause such to be served upon the employee or em- ployee organization and the Personnel Director. Step 5 . Personnel Board. If the grievance is not set- tled under Step , it may be appealed to the Personnel Board for de novo hearing and final determination in accordance with the following procedure: (a) Within five (5) days after the time decision is rendered under Step 4 above , a written statement of grievance shall be filed with the Personnel Director. Such statement of grievance shall set forth in detail the nature of the grievance, the facts surrounding the subject matter of the grievance, the contentions of the employee and the proposed solution or deter- mination. (b) Hearing. As soon as practicable thereafter, the Personnel Director shall set the matter for hearing before a hearing officer from the California State Office of Administra- tive Procedure . The hearing officer shall hear the case and shall make recommended findings, conclusions and decision in the form of a written report and recommendation to the Board. 48 . (c ) The Board shall consider the written report and. recommendations of the hearing officer and after due delib- eration in executive session, shall render a decision in the matter which shall be final and binding on all parties , and from which there shall be no further appeal . 19-6 . SUPPLEMENTAL HEARING BY PERSONNEL BOARD. (a) The Board may, in its sole discretion, after it has received the written report and recommendation of the hearing officer, set the matter for private hearing for the purpose of receiving additional evidence or argument . In the event the Board sets a private hearing for such purpose, the Personnel Director shall give written notice of such to all parties con- cerned in such matter. (b) The Board, following a consideration of the hear- ing officer's written report and recommendation and deliberation thereon and any supplemental hearing before the Board, shall make findings , conclusions and decision which shall be final and binding on all parties and from which there shall be no further appeal. 19-7 . GRIEVANCE. DEPARTMENT HEAD. Any department head who has a grievance may present it to the City Adminis- trator for determination. The City Administrator shall render a written decision to said department head within five (5) days after such submission, which decision may be appealed by the department head to the Personnel Board in accordance with Step 5 of Section 19-5 • RULE 20 REVIEW PROCEDURE IN DISCIPLINARY MATTERS 20-1. PURPOSE. The purpose of this rule is to provide a means by which grievances of employees arising out of dis- ciplinary matters may be considered, discussed and resolved at the level closest to the point of origin. The grievance procedure provided for in this rule does not apply to review of matters covered by Rule 19 of this resolution. 20-2 . DEFINITION. For the purpose of this rule, a grievance is a dispute concerning the application, interpre- tation, or enforcement of the rules contained in this reso- lution or departmental rules governing the conduct of employees in the competitive service in cases where discipline has been imposed upon such employees . 49. 20-3. SUBMISSION OF GRIEVANCES. Any individual employee shall have the right to present a grievance. If two (2) or more employees have essentially the same grievance and report to the same immediate supervisor, they may, and if requested to do so by the city , must collectively present and pursue their grievance . If a grievance is alleged by three (3) or more employees, the group shall, at the request of the city, appoint one (1) such employee to speak for the group. 20-4. 1 GRIEVANCE PROCEDURE. The grievance procedure shall consist of the following steps , each of which must be completed prior to any request for further consideration of the matter unless otherwise provided herein: Step 1. Informal Discussion (optional) . If an employee feels that he has a grievance, as defined -in Section 20-2 hereof, he may request a meeting with his immediate supervisor within ten (10) days after the employee becomes aware or rea- sonably should have become aware of the subject matter of the grievance . The immediate supervisor, within five (5) days of such request, shall meet with the employee when so requested and discuss the grievance in an effort to �clarify the issue and work toward a cooperative settlement or resolution of the dispute . The immediate supervisor shall present, verbally or in writing, his decision to the employee within five (5) days from the time of the informal discussion. Step 2 . Formal Procedure . Immediate Supervisor. If the problem is not settled through informal discussion, or if the employee elects not to invoke his right to informal discussion, the employee may formally submit a grievance to his immediate supervisor within five (5) days following the decision pursuant to informal discussion, or in the event the employee does not elect to invoke his right to informal discussion, within ten (10) days after the occurrence which gives rise to the grievance, or after the employee becomes aware or reasonably should have been aware of the subject matter of the grievance . Such submission shall be in writing, stating the nature of the grievance and a suggested solution or requested remedy. Within five (5 ) days after receipt of the written grievance, the immediate supervisor shall meet with the employee . Within five (5) days thereafter written decision shall be given the employee by the immediate supervisor. Step 3. Department Head. In cases where the department head is not the immediate supervisor, if the grievance is not settled under Step 2, the grievance may be presented to" the department head. The grievance shall be submitted within five (5) days after receipt of the written decision from Step 2. 50. Within five (5) days after receipt of the written grievance, the department head, or his representative , shall meet with . the employee and his immediate supervisor, if any. Within five (5) days thereafter written decision shall be given to the employee . 20-5 . PERSONNEL BOARD. If the grievance is not set- tled under Step 3, it may be appealed to the Personnel Board for de novo hearing and final determination in accordance with the following procedure: (a) Within five (5) days after the time decision is rendered under Step 3 above, a written statement of grievance shall be filed with the Personnel Director. Such statement of grievance shall set forth in detail the nature of the griev- ance, the contentions of the employee and the proposed solu- tion or determination. (b ) Hearing. As soon as practicable thereafter, the Personnel Director shall set the matter for hearing before a hearing officer. The hearing officer shall hear the case without the Board and shall make recommended findings, con- clusions and decision in the form of a written report and recommendation to the Board. (c ) The Board shall consider the written report and recommendations of the hearing officer and after due delib- eration in executive session, shall render a decision in the matter which shall be final and binding on all parties , and from which there shall be no further appeal. 20-6. SUPPLEMENTAL HEARING BY PERSONNEL BOARD. (a) The Board may, in its sole discretion, after it has received the written report and recommendation of the hearing officer, set the matter for private hearing for the purpose of receiving additional evidence or argument . In the event the Board sets a private hearing for such purposes, the Per- sonnel Director shall give written notice of such to all par- ties concerned in such matter. (b) The Board, following a consideration of the hearing officer's written report and recommendation and deliberation thereon and any supplemental hearing before the Board, shall make findings , conclusions and decision which shall be final and binding on all parties and from which there shall be no further appeal. 51. 20-7 . APPEALS, SUSPENSION, DEMOTION OR DISCHARGE: All appeals concerning those matters specified in subsection (d) , Section 808 of the city Charter, namely, suspension for more than thirty (30) days , demotion, or discharge, shall be to the Personnel Board in accordance with the procedures set forth in Sections 20-5 and 20-6 above . 20-8 . GRIEVANCE. DEPARTMENT HEAD. Any department head who has a grievance may present it to the City Administrator for determination. The City Administrator shall render a written decision to said department head within five (5) days after such submission, which decision may be appealed by 'the department head to the Personnel Board in accordance with Sections 20-5 and 20-6 of this resolution. 20-9 . EMPLOYEE STATUS PENDING FINAL DETERMINATION. Notwithstanding the provisions of Rule 7, Section 7-4 (Sus- pension with Pay) , the action of a department head, or the City Administrator if a department head is involved, shall be effective pending review by the appellate authority, and no employee shall be entitled to compensation during said period unless the action of the department head or City Administrator is modified by such appellate authority to provide for compensation, or is revoked. The appellate authority may order reinstatement of the employee and may grant full, partial, or no compensation for the period of suspension, demotion or dismissal. RULE 21 GRIEVANCE PROCEDURES - GENERAL 21-1. RIGHT TO REPRESENTATION. At any stage of the pro- ceedings , as set out in Rules 19 and 20 , each employee shall have the right to assistance by a representative of his own choosing to prepare and present his grievance, or by the rec- ognized employee organization which represents such employee in employee relations matters . 21-2 . RIGHT OF APPEAL. Any supervisor, department head or the City Administrator who renders a decision concerning any grievance in accordance with these rules , shall have the right of appeal . Any department head who renders a decision with respect to an employee under his jurisdiction, pursuant to Rule 19, shall have the right to appeal a decision from the City Administrator to the Personnel Board. 52 . 21-3 . ADVERSE DECISIONS. If any appellate authority hereunder fails to render a decision within the time stipu- lated, such inaction shall be deemed a right to proceed with the next following step in the procedure set forth in Rules 19 and 20 . 21-4 . REFERRAL OF APPEAL MATTERS. In any matter over which the appellate authority has no jurisdiction or control, such authority may pass the matter on to the next higher ap- pellate authority . 21-5 . RESOLUTION OF DISPUTES. All disputes as to what matter is subject to Rule 19, "Grievance Procedure Nondiscip- linary Matters" or Rule 20, "Review Procedure in Disciplinary Matters" shall be determined in accordance with the procedure set forth in Rule 19 hereof. 21-6 . PROCEDURES MUTUALLY EXCLUSIVE. The grievance procedures set forth in Rules 19 and 20 hereof are mutually exclusive . 21-7. HEARING OFFICERS. The hearing officer provided for in Rules 19 and 20 shall be furnished by the California State Office of Administrative Procedure or, the Board, in its discretion, may choose a member of the State Bar of Cali- fornia who is not employed by the City of Huntington Beach. 21-8 . HEARING OFFICER AND REPORTER. In all cases in- volving a hearing officer, a reporter shall be ordered unless waived by both the city and the appellant . The cost of a hearing officer and a reporter shall be borne equally by the city and the appellant . 21-9 . AUTHORITY TO COMPEL ATTENDANCE OF WITNESSES . Any appointing authority, the hearing officer and the Personnel Board shall have the power to issue subpoenas to compel the attendance at any hearing held under Rules 19 or 20 of this resolution of any witness whether or not such witness is an employee, and to administer oaths or affirmations in conjunction with such hearing. 21-10 . LIMITATION ON TIME. If an employee or employee organization does not present a grievance or does not appeal the decision rendered regarding his grievance within the time specified in these rules, such decision shall stand and shall be final for all purposes, and binding upon the parties . 21-11. TIME. COMPUTATION OF. The period of time in which any act must occur, as provided in these -rules , shall 53• be computed by excluding the first and .including the last day of such period, and in the event the last day falls on a Saturday, Sunday or legal holiday, such acts may be accomplished on the next succeeding working day. As used in Rules 19 and 20 , all references to days shall be interpreted to mean calendar days . 21-12 . TIME. EXTENSION OF. Upon written consent of the parties , the time limitation imposed upon procedures set forth in these rules may be extended a reasonable time . 21-13. MEMORANDA OF AGREEMENT GIVEN PRECEDENCE. In any case in which any provision of this resolution is inconsistent with a provision embodied in any memorandum of agreement be- tween a recognized employee organization and the city, approved by the Council and executed, the provision contained in such memorandum of agreement shall supersede the provision contained in these rules . ' 21-14 . GRIEVANCE PAY. Adjustments in pay, benefits , etc . resulting from a grievance settlement shall be limited to no more than sixty (60) days prior to the filing of the grievance. RULE 22 REPEALS Resolutions No. 1722, 2504 , 2667, 2860 , 3050, 3254 and 3381 are hereby repealed, and all resolutions in conflict herewith are hereby repealed. RULE 23 SEVERABILITY If any section, subsection, sentence, clause, phrase or portion of this resolution, or any additions or amendments thereto, or the application thereof to any person, is for any reason held to be invalid or unconstitutional by the decision of any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this resolution or its application to other persons . The City Council hereby declares that it would have adopted this resolution and each section, subsection, sentence , clause, phrase or portion, and any additions or amendments thereto, irrespective of the fact that any one or more sections , subsections , sentences, clauses, phrases or portions , or the application thereof to any person, be declared invalid or unconstitutional . 54 . PASSED AND ADOPTED by the City Council of the City- of Huntington Beach at a regular meeting thereof held on the 7th day. of October, 1974 . ATTEST: Mayor City Clerk APPROVED AS TO CONTENT: APPROVED AS TO FORM: City Administrator City t ey yr� 55• ADDENDUM I TO RESOLUTION NO. 3960 DEPARTMENT HEADS AND KEY PERSONNEL Administrative Analyst Administrative Asst. Asst . Building Director Asst . City Attorney Asst . Director Admin. Asst . Director Finance Asst . Director Harbors & Beaches Asst. Director Library Asst. Personnel Director Battalion Chief City Administrator City Attorney City Clerk City Treasurer Civil Defense/Emer . Services Coord. Data Processing Supervisor Department Analyst Deputy Attorney I Deputy Attorney II Deputy Attorney III Director Finance ' Director Harbors & Beaches Director Building & Comm. Dev. Director Library i Director Personnel Director Planning & Env. Resources I Director Public Works Director Recreation & Parks Division Engineer Economic Development Officer Environmental Resources Admin. Executive Assistant Fire Chief Fire Marshal Internal Auditor Invest. Officer Manpower Analyst Marine Safety Captain Operations Officer Personnel Analyst Planning Program .Admin. Planner Senior Police Captain Police Chief Programmer/Analyst Purchasing Officer Superintendent Oil Superintendent Parks Supervisor Beach Supt. Recreation $ Human Services Supervisor License Supervisor Accountant Supervisor Recreation Traffic Engineer i I i PERSONNEL RULES TABLE OF CONTENTS Page No . RULE 1 - PURPOSE 1 RULE 2 - PRINCIPLES RULE 3 - GENERAL PROVISION 2 RULE 4 - DEFINITIONS 4-1 . Acting Appointment I 4-2 . Anniversary Date 4-3. Appellate Authority 4-4 . Appointing Authority 4-5 . Appointment 4-6 . Board �. 4-7. City 3 4-8 . Class 4-9 . Classification Plan r 4-10. Class Specifications 4-11. Compensation Schedule 4-12 . Competitive Service 4-13. Continuous Service 4-14 . Demotion ! 4-15. Dismissal 4-16 . Eligible 4-17 . Employee 4-18 . Employment List 4-19 . Examination 4-20 . Just Cause 4 4-21 . Layoff 4-22. Layoff List 4-23 . Leave 4-24 . Original Appointment 4-25 . Overtime Work 4-26. Part-Time, Competitive Position 4-27. Part-Time, Noncompetitive Position 4-28 . Permanent Appointment 4-29. Permanent Employee 5 4-30 . Permanent Position 4-31. Personnel Board 4-32. Personnel Requisition Form 4-33. Personnel Transaction Form 4-34 . Position 4-35 . Position Assignment 4-36 . Probation 4-37 . Probationary Employee 4-38 . Promotion 4-39 . Promotional List 4-40 . Public Safety Employees i ' Page No. RULE 4 - DEFINITIONS (continued) 4-41 . Reclassification 6 4-42 . Recognized Employee Organization 4-43. Recurrent Employee 4-44 . Reduction 4-45 . Reemployment , 4-46 . Regular Status 4-47 . Reinstatement 4-48 . Rejection 4-49 . Relative by Blood or Marriage within the Third Degree 4-50 . Release 4-51. Reprimand 4-52. Resignation 7 4-53. Review Procedure 4-54. Rules 4-55 . Salary Advancement 4-56. Salary Range 4-57 . Salary Rate 4-58 . Salary Step 4-59 . Suspension 4-60 . Temporary Position 4-61 . Termination 4-62 . Transfer 4-63. Vacancy 4-64 . Workday { 4-65 . _ Work Schedule i 4-66 . Work Shift 8 4-67 . Y-Rate RULE 5 - RECRUITMENT AND SELECTION PROCEDURE f 5-1. Types of Appointments 5-2. Notice to Personnel Director 5-3 • Certification of Eligibles 5-4 . Order of Certification 5-5 • Appointment 9 5-6 . Acting Appointment 5-7. Emergency Appointment 5-8 . Temporary/Part-Time Employment j 5-9 . Medical Examination 10 i 5-10 . Announcements 5-11. Application Forms j 5-12 . Disqualification I 5-13. Nature and Types of Examinations 12 5-14 . Promotional Examinations ; 5-15 . Open-Competitive Examinations 5-16. Conduct of Examinations 13 ii i Page No . RULE 5 - RECRUITMENT AND SELECTION PROCEDURE (continued) 5-17 . Scoring Examinations and Qualifying Scores 5-18. Notification of Examination Results 5-19 . Employment List 5-20 . Duration of Employment Lists 5-21 . Reemployment Lists 14 5-22 . Removal of Names from List 5-23. Promotion, Transfer or Reemployment . Physical Examinations 5-24 . Recurrent Employment 15 RULE 6 - TRANSFER, AND PROMOTION 6-1. Transfer 6-2. Advancement According to Merit and Ability 16 6-3 . Advancement . Interference with - 6-4 . Promotion RULE 7 - DISCIPLINE 7-1. Discipline 7-2 . Causes for Discipline 7-3. Demotion 19 7-4 . Suspension with Pay 20 7-5 • Suspension without Pay 21 7-6 . Dismissal 7-7 . Department Head Discipline and Dismissal 7-8 . Investigation of Charges 22 7-9 . Dismissal from Service . Effect 7-10 . Reinstatement RULE 8 - TERMINATION 23 8-1. Medical Examination. Evaluation of Employees ' s Work Capacity . Demotion, Transfer or Termination of Appointment 8-2. Layoff. Grounds 24 8-3 . Layoff in Accordance with Length of Service . Determina- tion of Length of Service . Professional, Scientific and Executive Classes 8-4 . Order of Layoff When Combined Scores Are Equal 25 8-5. Placing Names of Employees to Be Laid Off or Demoted on Reemployment Lists iii j Page No . RULE 8 - TERMINATION (continued) 8-6. Salary of Employee Certified to Position after Layoff of Demotion 8-7 . Notice of Layoff. Election to Accept Layoff Prior to Effective Date 8-8 . Restrictions on Appointments 8-9 . Assignment of Duties to Another 26 8-10 . Resignation 8-11. Reemployment 8-12. Termination Checkout RULE 9 - PROBATION 9-2 . Requirement . Length 9-3. Salary Advancement at Com- pletion of Probation 27 9-4 . Rejection of Probationary Employee RULE 10 - TRAINING FOR EMPLOYEES 10-1. Training. Type of 10-2. Credit for Training RULE 11 - OUTSIDE EMPLOYMENT . 28 RULE 12 - CLASSIFIC,TION PLAN 12-1. Assigning Positions to Appro- priate Ranges and Pay Plan 12-2 . Creation of Plan 29 12-3. Adoption of Plan 12-4 . Personnel Board. Hearings 12-5 . Reallocation or Reclassification of Positions 12-6 . Hearing on Allocation or Reallocation of Position 12-7 . Status of Employee upon Reallocation of Position. Change 30 12-8 . Establishment of New Positions . Reports by Department Heads 12-9 . Reclassification 12-10 . Temporary Employees RULE 13 - COMPENSATION SCHEDULE 13-1. Policy 13-2 . Compensation Schedule 31 RULE 14 - ADDITIONAL PAY AND PAY ADJUSTMENT 14-1. Merit Salary Advancement 14-2 . Deferment 14-3 . - --Mer-it,-°Salary.,-Advancement Not Affected by Authority to Fix Salaries iv `Page No. RULE 14 - ADDITIONAL PAY AND PAY ADJUSTMENT (continued) 14-4. Cumulative Right to Merit Advancements 32 14-5 . Budget Provision for Salary Advancements 14-6 . Salary Advancements to Meet Recruiting Problems or to Give Credit for Prior Service . Application for Other Advance- ments 14-7. Authorization of Payment above Maximum Rate of Class 14-8 . Overtime Compensation 14-9 . Compensation after Promotion 33 14-10 . Compensation after Demotion 14-11. Reduction 34 14-12 . Standby Pay 14-13. Application of Pay Rate . Entire Compensation 14-14 . Payroll Deductions RULE 15 - REPORTS AND RECORDS 35 15-1. Employee's Performance Report 15-2. Performance Evaluation 15-3. Change in Status Reports 36 15-4 . Personnel Rules 15-5 . Destruction of Records RULE 16 - NEPOTISM 16-1. Relatives . Appointment Prohibited 16-2. Supervisory Relationships 37 16-3. Relatives . Appointment Prohibited 16-4 . Present Employees Exempted RULE 17 - DEPARTMENTAL RULES AND REGULATIONS RULE 18 - ATTENDANCE AND LEAVES 18-1. Attendance 18-2 . Anniversary Date 18-3. Annual Vacation 18-4 . Vacation Allowance 38 18-5 . Vacation. When Taken 18-6 . Holidays Occurring during Vacation 18-7. Terminal Vacation Pay 39 18-8 . Sick Leave 18-9 . Sick Leave Allowance 18-10. Sick Leave Disallowed 18-11. Evidence of Need for Sick Leave_ 40 18-12 . Extended Sick Leave 18-13 . Illness Occurring during Vacation 18-14 . Sick Leave upon Termination 41 18-15 . Payment of Dependent Health Insurance Premiums v Page No. i RULE 18 - ATTENDANCE AND LEAVES (continued) 18-16. Industrial Accident Leave 18-17 . Industrial Accident . Report Required 42 18-18 . Industrial Accidents Requiring Medical Examination 18-19 . Maternity Leave 18-20 . Leave of Absence without Pay 18-21. Restricted Duty Limitation 43 18-22 . Military Leave 44 18-23. Jury Duty 18-24 . Reporting Absences 18-25 . Holiday Leave 45 18-26. Workweek 18-27. Work Shifts 46 18-28 . Work Schedule RULE 19 - GRIEVANCE PROCEDURE - NONDISCIPLINARY MATTERS 19-1. Purpose 19-2 . Definition 19-3. Matters Excluded from Grievance Procedure 19-4 . Submission of Grievances 19-5 . Grievance Procedure 47 1-9-6 . Supplemental Hearing by Personnel Board 49 19-7 . Grievance . Department Head RULE 20 - REVIEW PROCEDURE IN DISCIPLINARY MATTERS 20-1 . Purpose 20-2 . Definition 20-3 . Submission of Grievances 50 20-4 . Grievance Procedure 20-5 . Personnel Board 51 20-6 . Supplemental Hearing by Personnel Board 20-7 . Appeals . Suspension, Demotion or Discharge 52 20-8 . Grievance . Department Head 20-9 . Employee Status Pending Final Determination RULE 21 - GRIEVANCE PROCEDURES - GENERAL 21-1. Right to Representation 21-2 . Right of Appeal 21-3. Adverse Decisions 53 21-4 . Referral of Appeal Matters 21-5 . Resolution of Disputes 21-6 . Procedures Mutually Exclusive 21-7 . Hearing Officers vi Page No. RULE 21 - GRIEVANCE PROCEDURES - GENERAL Ccontinued) 21-8 . Hearing Officer and Reporter 21-9 . Authority to Compel Attendance of Witnesses 21-10 . Limitation on Time 21-11. Time . Computation of 21-12 . Time . Extension of 54 21-13. Memoranda of Agreement Given Precedence 21-14 . Grievance Pay RULE 22 - REPEALS RULE 23 - SEVERABILITY vii i Res. No. 3960 i i STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss: CITY OF HUNTINGTON BEACH ) I, ALICIA M. WENTWORTH, the duly elected, qualified City Clerk of the City of Huntington Beach, and ex-officio Clerk of the I City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the 7th day of October 19 [ , by the following vote: AYES: Councilmen: Shipley, Bartlett, Gibbs, Wieder, Duke, Coen NOES: Councilmen: i None ABSENT: Councilmen: Matney City Clerk and ex-officio Clerk i of the City Council of the City of Huntington Beach, California I i i i i 1 i i ' RESOLUTION NO. 3461 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH AMENDING RESOLUTION NO . 3335 TO DESIGNATE THE CITY ADMINISTRATOR AS THE CITY 'S PRINCIPAL REPRESENTATIVE IN ALL MATTERS OF EMPLOYER-EMPLOYEE RELATIONS The City Council of the City of Huntington Beach does hereby resolve that Resolution No . 3335 entitled, "A Resolu- tion of the City Council of the City of Huntington Beach Adopting Rules and Regulations for the Conduct of Employer- employee Relations within said City, " is hereby amended by amending the following sections only , to read as follows : 5-2 . CITY 'S REPRESENTATIVE DESIGNATED . The City Council hereby designates the City Administrator, or any person desig- nated by him, as the city ' s principal representative in all matters of employer-employee relations , with authority to meet and confer in good faith on matters within the scope of repre- sentation. 8-1 . MEMORANDUM OF AGREEMENT. TERMS AND CONDITIONS . All matters of employer-employee relations within the scope of rep- resentation for all employees in any unit represented by a recog- nized employee organization, or any individual employee repre- senting himself, shall remain the same from year to year unless on or before March 1 of the calendar year 1972 , and March 1 of each calendar year thereafter, proposals in writing identifying the areas within the scope of representation to be covered in negotiations are filed with the Personnel Director by such rec- ognized employee organization, or such individual employee , or the City Council . All memoranda of agreement approved by the Council shall be effective on July 1 of each year unless other provision is made , and the funding thereof shall be included in the city ' s budget . No increase or improvement of wages , hours or other terms or conditions of employment within the scope of representation shall be effective for employees represented by recognized em- 1 . 1 ployee organizations except. by means of memoranda of agree- ment signed by such recognized employee organizations and the City Administrator, and approved by the City Council . 8-2 . APPROVAL OF . If agreement is reached by and be- tween the City Administrator and the recognized employee or- ganization, on matters within the scope of representation, they shall jointly prepare a written memorandum of agreement . Said agreement shall not be binding, nor of any force or ef- fect , unless and until approved by the City Council . In the event the Council does not approve said agreement , the Council shall refer such agreement back to the City Ad- ministrator to make an additional attempt to meet and confer in good faith with the recognized employee organization to reach agreement which will be acceptable to the City Council . Such agreement , as changed and modified, shall not be binding, nor of any force or effect , unless and until approved by the City Council. 9-1 . IMPASSE MEETING. REQUEST FOR . If, after a rea- sonable period of time , the City Administrator and the repre- sentatives of the recognized employee organization have ex- hausted all possible means of reaching agreement , either party may, by written communication to the other, request an impasse meeting. Within ten (10) calendar days after receipt of the written request , there shall be an impasse meeting between the parties to : (1) Make one more attempt to reach agreement . (2) Identify and reduce to writing the issue or issues in conflict . (3) Select by mutual consent , the type of impasse pro- cedure to be used . 9-2 . IMPASSE PROCEDURES . TYPES OF . Any of the follow- ing procedures may be selected in order to resolve an impasse : (a) Mediation (or Conciliation) . The mediator shall make no public recommendations nor take any public position concerning the issues . Mediation shall be conducted under the rules of the California State Conciliation Service . (b ) Fact Finding. The Fact Finder shall report his find- ings only to the parties involved and the Personnel Board . Fact finding shall be conducted under the rules and regulations of the American Arbitration Association . (c) Advisory Arbitration . To be conducted under the rules 2 . and regulations of the American Arbitration Association. The arbitrator 's recommendations will be submitted to both parties and the Personnel Board . (d) Personnel Board Hearing. The impasse may be referred to the Personnel Board for a. hearing and recommendation to the City Council . When an impasse is resolved in accordance with the proce- dures set forth in this section, the memorandum of agreement shall be modified accordingly, and such modified memorandum of agreement shall be submitted to the Personnel Board for review and recommendation to the City Council . Said modified agree- ment shall not be binding, nor of any force or effect , unless and until approved by the City Council . If no agreement can be reached on the impasse procedure to be used pursuant to this section within ten (10) days after the impasse meeting, such impasse will be automatically submitted to the Personnel Board at private session for determination, and such determination shall be final as between the recognized employee organization and the City Administrator . The City Administrator and the recognized employee organization shall have the right to notice , attendance , opportunity to be heard and present relevant evidence to the Board at such private session . After reaching its determination which shall not be subject to further review, the memorandum of agreement shall be modified in accordance therewith, and such memorandum of agreement , as modified, shall be transmitted, together with a written report from the Personnel Board, to the City Council for approval . Such memorandum of agreement , as so modified, shall not be binding, nor of any force or effect , unless and until approved by the City Council. 10-1 . REASONABLE TIME OFF TO MEET AND CONFER. The rec- ognzied employee organization may select not more than two ( 2) employee members of such organization to attend scheduled meetings with the City Administrator or other management of- ficials on subjects within the scope of representation during regular work hours without loss of compensation . Where cir- cumstances warrant , the City Administrator may approve the attendance .at such meetings of additional employee represen- tatives without loss of compensation. The recognized employee organization shall submit the names of all such employee rep- resentatives to the City Administrator at least two (2) work- ing days in advance of such meetings , provided that : ( a) No employee representative shall leave his duty or work station or assignment without specific approval of the department head or other authorized city management official . 3 • (b) Any such meeting .is subject to scheduling by the City Administrator in a manner consistent with operating needs and work schedules . SECTION 11 PERSONS NOT IN UNITS PERSONS NOT IN UNITS . Employees. not included within an appropriate unit and therefore not represented by a recognized employee organization, and elected department heads shall have their base salary ranges , fringe benefits and other terms and conditions of employment , insofar as such do not conflict with the city Charter, determined in accordance with the following procedure : ( 1) Not less than one ( 1) month prior to the time the annual city budget is presented to the City Council for adop- tion, the City Administrator shall assemble relevant data and information pertinent to the matters encompassed by, this sec- tion and shall discuss such data and information with the per- son concerned who shall have the right to present to the City Administrator relevant data and information which shall be duly received and considered by the City Administrator . ( 2) The City Administrator shall then present , in written and oral form, such relevant data and information to the Per- sonnel Board in private session with respect to which the per- son concerned shall have the following rights : to prior notice ; to attendance ; to be heard and present relevant data and in- formation . The Personnel Board shall make findings and con- clusions based on all relevant data and information received by it at such session, and shall prepare and transmit to the City Council its written report., including such findings , con- clusions and recommendations , prior to the time the annual city budget is presented to the City Council for adoption . ( 3) After duly considering the written report and recom- mendations of the Personnel Board, the City Council shall, by resolution, determine the matters with which this section is concerned . In the event the City Council rejects the report and recommendations of the Personnel Board, the City Admin- istrator and the person concerned shall have the opportunity to appear before and be heard by the City Council in private session with respect to which the person concerned shall have the same rights as enumerated in subsection (2) above of this section, prior to the determination by the City Council of such matters , and such determination shall be based on rele- vant data and information. 4 . ( 4) All salary and other adjustments made pursuant to this section shall be effective as of July 1 of each year unless other provision is made , and the funding thereof shall be in- cluded in the city ' s budget'. ( 5) The purpose of this section is to determine salary and other adjustments for a position without regard to the in- dividual occupying such position. 14-4 . DECISION. APPEAL FROM. Any provision of this resolution to, the contrary notwithstanding, any decision of the City Administrator or Personnel Director made pursuant to this resolution may be appealed to the Personnel Board by any employee organization or self-representing employee , adversely affected by such determination, or by the City Council . Any decision of the Personnel Board made pursuant to this resolution may be appealed to the City Council by any employee organization, or self-representing employee , adversely affected by such determination, or by the City Council. This section shall not apply to any determination made by either the City Administrator or the Personnel Board in con- nection with the impasse procedures pursuant to Section 9-2 of this resolution. Notice in writing by mail of all determinations of the City Administrator or Personnel Director or the Personnel Board pur- suant to this resolution must be served upon the employee organ- ization or the self-representing employee concerned, and the City Council, within five ( 5) days after such determination is made . No appeal from any such determination may be made unless a written notice of appeal is filed with the Personnel Board, in the case of an appeal to the Personnel Board, or with the City Council , in the case of an appeal to the City Council, within ten (10) days following the date of service of notice of such determination, as provided herein. The date of mailing of such notice of determination, as provided herein, shall be conclusively deemed the date of service thereof. All sections of Resolution No . 3335 not expressly amended by this resolution shall remain in full force and effect . PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 3rd day of April, 1972 . 5 • Mayo ATTEST : City erk APPROVED AS TO FORM: City At or ey ....:: v 6 . Res. No. 3461 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss : CITY OF HUNTINGTON BEACH ) I , MAUL C. JONES, the duly elected, qualified and acting City Clerk of the City of Huntington Beach, and ex- officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the rd day of April , 19 72 , by the following vote: AYES: Councilmen: Bartlett, Gibbs, Green, Matney, Coen, McCracken NOES: Councilmen: None ABSENT: Councilmen: Shipley Cit an fficio Clerk of the City Co cil of the City of Huntington Beach, California f I RESOLUTION NO. 3381 A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH ADOPTING RULES AND REGU- LATIONS GOVERNING PERSONNEL ACTIVITIES WITHIN SAID CITY WHEREAS, the City Council is authorized and directed, under the provisions of Article 183, Chapter 18 of the Huntington Beach Ordinance Code, to adopt rules and regulations for the adminis- tration of the personnel system created by the city Charter and said code , NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Huntington Beach does hereby adopt the following rules : RULE 1 PURPOSE The objectives of these rules are to facilitate efficient and economical service to the public and to provide a fair and suitable system of personnel management in the municipal govern- ment . These rules set forth, in detail, procedures to accom- plish the following: to insure similar treatment for all who compete for employment and promotion; and to define obligations, rights , benefits and prohibitions on all city employees . At the same time, it -is recognized that individuals dif- fer, and that no rule or regulation may properly prescribe uni- form conditions applicable to every individual circumstance . RULE 2 PRINCIPLES The intent of these rules is to recognize the following principles : the citizens of Huntington Beach have a right to expect that the city will employ the best qualified persons available; that tenure of every city employee will depend upon need for the work performed, availability of funds , effective performance, proper personal conduct , and continuing fitness for his position; and that each employee will be encouraged and pre- pared to perform at his optimum level. 1. Employees of the city -have the right to be fully informed of expected performance, level of performance, promotion on the basis of merit and ability, reward for good performance, discipline for poor performance, and protection from suspension, demotion, or dismissal without just cause . RULE 3 GENERAL PROVISION FAIR EMPLOYMENT . City employment shall be based on merit . No appointment to, promotion to or removal from a position in the competitive service shall be affected or influenced in any manner by sex, race, color, creed, nationality, age, political or re- ligious opinion or affiliation, except as provided elsewhere in these rules . RULE 4 DEFINITIONS The following terms, whenever used in these rules, shall be construed as follows : 4-1. ACTING APPOINTMENT. The appointment, for a limited period, of a person. to a position in a class for which no em- ployment list exists ; to a position in a higher class occupied by a permanent appointee on suspension; or to a position in a higher class occupied by a probationary or permanent appointee who is on authorized leave of absence; or occupying a position for which a vacancy exists . 4-2 . ALLOCATION. The assignment of a single position to its proper class in accordance with duties performed and the authority and responsibility exercised. 4-3 . ANNIVERSARY DATE. The most recent date of com- mencement of full-time employment with the city, unless the term "anniversary date" is used to describe merit salary step advancement date. 4-4 . APPELLATE AUTHORITY . Any person or board who has authority to hear an appeal as provided by these rules . 4-5 . APPOINTING AUTHORITY. Appointing authority shall mean a department head, with respect to personnel in his depart- ment , or the officer or officers of the city designated by the city Charter to make appointment to a position. 4-6 . APPOINTMENT. The employment of a person in a position. 2 . 4-7. BOARD. The Personnel Board established in accordance with the city Charter. 4-8. CITY. The City of Huntington Beach, a municipal cor- poration. 4-9 . CLASS . A group of positions sufficiently similar in duties , responsibilities , authority and minimum qualifications to permit combining them under a single title, and to permit appli- cation of common standards of selection and compensation . 4-10 . CLASSIFICATION PLAN. The designation of a title for each class , together with the specifications for each class, as prepared and maintained by the Personnel Director with departmen- tal input . 4-11. CLASS SPECIFICATIONS . A written description of a class setting forth factors and conditions which are character- istic of positions in that class . 4-12 . COMPENSATION SCHEDULE. A schedule of salary ranges of all classes in the service of the city, including single-position classes, setting forth the salary range for each such class in accordance with the criteria and procedures set forth in this resolution, and also setting forth the salary rates by step in each such range . 4-13 . COMPETITIVE SERVICE. The positions and classifica- tions which are included within the personnel system by ordinance, as provided by the city Charter. 4-14 . CONTINUOUS SERVICE. Employment without interruption except for approved leaves of absence . 4-15 . DEMOTION. The movement of an employee from one class to another having a lower salary range . 4-16 . DISMISSAL. The discharge of an employee from the competitive service by the appointing authority for cause . 4-17 . ELIGIBLE. A person qualified for appointment from an employment list . 4-18. EMPLOYEE. Any individual occupying a position in the competitive service. 4-19 . EMPLOYMENT LIST . A list of names of persons who have taken an examination for a position in a class in the com- petitive service and passed, and whose names are ranked on the list in the order of the score received. 3 . 4-20 . EXAMINATION. The process of testing, evaluating, investigating and determining the fitness and qualifications of applicants : Open-competitive examination: one that is open to all persons meeting the minimum qualification for the class . Promotional examination: a test for a position in a particular class , limited to qualified employees in the competitive service . Continuous examination: an open-competitive examin- ation given periodically . The names of applicants achieving a passing grade shall be placed on an em- ployment list in the order of the scores received, and such list shall remain in effect for one (1) year from the date such list is prepared. 4-21. JUST CAUSE. Cause, supported by substantial evidence, for a superior to take disciplinary action against a subordinate employee . 4-22 . LAYOFF . Termination of an employee because of lack of funds or lack of work . 4-23. LAYOFF LIST. A list containing the names, in the order of date of layoff, of permanent employees who have been laid off. 4-24 . LEAVE. Authorized or unauthorized absence from work. 4-25 . ORIGINAL APPOINTMENT. The appointment of an in- dividual to a vacant position in a probationary status after such individual has achieved a passing score on an open-com- petitive or continuous examination. 4-26 . OVERTIME WORK. Working time in excess of an em- ployee ' s assigned work time . 4-27 . PART-TIME, COMPETITIVE POSITION. A position in which the employee regularly works less than forty (40) hours per week but not less than twenty (20) hours per week. 4-28 . PART-TIME, NONCOMPETITIVE POSITION. A position in which the employee regularly works less than twenty (20) hours per week. 4-29 . PERMANENT APPOINTMENT. The appointment of a person to a permanent position upon successful completion of probation, when applicable, which signifies satisfactory performance in the permanent position to which the employee is assigned. 4 . 4-30 . PERMANENT EMPLOYEE. An employee who has successfully completed a probation period in a permanent position . 4-31. PERMANENT POSITION. A full-time or part-time position, authorized in the budget, and expected to exist indefinitely . 4-32 . PERSONNEL ACTION FORM. The multipurpose form used for processing changes in an employee 's salary rate, employment status and other matters contemplated within these rules . 4-33 . PERSONNEL BOARD. A Board, created by Section 808 of the city Charter, to assist in personnel administration and to exercise those powers and duties set forth in said section of the Charter. 4-34 . POSITION. Any office or employment (whether part time or full time, temporary or permanent, occupied or vacant) involv- ing the performance of certain duties by an employee . 4-35. PROBATION. A working-test period during which an em- ployee is required to demonstrate his ability and capacity to per- form the duties of the position to which he has been appointed. 4-36 . PROBATIONARY EMPLOYEE. An employee holding a pro- bationary appointment to a permanent position. 4-37. PROMOTION. The movement of an employee from a po- sition in one class to a position in another class imposing higher duties and responsibilities , requiring higher qualifi- cations and providing a higher maximum rate of pay . 4-38 . PROMOTIONAL LIST. An employment list established after the administration of a promotional examination . 4-39 . PUBLIC SAFETY EMPLOYEES . Those employees desig- nated as Public Safety Employees by the Public Employees ' Re- tirement System. 4-40 . RECLASSIFICATION. The reassignment of a position from one class to a different class after re-evaluation of the minimum qualifications , duties, authority and responsibilities of the position. 4-41. RECOGNIZED EMPLOYEE ORGANIZATION. Any organization which includes employees of the city and which has as one of its primary purposes representing such employees in their em- ployment relations with the city . 4-42 . RECURRENT EMPLOYEE. An employee whose employment is not permanent but who may work full time or part time as determined by the department needs and is paid on an hourly basis . 5 . 4-43 . REDUCTION. A salary decrease within the limits of the pay range established for a class , or resulting from an increase to other classifications in the same range . 4-44 . REEMPLOYMENT . Employment without examination of a former permanent employee pursuant to these rules . 4-45 . REGULAR STATUS . The status of any employee holding a permanent appointment . 4-46 . REINSTATEMENT. Return of an employee to his former position in the competitive service within one (1) year after layoff, or at any time after successful appeal of a suspension, demotion or dismissal. 4-47 . REJECTION. The separation of an employee from the service during his probationary period. 4-48 . RELATIVE BY BLOOD OR MARRIAGE WITHIN THE THIRD DE- GREE. All of the following relationships are within the third degree : children, parents , granchildren, brothers, sisters , grandparents, great grandchildren, nephews, nieces , uncles, aunts and great grandparents . 4-49 . RELEASE. The return of an employee to his former position in the competitive service after such employee has failed to complete a promotional probationary period success- fully . 4-50 . REPRIMAND . A verbal or written reproof, administered to an employee as a disciplinary measure, for an infraction of the rules hereinafter set forth in this resolution. 4-51. RESIGNATION . Termination of employment at the em- ployee 's request . 4-52 . REVIEW PROCEDURE. The rules and procedures govern- ing the review of personnel disciplinary matters and the inter- pretation or application of these rules . 4-53. RULES. Rules and regulations for the competitive service of the City of Huntington Beach as embodied in this resolution. 4-54 . SALARY ADVANCEMENT . A salary increase of one or more steps within the limits of a salary range established for a class . 4-55 . SALARY RANGE . The range of salary rates for a class as set forth in the compensation plan. 4-56 . SALARY RATE. Dollar amount of each step in a salary 6 . range or the flat amount for a class having no salary range, des- ignated as compensation for services rendered. 4-57 . SALARY STEP . The minimum to maximum increments of a salary range . 4-58 . SUSPENSION. A temporary removal from duty, with or without pay of an employee for disciplinary purposes or for the purpose of investigating accusations brought against an employee . 4-59 . TEMPORARY POSITION. A full-time or part-time po- sition which shall exist for a limited time . 4-60 . TERMINATION. Separation from the competitive service . 4-61. TRANSFER. A change of an employee from one position to another in the same or different class having essentially the same salary range, involving the performance of similar duties and requiring substantially the same basic qualifications . 4-62. VACANCY. A budgeted position unoccupied by a pro- bationary or regular employee . 4-63 . WORK DAY. The number of hours an employee in each position is required to work as set forth in these rules . 4-64 . WORK SCHEDULE. The assignment of a position to a work shift or a series of work shifts in a seven-calendar-day period. 4-65 . WORK SHIFT . The number of regular working hours assigned to each position or class , as more specifically set forth in these rules . RULE 5 RECRUITMENT AND SELECTION PROCEDURE 5-1 . TYPES OF APPOINTMENTS . All vacancies in the com- petitive service shall be filled by reemployment, promotion, de- motion, transfer, reinstatement or from appropriate employment lists , if available, certified by the Personnel Director. 5-2 . NOTICE TO PERSONNEL DIRECTOR. Whenever a vacancy occurs in the competitive service and is to be filled, the ap- pointing authority shall immediately notify the Personnel Di- rector. The Personnel Director shall investigate and inform the appointing authority of the availability of personnel for reemployment, reinstatement, transfer, demotion, promotion, or of eligibles named on appropriate employment lists . 7 • 5-3 • CERTIFICATION OF ELIGIBLES . The appointing authority shall indicate whether it is desirable to fill the vacancy by re- employment , reinstatement, transfer, promotion or demotion, or the use of an appropriate employment list . If appointment is to be made from an employment, promotional or reemployment list, the names of the top five (5) eligibles in order of score achieved willing to accept appointment, shall be certified. 5-4 . ORDER OF CERTIFICATION . Whenever certification is to be made, the eligibility lists, if active and not exhausted, shall be used, in the following order: (a) Promotional list (b ) Reemployment list (c) Employment list If fewer than five ( 5) names of persons willing to accept appointment are on the list from which certification is to be made, then additional eligibles shall be certified from the various lists next lower in order of preference until five (5) names are certified. If there are fewer than five (5) names on such lists , there shall be certified the number thereon . In such case, the appointing authority may demand certification of five (5) names and examinations shall be conducted until five (5) names may be certified. The appointing authority shall fill the position by the appointment of one of the persons certified. 5-5. APPOINTMENT . In the appointment of employees other than department heads , the department head shall make appoint- ments from among those certified by the Personnel Director, and shall immediately notify the Personnel Director of the person or persons selected. The department head shall then notify the per- son appointed in writing, and if the applicant accepts the ap- pointment and presents himself for duty within such period of time as the department head shall prescribe, he shall be deemed to be appointed. Otherwise, he shall be deemed to have declined the appointment, and the next eligible in order shall be noti- fied. This procedure shall be followed until the position has been filled. 5-6 . ACTING APPOINTMENT . When there is no employment list from which a position may be filled, the department head may fill such position by an acting appointment . Such acting appoint- ment shall continue only until eligibles are available from an appropriate employment list , and provided that such appointment does not exceed the probationary period for the class EXCEPT that on recommendation of the appointing authority, with the approval of the Personnel Director, an acting appointment may be continued for the life of such position. An appropriate employment list 8 . shall be established for each class to which an acting appoint- ment is made within six (6) months from the date of the vacancy, and providing further that no special credit shall be allowed in meeting any qualifications or in giving any test or in the estab- lishment of any employment or promotional list for service ren- dered under an acting appointment . 5-7 . EMERGENCY APPOINTMENT . To meet the immediate require- ments of an emergency situation which threatens public life and public property, the City Council, or any elected official with appointing authority, or department head of the city may employ such persons as may be needed for the duration of such emergency notwithstanding these rules and regulations affecting appointment . As soon as possible such appointment shall be reported to the City Administrator, the City Council and Personnel Director. Any emer- gency appointment which lasts in excess of six ( 6) months shall be reviewed by the Personnel Director. 5-8. TEMPORARY APPOINTMENT. No person shall be employed temporarily in a permanent , part-time or seasonal position except as provided herein: (a) As a substitute for a regular employee who is absent from his position. (b) For the duration of any war or national emergency and six (6) months thereafter. (c) When it is impossible to recruit an appointee meeting the standards for permanent or recurrent employment . (d) When the budget appropriation allows for only temporary employment, or when the work assignment is of short duration, or when it is anticipated that the position will soon be abolished. (e ) Lack of an employment, reemployment or promotional list, or nonavailability of those eligibles on such lists . (f) When a state of disaster exists or such conditions exist which seriously endanger the health, welfare and safety of the community . A temporary appointment shall not exceed six (6) months and the department head, with notice to the Personnel Director, may terminate a temporary appointment at his discretion. 5-9 . MEDICAL EXAMINATION . Prior to appointment, eligibles selected by the appointing authority shall be required to pass a medical examination, and may be required to participate in a psychological evaluation, as may be prescribed. The Personnel Director shall select a licensed, medical doctor (and licensed 9 • clinical psychologist, when desirable) , actively practicing, to perform the examination, the cost of which shall be borne by the city . If an eligible is disqualified by a medical or psychologi- cal examination, his name shall be deleted from the list of eligibles . 5-10 . ANNOUNCEMENTS . All examinations for classes in the competitive service shall be publicized by posting announcements in the civic center on official bulletin boards , and by such other methods as the Personnel Director and department head deem advisable . The announcements shall specify the title and pay range of the class for which the examination is announced, the nature of the work to be performed, preparation required or de- sirable for the performance of the work of the class , the dates, time, place and manner of making application, and other perti- nent information. 5-11. APPLICATION FORMS . Application shall be made as pre- scribed in the examination announcement . Application forms , pro- vided by the Personnel Director, shall require information covering training, experience and other pertinent information, and appli- cants may be required to furnish certificates deemed necessary by the Personnel Director and department head. All applications shall be fully completed, signed and dated by the applicant . Applications shall be retained on file in the office of the Personnel Director for a period not to exceed one (1) year. 5-12 . DISQUALIFICATION. The Personnel Director may reject the application of, may refuse to examine or, after examination may refuse to declare as an eligible or may withhold or withdraw from certification, prior to appointment, anyone who comes under any of the following categories : (a) Lacks any of the requirements established for the exam- ination or position for which he applies . (b) Is physically or mentally so disabled as to be rendered unfit to perform the duties of the position to which he seeks ap- pointment . (c) Is addicted to the use of intoxicating beverages to ex- cess . (d) Is addicted to the use of narcotics or habit-forming drugs , or uses illegally dangerous drugs . (e ) Has been convicted of a felony, or convicted of a misde- meanor involving moral turpitude . 10 . (f) Has been guilty of infamous or notoriously disgraceful conduct . (g) Has been dismissed from any position for any cause which would be a cause. for dismissal from the competitive service . (h) Has resigned from any position not in good standing or in order to avoid dismissal . (i) Has intentionally attempted to practice any deception or fraud in his application, in his examination or in securing his eligibility. (j ) Has waived appointment three ( 3) times after certifi- cation from the same employment list . (k) Has been discharged from the armed forces of the United States under conditions other than honorable . (1) Refuses to execute an oath as may be prescribed by law . (m) Has used or attempted to use any personal or political influence to further his eligibility or appointment . Whenever an application is rejected, notice of such rejection together with a statement of reason for such rejection shall be mailed to the applicant by the Personnel Director. Applications shall be marked at the time of receipt in the Personnel Director' s office with the date and hour of the day . Applications postmarked or received after the date and hour speci- fied in the examination announcement shall be rejected. With the approval of the Personnel Director, persons whose applications have been rejected because they were incomplete may amend their applications . However, such amendments must be made before the time of an examination. The time for filing applications may be extended or reopened by the Personnel Director as the needs of the service require, pro- vided posted notice is given. No person taking part in preparing, conducting or holding examinations shall be permitted to fill out an application or be an applicant for such examination. 5-13 . NATURE AND TYPES OF EXAMINATIONS . The selection tech- nique used in the examination process shall be impartial, of a practical nature and shall relate to those subjects which, in the opinion of the Personnel Director and department head, fairly measure the relative capacity of persons examined to execute the duties and responsibilities of the position to which they seek appointment . Examinations shall consist of selection techniques 11. which will test fairly the 'qualifications of candidates such as, but not necessarily limited to, achievement and aptitude tests, other written tests, personal interviews, performance tests, phy- sical agility tests , evaluation of daily work performance , work samples , medical examinations or any combination thereof . 5-14 . PROMOTIONAL EXAMINATIONS . Promotional examinations may be conducted whenever, in the opinion of the Personnel Direc- tor, after consultation with the department head, the need of the service so requires; provided, however, a promotional examin- ation may not' be given unless there are two (2) or more candi- dates eligible for each position to be filled. Only employees who meet the requirements for the vacant position may compete in promotional examinations . Promotional examinations may include any of the selection techniques , or any combination thereof, mentioned in Section 5-13 . Additional factors including but not limited to performance rating and length of service may be con- sidered. A promotional-employment list shall be established after the administration of a promotional examination, and such list shall consist of at least two (2) names of eligibles . 5-15 . OPEN-COMPETITIVE EXAMINATIONS . For classes of positions for which the Personnel Director finds it difficult to maintain adequate eligible lists he may receive applications, conduct exam- inations , and create employment lists continuously . The names of eligibles who took the same or a comparable examination on dif- ferent dates may be ranked for purposes of certification in the order of final scores . Eligibility from an open-competitive exam- ination may be deemed to be established as of the date of examin- ation. Such examinations may include any of the selection tech- niques , or any combination thereof, mentioned in Section 5-13 hereof. Permanent employees , as well as the general public, who meet the requirements set forth in the announcement, may compete in open-competitive examinations . 5-16 . CONDUCT OF EXAMINATION . The Personnel Director shall determine the manner and methods and by whom examinations shall be prepared and administered, after consultation with department head. The Personnel Director, with approval of the City Council, may contract with any competent agency or individual for prep- aration and administration of examinations . In the absence of such contract , the Personnel Director, or his designated repre- sentative, shall perform such duties . The Personnel Director shall arrange for the use of appropriate facilities and equipment for conducting examinations , and shall render such assistance as shall be required with respect thereto. 5-17 . SCORING EXAMINATIONS AND QUALIFYING SCORES . - The final score of each person competing in any examination shall be determined by the weighted average of the grades on all phases of the examination, according to the weights for each phase estab- lished in advance of the giving of the examination and published 12 . as a part of the announcement of the examination. The Personnel Director and department head may set minimum qualifying ratings for each phase of the examination and may provide that competitors failing to achieve such scores in any phase shall be disqualified from any further participation in the examination . 5-18 . NOTIFICATION OF EXAMINATION RESULTS . Each candidate in an examination shall be given written notice of the results thereof as soon as practicable, and if passing, shall be advised of the final earned score and rank on the appropriate employment list . 5-19 . EMPLOYMENT LISTS . As soon as possible after the com- pletion of an examination, the Personnel Director shall prepare and keep available an employment list consisting of the names of eligibles who qualified in the examination, arranged in order of score . 5-20 . DURATION OF EMPLOYMENT LISTS . Employment lists, other than those resulting from an open-competitive examination, shall remain in effect for one (1) year from the date of the last exam- ination, unless sooner exhausted. Such lists may be extended prior to expiration date by the Personnel Director, when requested by the department head, for additional periods but in no event shall an employment list remain in effect for more than two ( 2) years . Employment lists created as a result of an open-competitive examination shall remain in effect for not more than one (1) year from the date of the last examination, unless sooner exhausted. Names placed on such lists shall be merged with others already on the list in order of scores . 5-21. REEMPLOYMENT LISTS . For each class there shall be maintained a general reemployment list consisting of the names of all persons who have occupied positions with probationary or per- manent status in the class and who have been laid off or demoted in lieu of layoff. Such names shall be placed on the list in the order of competency and length of service from highest to lowest, and shall remain thereon for a period of one (1) year unless such persons are reemployed sooner. Within one (1) year from the date of his resignation in good standing, or his voluntary demotion, the name of an employee who had probationary or permanent status may be placed on the general reemployment list at his request , and shall remain on such list for a period not to exceed one (1) year from the date of his re- quest . When a reemployment list is to be used to fill vacancies, the Personnel Director shall certify the names of eligibles 13 . there from the top of such- list, and the department head may appoint such eligibles to fill such vacancies . 5-22 . REMOVAL OF NAMES FROM LIST. The name of any person on an employment, reemployment or promotional list shall be re- moved by the Personnel Director at the written request of the eligible; if the eligible fails to respond in writing, or by verbal communication, to a notice of certification mailed to the address supplied by him to the Personnel Director; or if such eligible has been certified for appointment three (3) times and has not been appointed. The person affected shall be notified of the removal of his name by notice mailed to his last known ad- dress . The names of persons on promotional employment lists who resign from the service shall automatically be deleted from such lists . 5-23 . PROMOTION, TRANSFER OR REEMPLOYMENT . PHYSICAL EXAM- INATIONS . In order to be eligible for promotion or transfer to a job class in a category requiring greater physical or mental qualifications , any employee may be required to take a physical examination or participate in a psychological evaluation to de- termine if he is physically and mentally able to perform the duties of such position. Any person considered for reemployment may be required to pass an appropriate physical examination, and when desirable, participate in a psychological evaluation . All physical and psychological tests , required under this section, shall be performed by a licensed physician approved by the Personnel Director, and the cost thereof borne by the city . RULE 6 TRANSFER, PROMOTION, DEMOTION, SUSPENSION, REINSTATEMENT 6-1 . TRANSFER. After notice by the department head to the Personnel Director, and written notice to the employee, an employee may be transferred from one position to another in the same or comparable class in the same department . If the transfer involves a change from the jurisdiction of one department to another, both department heads must consent thereto unless the transfer is necessary for the purpose of economy and efficiency . A transfer from one department to another may be initiated at the written request of the employee to the Personnel Director. A new probationary period shall be established for an em- ployee who transfers at his own request . A transfer shall not be used to effect promotion, demotion, 14 . reduction or termination, -each of which may be accomplished only as provided in these rules . A department head may temporarily assign an employee within his department to duties either related or unrelated to his po- sition where the interests of the city so require . 6-2 . ADVANCEMENT ACCORDING TO MERIT AND ABILITY . The City Council, each department head and employee shall encourage econ- omy and efficiency in and devotion to the competitive service by encouraging promotional advancement of employees showing willing- ness and ability to perform efficiently services assigned them, and every person in the competitive service shall be permitted to advance according to merit and ability . 6-3 . ADVANCEMENT. INTERFERENCE WITH. No employee in the city shall discourage or in any manner hinder or prevent any other employee from taking any examination or taking any other action which he deems beneficial to himself. 6-4. PROMOTION. Vacancies in positions shall be filled in- sofar as consistent with the best interests of the city from among employees holding positions in appropriate classes, and ap- propriate promotional lists shall be established to facilitate this purpose, as prescribed in Section 5-14 . Open-competitive examinations shall be held when, in the judgment of the depart- ment head and the Personnel Director, such examinations will pro- duce eligible lists with more highly-skilled, qualified candi- dates . RULE 7 DISCIPLINE 7-1. DISCIPLINE. The tenure of every city employee shall be based on reasonable standards of job performance and personal and professional conduct . Failure or refusal to meet these standards shall constitute just cause for disciplinary action. All em- ployees shall be subject to disciplinary action up to and in- cluding dismissal for any one or more of the causes or grounds for discipline set forth in these rules . Disciplinary action is not primarily intended to be puni- tive but rather to maintain the efficiency and integrity of the city service . When considering disciplinary action, the supervisor shall consider, among other things , the nature and severity of the of- fense and the employee ' s prior record. 7-2 . CAUSES FOR DISCIPLINE. Each of the following consti- 15 . tutes cause or grounds for discipline of an employee, or person whose name appears on any employment list : (1) Any violation of the rules set forth in this resolution.. ( 2) Malfeasance, misfeasance, or nonfeasance of office or employment . (3) Fraud in securing appointment . ( 4) Incompetency . ( 5) Inefficiency . ( 6) Inexcusable neglect of duty . (7) Insubordination. (8) Dishonesty with or lying to his superiors , or others . (9 ) Failing or refusing to answer questions put to him by his superiors in connection with any matter related to his em- ployment or to the city, including his compliance or noncom- pliance with these rules . (10) Conflict of interest whether contractual or noncon- tractual, financial or nonfinancial . (11) Drunkenness on 'duty . (12) Addiction to the use of narcotics or habit-forming drugs , or illegal use of dangerous drugs . (13) Unauthorized absence. (14) Conviction of a felony or conviction of a misdemeanor involving moral turpitude . A plea or verdict of guilty, or a conviction following a plea of nolo contendere, to a charge of a felony or any offense involving moral turpitude is deemed to be a conviction within the meaning of this section. (15) Participating in a strike, work stoppage, slowdown, or using or attempting to use sick leave to accomplish the same purpose as a strike, work stoppage, or slowdown. (16) Defrauding the city by making false claims for compensation or benefits or reimbursements . (17) Making a false industrial accident claim against the city . 16 . (18) Improper political activity which prevents him or other city employees from the efficient performance of his or their employment with the city or has a disruptive effect on the efficiency or integrity of the city service or the depart- ment in which such employee is employed. . (19) Failure or refusal to cooperate with supervisory personnel or other employees when failure to do so is inimical to the efficiency of the city service . (20) Misuse or misappropriation of city property or funds . (21) Gambling for money or articles of value on city property or during employee ' s working hours . (22) Tardiness . (23) Abuse of sick leave privileges by reporting sick when not sick or obtaining sick leave pay falsely or under false pretenses . (24) Refusal to take and subscribe any oath or affirma- tion which is required by law or these rules in connection with his employment . (25) Refusing to report on official call in an emergency . (26) Violation of departmental rules and regulations duly promulgated in accordance with these rules . (27) Intentionally misrepresenting information or facts in any statement, declaration or affidavit duly required of an employee under these rules . - (28) Engaging in, with or without compensation, any em- ployment, activity, or enterprise, or performing any act , or omission which is clearly inconsistent, incompatible, in con- flict with, or inimical to his duties as an employee, or the best interests of the city, or with the duties, functions , responsibilities or efficiency of the department in which he is employed or the city service . (29 ) Any conduct , act or omission either during or outside of duty hours which is of such nature that it causes discredit to his department or his employment, or which conduct , act or omis- sion has a disruptive effect on the efficiency or integrity of the public service . (30) Any dishonest or wrongful conduct or cheating, whether by act or omission, during or outside duty hours , which is incom- 17 . patible with or reflects unfavorably upon the employee 's employ- ment with the city . (31) Asking, receiving, or agreeing to receive any bribe, gratuity or reward of any kind upon any understanding that his action shall be influenced thereby, or shall be given in any particular manner, or upon any particular question or matter upon which he may be required to act in his capacity as a city employee; or attempting by menace, deceit, suppression of truth, or any corrupt means to influence another employee to commit any act , conduct or omission which is clearly inconsistent , incompatible, in conflict with, or inimical to the best in- terests of the city . (32) The employee ' s earnings have been subjected within a twelve-month period to garnishments for the satisfaction of more than one judgment . (33) No employee, while giving his deposition or testi- fying in an adversary court proceeding, shall give any expert opinion on behalf of the city ' s adversary party . Behavior con- trary to that prescribed in this rule shall constitute a con- flict of interest . Every employee who is noticed for deposition or is sub- poenaed, called or requested to testify at a trial in which the city is a party shall immediately, upon receipt of such notice, subpoena, call or request, notify his department head or superior, and the Office of the City Attorney . No employee shall meet, confer or discuss with any party and/or such party ' s attorney any matters in any pending litigation or trial in which the city is a party without first giving notice of such intended meeting, conference or discussion to his department head or supervisor, and the Office of the City Attorney . The City Attorney, or a member of his staff, shall be in attendance at any such meeting, conference or discussion for the purpose of protecting the city ' s interest, unless , in the judgment of the City Attorney or a member of his staff, such attendance is not necessary under the circum- stances . Such employee shall not discuss with the city 's ad- t versary party or his counsel the case or any matter related to pending or proposed litigation in which the city is a party, ! without the presence of the city 's legal counsel. This subrule does not apply to any city employee who is the city 's adversary party in litigation. J 7-3 . DEMOTION. No employee shall be demoted to a position for which he does not possess the minimum qualifications . In j those instances where demotion has not been requested by the em- ployee , written notice of such demotion shall be given to the 18. Personnel Director by the department head at least seven (7) calendar days prior to the effective date of the demotion, and to the employee at least three ( 3) calendar days prior to said date . (a) Involuntary Demotion . . An employee may be demoted: (1) When his standard of performance falls below that set for his particular class ; (2)• When he becomes physically or mentally incapable of performing the duties of his position; (3) For disciplinary purposes; or (4) In lieu of layoff. (b) Voluntary Demotion. An employee may request a voluntary demotion for any reason. Such voluntary demotion shall require the approval of his department head and that of the head of the department to which the employee will be assigned, and the City Administrator. An employee requesting voluntary demotion may be placed at any salary step of the appropriate salary schedule which does not provide an increase in pay . Such employee shall serve for six (6 ) months in a probationary status and receive a new merit adjustment date for the purpose of performance evaluation. No employee may obtain a demotion to a position for which no vacancy exists . (c) Demotion in Lieu of Layoff. Where a vacancy exists in the competitive service, and in lieu of being laid off, an em- ployee may elect demotion to : (a) any class with the same or a lower maximum salary substantially as that in which he had served under permanent or probationary status ; or (b) a class in the same line of work as the class layoff, but of lesser responsi- bility, if such class exists and is designated by the Personnel Director. Whenever such a demotion requires a layoff in the elec- ted class , the seniority score for the demoted employee shall be recomputed in that class . The Personnel Director shall notify the employee in the notice of layoff of the classes to which he has the right to demote . To be considered for demotion in lieu of layoff, an employee must notify the Personnel Director in writ- ing of his election not later than five (5) calendar days after receiving notice of layoff. Any employee demoted pursuant to this subsection shall receive the maximum of the salary range of the class to which he is demoted; provided, that such salary is not greater than the salary he received at the time of demotion. 7-4 . SUSPENSION WITH PAY . An employee may be suspended with pay by a department head, or in the case of a department head, by the City Administrator, with immediate notification to 19 . the Personnel Director, for a period not to exceed thirty (30) days where an investigation is being conducted to determine the validity of charges against such employee or department head. If the charges against the employee or department head are found to be valid, and if the employee or department head is dismissed from the service in accordance with the provisions of these rules and regulations , the amount paid such employee or department head while under suspension, pursuant to this section, shall be de- ducted from terminal monies due such employee or department head. 7-5 . SUSPENSION WITHOUT PAY. A department head, or any person authorized by him, may suspend without pay an employee for one or more of the causes for discipline specified in Sec- tion 7-2 of this rule by notifying the employee in writing of the action, pending service upon him of a formal, written notice . Such action is valid only if formal, written notice, meeting the requirements set out herein, is served on -the employee and filed with the Personnel Director as soon as possible after the effec- tive date of the disciplinary action. The formal notice shall be served upon the employee personally or by mail and shall include : (a) a statement of the nature of the disciplinary action; b) the effective date of the action; and (c) a state- ment in ordinary and concise language of the grounds for sus- pension. 7-6 . DISMISSAL . A department head, or any person author- ized by him, may dismiss an employee for one or more of the causes for discipline specified in Section 7-2 of this rule by notifying the employee in writing of the action, pending serv- ice upon him of a formal, written notice . Such action is valid only if formal, written notice, meeting the requirements set out herein, is served on the employee and filed with the Per- sonnel Director as soon as possible after the effective date of the disciplinary action. The formal notice shall be served on the employee personally or by mail and shall include : (a) a statement of the nature of the disciplinary action; (b) the effective date of the action; and (c) a statement in ordinary and concise language of the grounds for dismissal . The suspension of an employee under Section 7-5 - above shall not preclude the dismissal of such employee under this section. 7-7 . DEPARTMENT HEAD DISCIPLINE AND DISMISSAL . A depart- ment head in the competitive service may be suspended, demoted or dismissed by the City Administrator, as provided by Sec- tion 604(a) of the Charter, for any one or more of the causes for discipline specified in Section 7-2 of this rule, subject to the grievance procedure set forth in Rule 20 of this reso- lution. 20. 7-8 . INVESTIGATION OF CHARGES . The appointing authority shall have the power to investigate, or cause to be investi- gated, the activities or conduct of any employee under his charge which reasonably constitutes a cause for discipline under these rules . The appointing authority shall have the power to compel the attendance at any investigatory meeting of any witness , whether or not such witness is an emloyee, and to administer oaths or affirmations in conjunction there- with . 7-9 . DISMISSAL FROM SERVICE . EFFECT . Dismissal of an employee from the service shall : (a) Constitute a dismissal as of the same date from any and all positions which the employee may hold in the competitive service . (b) Result in the automatic removal of the employee 's name from any and all employment lists on which it may appear. (c ) Terminate the salary of the employee as of the date of dismissal except that he shall be paid any earned but un- paid salary, and paid for any and all unused and accumulated vacation, sick leave, as provided in Section 18-14 hereof, or overtime to his credit as of the date of dismissal . Where an appeal is taken to the appellate authority from an order of dismissal, the vacancy in the position shall be considered a temporary vacancy pending final action by the appellate authority and the department head, and may be filled only by a temporary or provisional appointment . 7-10 . REINSTATEMENT. An employee who has been demoted or dismissed may be reinstated to his former position as a result of a successful appeal. In such event , the employee shall be returned to his former position and shall be entitled to any salary and benefits lost as a result of disciplinary action . Provided, however, that whenever the appellate authority revokes or modifies a disciplinary action and orders that the employee be returned to his former or a comparable position, it shall direct the payment of salary and benefits to the em- ployee for such period of time as the appellate authority finds the disciplinary action was improperly in effect . Salary or benefits shall not be authorized or paid for any portion of a period of disciplinary action that the em- ployee was not ready, able and willing to perform the duties of his position, whether such disciplinary action is valid or not or the causes on which it is based state facts suf- ficient to constitute cause for discipline . 21 . From any such salary there shall be deducted compensation that the employee earned, or might reasonably have earned, during any period commencing more than six months after the initial date of the suspension. RULE 8 TERMINATION 8-1. MEDICAL EXAMINATION. EVALUATION OF EMPLOYEE 'S WORK CAPACITY. DEMOTION, TRANSFER OR TERMINATION OF APPOINTMENT. In accordance with these rules , the department head may require an employee to submit to a medical examination or psychological evaluation to assess the capacity of the employee to perform the work of his position. The employee may designate a physician to consult with the department head and with the physician selected by the Personnel Director concerning the need for and advisability of a medical examination before it is made . The Personnel Director may also designate one or more physicians to conduct the examination when it is required. When requested by the employee, the Personnel Director shall provide a list of three physicians from which the employee may select the physician to be designated by the Personnel Director to do the examination. Fees for .the examination shall be paid by the city . The employee may submit medical or other evidence to the examining physician and to the department head. The department head, after considering the medical report and other pertinent information, shall make a decision, based on such report and information, that the employee is or is not able to perform the work of his present position. If the de- partment head determines that the employee is unable to per- form the work of another position, including one of less than full time, the department head may demote or transfer the em- ployee to such a position. The employee demoted or transferred pursuant to this section shall receive the maximum of the salary range of the class to which he is demoted or transferred, provided that such salary is not greater than the salary he received at the time of his demotion or transfer. When the department head determines upon the findings of the medical report that the employee is permanently unable to perform the work of his present position, or when, in the judg- ment of the Personnel Director, it is determined that the em- ployee is unable to perform the functions of any other po- sition in the competitive service, or that there are no po- sitions available in which to place such employee, and the employee is not eligible or elects not to accept disability or service retirement, the department head may terminate the 22 . appointment of the employee . The employee shall be given written notice of termination fifteen (15 ) days prior to the effective date of such termination. 8-2 . LAYOFF . GROUNDS . .. Whenever it is necessary because of lack of work or funds to reduce the staff of a city de- partment, a department head may lay off employees pursuant to these rules and regulations . Whenever an employee is to be separated from the com- petitive service because the tasks he was assigned are to be eliminated or substantially changed due to management-initiated changes , including but not limited to automation or other tech- nological changes, it is the policy of the city that steps shall be taken on an interdepartmental basis to assist such employee in locating, preparing to qualify for, and being placed in other positions in the competitive service . This shall not be construed as a restriction on the city government in effect- ing economies or in making organizational or other changes to increase efficiency . 8-3 . LAYOFF IN ACCORDANCE WITH LENGTH OF SERVICE . DE- TERMINATION OF LENGTH OF SERVICE. PROFESSIONAL, SCIENTIFIC AND EXECUTIVE CLASSES . Layoff shall be made in accordance with the relative length of service of the employees in the class of layoff, provided, however, that no permanent employee shall be laid off until all temporary, acting and probationary employees in the competitive service holding positions in the same class in the same department are first laid off . Except as otherwise provided in this part, in determining length of service scores , one point shall be allowed for each complete month of full-time service in the class of layoff or demotion and in classes that, at the time notice of layoff is given, have the same or a higher maximum salary . One-half point shall be allowed for each complete month of full-time service in all other classes . For professional, scientific, administrative, management, and executive classes , employee efficiency shall be combined with length of service in determining the order of layoff and the order of names on reemployment lists . Standards and methods of determining competency may vary for different classes, and shall take into consideration the needs of the competitive service and practice in private industry and other public em- ployment . 8-4 . ORDER OF LAYOFF WHEN COMBINED SCORES ARE EQUAL . As between two or more employees having the same layoff score, the order of layoff shall be determined by giving preference for retention in the following sequence : (1) employee with greatest total calendar time in the class in which the layoff 23 . is being made and in classes with the same or higher maximum salary; (2) employee with greatest total calendar time in city service; and (3) employee whose name is drawn by lot . As between two or more employees in a professional, scientific, administrative, management or executive class having the same layoff score, the employee who has the lower rating for current performance shall be laid off first . If distinction cannot be made between two or more such employees with the same score by this means, the other preferences pro- vided in this •.rule shall apply . 8-5 . PLACING NAMES OF EMPLOYEES TO BE LAID OFF OR DE- MOTED ON REEMPLOYMENT LISTS . The names of employees to be laid off or demoted shall be placed upon an appropriate re- employment list and upon the general reemployment list for the class from which the employees were laid off or demoted. Such names may also be placed upon the general reemployment list for such other appropriate classes as the Personnel Di- rector determines . 8-6 . SALARY OF EMPLOYEE CERTIFIED TO POSITION AFTER LAY- OFF OR DEMOTION. An employee who is certified to a position in a class after layoff, or demotion in lieu of layoff, shall receive not less than the same step in the salary range as he received in the position in that class prior to such layoff or demotion. 8-7 . NOTICE OF LAYOFF. ELECTION TO ACCEPT LAYOFF PRIOR TO EFFECTIVE DATE. An employee compensated on a semimonthly basis shall be notified that he is to be laid off fifteen (15) days prior to the effective date of layoff and not more than sixty (60) days after the date of the length-of-service com- putation. The notice of layoff shall be in writing and shall contain the reason or reasons for the layoff. The em- ployee to be laid off may elect to accept such layoff prior to the effective date thereof, and should notify the depart- ment head and the Personnel Director orally or in writing of such election. 8-8 . RESTRICTIONS ON APPOINTMENTS . Upon recommendation of the Personnel Director, the methods of appointment avail- able to the department head may be restricted if such restric- tion is deemed necessary in the placement in other competitive service positions of employees whose positions have been or are about to be changed substantially or eliminated by manage- ment-initiated changes . 8-9 . ASSIGNMENT OF DUTIES TO ANOTHER. The duties per- formed by any employee laid off may be assigned to any other employee or employees holding positions in appropriate classes . i I 24 . j 1' 8-10 . RESIGNATION . An employee who wishes to leave the competitive service shall give at least two (2) weeks written notice to his department head, stating the effective date of separation and reasons for leaving; provided, however, that such two-:,reek notice may be waived if approved by the depart- ment head. The resignation shall be forwarded to the Personnel Director with an evaluation of the work performance of the em- ployee by the department head as well as other pertinent in- formation concerning the cause of resignation. Failure to com- ply with this rule shall be entered in the service record of the employee and may result in denying future employment to such employee by the city . The department head shall immediately re- port to the Personnel Director any resignation without proper notice . 8-11. REEMPLOYMENT. With the approval of the Personnel Director, an employee who has resigned in .good standing from the competitive service may be reemployed to his former po- sition, if vacant, or to a vacant position in the same or a comparable class within one (1) year from date of resig- nation. RULE 9 PROBATION 9-1. OBJECT OF PROBATIONARY PERIOD. The probationary period shall be regarded as part of the testing process and shall be utilized for closely observing the employee 's work; for securing the most effective adjustment of an employee to his position; or for reviewing any probationary employee whose performance does not meet the required standards of the job to which he was appointed. 9-2 . REQUIREMENT. LENGTH. An appointment from an em- ployment list or promotional list is not permanent until satisfactory completion of a probationary period of not less than six (6) months or more than one (1) year. In cases where the original probationary period is less than one (1) year, the department head, in his sole and unlimited dis- cretion, may extend such probationary period from time to time, but in no event shall the total probationary period and extensions thereof exceed one (1) year. Such extension shall be noted in the employee 's personnel record. 9-3 . SALARY ADVANCEMENT AT COMPLETION OF PROBATION. When a probationary employee on Step "A" completes six (6) months in service as such probationary employee, provided such performance has met the standards for the position which he occupies , he shall receive a salary advancement to Step "B . " Such employee 's anniversary date, for purposes of future merit 25 . step increases shall be the date of advancement to Step "B, " unless such further advancement is deferred in accordance with Rule 14-2 . 9-4 . REJECTION OF PROBATIONARY EMPLOYEE. During the probationary period, or any extension thereof, an employee may be rejected at any time by the department head without cause and without the right of appeal . Notification of re- jection in writing shall be furnished the probationary em- ployee, and a copy shall be filed with the department head and the Personnel Director. RULE 10 TRAINING FOR EMPLOYEES 10-1 . TRAINING. TYPE OF. The city _encourages the im- provement of service of employees by providing opportunity for training, including training for advancement and for general fitness for public service . Responsibility for de- veloping programs for training employees shall be assumed jointly by the Personnel Director and department heads . Such training programs may include lecture courses , demonstrations , assignment of reading matter or such other devices as may be available for the purpose of improving the effectiveness and broadening the knowledge of municipal officers and employees in the performance of their respective duties . 10-2 . CREDIT FOR TRAINING. Participation in, and suc- cessful completion of special training courses may be con- sidered in effecting adjustments and promotions . Evidence of such training shall be submitted by the employee to his de- partment head, who in turn shall forward such information to the Personnel Director for inclusion in the employee 's per- sonnel file . RULE 11 OUTSIDE EMPLOYMENT An employee in the competitive service may not engage in employment other than his job with the city except with the written approval of his department head, and only if such em- ployment does not interfere with the performance of assigned duties and does not constitute a conflict of interest . Prior to doing any outside work or engaging in any out- side business activity, pursuant to written permission from his department head, all employees shall be required to sign a waiver of any rights they may have under Section 4850 of the Labor Code of the State of .California for compensation in case 26 . of any injury or illness sustained during such outside em- ployment or business activity, or any aggravation of any in- jury or illness which was sustained while on regular duty by, through or during such outside employment or business activity . Such waiver shall be on forms provided by the Personnel Direc- tor. Sick leave shall not be used to recover from an illness or injury which results from any outside employment engaged in by the employee . RULE 12 CLASSIFICATION PLAN 12-1 . ALLOCATION OF POSITIONS TO APPROPRIATE CLASSES . CRITERIA. Every position in the competitive service shall be allocated to the appropriate class in the classification plan. The allocation of a position to a class shall derive from and be determined by the ascertainment of the duties and responsi- bilities of the position and shall be based on the principle that all positions shall be included in the same class if; (a) Sufficiently similar in respect to duties and re- sponsibilities that the. same descriptive title may be used. (b) Substantially the same requirements as to education, experience, knowledge and ability are demanded of applicants . (c) Substantially the same tests of fitness may be used in choosing qualified appointees . (d) The same schedule of compensation can be made to apply with equity . 12-2 . CREATION OF PLAN. The Personnel Director, or an agency designated by him, shall be responsible for preparing and maintaining class specifications for all positions . The plan shall include, but not be limited to, a descriptive title and a definition outlining the scope of duties and responsi- bilities for each class of position. 12-3 . ADOPTION OF PLAN. Before the classification plan or any part thereof shall become effective, it shall first be approved by the Personnel Board . Upon adoption by the City Council by resolution, the provisions of the classification plan shall be observed in the handling of all personnel actions and activities . 12-4 . PERSONNEL BOARD. HEARINGS . The classification plan, or any amendment or revision thereto, shall be recommended 27 . to the City Council by the -Personnel Board following a public hearing thereon before such Board, duly noticed in writing at least ten (10) days prior to such hearing to department heads and recognized employee organizations, and posted on official bulletin boards in the civic center. The City Council shall either adopt or reject such plan, amendments or revisions thereto, and if rejected, Council shall refer such plan, amendments or revisions, back to the Personnel Board with reasons for rejection, and its recommendations there- on. Additional public hearing, or hearings, shall be held by the Board on such recommendations prior to retransmittal to Council . The Council shall adopt no classification plan, or any amendment or revision thereto, until such plan, amendment or revision has first been the subject matter of a public hearing before the Personnel Board. 12-5 . REALLOCATION OR RECLASSIFICATION OF POSITIONS . From time to time as deemed necessary, the Personnel Director and department head may recommend and the Personnel Board may establish additional classes and divide, combine, alter, or abolish existing classes . When such actions are taken the Board shall determine in each instance whether positions affected are to be reallocated to another class or classes after taking into account the duties and responsibilities, qualifications , performance standards, and other related criteria before and after the change and shall de- termine the status of the probationary and permanent employees affected. 12-6 . HEARING ON ALLOCATION OR REALLOCATION OF POSITION . Reasonable opportunity to be heard shall be provided by the Board to any employee affected by the allocation or realloca- tion of his position. 12-7 . STATUS OF EMPLOYEE UPON REALLOCATIONi OF POSITION. CHANGE . Upon the reallocation of a position, other than by action of the Board under Section 12-5 hereof, the incumbent of the position shall not thereby gain status in the new class . Change in status of the incumbent may be accomplished only in accordance with the appropriate sections of this part and these rules relating to layoff, transfer, demotion or promotion. 12-8 . ESTABLISHMENT OF NEW POSITIONS . REPORTS BY DE- PARTMENT HEADS . Positions in the competitive service may be established by the respective department heads , subject to budgetary authorization and the availability of funds . Each department head shall promptly report to the Personnel Direc- tor for transmittal to the Personnel Board his intention to i establish new positions in order that such positions may be ! classified and allocated, and shall so report material changes in the duties of any position in his jurisdiction. No person i 28 . i i shall be appointed or employed to fill any new position until the classification plan shall have been amended to provide an appropriate employment list established for such position. 12-9 . RECLASSIFICATION. Positions, the duties of which have changed materially so that reclassification becomes nec- essary, shall be allocated by the Personnel Director to a more appropriate class , whether new or already in existence . Re- classification shall not be used for the purpose of avoiding restrictions surrounding demotions or promotions . 12-10 . TEMPORARY EMPLOYEES . A position which is not authorized in the budget and which shall exist for not longer than six (6) months in any one fiscal year shall be considered temporary . Employees occupying temporary positions shall not be included in the competitive service and shall not be sub- ject to these rules and regulations . The wages , hours and working conditions for temporary employees shall be prescribed by the Personnel Director and department head according to the needs of the city and its respective departments . RULE 13 COMPENSATION SCHEDULE 13-1 . POLICY . It is hereby declared that it is the policy of the city that salary ranges shall be set for classifications and not the individual who occupies a po- sition in such classification; that the salary range for each classification is based on the principle that like salaries shall be paid for comparable duties and responsibilities; that the performance of the individual shall not be con- sidered; and that the compensation schedule shall not be used to take punitive or disciplinary action against any employee or to reward any employee, or to circumvent the provisions of these personnel rules . 13-2 . COMPENSATION SCHEDULE. PREPARATION OF. The Per- sonnel Director shall prepare a compensation schedule fol- lowing the adjustment of wages, fringe benefits and other mat- ters within the scope of representation, pursuant to memoranda of agreement concluded between recognized employee organiza- tions and the city, and pursuant to Section 11 of Resolution No . 3335, "Employer-Employee Relations Resolution . " 13-3 . AMENDMENTS TO SCHEDULE . Such schedule shall be amended by the Personnel Director from time to time in order to reflect changes . 29 . RULE 14 ADDITIONAL PAY AND PAY ADJUSTMENT 14-1 . MERIT SALARY ADVANCEMENT. Any employee, includ- ing a probationary employee, who has completed one year' s service in any salary step above Step "A, " provided his per- formance reports indicate that he has met the standards for the position, shall receive a salary advancement to the next higher step . 14-2 . DEFERMENT. When, in the judgment of the appoint- ing authority, the performance of an employee has not met the standards for the position which he occupies, he shall not re- ceive the salary advancement described in Section 14-1 above . The appointing authority may defer his recommendation for merit salary advancement for periods of three (3) months each pending additional performance evaluations and reports . Dur- ing each such three-month period a performance evaluation and report shall be made by the appointing authority . When the employee 's performance is up to standard, as reflected in such reports , he shall then receive a salary advancement to the next higher step . 14-3 . MERIT SALARY ADVANCEMENTS NOT AFFECTED BY AU- THORITY TO FIX SALARIES . Merit salary advancements shall be made for employees in accordance with this rule, not- withstanding the power now or hereafter conferred on any authority to fix or approve the fixing of salaries, unless there is not sufficient money available for the purpose, and in such event , the Director of Finance shall so certify . 14-4 . CUMULATIVE RIGHT TO MERIT ADVANCEMENTS . The right of an employee to merit salary advancements, except as provided in Section 14-2, is cumulative for a period not to exceed two ( 2) years and he shall not, in the event of an insufficiency in the fiscal budget, lose his right to such advancements for the intermediate steps to which he may be entitled for such period. 14-5 . BUDGET PROVISION FOR SALARY ADVANCEMENTS . In submitting budgetary requirements to the Director of Finance, each department head shall carefully estimate and call at- tention to the need for money sufficient to provide for merit salary advancements for the employees under his jurisdiction. 14-6 . SALARY ADVANCEMENTS TO MEET RECRUITING PROBLEMS OR TO GIVE CREDIT FOR PRIOR SERVICE . APPLICATION FOR OTHER ADVANCEMENTS . The Personnel Director may authorize payment at any step above the minimum salary rate to classes or po- sitions in order to meet recruiting problems, to obtain a 30 . person who has extraordinary qualifications , to correct salary inequities resulting from actions by department heads, or to give credit for prior city service in connection with appointments, promotions, reinstatements, transfers, re- classifications, or demotions . Other salary adjustments within the salary range for the class may be made by the Per- sonnel Board, upon application by the department head, trans- mitted to the Board by the Personnel Director, together with his recommendation. Advancements within the salary range authorized by this rule may be either permanent or temporary, and may be effective as of the date of application for such change . 14-7 . AUTHORIZATION OF PAYMENT ABOVE MAXIMUM RATE OF CLASS . Employees in a particular class shall receive a sal- ary within the limits established for that class; provided that when a position has been reclassified to a lower class or the salary range or salary rate of the class is reduced, the Board may authorize the payment to an employee of a rate above the maximum of the class . During such time as an em- ployee ' s salary remains above the maximum rate of pay for his class , he shall not receive further salary increases . 14-8. OVERTIME COMPENSATION. Overtime shall be any time in excess of the basic work shift . Fire Department per- sonnel on twenty-four (24) hour shifts shall have a basic duty week of fifty-six ( 56) hours . All other employees shall have a basic work week of forty (40) hours . Employees shall be compensated for overtime at the hourly equivalent of their monthly salary rate, or by equiv- alent compensatory time off, except that Fire Department per- sonnel on emergency call shall be -compensated at the hourly equivalent of the appropriate salary rate based on a forty (40 ) hour week. Compensatory time may be accumulated to a maximum of 120 hours . All other time in excess of the basic work week shall be paid overtime . Department heads and key personnel, listed by classifi- cation in Addendum I hereof, shall not be eligible for over- time compensation. Time off for such employees may be granted by the City Administrator and department heads, respectively . 14-9 . COMPENSATION AFTER PROMOTION. A permanent or probationary employee who, without a break in service, moves to another class with a maximum salary limit at least two steps higher shall be entitled to the step in the salary range next above the rate he has last received, except that an em- ployee who returns to such a class from which he has been de- moted in lieu of layoff may not receive a salary step higher than he would .be receiving had his employment in the class 31. been continuous . A new merit adjustment date for pay in- creases shall be established for such employees . An employee who, on his merit adjustment date, moves to a class with a higher salary range shall first receive any merit salary adjustment to. which he is entitled and then his minimum adjustment under this rule . Acting appointments to higher positions shall be compen- sated in like fashion. 14-10 . COMPENSATION AFTER DEMOTION. Any employee who is demoted because his standard of performance falls below reasonable standards set for his particular class , and any employee who has been demoted for disciplinary purposes shall be placed in the step of the lower salary range that will provide a pay decrease of not less than two (2) ranges . Such employees shall be given a new merit adjustment date for pay increase purposes . The provisions of this section shall not apply to demotion in lieu of layoff or demotion under Section 8-1 after medical examination . 14-11 . REDUCTION . Any employee whose performance falls below reasonable, minimum standards , set for his position by the appointing authority, may be given a reduction in pay where substantial evidence exists supporting such action and the following procedure is followed: (a) The employee 's appointing authority shall cause to be served upon such employee a written notice, with copy to the Personnel Director, advising such employee that his per- formance is below reasonable , minimum standards , stating specifically in what way his performance is substandard, and setting forth what is expected of the employee to bring his performance up to such minimum standards . Such notice shall further state that unless the employee brings his per- formance up to such minimum standards within a stated period of time , not less than sixty (60) days or more than six (6) months after the date such notice is served on him, such em- ployee may be given a reduction in pay . (b) If such employee does not bring the level of his performance up to such minimum standards during such no- ticed period of time the employee 's appointing authority may, at the conclusion of such time period, reduce the employee ' s pay . (c) The application of this section shall not limit the application of Rule 7 to such employee . 14-12 . STANDBY PAY. Any off-duty employee assigned by 32 . i his department head to standby duty shall be paid for two (2) hours at his current rate of compensation in addition to time worked, if any, while on such standby duty . If an em- ployee is assigned standby duty on a city holiday, such em- ployee shall be paid for three (3) hours in addition to time worked, if any, while on standby assignment . 14-13 . APPLICATION OF PAY RATE. ENTIRE COMPENSATION. Unless otherwise indicated in the compensation plan, the rates of pay set forth represent the total compensation in every form except for overtime pay . Each employee shall be paid at one of the established steps in the salary range for his class unless the Personnel Board, in accordance with provisions set out in Section 14-6, authorizes a rate above the maximum of the class . 14-14 . PAYROLL DEDUCTIONS . Employees may authorize the following deductions from their pay : (a) Group insurance premiums . (b ) Loans or savings in the Employees ' Credit Union. (c ) Contributions to a charitable program approved by the city . (d) Recognized employee association dues . (e) Other deductions approved by the City Administrator. RULE 15 REPORTS AND RECORDS 15-1 . EMPLOYEE'S PERFORMANCE REPORT . Each appointing authority or supervisor having immediate charge of an em- ployee or group of employees , shall make or cause to be made, on forms provided by the Personnel Director, performance re- ports for all individuals in the competitive service under his charge . The employee performance report shall be prepared not later than fifteen (15) days preceding the conclusion of six (6) months service after regular appointment from an employment list, and after any change in status of any em- ployee in the competitive service. An employee performance report shall be prepared not later than fifteen (15) days preceding the conclusion of twelve (12) months service, and annually thereafter. Performance reports shall be considered in promotional examinations and actions relating to merit ad- ` justments , transfer, demotion, or other changes affecting the status of an employee . 15-2 . PERFORMANCE EVALUATION. Performance evaluation shall be governed by the following : 33. (a) The evaluation of work performance provides recog- nition for effective performance and identifies aspects of performance which could be improved. (b) Performance valuation is a continuing responsi- bility of all appointing authorities and supervisors , and ap- pointing authorities and supervisors shall discuss performance informally with each employee as often as necessary to insure effective performance throughout the year. (c) Each appointing authority or supervisor shall com- plete the employee performance report in triplicate and shall discuss with the employee his overall work performance at least once in each twelve (12) calendar months following the end of his probationary period for the purpose of informing the employee of the caliber of his work, helping the employee recognize areas where performance could be improved and de- veloping with the employee a plan for accomplishing such im- provement . (d) Performance reports shall be signed and dated by the appointing authority, the supervisor and employee . The original form shall be filed in the employee ' s official per- sonnel file, and a copy shall be kept by the appointing authorities or supervisors of the respective departments . A copy shall be given to the employee . (e) An appeal from a performance report may be made by any employee. 15-3 . CHANGE IN STATUS REPORTS . Every appointment , transfer, promotion, demotion, merit adjustment, change in salary rate or any other temporary - or permanent change in status of employees shall be reported to the Personnel Di- rector in the manner prescribed by him. 15-4 . PERSONNEL FILES . The Personnel Director shall in- sure that a personnel file and service record card for each employee in the competitive service is maintained showing the name, title of position held, department to which assigned, salary, changes in employment status and other pertinent in- formation. Such files shall be confidential and shall not be open to inspection of any person except under the follow- ing circumstances : (a) When connected with the city service, such file may be inspected by the appointing authority . (b ) With written permission from the employee . (c) When required by law. 34 . 15-5 . DESTRUCTION OF •RECORDS . The personnel record of any person employed by the city shall be kept for a period of not less than five (5) years after termination. RULE 16 NEPOTISM 16-1 . RELATIVES . APPOINTMENT -PROHIBITED. The City Council shall not appoint to a salaried position under the city government any person who is a relative by blood or marriage within the third degree of any one or more of the members of such City Council, nor shall the City Administra- tor or any department head or other officer having appointive power appoint any relative of his or of any councilman within such degree to any such position . 16-2 . EMPLOYMENT OF SPOUSE PROHIBITED . No person shall be employed as a permanent employee who is married to a per- manent employee . 16-3 . MARRIAGE OF PERMANENT EMPLOYEES . In the event two persons employed in the same city department marry each other, one of such employees shall be transferred to a com- parable position, if any exists , in another city department . When no position is available, and a transfer cannot be ef- fected within 120 calendar days from the date of marriage, one . of such employees shall be terminated. 16-4 . RELATIVES . EMPLOYMENT PROHIBITED . No persons related by blood or marriage within the third degree shall be employed in the same city department . 16-5 . PRESENT EMPLOYEES EXEMPTED . This rule shall not affect persons related by blood or marriage within the third degree who are in the city 's employ on the effective date of this resolution. RULE 17 DEPARTMENTAL RULES AND REGULATIONS Department heads may establish and promulgate rules and regulations , filed with the Personnel Director, which shall govern employees in such departments . Such rules and regulations shall not be inconsistent with the rules and regulations contained herein . Employees in the re- spective departments shall be furnished a copy of such rules and regulations so that they may be aware of spe- cial requirements , prohibitions and standards of conduct . 35. RULE 18 ATTENDANCE AND LEAVES 18-1 . ATTENDANCE . Employees shall be in attendance in accordance with these rules and regulations governing hours of work, leaves and holidays . All departments shall maintain daily attendance records for employees which shall be reported to the Finance Director on the form and dates specified by him. 18-2 . ANNIVERSARY DATE. For the purpose of computing vacation and sick leave, an employee 's anniversary date shall be the most recent date on which he commenced full-time, city employment . 18-3 . ANNUAL VACATION . The purpose of annual vacation is to provide a rest period which will enable each employee to return to work physically and mentally refreshed. All employees shall be entitled to annual vacation with pay EXCEPT the fol- lowing: (a) Employees who have not completed six ( 6) months con- tinuous service with the city . (b ) Employees who work less than full time . (c ) Employees on leave of absence . 18-4 . VACATION ALLOWANCE . Permanent employees in city service , having an average work week of forty (40) hours , shall earn annual vacations with pay in accordance with the following: (a) Six months or more continuous service = 96 working hours . (b) Six through ten years continuous service = 112 working hours . (c) Eleven through fifteen years continuous service = 128 working hours . (d) Fifteen years and over continuous service = 160 work- ing hours . Credit shall be given for fractions of months over one- half. Permanent, part-time employees assigned a work schedule of less than 2080 and more than 1040 hours per year shall receive vacation in one-half the amounts set forth above . Permanent employees, having an average work week of fifty- 36 . six (56) hours , shall receive annual vacations with pay in a manner corresponding to that earned by permanent employees working the standard, forty-hour week . 18-5 . VACATION. WHEN TAKEN. No employee shall be per- mitted to take a vacation in excess of actual time earned, and vacation shall not be accrued in excess of 320 hours . Va- cations shall be taken only with permission of the department head; however, the department head shall schedule all vaca- tions with due consideration for the wish of the employee and particular regard for the need of the department . 18-6 . HOLIDAYS OCCURRING DURING VACATION . In the event one or more municipal holidays falls within a vacation period, such day or days shall not be charged against the vacation allowance , but the vacation may be extended accordingly . 18-7 . TERMINAL VACATION PAY . No employee shall be paid for unused vacation other than upon termination of employment at which time such terminating employee shall receive compen- sation at his current salary rate for all unused, earned va- cation to which he is entitled up to and including the effec- tive date of his termination. 18-8 . SICK LEAVE . As used in this rule, "sick leave" means the necessary absence from duty of an employee because of: (a) His illness or injury . (b ) His exposure to contagious disease . (c ) His dental, eye, and other physical or medical exam- ination or treatment by a licensed practitioner. (d) His required attendance, not to exceed a total of five ( 5) days in any calendar year, upon his ill or injured spouse, child, or stepchild residing in the immediate household of the employee . 18-9 . SICK LEAVE ALLOWANCE. Probationary and per- manent employees shall accrue sick leave at the rate of eight (8) hours a month, or any major portion thereof . Permanent , part-time employees , assigned a work schedule of less than 2080 hours per year, shall accrue sick leave at the rate of four (4 ) hours per month, or any major portion thereof. No limitation shall be placed on the number of hours which may be accumulated, and sick leave may be earned from the orig- inal date of employment . An employee who has exhausted his sick leave may, in lieu thereof, substitute accrued vacation or any earned com- 37 • pensatory time off. 18-10 . SICK LEAVE DISALLOWED . No employee shall use sick leave for any of the following: (a) Disability or illness arising out of or sustained while engaged in outside work or business activity . (b) Because of intoxication or recovery therefrom . (c) Because of use of narcotics or other habit-forming drugs , or recovery from the use thereof, unless such narco- tics or drugs have been prescribed for the employee 's use by a licensed practitioner. 18-11 . EVIDENCE OF NEED FOR SICK LEAVE . The department head shall approve sick leave only after having ascertained that the absence was for an authorized reason . He may re- quire the employee to submit substantiating evidence includ- ing, but not limited to, a physician 's certificate and/or an affidavit on a form prescribed by the department head and approved by the Personnel Director. If the department head does not consider the evidence adequate, he shall dis- approve the request for sick leave, and indicate on the pay- roll form that such absence shall be uncompensated and charged to lost time . A department head may impose additional dis- ciplinary measures , including dismissal from the competitive service, when any employee fraudulently obtains sick leave or abuses the sick leave privilege . 18-12 . EXTENDED SICK LEAVE . On written request of a permanent employee, the department head may give written authorization for leave of absence without pay for any nec- essary period provided : (a) The employee has exhausted all vacation, compensa- tory time off and sick leave to his credit . (b) The employee has furnished his department head a certificate from the attending physician stating the nature of the illness and the estimated time necessary for recovery . In the case of department heads such authorization may be given by the City Administrator. Prior to resuming his duties , the employee may be re- quired to submit to a physical examination at the expense of the city . The employee ' s personnel record and the result of such medical examination shall determine the employee 's fitness to return to work. 38 . 18-13 . ILLNESS OCCURRING DURING VACATION. An employee who becomes ill or sustains an injury while on vacation may have such time charged against his earned sick leave pro- vided : (a) Immediately upon return to duty, the employee sub- mits to his department head a written request for sick leave, accompanied by a statement from his attending physician de- scribing the nature of the illness or injury and confirming the dates on which the illness or injury occurred. (b) With the department head ' s approval, such time shall be entered on the departmental payroll form as sick leave . 18-14 . SICK LEAVE UPON TERMINATION. Upon termination all employees shall be paid, at their current salary rate, for twenty-five percent (25% ) of unused, earned sick leave from 488 through 720 hours , and for fifty percent (50%) of all un- used, earned sick leave of 728 hours or more . 18-15 . PAYMENT OF DEPENDENT HEALTH INSURANCE PREMIUMS . The City of Huntington Beach will pay the premiums for de- pendent health insurance for those employees of the city who have accumulated 480 or more hours of unused sick leave on or after September 1, 1969 . The use of all or part of such sick leave after the accumu- lation of said 480 or more hours shall not terminate or suspend the employee ' s privilege to have such premiums paid by the city . 18-16 . INDUSTRIAL ACCIDENT LEAVE . Industrial accident leave, for a period not to exceed one (1) year, shall be granted any employee absent from work as a result of any in- jury or disease arising out of or occurring during the course of his employment . In all such cases where sickness or injury is compen- sable under the Labor Code or the Workmen's Compensation Insurance and Safety Act of the State of California, the em- ployee ' s salary rate shall be paid by the city, following such sickness or injury, during the waiting period required by law, and up to the time compensation payments commence thereunder. Any period of time during which an employee is required to be absent from his position by reason of an injury or dis- ease for which he is entitled to receive temporary disability compensation under the provisions of Division 4 of the Labor Code of the State of California is not a break in his con- tinuous service for the purpose of his right to salary ad- justments , sick leave , vacation, or length-of-service com- putation. i 39 . 18-17. INDUSTRIAL ACCIDENT. REPORT REQUIRED. Any on- the-job injury or accident shall be reported by the injured employee , if able to do so, to the department head or em- ployee ' s immediate supervisor within twenty-four (24) hours after occurrence thereof. A written report shall be com- pleted, reviewed by the department head and forwarded to the Personnel Director, on forms prescribed by him. Failure to file written report , after having been directed to do so, if the employee is able to do so, may be grounds for disciplinary action. 18-18 . INDUSTRIAL ACCIDENTS REQUIRING MEDICAL EXAMINA- TION. The Personnel Director may designate a physician and require an employee to submit to a medical examination when such employee is absent from duty, as a result of an in- dustrial accident, for a longer period of time than that re- quired for immediate, emergency medical attention . 18-19 . MATERNITY LEAVE. Upon written request, any fe- male employee shall be given a six (6) months leave of ab- sence without pay after the sixth month of pregnancy unless such leave is requested at an earlier time by the attending physician. Prior to return to duty, such employee shall fur- nish to the Personnel Director a release signed by her ob- s.tetrician or attending physician. Any probationary female employee who is pregnant shall be given a six (6) month leave of absence without pay as set out in this section, provided that the probationary period shall be extended for whatever length of time is granted such employee as maternity leave . 18-20 . LEAVE OF ABSENCE WITHOUT PAY . The following provisions shall apply only to those permanent employees entitled to vacations : (a) Ninety Calendar Days or Less . Upon written rec- ommendation of the department head, the Personnel Director may grant special leaves of absence without pay for a period not to exceed ninety ( 90) calendar days . Acceptance of other permanent employment while on such leave shall consti- tute resignation from the competitive service . (b) Over Ninety Calendar Days . The City Administrator may authorize special leaves of absence with or without pay in excess of ninety (90) calendar days . A leave granted under subsections (a) or (b) above -as- sures to the employee the right to return to his position. 18-21. RESTRICTED DUTY LIMITATION. Any employee who 40. has been temporarily disabled as a result of injury or ill- ness may return to work in a restricted duty capacity subject to the following provisions : (a) When. an employee suffers an injury or illness which is compensable under the California Workmen' s Compensation laws , such employee may return to work on a restricted duty status for a period not to exceed one (1) calendar year from the date of such injury or illness upon receipt of a release from the attending physician and subject to the approval of the department, head. Such return to duty is discretionary with the department head and subject to the availability of limited duty work . The department head shall notify the Per- sonnel Director prior to approving return to limited duty status . (1) In the event the employee is unable to return to normal duty at the end of one (1) calendar year, he shall be required to accept disability retirement under the terms of the California Workmen 's Compensation laws and the Public Employees ' Retirement System. (2 ) In the event the employee on disability retire- ment should recover from the disability to the extent of be- ing able to return to his normal duties , he may be reinstated to the department upon recommendation of the department head, satisfactory completion of a medical examination by the city ' s physician, and the approval of the City Administrator . The reinstated employee shall be entitled to an anniversary date adjusted by the amount of time in disability retirement status . (b) When an employee suffers an injury or illness which is not compensable under the California Workmen's Compensation laws , such employee may return to work on a restricted duty status for a period not to exceed six (6) calendar months from the date of such injury or illness upon receipt of a release from the attending physician and subject to the approval of the department head. Such return to duty is discretionary with the department head and subject to the availability of limited duty work . The department head shall notify the Personnel Di- t rector prior to approving return to limited duty status . I (1) In the event the employee is unable to return to his normal duties at the end of six (6) calendar months , he may apply for a nonpaid leave of absence not to exceed six (6) calendar months . Such nonpaid leave shall be subject to the approval of the department head and the City Administrator. ( 2) In the event the employee is unable to return to full duty status at the end of his six (6) month nonpaid ; 41 . 1 C i i leave he shall be subject to compulsory retirement from the department and city . (3) In the event the employee fully and permanently recovers from his disability within three (3) calendar years from the date of retirement, he may apply for reinstatement, to the department upon recommendation of the department head, satisfactory completion of a medical examination by the city ' s physician, and the approval of the City Administrator. The reinstated employee shall be entitled to an anniversary date adjusted by the amount of time in disability retirement status . 18-22 . MILITARY LEAVE . Military leave shall be granted in accordance with Sections 395 et seq . of the Military and Veterans Code, and amendments thereto, and other applicable provisions of state law. Any employee applying for military leave shall give his department head, within the limits of military regulations , an opportunity to determine when such leave shall be taken. A copy of the employee ' s military orders shall be furnished the department head prior to be- ginning any such leave . 18-23 . JURY DUTY . Employees who are summoned to attend court to serve as witnesses , or who perform jury service shall be entitled to their regular compensation while serving pro- vided the fees , except mileage and subsistence allowance, if any, which they received as jurors or witnesses , are remitted to the city . 18-24 . REPORTING ABSENCES . An employee, absent from duty, shall report the reason for such absence to his depart- ment head or immediate supervisor prior to the date or time of such absence whenever such absence can be anticipated, and in } no case later than one-half (112) hour after the time set for (, beginning his daily duties or assigned work shift . Absences not reported in the manner prescribed shall be considered ab- sences without leave, and shall be charged against the em- ployee as lost time on the departmental payroll form unless justified to the satisfaction of the department head . i i 18-25. HOLIDAY LEAVE. All nonsafety employees shall have the following legal holidays as vacation with pay : (a) New Year' s Day (b ) Lincoln' s birthday (February 12) (c ) Washington ' s birthday (third Monday in February) ! (d) Memorial Day (last Monday in May) (e ) Independence Day (July 4) (f) Labor Day (first Monday in September) (g) Veterans ' Day (last Monday in October) ' (h) Thanksgiving Day (last Thursday in November) i f 42 . } i (i ) The Friday after- Thanksgiving Q ) Christmas Day (December 25) (k) Any day declared by the President of the United States or the Governor of the State of California to be a national holiday. Holidays which fall on Sunday shall be observed the fol- lowing Monday, and those falling on Saturday shall be observed the preceding Friday . Employees at their request shall be granted paid time off from 12 : 00 noon to 3 : 00 p .m. on Good Friday . Public safety employees , designated by the Police Chief, Fire Chief and Director of Harbors and Beaches , who are re- quired to work regular shifts on the above holidays , shall not be entitled to time off or overtime . They shall, however, accrue time for holiday pay purposes based on the number of days in the calendar year that general city offices are closed in observance of legal holidays , Saturdays and Sundays ex- cluded. For each month such safety employee is actively em- ployed by the city , he shall receive, in addition to regular compensation, eighty-three percent (83%) of his current, daily salary rate . 18-26 . WORK WEEK. The normal work week for all perma-. nent employees , except fire department personnel, shall be forty (40) hours . Permanent employees in the fire department who work twenty-four-hour-work shifts , shall have a normal work week of fifty-six (56) hours . 18-27 . WORK SHIFTS . For all full-time positions , ex- cept certain positions in the fire department, the normal work shift shall be eight ( 8) or ten (10) hours . Positions designated by the Fire Chief shall have a normal twenty- four-hour-work shift . 18-28 . WORK SCHEDULE . Normal work schedules shall be determined by the respective department heads . All offices of the city, except those which require special regulations shall be open for business on all days of the year, Satur- days , Sundays and holidays excluded, continuously from 8 : 00 a.m. to 5: 00 p .m. RULE 19 j GRIEVANCE PROCEDURE - NONDISCIPLINARY MATTERS 19-1 . PURPOSE . The purpose of this rule is to provide 8 43 . a means by which grievances of employees or employee organi- zations may be considered, discussed and resolved at the level closest to their point of origin. The grievance pro- cedure provided for in this rule does not apply to the re- view of employee disciplinary matters which subject is treated in Rule 20 hereof. 19-2 . DEFINITION. For the purpose of this rule, a grievance is a dispute concerning the interpretation or application of any provision of a written memorandum of agreement or any provision of the city 's Employer-Employee Relations Resolution, or any provision of this resolution or any departmental rule governing personnel practices or working conditions , with the exception of matters excluded by Section 19-3 . 19-3 . MATTERS EXCLUDED FROM GRIEVANCE PROCEDURE . The following subjects are excluded from the grievance procedure provided for herein: (a) The review of employee disciplinary matters which is treated in Rule 20 hereof. (b ) All matters subject to impasse procedure, provided in the Employer-Employee Relations Resolution . 19-4 . SUBMISSION OF GRIEVANCES . Any individual employee or recognized employee organization shall have the right to present a grievance . If two (2) or more employees have essentially the same grievance and report to the same supervisor, they may, and if requested to do so by the city, must jointly or collectively present and pursue their grievance. If a grievance is alleged by three (3) or more employees , the group shall, at the request of the city, appoint one of such employees to speak for the group . 19-5 . GRIEVANCE PROCEDURE . The grievance procedure shall consist of .the following steps , each of which must be completed prior to any request for further consideration of the matter unless otherwise provided herein: Step 1 . Informal Discussion (optional) . If an employee feels that he has a grievance, as defined in Section 19-2, he may request a meeting with his immediate supervisor within ten (10) days after the employee becomes aware or reasonably should have become aware of the subject matter of the grievance . The immediate supervisor, within five (5) days of such request , shall meet with the employee when so requested and discuss the i r i 44 . grievance in an effort to clarify the issue and work toward a cooperative settlement or resolution of the dispute . The im- mediate supervisor shall present , verbally or in writing, his decision to the employee within five (5) days from the time of the informal discussion. Step 2 . Formal Procedure . Immediate Supervisor. If the grievance is not settled through informal discussion, or if the employee elects not to invoke his right to informal discussion, the employee may formally submit a grievance to his immediate supervisor within five ( 5) days following the decision pur- suant to informal discussion, or in the event the employee does not elect to invoke his right to informal discussion, within ten (10) days after the occurrence which gives rise to the grievance or after the employee becomes aware or reason- ably should have been aware of the subject matter of the griev- ance . Such submission shall be in writing, stating the nature of the grievance and a suggested solution or requested remedy . Within five (5) days after receipt of the written grievance, the immediate supervisor shall meet with the employee . Within five (5) days thereafter written decision shall be given the employee by the immediate supervisor. Step 3 . Department Head. In cases where the department head is not the immediate supervisor, if the grievance is not settled under Step 2 , the grievance may be presented to the department head. The grievance shall be submitted within five (5) days after receipt of the written decision from Step 2 . Within five (5) days after receipt of the written griev- ance, the department head, or his representative, shall meet with the employee and his immediate supervisor, if any . Within five (5) days thereafter written decision shall be given to the employee . Step 4 . City Administrator. If the grievance is not settled under Step 3, the grievance may be presented to the City Admin- istrator in accordance with the following procedure : a written statement of the grievance shall be filed with the Personnel Director who shall act as hearing officer and shall set the matter for hearing within fifteen (15) days thereafter, and shall cause notice thereof to be served upon all interested parties . The Personnel Director, or his representative, shall hear the matter de novo and shall make recommended find- ings , conclusions and decision in the form of a written report and recommendation to the City Administrator within five .(5) days following such hearing. The City Administrator may , in his discretion, receive additional evidence or argument by setting the matter for hearing within ten (10) days following 1 45 . i i f his receipt of such report, and causing notice of such hearing to be served upon all interested parties . Within five (5) days after receipt of report , or the hearing provided for above, if such hearing is set by the City Administrator, the City Administrator shall make written decision and cause such to be served upon the em- ployee or employee organization and the Personnel Director. Step 5 . Personnel Board. If the grievance is not set- tled under Step TT it may be appealed to the Personnel Board for de novo hearing and final determination in accordance with the following procedure : (a) Within five (5) days after the time decision is rendered under Step 4 above, a written statement of grievance shall be filed with the Personnel Director. Such statement of grievance shall set forth in detail the nature of the grie- vance, the facts surrounding the subject matter of the grie- vance, the contentions of the employee and the proposed solu- tion or determination. (b) Hearing. As soon as practicable thereafter, the Personnel Director shall set the matter for hearing before a hearing officer from the California State Office of Adminis- trative Procedure . The hearing officer shall hear the case and shall make recommended findings , conclusions and decision in the form of a written report and recommendation to the Board. (c) The Board shall consider the written report and recommendations of the hearing officer and after due delib- eration in executive session, shall render a decision in the matter which shall be final and binding on all parties, and from which there shall be no further appeal . 19-6 . SUPPLEMENTAL HEARING BY PERSONNEL BOARD . (a) The Board may , in its sole discretion, after it has - received the written report and recommendation of the hear- ing officer, set the matter for private hearing for the pur- pose of receiving additional evidence or argument . In the event the Board sets a private hearing for such purpose, the Personnel Director shall give written notice of such to all parties concerned in such matter. (b) The Board, following a consideration of the hearing officer' s written report and recommendation and deliberation thereon and any supplemental hearing before the Board, shall make findings , conclusions and decision which shall be final and binding on all parties and from which there shall be no 46 . further appeal . 19-7 . GRIEVANCE. DEPARTMENT HEAD . Any department head who has a grievance may present it to the City Adminis- trator for determination. The City Administrator shall render a written decision to said department head within five (5) days after such submission, which decision may be appealed by the department head to the Personnel Board in accordance with Step 5 of Section 19-5 . RULE 20 REVIEW PROCEDURE IN DISCIPLINARY MATTERS 20-1 . PURPOSE . The purpose of this rule is to provide a means by which grievances of employees arising out of discip- linary matters may be considered, discussed and resolved at the level closest to the point of origin. The grievance pro- cedure provided for in this rule does not apply to review of matters covered by Rule 19 of this resolution. 20-2 . DEFINITION. For the purpose of this rule, a griev- vance is a dispute concerning the application, interpreta- tion, or enforcement of the rules contained in this resolu- tion or departmental rules governing the conduct of employees in the competitive service in cases where discipline has been imposed upon such employees . 20-3 . SUBMISSION OF GRIEVANCES . Any individual employee shall have the right to present a grievance . If two (2) or more employees have essentially the same grievance and report to the same immediate supervisor, they may, and if requested to do so by the city, must collectively present and pursue their grievance . If a grievance is alleged by three (3) or more em- ployees, the group shall, at the request of the city, appoint one (1) such employee to speak for the group . 20-4 . GRIEVANCE PROCEDURE . The grievance procedure shall ! consist of the following steps , each of which must be completed prior to any request for further consideration of the matter i unless otherwise provided herein : Step 1 . Informal Discussion (optional) . If an employee feels that he has a grievance, as defined in Section 20-2 hereof, he may request a meeting with his immediate supervisor within ten (10) days after the employee becomes aware or reasonably should have become aware of the subject matter. of the grievance . The immediate supervisor, within five (5) days of such request, shall meet with the employee when so requested and discuss the grievance in an effort to clarify the issue and 47 . E work toward a cooperative settlement or resolution of the dis- pute . The immediate supervisor shall present , verbally or in writing, his decision to the employee within five (5) days from the time of the informal discussion-. Step 2 . Formal Procedure . Immediate Supervisor. If the problem is not settled through informal discussion, or if the employee elects not to invoke his right to informal discussion, the employee may formally submit a grievance to his immediate supervisor within five (5) days following the decision pur- suant to informal discussion, or in the event the employee does not elect to invoke his right to informal discussion, within ten (10) days after the occurrence which gives rise to the grievance, or after the employee becomes aware or reason- ably should have been aware of the subject matter of the griev- ance . Such submission shall be in writing, stating the nature of the grievance and a suggested solution .or requested remedy . Within five (5) days after receipt of the written grievance, the immediate supervisor shall meet with the employee . Within five ( 5) days thereafter written decision shall be given the employee by the immediate supervisor . Step 3 . Department Head. In cases where the ddepartment head is not the immediate supervisor, if the grievance is not settled under Step 2, the grievance .may be presented to the department head. The grievance shall be submitted within five ( 5) days after receipt of the written decision from Step 2 . Within five (5) days after receipt of the written grievance, the department head, or his representative, shall meet with the employee and his immediate supervisor, if any . Within five (5) days thereafter written decision shall be given to the employee . 20-5. PERSONNEL BOARD. If the grievance is not set- led under Step 3, it may be appealed to the Personnel Board for de novo hearing and final determination in accordance with the following procedure : (a) Within five (5) days after the time decision is rendered under Step 3 above, a written statement of grievance shall be filed with the Personnel Director. Such statement of grievance shall set forth in detail the nature of the griev- ance , the facts surrounding the subject matter of the griev- ance, the contentions of the employee and the proposed solu- tion or determination. (b) Hearing. As soon as practicable thereafter, the ! Personnel Director shall set the matter for hearing before a ' hearing officer. The hearing officer shall hear the case without the Board and shall make recommended findings , con- 48 . clusions and decision in the form of a written report and recommendation to the Board. ( c) The Board shall consider the written report and rec- ommendations of the hearing officer and after due deliberation in executive session, shall render a decision in the matter which shall be final and binding on all parties , and from which there shall be no further appeal . 20-6. SUPPLEMENTAL HEARING BY PERSONNEL BOARD. (a) The Board may, in its sole discretion, after it has received the written report and recommendation of the hearing officer, set the matter for private hearing for the purpose of receiving additional evidence or argument . In the event the Board sets a private hearing for such purposes, the Per- sonnel Director shall give written notice of such to all parties concerned in such matter. (b) The Board, following a consideration of the hearing officer' s written report ,and recommendation and deliberation thereon and any supplemental hearing before the Board, shall make findings , conclusions and decision which shall be final and binding on all parties and from which there shall be no further appeal. 20-7 . APPEALS. SUSPENSION, DEMOTTION OR DISCHARGE . All appeals concerning those matters specified in subsection (d) , Section 808 of the city Charter, namely , suspension for more than thirty (30) days , demotion, or discharge, shall be to the Personnel Board in accordance with the procedures set forth in Sections 20-5 and 20-6 above . 20-8 . GRIEVANCE . DEPARTMENT HEAD . Any department head who has a grievance may present it to the City Administrator for determination. The City Administrator shall render a written decision to said department head within five (5) days after such submission, which decision may be appealed by the department head to the Personnel Board in accordance with J. Sections 20-5 and 20-6 of this resolution. 20-9 . EMPLOYEE STATUS PENDING FINAL DETERMINATION . Notwithstanding the provisions of Rule 7 , Section 7-4 (Sus- pension with Pay) , the action of a department head, or the City Administrator if a department head is involved, shall be effective pending review by the appellate authority, and no employee shall be entitled to compensation during said period unless the action of the department head or City Administra- tor is modified by such appellate authority to provide for compensation, or is revoked. The appellate authority may order reinstatement of the employee and may grant full, 49 • r E i partial, or no compensation for the period of suspension, demotion or dismissal . RULE 21 GRIEVANCE PROCEDURES - GENERAL 21-1 . RIGHT TO REPRESENTATION . At any stage of the pro- ceedings , as set out in Rules 19 and 20, each employee shall have the right to assistance by a representative of his own choosing to prepare and present his grievance, or by the rec- ognized employee organization which represents such employee in employee relations matters . 21-2 . RIGHT OF APPEAL. Any supervisor, department head or the City Administrator who renders a decision concerning any grievance in accordance with these rules , shall have the right of appeal . Any department head who renders a decision with respect to an employee under his jurisdiction, pursuant to Rule 19 , shall have the right to appeal a decision from the City Ad- ministrator to the Personnel Board. 21-3 . ADVERSE DECISIONS . If any appellate authority hereunder fails to render a decision within the .time stipu- lated, such inaction shall be deemed a right to proceed with the next following step in the procedure set forth in Rules 19 and 20 . 21-4 . REFERRAL OF APPEAL MATTERS . In any matter over which the appellate authority has no jurisdiction or control, such authority may pass the matter on to the next higher ap- pellate authority . 21-5 . RESOLUTION OF DISPUTES . All disputes as to what matter is subject to Rule 19, "Grievance Procedure - Nondis- ciplinary Matters" or Rule 20, "Review Procedure in Disci- plinary Matters" shall be determined in accordance with the procedure set forth in Rule 19 hereof. 21-6 . PROCEDURES MUTUALLY EXCLUSIVE . The grievance pro- cedures set forth in Rules 19 and 20 hereof are mutually ex- clusive . 21-7 . HEARING OFFICERS . The hearing officer provided for in Rules 19 and 20 shall be furnished by the California State Office of Administrative Procedure or, the Board, in its dis- cretion, may choose a member of the State Bar of California who is not employed by the City of Huntington Beach . 50 . i 21-8 . HEARING OFFICER- AND REPORTER. In all cases in- volving a hearing officer, a reporter shall be ordered un- less waived by both the city and the appellant . The cost of a hearing officer and a reporter shall be borne equally by the city and the appellant . 21-9 . AUTHORITY TO COMPEL ATTENDANCE OF WITNESSES . Any appointing authority, the hearing officer and the Personnel Board shall have the power to issue subpoenas to compel the attendance at any hearing held under Rules 19 or 20 of this resolution of any witness whether or not such witness is an employee, and to administer oaths or affirmations in conjunc- tion with such hearing. 21-10 . LIMITATION ON TIME . If an employee or employee organization does not present a grievance or does not appeal the decision rendered regarding his grievance within the time specified in these rules , such decision shall stand and shall be final for all purposes , and binding upon the parties . 21-11. TIME . COMPUTATION OF. The period of time in which any act must occur, as provided in these rules , shall be computed by excluding the first and including the last day of such period, and in the event the last day falls on a Saturday, Sunday or legal holiday , such acts may be accomplished on the next succeeding working day . As used in Rules 19 and 20, all references to days shall be interpreted to mean calendar days . 21-12 . TIME . EXTENSION OF . Upon written consent of the parties , the time limitation imposed upon procedures set forth in these rules may be extended a reasonable time . 21-13 . MEMORANDA OF AGREEMENT GIVEN PRECEDENCE . In any case in which any provision of this resolution is inconsistent with a provision embodied in any memorandum of agreement be- tween a recognized employee organization and the city, approved by the Council and executed, the provision contained in such memorandum of agreement shall supersede the provision contained in these rules . RULE 22 REPEALS Resolutions No . 1722, 2504, 2667, 2860, 3050 and 3254 are hereby repealed, and all resolutions in conflict herewith are hereby repealed. 51. -RULE 23 SEVERABILITY If any section, subsection, sentence, clause, phrase or portion of this resolution, or any additions or amendments thereto, or the application thereof to any person, is for any reason held to be invalid or unconstitutional by the decision of any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this reso- lution or its ,application to other persons . The City Council hereby declares that it would have adopted this resolution and each section, subsection, sentence, clause, phrase or portion, and any additions or amendments thereto, irrespective of the fact that any one or more sections, subsections , sentences , clauses , phrases or portions , or the application thereof to any person, be declared invalid or unconstitutional . PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the lst of November, 1971 . e Mayor ATTEST: City erk APPROVED AS TO FORM: Cit ttorney 17� I 52 . ADDENDUM I TO RESOLUTION NO. 3381 DEPARTMENT HEADS AND KEY PERSONNEL Administrative Assistant Assistant Administrator Assistant Building Director Assistant City Attorney Assistant City Clerk Assistant City Librarian Assistant Civil Defense Director Assistant Director Harbor & Beaches Assistant Personnel Director Assistant Planning Director Battalion Chief Beach Supervisor Building Director City Administrator City Attorney City Clerk City Engineer City Librarian City Treasurer Deputy City Attorney III Deputy City Attorney II Deputy City Attorney I Development Coordinator Director Harbors, Beaches & Development Director Public Works Division Engineer Economic Development Officer Engineering Supervisor Finance Director Fire Chief Fire Marshal Lifeguard Captain Oil Field Superintendent Operations Officer Park Superintendent Parks & Recreation Director Personnel Assistant Personnel Director Planning Director Police Captain Police Chief Programmer II Public Information Officer Purchasing Agent Recreation Superintendent Recreation Supervisor Supervisory Accountant Systems Analyst Water Superintendent November 1971 Res. No. 3381 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss : CITY OF HUNTINGTON BEACH ) I , PAUL C. JONES , the duly elected; qualified and acting City Clerk of the City of Huntington Beach, and ex- officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular meeting thereof held on the 1st day of November 19 71 , by the following vote: AYES : Councilmen: Shipley, Bartlett, Gibbs, Matney, Coen, McCracken NOES: Councilmen: None ABSENT: Councilmen: Green City Clerk and -officio Clerk of the City Council of the City of Huntington Beach, California w RESOLUTION NO. 3335 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF HUNTINGTON BEACH ADOPTING RULES AND REGU- LATTIONS FOR THE CONDUCT OF EMPLOYER-EMPLOYEE RELATIONS WITHIN SAID CITY WHEREAS , Chapter 10 , Division 4 , Title 1 of the Government Code. of the State of California was amended, effective January 1, 1969 , for the purpose of promoting improved employer-employee relations between public employers and employees by establishing uniform and orderly methods of communication between employees and the public agencies by which they are employed; and Government Code Section 3507 empowers a city to adopt reason- able rules and regulations after consultation in good faith with representatives of its employee organizations for the administra- tion of employer-employee relations; and The City of Huntington Beach desires to adopt such reason- able` rules and regulations as authorized by law, NOW, THEREFORE , the City Council of the City of Huntington Beach does hereby resolve as follows : SECTION 1 TITLE OF RESOLUTION This resolution shall be known as the "Employer-Employee Relations Resolution. of the City of Huntington Beach. " SECTION 2 STATEMENT OF PURPOSE The purpose of this resolution is to implement Chapter 10 , Division 4 , Title 1 of the Government Code of the State of Cali- fornia (Sections 3500 et seq . ) , captioned "Public Employee Or- ganizations , " by providing orderly procedures for the adminis- tration of employer-employee relations between the city and its employees and for resolving disputes regarding wages , hours and other terms and conditions of employment . This resolution is 1 . intended to establish uniform and orderly methods of communi- cation between the city and its employees . SECTION 3 DEFINITIONS As used in and for the purpose of this resolution, the following terms shall have the meanings indicated: 3-1. BOARD shall mean the Personnel Board of the City of Huntington Beach . 3-2 . CITY shall mean the City of Huntington Beach . 3-3 • CITY COUNCIL shall mean the City Council of the City of Huntington Beach . 3-4 . EMPLOYEE shall mean any person regularly employed by the city except elected officials . 3-5 . EMPLOYEE, CONFIDENTIAL shall mean any employee who, in the regular course of his duties , has access to, or possesses information relating to decisions of city management affecting employer-employee relations . 3-6. EMPLOYEE, MANAGEMENT shall mean employees having the responsibility for formulating and administering city policies and programs including, but not limited to, depart- ment heads, assistant department heads and such other manage- ment personnel as may be designated by the Personnel Director. 3-7 . EMPLOYEE, PROFESSIONAL shall mean employees engaged in work requiring specialized knowledge and skills attained through completion of a recognized course of instruction, in- cluding but not limited to, attorneys, physicians, nurses, en- gineers, architects , librarians and various types of physical, chemical and biological scientists . 3-8 . EMPLOYEE RELATIONS shall mean the relationship be- tween the city and its employees and their employee organiza- tions , or when used in a general sense, the relationship between management and employees or employee organizations . 3-9 • EMPLOYEE, SUPERVISORY shall mean employees having authority to hire, transfer, suspend, lay off, recall, promote, discharge, assign, reward, or discipline other employees, or responsibly direct them, or to adjust their grievances ,* or ef- fectively to recommend any of the foregoing actions, if, in connection with the foregoing, the exercise of such authority 2 . I 1 is not of a merely routine or :clerical nature, but requires the use of independent judgment . 3-10 . IMPASSE shall mean a deadlock in the discussions be- tween a recognized employee organization and the city over. any matter concerning which they are required to meet and confer in j good faith, or over the scope of such subject matter. { 3-11 . 14EET AND CONFER IN GOOD FAITH shall mean the per- ! formance by duly authorized city representatives and duly author- ized representatives of a recognized employee organization of their mutual obligation to meet at reasonable times and to confer in good faith in order to exchange freely information, opinions , and proposals, and to endeavor to reach agreement on matters within the scope of representation. This does not com- pel either party to agree to a proposal or to make a concession. j 3-12 . PERSONNEL DIRECTOR shall mean the Personnel Direc- tor of the City of Huntington Beach. i 3-13 . RECOGNITION shall mean acknowledgment by the Per- sonnel Director that an employee organization is the exclusive representative of all the employees in an appropriate unit , as determined by the Personnel Director, except employees in such unit who have elected to represent themselves . 3-14 . RECOGNIZED EMPLOYEE ORGANIZATION shall mean an em- ployee organization which has been granted recognition by the ' Personnel Director as the employee organization which has the right to meet and confer in good faith as the exclusive or- ganizational representative of all members of an appropriate unit except those members in such unit who elect to represent themselves . 3-15 . SCOPE OF REPRESENTATION shall mean all matters re- lating to employment conditions and employer-employee relations, including, but not limited to, wages, hours and other terms and conditions of employment . City rights , as defined in Sec- tion 5 herein, are excluded from the scope of representation. SECTION 4 EMPLOYEE RIGHTS 4-1 . RIGHTS ENUMERATED. Employees shall have the fol- lowing rights : (a) To form, join and participate in the activities of em- ployee organizations of their own choosing for the purposes of representation on all matters of employee relations . 3 • i (b ) To refrain from joining: or participating in the ac- tivities of employee organizations . (c ) To represent themselves individually at any time in their employee relations . (d) Professional employees have the right to be repre- sented separately from nonprofessional employees by a pro- j fessional employee organization consisting of such professional employees . 4-2 . INTERFERENCE PROHIBITED . Neither the city, nor any employee organization, nor any employee, shall interfere with, intimidate, restrain, coerce, or discriminate against any em- ployee or employees because of the rights guaranteed hereunder . i 4-3 . EXCEPTIONS . Management and confidential employees who are members of employee organizations which represent employees who are not management or confidential employees I :. ... : :. shall not represent such employee organizations on matters within the scope of representation. Supervisory employees who are members of employee organi- zations which represent employees who are not supervisory em- ployees shall not serve as representatives of such organiza- tions in any stage of the grievance procedure . Nothing herein shall be construed to give employees the right to strike, and any employee who, directly or indirectly, by any means whatsoever, encourages, causes or participates in any strike, walkout, stoppage or retarding of work, or any other interference with the conduct of the city ' s operations, shall be subject to discharge or other disciplinary action in the sole discretion of the city . SECTION 5 CITY RIGHTS 5-1. RIGHTS ENUMERATED. Except as otherwise specifically provided in this resolution, or amendments or revisions thereto, the city has and retains the sole and exclusive rights and func- tions of 'management , including, but not limited to, the follow- ing (a) To determine the merits, necessity, nature or extent of services to be performed, as well as the right to determine_ and implement its public function and responsibility, and the mission of its constituent departments, commissions and boards . (b ) To manage all facilities and operations of the city, 4 . including the methods , means and personnel by which the city 's operations are to be conducted. I (c) To schedule working hours , allot and assign work . (d) To establish, modify or change work schedules or standards . i (e) To direct the working forces, including the right to tire, promote, demote, or transfer any employee . (f) To determine the location of all plants and facilities . (g) To determine the layout and the machinery, equipment )r materials to be used . (h) To determine processes, techniques , methods and means )f all operations , including changes or adjustments of any . .. iachinery or equipment . (i) To determine the size and composition of the working 'orce . (j ) To determine the policy and procedure affecting the election or training of new employees . j (k) To establish, assess and implement employee per- ormance standards , including, but not limited to, quality and uantity standards; the assessment of employee performances; and ne procedures for said assessment . (1) To control and determine the use of city 's property, iterial, machinery and equipment . (m) To schedule the operation of and to determine the amber and duration of shifts . (n) To determine measures to promote safety and to protect �alth and property . (o) To transfer work from one job to another or from one ant or unit to another . (p) To introduce new, improved or different methods of erations, or to change existing methods . (q) To relieve employees from duty for lack of work or r other reasons deemed legitimate by management . (r) To reprimand, suspend, discharge or otherwise discip- ze employees for cause . The judgment of management shall 5 . i I i I i govern except for an abuse of discretion. (s) To establish and determine job classifications . (t) To contract or subcontract construction, services maintenance, distribution or any other. work with outside pub-_ lic or private entities . (u) To take such other and further action as may be nec- essary to organize and operate the city in the most efficient and economical mapner for the best interest of the public it serves . i 5-2 . CITY'S REPRESENTATIVE DESIGNATED . The City Council hereby designates the Personnel Director as the city 's princi- pal representative in all matters of employer-employee rela- tions, with authority to meet and confer in good faith on matters within the scope of representation . ' SECTION 6 i i EMPLOYEE ORGANIZATIONS 6-1. RECOGNITION OF . Recognition shall be granted to employee organizations by the Personnel Director in accord- ance with the following: (1) Only one employee organization shall be granted rec- ognition as the recognized employee organization, entitled to meet and confer in good faith within the scope of representa- tion, for employees in a unit deemed appropriate by the Per- sonnel Director, with the exception of self-representing em- ployees . (2) The Personnel Director, at his option and sole dis- cretion, shall determine which employee organization shall represent all employees (except self-representing employees) in the unit deemed appropriate by the Personnel Director, in one or more of the following ways : (a) The employee organization files with the Personnel Director a verified petition for recog- nition meeting the requirements of Section 6-2 of this resolution. (b ) The Personnel Director may arrange for a secret ballot election to determine representation rights within an appropriate unit . (c ) Any other reasonable method which is based 6 . upon written proof and•.is designed to ascertain the will of a majority of all the employees in such ap- propriate unit . 6-2 . PETITION FOR RECOGNITION. THE RIGHT TO MEET AND CONFER IN GOOD. FAITH. An employee organization that seeks _ recognition for the purpose of meeting and conferring in good faith as the representative of all the employees in an appropriate unit shall file a petition with the Personnel Director containing the following information and documen- tation: (1) Name and address of the employee organization. (2) Names and titles of its officers . (3 ) Names of employee organization representatives who are authorized to speak on behalf of its members . (4) A statement that the employee organization has, as one of its primary purposes, representing employees in their employment relations with the city . (5) A statement whether the employee organization is a chapter or local of, or affiliated directly or indirectly. in any manner with, a regional or . state, or national or inter- national organization and, if so, the name and address of each such regional, state or international organization. (6) Certified copies of the employee organization 's con- stitution and bylaws . (7) A designation of those persons , not exceeding two (2) in number, and their addresses, to whom notice by regular United States mail will be deemed sufficient notice on the em- ployee organization for any purpose . (8) A statement that the employee organization recog- nizes that the provisions of Section 923 of the California Labor Code are not applicable to city employees . (9) A statement that the employee organization has no restriction on membership based on race, color, creed, sex , age or national origin. (10) The job classifications or titles of employees in the unit claimed to be appropriate and the number of member employees therein. (11) A statement that the employee organization has in its possession written proof, dated within six (6) months of 7 . the date upon which the petition is filed, to establish that a majority of the employees in the unit claimed to be appro- priate , have designated the employee organization to repre- sent all employees in such unit in their employment relations with the city . Such written proof shall be submitted for confirmation to the Personnel Director. (12) A request that the Personnel Director recognize the employee organization as the representative of all of the employees in the unit claimed to be appropriate for the purpose of meeting and conferring in good faith on all mat- ters within the scope of representation. 6-3 . DURATION OF RECOGNITION . When an employee organization has been recognized, such recognition shall re- main in effect until such time as the recognized employee organization is decertified or the appropriate unit repre- sented by such recognized employee organization is modified, as provided in Section 7 . 6-4 . RESTRICTION ON REPRESENTATION. No employee shall be represented by more than one recognized employee organi- zation. 6-5 . APPROPRIATENESS OF UNITS . The Personnel Di- rector, after reviewing .the petition filed by an employee organization seeking recognition, shall determine whether the proposed unit is an appropriate unit . The principal criterion in making this determination is whether there is a community of interest among such employees . The following factors , among others, are to be considered in making such determination: (1) Which unit will assure employees the fullest freedom in the exercise of rights set forth under this resolution. (2) The history of employee relations in the unit, among other employees of the. city and in similar public employment . (3) The effect of the unit on the efficient operation of the city and sound employer-employee relations . ( 4) The extent to which employees have common skills , working conditions , job duties or similar educational require- ments . (5) The effect on the existing classification structure of dividing a single classification among two or more units . Provided, however, no unit shall be established solely 8. � — on the basis of the extent to which employees in the proposed unit have organized . i SECTION 7 DECERTIFICATION AND MODIFICATION 7-1 . DECERTIFICATION OF RECOGNIZED EMPLOYEE ORGANIZATIONS . (a) A petition for decertification alleging that a recog- nized employee organization is no longer entitled to represent all of the employees in an appropriate unit may be filed with the Personnel Director only during the months of October through December of any year following the first full year of recogni- tion (e . g. , for an employee organization granted recognition on December 1 , 1970 , a petition for decertification could not be filed until December 1 , 1971) . The petition for decertification may be filed by an employee , a group of employees or their rep- resentative , or an employee organization. The petition, in- cluding all accompanying documents , shall be verified . It may be accompanied by a petition for recognition by a challenging organization . The petition for decertification shall contain the following information : (1) The name , address and telephone number of the petitioner and a designated representative authorized to receive notices or requests for further information . (2) The name of the recognized employee organi- zation. (3) An allegation that the recognized employee organization is no longer entitled to represent all of the employees in the appropriate unit , and any other relevant and material facts . (4 ) Written proof that at least thirty percent (30%) of the employees in the unit do not desire to be repre- sented by the recognized employee organization . Such written proof shall be dated within six (6) months of the date upon which the petition is filed and shall be sub- mitted for confirmation to the Personnel Director or to a mutually agreed upon disinterested third party . (b ) When the Personnel Director determines that there has been compliance with the information requirements for the pe- tition for recognition, he shall arrange for a secret ballot election to determine if the recognized employee organization shall retain its recognition . (c ) Whenever less than thirty percent (30%) of the em- 9 . ployees in an appropriate unit have authorized dues checkoff, the Personnel Director may call a secret ballot election. (d) The Personnel Director shall revoke the recog- nition of a recognized employee organization which has been found by secret ballot election is no longer entitled to rep- resent all employees in an appropriate unit . 7-2 . MODIFICATION OF ESTABLISHED UNIT. A petition for modification of an established unit may be filed by an em- ployee organization with the Personnel Director during the same period for filing a petition for decertification, and petition for modification shall contain the following in- formation: (a) The name , address and telephone number of the pe- titioner and a designated representative authorized to re- ceive notices or requests for further information. (b ) The name of the recognized employee organization that currently represents the employees in the established unit . (c) An allegation that the established unit is no..-longer appropriate and all relevant facts in support of such alle- gation. (d) Written proof that at least thirty percent ( 30%) of the employees within the proposed modified unit have desig- nated the petitioning employee organization to represent them in their employment relations with the city . The Personnel Director shall determine the appropriate unit which may be the existing unit , the proposed-modified unit , or some other appropriate unit . After the Personnel Director determines the appropriate unit arising out of the operation of this section, he shall then follow the procedures set forth in Section 6-1 for deter- mining recognition rights in such unit . SECTION 8 MEMORANDUM OF AGREEMENT 8-1 . MEMORANDUM OF AGREEMENT. TERMS AND CONDITIONS . All matters of employer-employee relations within the scope of rep- resentation for all employees in any unit represented by a recognized employee organization, or any individual employee representing himself, shall remain the same from year to year unless on or before March 1 of the calendar year 1972, and 10 . March 1 of each calendar year thereafter, proposals in writ- ing identifying the areas within the scope of representation to be covered in negotiations are filed with the Personnel Di- rector by such recognized employee organization, or such in- dividual employee , or the City Council. For the calendar year 1971 such proposals shall be filed on the effective date of this resolution . All memoranda of agreement approved by the Council shall be effective on July 1 of each year unless other provision is made, and the funding thereof shall be included in the city ' s budget . No increase or improvement of wages , hours or other terms or conditions of employment within the scope of representation shall be effective for employees represented by recognized employee organizations except by means of- memoranda of agree- ment signed by such recognized employee organizations and the Personnel Director, and approved by the City Council . 8-2 . APPROVAL OF . If agreement is reached by and between the Personnel Director and the recognized employee organization, on matters within the scope of representation, they shall jointly prepare a TAritten memorandum of agreement . Said agreement shall not .be binding, nor of any force or effect , unless and .until approved by the City Council. In the event the Council does not approve said agreement , the Council shall refer such agreement back to the Personnel Director to make an additional attempt to meet and confer in good faith with the recognized employee organization to reach agreement which will be acceptable to the City Council . Such agreement, as changed and modified , shall not be binding, nor of any force or effect , unless and until approved by the City Council . SECTION 9 IMPASSE 9-1 . IMPASSE MEETING. REQUEST FOR. If, after a rea- sonable period of time , the Personnel Director and the rep- resentatives of the recognized employee organization have exhausted all possible means of reaching agreement , either party may , by written communication to the other, request an impasse meeting. Within ten (10 ) calendar days after re- ceipt of the written request , there shall be an impasse meeting between the parties to : (1) Make one more attempt to reach agreement . 11. intended to establish uniform and orderly methods of communi- cation between the city and its employees . SECTION 3 DEFINITIONS As used in and for the purpose of this resolution, the following terms shall have the meanings indicated: 3-1. BOARD shall mean the Personnel Board of the City of Huntington Beach . 3-2. CITY shall mean the City of Huntington Beach . 3-3 • CITY COUNCIL shall mean the City Council of the City of Huntington Beach . 3-4 . EMPLOYEE shall mean any person regularly employed by the city except elected officials . 3-5 . EMPLOYEE, CONFIDENTIAL shall mean any employee who, in the regular course of his duties , has access to, or possesses information relating to decisions of city management affecting employer-employee relations . 3-6 . EMPLOYEE, MANAGEMENT shall mean employees having the responsibility for formulating and administering city policies and programs including, but not limited to, depart- ment heads, assistant department heads and such other manage- ment personnel as may be designated by the Personnel Director. 3-7 . EMPLOYEE, PROFESSIONAL shall mean employees engaged in work requiring specialized knowledge and skills attained through completion of a recognized course of instruction, in- cluding but not limited to, attorneys, physicians, nurses, en- gineers, architects , librarians and various types of physical, chemical and biological scientists . 3-8 . EMPLOYEE RELATIONS shall mean the relationship be- tween the city and its employees and their employee organiza- tions , or when used in a general sense, the relationship between management and employees or employee organizations . 3-9 • EMPLOYEE, SUPERVISORY shall mean employees having authority to hire, transfer, suspend, lay off, recall, promote, discharge, assign, reward, or discipline other employees, or responsibly direct them, or to adjust their grievances ,' or ef- fectively to recommend any of the foregoing actions, if, in connection with the foregoing, the exercise of such authority 2 . V is not of a merely routine or :clerical nature, but requires the use of independent judgment . 3-10 . IMPASSE shall mean a deadlock in the discussions be- tween a recognized employee organization and the city over any matter concerning which they are required to meet and confer in good faith, or over the scope of such subject matter . 3-11 . 14EET AND CONFER IN GOOD FAITH shall mean the per- 1 formance by duly authorized city representatives and duly author- ized representatives of a recognized employee organization of their mutual obligation to meet at reasonable times and to confer in good faith in order to exchange freely information, opinions , and proposals , and to endeavor to reach agreement on matters within the scope of representation. This does not com- pel either party to agree to a proposal or to make a concession. 3-12 . PERSONNEL DIRECTOR shall mean the Personnel Direc- tor of the City of Huntington Beach. i 3-13 . RECOGNITION shall mean acknowledgment by the Per- sonnel Director that an employee organization is the exclusive representative of all the employees in an appropriate unit, as determined by the Personnel Director, except employees in such unit who have elected to represent themselves . 3-14 . RECOGNIZED EMPLOYEE ORGANIZATION shall mean an em- ployee organization which has been granted recognition by the Personnel Director as the employee organization which has the right to meet and confer in good faith as the exclusive or- ganizational representative of all members of an appropriate unit except those members in such unit who elect to represent themselves . 3-15 . SCOPE OF REPRESENTATION shall mean all matters re- lating to employment conditions and employer-employee relations, including, but not limited to, wages, hours and other terms and conditions of employment . City rights , as defined in Sec- tion 5 herein, are excluded from the scope of representation. SECTION 4 EMPLOYEE RIGHTS 4-1 . RIGHTS ENUMERATED . Employees shall have the fol- lowing rights : (a) To form, join and participate in the activities of em- ployee organizations of their own choosing for the purposes of representation on all matters of employee relations . 3 . i (b ) To refrain from joining: or participating in the ac- tivities of employee organizations . (c ) To represent themselves individually at any time in their employee relations . (d) Professional employees have the right to be repre- sented separately from nonprofessional employees by a pro- j fessional employee organization consisting of such professional employees . 4-2 . INTERFERENCE PROHIBITED . Neither the city, nor any employee organization, nor any employee, shall interfere with, intimidate, restrain, coerce, or discriminate against any em- ployee or employees because of the rights guaranteed hereunder. i, 4-3 . EXCEPTIONS . Management and confidential employees who are members of employee organizations which represent employees who are not management or confidential employees I .... shall not represent such employee organizations on matters within the scope of representation. Supervisory employees who are members of employee organi- zations which represent employees who are not supervisory em- ployees shall not serve as representatives of such organiza- tions in any stage of the grievance procedure . Nothing herein shall be construed to give employees the right to strike, and any employee who, directly or indirectly, by any means whatsoever, encourages, causes or participates in any strike, walkout, stoppage or retarding of work, or any other interference with the conduct of the city 's operations, shall be subject to discharge or other disciplinary action in the sole discretion of the city . SECTION 5 CITY RIGHTS 5-1. RIGHTS ENUMERATED. Except as otherwise specifically provided in this resolution, or amendments or revisions thereto, the city has and retains the sole and exclusive rights and func- tions of *management , including, but not limited to, the follow- ing (a) To determine the merits, necessity, nature or extent of services to be performed, as well as the right to determine_ and implement its public function and responsibility, and the mission of its constituent departments, commissions and boards . (b ) To manage all facilities and operations of the city, 4 . including the methods , means and personnel by which the city ' s operations are to be conducted. I (c) To schedule working hours , allot and assign work . (d) To establish, modify or change work schedules or standards . i (e) To direct the working forces, including the right to lire, promote, demote, or transfer any employee . (f) To determine the location of all plants and facilities . (g) To determine the layout and the machinery, equipment )r materials to be used . (h) To determine processes , techniques , methods and means ' )f all operations , including changes or adjustments of any iachinery or equipment . (i) To determine the size and composition of the working 'orce . (j ) To determine the policy and procedure affecting the election or training of new employees . j (k) To establish, assess and implement employee per- ' ormance standards , including, but not limited to, quality and uantity standards; the assessment of employee performances; and ne procedures for said assessment . (1) To control and determine the use of city 's property, iterial, machinery and equipment . (m) To schedule the operation of and to determine the amber and duration of shifts . (n) To determine measures to promote safety and to protect �alth and property . (o) To transfer work from one job to another or from one ant or unit to another . (p) To introduce new, improved or different methods of erations, or to change existing methods . (q) To relieve employees from duty for lack of work or r other reasons deemed legitimate by management . (r) To reprimand, suspend, discharge or otherwise discip- ne employees for cause . The judgment of management shall 5 . i I govern except for an abuse of discretion . (s) To establish and determine job classifications . (t) To contract or subcontract construction, services, maintenance, distribution or any other. work with outside pub- lic or private entities . (u) To take such other and further action as may be nec- essary to organize and operate the city in the most efficient and economical mapner for the best interest of the public it serves . i 5-2 . CITY' S REPRESENTATIVE DESIGNATED. The City Council hereby designates the Personnel Director as the city 's princi- pal representative in all matters of employer-employee rela- tions, with authority to meet and confer in good faith on matters within the scope of representation . ' SECTION 6 � . f EMPLOYEE ORGANIZATIONS 6-1. RECOGNITION OF . Recognition shall be granted to employee organizations by the Personnel Director in accord- ance with the following: (1) Only one employee organization shall be granted rec- ognition as the recognized employee organization, entitled to meet and confer in good faith within the scope of representa- tion, for employees in a unit deemed appropriate by the Per- sonnel Director, with the exception of self-representing em- ployees . (2) The Personnel Director, at his option and sole dis- cretion, shall determine which employee organization shall represent all employees (except self-representing employees) in the unit deemed appropriate by the Personnel Director, in one or more of the following ways : (a) The employee organization files with the Personnel Director a verified petition for recog- nition meeting the requirements of Section 6-2 of this resolution. (b) The Personnel Director may arrange for a secret ballot election to determine representation rights within an appropriate unit . (c) Any other reasonable method which is based 6 . upon written proof and-- is designed to ascertain the will of a majority of all the employees in such ap- propriate unit . 6-2 . PETITION FOR RECOGNITION. THE RIGHT TO MEET AND CONFER IN GOOD FAITH. An employee. organization that .seeks recognition for the purpose of meeting and conferring in good faith as the representative of all the employees in an appropriate unit shall file a petition with the Personnel Director containing the following information and documen- tation- (1) Name and address of the employee organization. (2) Names and titles of its officers . (3 ) Names of employee organization representatives who are authorized to speak on behalf of its members . (4) A statement that the employee organization has, as one of its primary purposes, representing employees in their employment relations with the city . (5) A statement whether the employee organization is a chapter or local of, or affiliated directly or indirectly in any manner with, a regional or . state, or national or inter- national organization and, if so, the name and address of each such regional, state or international organization . (6) Certified copies of the employee organization 's con- stitution and bylaws . (7) A designation of those persons , not exceeding two (2) in number, and their addresses, to whom notice by regular United States mail will be deemed sufficient notice on the em- ployee organization for any purpose . (8 ) A statement that the employee organization recog- nizes that the provisions of Section 923 of the California Labor Code are not applicable to city employees . (9) A statement that the employee organization has no restriction on membership based on race, color, creed, sex , age or national origin. (10) The job classifications or titles of employees in the unit claimed to be appropriate and the number of member employees therein. (11) A statement that the employee organization has in its possession written proof, dated within six (6) months of 7 . the date upon which the petition is filed, to establish that a majority of the employees in the unit claimed to be appro- priate , have designated the employee organization to repre- sent all employees in such unit in their employment relations with the city . Such written proof shall be submitted .for confirmation to the Personnel Director . (12) A request that the Personnel Director recognize the employee organization as the representative of all of the employees in the unit claimed to be appropriate for the purpose of meeting and conferring in good faith on all mat- ters within the scope of representation. 6-3 . DURATION OF RECOGNITION. When an employee organization has been recognized, such recognition shall re- main in effect until such time as the recognized employee organization is decertified or the appropriate unit repre- sented by such recognized employee organization is modified, as provided in Section 7 . 6-4 . RESTRICTION ON REPRESENTATION. No employee shall be represented by more than one recognized employee organi- zation. 6-5 . APPROPRIATENESS OF UNITS . The Personnel Di- rector, after reviewing .the petition filed by an employee organization seeking recognition, shall determine whether the proposed unit is an appropriate unit . The principal criterion in making this determination is whether there is a community of interest among such employees . The following factors , among others, are to be considered in making such determination: (1) Which unit will assure employees the fullest freedom in the exercise of rights set forth under this resolution. (2) The history of employee relations in the unit, among other employees of the. city and in similar public employment . (3) The effect of the unit on the efficient operation of the city and sound employer-employee relations . (4) The extent to which employees have common skills , working conditions , job duties or similar educational require- ments . (5) The effect on the existing classification structure of dividing a single classification among two or more units . Provided, however, no unit shall be established solely 8. � — on the basis of the extent to which employees in the proposed unit have organized . i SECTION 7 DECERTIFICATION AND MODIFICATION 7-1 . DECERTIFICATION OF RECOGNIZED EMPLOYEE ORGANIZATIONS . (a) A petition for decertification alleging that a recog- nized employee organization is no longer entitled to represent all of the employees in an appropriate unit may be filed with the Personnel Director only during the months of October through December of any year following the first full year of recogni- tion (e . g. , for an employee organization granted recognition on December 1 , 1970 , a petition for decertification could not be filed until December 1, 1971) . The petition for decertification may be filed by an employee , a group of employees or their rep- resentative , or an employee organization . The petition, in- cluding all accompanying documents , shall be verified. It may be accompanied by a petition for recognition by a challenging organization . The petition for decertification shall contain the following information : ( 1) The name , address and telephone number of the petitioner and a designated representative authorized to receive notices or requests for further information . (2) The name of the recognized employee organi- zation. (3) An allegation that the recognized employee organization is no longer entitled to represent all of the employees in the appropriate unit , and any other relevant and material facts . ( 4) Written proof that at least thirty percent (30%) of the employees in the unit do not desire to be repre- sented by the recognized employee organization. Such written proof shall be dated within six (6) months of the date upon which the petition is filed and shall be sub- mitted for confirmation to the Personnel Director or to a mutually agreed upon disinterested third party . (b ) When the Personnel Director determines that there has been compliance with the information requirements for the pe- tition for recognition, he shall arrange for a secret ballot election to determine if the recognized employee organization shall retain its recognition . (c ) Whenever less than thirty percent (30%) of the em- 9 • ployees in an appropriate unit have authorized dues checkoff, the Personnel Director may call a secret ballot election. (d) The Personnel Director shall revoke the recog- nition of a recognized employee organization which has been . found by secret ballot election is no longer entitled to rep- resent all employees in an appropriate unit . 7-2 . MODIFICATION OF ESTABLISHED UNIT. A petition for modification of an established unit may be filed by an em- ployee organization with the Personnel Director during the same period for filing a petition for decertification, and petition for modification shall contain the following in- formation : (a) The name , address and telephone number of the pe- titioner and a designated representative authorized to re- ceive notices or requests for further information. (b ) The name of the recognized employee organization that currently represents the employees in the established unit . (c) An allegation that the established unit is no..-longer appropriate and all relevant facts in support of such alle- gation. (d) Written proof that at least thirty percent ( 30%) of the employees within the proposed modified unit have desig- nated the petitioning employee organization to represent them in their employment relations with the city . The Personnel Director shall determine the appropriate unit which may be the existing unit , the proposed-modified unit , or some other appropriate unit . After the Personnel Director determines the appropriate unit arising out of the operation of this section, he shall then follow the procedures set forth in Section 6-1 for deter- mining recognition rights in such unit . SECTION 8 MEMORANDUM OF AGREEMENT 8-1. MEMORANDUM OF AGREEMENT. TERMS AND CONDITIONS . All matters of employer-employee relations within the scope of rep- resentation for all employees in any unit represented by a recognized employee organization, or any individual employee representing himself, shall remain the same from year to year unless on or before March 1 of the calendar year 1972 , and 10 . March 1 of each calendar year thereafter, proposals in writ- ing identifying the areas within the scope of representation to be covered in negotiations are filed with the Personnel Di- rector by such recognized employee organization, or such in- dividual employee , or the City Council. For the calendar year 1971 such proposals shall be filed on the effective date of this resolution . All memoranda of agreement approved by the Council shall be effective on July 1 of each year unless other provision is made , and the funding thereof shall be included in the city ' s budget . No increase or improvement of wages , hours or other terms or conditions of employment within the scope of representation shall be effective for employees represented by recognized employee organizations except by means of, memoranda of agree- ment signed by such recognized employee organizations and the Personnel Director, and approved by the City Council . 8-2 . APPROVAL OF . If agreement is reached by and between the Personnel Director and the recognized employee organization, on matters within the scope of representation, they shall jointly prepare a Tgritten memorandum of agreement . Said agreement shall not .be binding, nor of any force or effect , unless and .until approved by the City Council . In the event the Council does not approve said agreement , the Council shall refer such agreement back to the Personnel Director to make an additional attempt to meet and confer in good faith with the recognized employee organization to reach agreement which will be acceptable to the City Council . Such agreement , as changed and modified , shall not be binding, nor of any force or effect , unless and until approved by the City Council . SECTION 9 IMPASSE 9-1 . IMPASSE MEETING. REQUEST FOR. If, after a rea-. sonable period of time , the Personnel Director and the rep- resentatives of the recognized employee organization have exhausted all possible means of reaching agreement , either party may , by written communication to the other, request an impasse meeting. Within ten (10 ) calendar days after re- ceipt of the written request , there shall be an impasse meeting between the parties to : (1) Make one more attempt to reach agreement . 11. (2) Identify and reduce to writing the issue or issues in conflict . (3) Select by mutual consent , the type of impasse pro- cedure to be used. 9-2 . IMPASSE PROCEDURES : TYPES OF. Any of the fol- lowing procedures may be selected in order to resolve an im- passe : (a)•. Mediation (or Conciliation) . The mediator shall make no public recommendations nor take any public position concerning the issues . Mediation shall be con- ducted under the rules of the California State Conciliation Service . (b ) Fact Finding. The Fact Finder shall report his findings only to the parties involved and the Personnel Board. Fact finding shall be conducted under the rules and regulations of the American Arbitration Association . (c) Advisory Arbitration . To be conducted under the 'rules and regulations of the American Arbitration Asso- ciation. The arbitrator's recommendations will be submitted to both parties and the Personnel Board. (d) Personnel Board Hearing. The impasse may be referred to the Personnel Board for a hearing and recom- mendation to the City Council . When an impasse is resolved in accordance with the pro- cedures set forth in this section, the memorandum of agree- ment shall be modified accordingly , and such modified memo- randum of agreement shall be submitted to the Personnel Board for review and recommendation to the City Council . Said modi- fied agreement shall not be binding, nor of any force or ef- fect , unless and until approved by the City Council . If no agreement can be reached on the impasse procedure to be used pursuant to this section within ten (10 ) days after the impasse meeting, such impasse will be automatically sub- mitted to the Personnel Board at private session for deter- mination, and such determination shall be final as between the recognized employee organization and the Personnel Director . The Personnel Director and the recognized employee organization shall have the right to notice , attendance , opportunity to be heard and present relevant evidence to the Board at such pri- vate session. After reaching its determination which shall not be subject to further review, the memorandum of agree- ment shall be modified in accordance therewith, and such 12 . memorandum of agreement , as modified, shall be transmitted, together with a written report from the Personnel Board, to the City Council for approval . Such memorandum of agreement, as so modified, shall not be binding, nor of any force or effect , unless and until approved by the City Council . 9-3 . PROCEDURES GENERALLY . The following provisions shall apply to all impasse procedures : (a) Costs , if any , of impasse procedure will be borne equally by the parties . (b ) All sessions under impasse procedure shall be pri- vate . (c) The result of any impasse procedure is subject to approval of the City Council . SECTION 10 EMPLOYEE ORGANIZATION RIGHTS 10-1 . REASONABLE TITS OFF TO MEET AND CONFER. The rec- ognized employee organization may select not more than two (2) employee members of such organization to attend scheduled meetings .with the Personnel Director or other management of- ficials on subjects within the scope of representation during regular work hours without loss of compensation. Where cir- cumstances warrant , the Personnel Director may approve the attendance at such meetings of additional employee represen- tatives without loss of compensation. The recognized em- ployee organization shall submit the names of all such em- ployee representatives to the Personnel Director at least two (2 ) working days in advance of such meetings . Provided that : (a) No employee representative shall leave his duty or work station or assignment without specific approval of the department head. or other authorized city management official . (b ) Any such meeting is subject to scheduling by the Personnel Director in a manner consistent with operating needs and work schedules . 10-2 . ACCESS TO WORK LOCATIONS . Reasonable access to employee work locations shall be granted representatives of recognized employee organizations for the purpose of pro- cessing grievances or contacting members of the organization concerning business within the scope of representation. Such officers or representatives shall not enter any work location 13 . without the consent of the-. department head or his designated representative . Access may be restricted so as not to inter- fere with the normal operations of the department or with established safety or security requirements . Solicitation of membership and activities related to management of an employee organization, such as collecting dues , holding membership meetings , campaigning for office , conducting elections and distributing literature , will not be permitted during working hours . 10-3 . BULLETIN BOARDS . Recognized employee organiza- tions may use portions of city bulletin boards under the fol- lowing conditions : (a) All material must receive the approval of the de- partment or division head in charge of the departmental bulle- tin board. (b ) All material must be dated and must identify the organization that published it . (c) The actual posting of material will be done by a representative of the recognized employee organization after approval by the department head . Unless special arrangements are made , material posted will be removed thirty-one (31) days after the posting date by a representative of the recog- nized employee organization. Material which the department head considers objectionable will not be posted, provided, however, that his decision not to post such material has first been discussed with the Personnel Director. (d) The city reserves the right to determine where bulle- tin boards shall be placed .and what portion of them are to be allocated to the use of recognized employee organizations . (e) A recognized employee organization which does not abide by these rules may forfeit its right to post materials on city bulletin boards . 10-4 . USE OF CITY FACILITIES . Recognized organizations , with the prior approval of the Personnel Director, may be per- mitted to use city facilities , if available , during nonwork hours to hold employee meetings . All such requests shall be in writing and shall state the purpose or purposes of the meeting. The city reserves the right to assess reasonable charges for the use of any such facilities , and any damage thereto . 14 . 10-5 . AVAILABILITY O'F INFORMATION. The city will make available to recognized employee organizations such nonconfi- dential information pertaining to employment relations as is contained in the public records of the city , subject to the limitations and conditions set forth in this section and Sections 6250 through . 6260. of .the Government Code . Recognized employee organizations will make available to city such nonconfidential information pertaining to wages , hours and conditions of employment as the organization intends to use in its,, conferences with the city, subject to the con- ditions and limitations set forth in this section. Such information shall be made available during regular office hours in accordance with the city ' s rules and regu- lations for making public records available and after payment of reasonable costs , if any . Regularly-published data covering subjects under discussion will be made available to recognized employee organizations and the city . Data from a confidential source may , at the discretion of the Personnel Director, be disseminated, provided that the source of such data is not revealed . Nothing in this section shall be construed as requiring the dis.closure _of the following: (a) Personnel , medical and similar files , the disclosure of which would constitute an unwarranted invasion of personal privacy or be contrary to the principles of the competitive service . (b ) Records which are not retained in the ordinary course of business , or any information which it is clearly against the public interest to reveal . (c ) Records pertaining to pending litigation in which the city is a party , or records of claims or appeals which have not been settled. Nothing in this section shall be construed as requiring the city to perform research, or to program or assemble data when such functions are not usually included in the services performed by the city . 10-6 . DUES DEDUCTION . Only recognized employee organi- zations shall be granted permission to have regular dueB de- ducted from the pay checks of its members in accordance with procedures prescribed by the Personnel Director. Dues shall be deducted in even amounts only , and only 15 . upon the voluntary , written authorization of the member. Dues deduction authorization may be cancelled and such deduction discontinued at any time by the member upon voluntary , written notice to the Personnel Director. Such cancellation shall become effective during the second payroll period following receipt of such written noticee . Dues deduction .authorization or cancellation shall be made on cards approved by the Per- sonnel Director. The employee 's earnings must be sufficient to cover stand- ard payroll deductions as well as the amount assessed by the recognized employee organization as dues . No dues shall be withheld for any member of a recognized employee organization during any period that such member is in a nonpay status . Mem- bers of recognized employee organizations who are off the city ' s payroll, and who desire to keep their membership in the recog- nized employee organization current , may pay dues directly to such recognized employee organization. Dues withheld by the city shall be transmitted to the officer designated in writing by the recognized employee organi- zation as the officer authorized to receive such funds , at the address specified. All recognized employee organizations which receive dues check-off shall indemnify and hold the City of Huntington Beach harmless against any and all claims and against any suit insti- tuted. against the City of Huntington Beach arising out of such check-off of dues . In addition, upon presentation of supporting evidence , all such recognized employee organizations shall re- fund to the City of Huntington Beach any amounts paid to it in error. SECTION 11 PERSONS NOT IN UNITS PERSONS NOT IN UNITS . Employees not included within an appropriate unit and therefore not represented by a recognized employee organization, and elected department heads shall have their base salary ranges , fringe benefits and other terms and conditions of employment , insofar as such do not conflict with the city Charter, determined in accordance with the following procedure : (1) Not less than one (1) month prior to the time the annual city budget is presented to the City Council for adop- tion, the Personnel Director shall assemble relevant data and information pertinent to the matters encompassed by this sec- tion and shall discuss such data and information with the 16 . person concerned 'who shall. -have the right to present to the Personnel Director relevant data and .information which shall be duly received and considered by the Personnel Director. (2) The Personnel Director shall then present , in written and oral form, such relevant data and information to the Per- sonnel Board in private session with respect to which the per- son concerned shall have the following rights : to prior notice ; to attendance; to be heard and present relevant data and in- formation. The Personnel Board shall make findings and con- clusions based on all relevant data and information received by it at such session, and shall prepare and transmit to the City Council its written report , including such findings , con- clusions and recommendations , prior to the time the annual city budget is presented to the City Council for adoption. (3) After duly considering the written report and recom- mendations of the Personnel Board , the City Council shall, by resolution, determine the matters with which this section is concerned. In the event the City Council rejects the report and recommendations of the Personnel Board , the Personnel Director and the person concerned shall have the opportunity to appear before and be heard by the City Council in private session with respect to which the person concerned shall have the same rights as enumerated in subsection (2) above of this section, prior to the determination by the City Council of such matters , and such determination shall be based on rele- vant data and information. (4 ) All salary and other adjustments made pursuant to this section shall be effective as of July 1 of each year unless other provision is made , and the funding thereof shall be included in the city 's budget . - ( 5) The purpose of this section is to determine salary and other adjustments for a position without regard to the individual occupying such position . SECTION 12 NOTICE Except in cases of emergency , the city shall give reason- able, written notice to each recognized employee organization of any ordinance , rule , resolution or regulation directly re- lating to matters within the scope of representation proposed to be adopted by the city , and shall provide such recognized employee organization the opportunity to meet with the city . In cases of emergency when the city determines that an 17 . ordinance , rule , resolution or regulation must be adopted im- mediately without prior notice or meeting with recognized em- ployee organizations , the city shall provide opportunity to meet at the earliest practicable time following the adoption of such ordinance , rule , resolution or regulation . SECTION 13 PEACEFUL PERFORMANCE Any employee organization which, directly or indirectly , by any means whatsoever, engages in, induces , condones or en- courages any employee to engage in a strike , walkout , stoppage , or retarding of work, or any other interference with the con- duct of the city 's operations , shall lose all rights hereunder, including but not limited to, suspension or revocation of recognition, cancellation of payroll deductions , prohibition of access to work or duty stations and bulletin boards . How- ever, no such rights shall be lost by any such employee organi- zation without prior notice , public hearing, opportunity to be heard and to present evidence to the City Council by such em- ployee organization. SECTION 14 GENERAL PROVISIONS 14-1 . CONDUCT OF ELECTIONS . Wherever a secret ballot election is provided for by this resolution, such election shall be conducted by the California State Conciliation Service , and there shall be no more than one election in any one unit in any twelve-month period. In any election held pursuant to this resolution, the re- sult of such election shall be determined by a majority of all members in the unit eligible to vote in such election . 14-2 . STATUS OF RECOGNIZED EMPLOYEE ORGANIZATIONS . The enactment of this resolution shall not alter or modify the recognition of existing recognized employee organizations . 14-3 . SUBPOENAS . The City Clerk, upon the request of the Personnel Director or any recognized employee organization, shall be authorized to issue subpoenas to compel the attend- ance of witnesses in any proceeding under this resolution. 14-4 . DECISION. APPEAL FROM. Any provision of this resolution to the contrary notwithstanding, any decision of the Personnel Director made pursuant to this resolution may be ap- pealed to the Personnel Board by any employee organization or 18 . self-representing employee-, adversely affected by such de- termination, or by the City Council . Any decision of the Personnel Board made pursuant to this resolution may be appealed to the City Council by any employee organization, or. self-representing employee , ad- versely affected by such determination, or by the City Council . This section shall not apply to any determination made by either the, Personnel Director or the Personnel Board in connection with the impasse procedures pursuant to Section 9-.2 of this resolution . Notice in writing by mail of all determinations of the Personnel Director or the Personnel Board pursuant to this resolution must be served upon the employee organization or the self-representing employee concerned, and the City Council, within five (5) days after such determination is made . No ap- peal from any such determination may be made unless a written notice of appeal is filed with the Personnel Board, in the case of an appeal to the Personnel Board , or with the City Council, in the case of an appeal to the City Council , within ten (10 ) days following the date of service of notice of such determination, as provided herein . The date of mailing of such notice of determination, as provided herein, shall be conclusively deemed the date of service thereof. SECTION 15 CONSTRUCTION Nothing in this resolution shall be construed as deny- ing the city or any person or employee the rights granted by Federal and State laws , and city Charter provisions or ordi- nances adopted pursuant thereto. The rights , powers and authority of the City Council in all matters , including the right to maintain any legal action, shall not be modified or restricted by this resolution. The provisions of this resolution are not intended to conflict with the provisions of Chapter 10 , Division 4 , Title 1 of the Government Code of the State of California (Sections 3500 et seq . ) , and any amendments or revisions thereto . 19 . SECTION 16 SEVERABILITY If any section,. subsection, sentence , clause , phrase or portion of this resolution, or any additions or amendments thereto, or the application thereof to any person, is for any reason held to be invalid or unconstitutional by the decision of any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this reso- lution or its,, application to other persons . The City Council hereby declares that it would have adopted this resolution and each section, subsection, sentence, clause , phrase or portion, and any additions or amendments thereto, irrespective of the fact that any one or more sections , . subsections , sentences , clauses , phrases or portions , or the application thereof to any person, be declared invalid or unconstitutional . SECTION 17 REPEAL Resolution No. 2468 is hereby repealed, and all resolu- tions in conflict herewith are hereby repealed. PASSED AND ADOPTED by the City Council of the City of Huntington Beach at a regular meeting thereof held on the 1st day of June, 1971 . Mayor ATTEST: o (?,-" City , erk APPROVED AS TO FORM: City Attorn 20 . Res. No. 3335 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss : CITY OF HUNTINGTON BEACH ) I , PAUL C. JONES, the duly elected, qualified and acting City Clerk of the City of Huntington Beach, and ex- officio Clerk of the City Council of said City, do hereby certify that the whole number of members of the City Council of the City of Huntington Beach is seven; that the foregoing resolution was passed and adopted by the affirmative vote of more than a majority of all the members of said City Council at a regular adjourned meeting thereof held on the 1st day of June , 19_Ll , by the following vote AYES: Councilmen: Bartlett , Gibbs , Matney, Coen, McCracken NOES: Councilmen: None ABSENT: Councilmen: Shipley, Green City Clerk and x-officio Clerk of the City Council of the City of Huntington Beach, California