HomeMy WebLinkAboutSullivan, Dave - 2014 FPPC Campaign Disclosure Forms - Succe Type or print in ink. SUMMARY PAGE
Campaign Disclosure Statement
Amounts may be rounded Statement covers period
Summary Page to whole dollars.
from 07/01/2014
through 12/31/2014 Page 3 of 4
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER I.D. NUMBER
Dave Sullivan 4 City Council 2016 135-986
Column Column Calendar Year Summary for Candidates
Contributions Received TOTALTHIS PERIOD CALENDARYEAR Running in Both the State Prima and
(FROMATTACHED SCHEDULES) TOTALTODATE g
General Elections
1. Monetary Contributions ........................................... Schedule A,Line 3 $ 0.00 $ 0.00
1/1 through 6/30 7/1 to Date
2. Loans Received ...................................................... Schedule B,Line 3 0.00 35,000.00
0.00 35,000.00 20. Contributions
3. SUBTOTALCASH CONTRIBUTIONS ......................... Add Lines 1+2 $ $ Received $ $
4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21. Expenditures
5. TOTAL CONTRIBUTIONS RECEIVED ...........................Add Lines 3+4 $ 0.00 $ 35,000.00 Made $ $
Expenditures Made Expenditure Limit Summary for State
6. Payments Made....................................................... Schedule E,Line 4 $ 0.00 $ 50.00 Candidates
7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00
22. Cumulative Expenditures Made*
8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 0.00 $ 50.00 (If Subject to Voluntary Expenditure Limit)
9. Accrued Expenses (Unpaid Bills Schedule F,Line 3 0.00 0.00 Date of Election Total to Date
10. Nonmonetary Adjustment ..........................................ScheduleC,Linea o.00 0.00 (mm/dd/yy)
11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 0.00 $ 50.00 _�� $
Current Cash Statement $
12. Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 14,877.20 To calculate Column B,add
13.Cash Receipts ................................................... Column A,Line 3 above 0.00 amounts in Column A to the
corresponding amounts *Amounts in this section may be different from amounts
14. Miscellaneous Increases to Cash........................... Schedule I,Line 4 0.00 from Column B of your last reported in Column B.
15.Cash Payments.................... 0.00 report. Some amounts in
y Column A,Line a above Column A may be negative
16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 14,877.20 figures that should be
subtracted from previous
If this is a termination statement, Line 16 must be zero. period amounts. If this is
the first report being filed
17. LOAN GUARANTEES RECEIVED ........................... Schedule B,Part 2 $ o.oo for this calendar year, only
carry over the amounts
Cash Equivalents and Outstanding Debts arny)Lines 2,7,and 9(if
18. Cash Equivalents........................................ See instructions on reverse $ 0.00
19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 35,000.00 FPPC Form 460(January/05)
FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772)
www.netfi►e.com
Type or print in ink. SCHEDULE B-PART 1
Schedule B—Part I Amounts may be rounded Statement covers period
® e
from
Loans Received to whole dollars. 07/01/2014 FORM VSEE INSTRUCTIONS ON REVERSE through 12/31/2014 Page 4 of 4
NAME OF FILER I.D. NUMBER
Dave Sullivan 4 City Council 2016 135-986
IF AN INDIVIDUAL, ENTER OUTSTANDING ib1 (o) OUTSTANDING ie1 (f)
FULL NAME,STREET ADDRESS AND ZIP CODE AMOUNT AMOUNTPAID INTEREST ORIGINAL CUMULATIVE
OCCUPATION AND EMPLOYER BALANCE LOSE O THIS
OF LENDER (IF SELF-EMPLOYED,ENTER BEGINNING THIS F THIS PAID THIS AMOUNT OF CONTRIBUTIONS
RECEIVED THIS OR FORGIVEN CLOSE O
(IF COMMITTEE,ALSO ENTER I.D.NUMBER) NAME OF BUSINESS) PERIOD PERIOD THIS PERIOD* PERIOD PERIOD LOAN TO DATE
Dave Sullivan 4 city Council 2016 (ID# 135-936) CALENDARYEAR
4162 Windsor Drive ❑PAID
Huntington Beach, CA 92649
$ 0.00 $ 20,000.00 % $ 20,000.00 $ 0.00
❑FORGIVEN RATE PER ELECTION**
$ 20,000.00 $ 0.00 $ 0.00 $ 0.00 09/01/2012 $
t❑ IND El COM ❑ OTH ❑ PTY ❑ SCC DATE DUE DATE INCURRED
Dave Sullivan 4 City Council 2016 (ID# 135-986) ❑PAID CALENDARYEAR
4162 Windsor Drive
Huntington Beach, CA 92649
$ 0.00 $ 15,000.00 % $ 15,000.00 $ 0.00
❑FORGIVEN RATE - PER ELECTION**
$ 15,000.00 $ 0.00 $ 0.00 $ 0.00 10/10/2012 $
t❑ IND ® COM ❑ OTH ❑ PTY ❑ SCC DATE DUE DATE INCURRED
❑PAID CALENDARYEAR
❑FORGIVEN RATE PERELECTION*tl`
t❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC DATE DUE DATE INCURRED
SUBTOTALS $ 0.00$ 0.00$ 35,000.00$ 0.00
(Enter(e)on
Schedule B Summary Schedule E,Line 3)
1. Loans received this period................... •..$ 0.00
.......................................................
(Total Column(b)plus unitemized loans of less than$100.) tContributor Codes
IND—Individual
2. Loans paid or forgiven this period ......... $ 0.00 COM—Recipient Committee
................................................................................................
(Total Column(c)plus loans under$100 paid or forgiven.) (other than PTY or SCC)
(Include loans paid by a third party that are also itemized on Schedule A.) OTH-Other(e.g., business entity)
PTY-Political Party
3. Net change this period. (Subtract Line 2 from Line 1.)............................................................... NET $
0.00 SCC-Small Contributor Committee
Enter the net here and on the Summary Page, Column A, Line 2. (May be a negative number)
*Amounts forgiven or paid by another party also must be reported on Schedule A.
'*If required. FPPC Form 460(January/05)
FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772)
www.netfile.com
Estanislau, Robin
From: Estanislau, Robin
Sent: Wednesday, October 29, 2014 5:33 PM
To: 'Dave'; Sullivan, Dave
Cc: 'jill.hardy@surfcity-hb.org'; 'hbmissjill@aol.com'
Subject: Re: Filing Pre-Election Statements
Dave,
We have run into this problem with the FPPC before ... different answers, from different representatives. I posed the
following question in writing to the FPPC prior to the 1'Y Pre-election filing deadline:
"Who is not required to file pre-election statements?" Their response was:
City general purpose committees (including major donors and independent expenditure committees) that do
not make contributions or independent expenditures of$500 or more during the pre-election reporting period
are not required to file pre-election reports.
In order to ensure compliance, I will contact the FPPC by phone tomorrow to see if someone can tell me which answer is
correct. I'll get back to you. O
I'm also copying Jill Hardy on this email because I instructed her to file, based on the FPPC's advice. (0
Robin Estanislau, CIVIC
Assistant City Clerk
City of Huntington Beach
2000 Main Street
Huntington Beach CA 92648
(714) 536-5405
Robin.Estanislau@surfcity-hb.org
a
P r)'.. T
From: Dave [mailto:dsullivanasocal.rr.com]
Sent: Tuesday, October 28, 2014 5:00 PM
To: Estanislau, Robin
Subject: RE: 2nd Pre-Election 460 Filing Missed
Robin,
I called FPPC and explained the situation, when I got your notice. The lady said that as long as I don't make campaign
contributions from account in this election that I just had to do the semi annual filings.
Dave
From: Estanislau, Robin [mailto:Robin.Estanislauasurfcity-hb.org]
Sent: Tuesday, October 28, 2014 12:31 PM
To: Dave
1
Cc: Flynn, Joan
Subject: 2nd Pre-Election 460 Filing Missed
Hi Dave,
Please see the attached letter reminding you that your campaign committee has missed filing pre-election statements
covering
7/1/2014—9/30/14(due October 6), and 10/1/14—10/18/14(due October 23). 1 sent you the a letter for the first filing
on October 7, but never heard back from you. Please let us know when you plan to a-file to bring your committee status
current.
Thanks!
Robin Estanislau, CIVIC
Assistant City Clerk
City of Huntington Beach
2000 Main Street
Huntington Beach CA 92648
(714) 536-5405
Robin.Estanislauc@surfcity-hb.org
P0T
2
City of Huntington Beach
�. 2000 Main Street ♦ Huntington Beach, CA 92648
(714) 536-5227 ♦ www.huntingtonbeachca.gov
FFe.'1 IWA- Office of the City Clerk
® Joan L. Flynn, City Clerk
October 28, 2014
Kathleen Sullivan
Huntington Beach, CA 92649
RE: Non-Filer Notification Form 460 (Committee ID# 1350986: Dave Sullivan 4 City Council 2016)
Dear Kathleen:
Our records indicate that pre-election form 460 campaign statements due on October 6 and October 23,
2014, have not been received.
The Political Reform Act prohibits filing officers from extending a filing deadline. Accordingly, please file your
late statements immediately and include an explanation for your late filings.
Reminder: NetFile, the City of Huntington Beach's free web-based data entry e-filing system, allows users to
electronically submit disclosure reports as mandated by the California Political Reform Act. Users are able to
access the system on any computer with internet access, 24 hour a day, 7 days a week. Access the system
by going to .-,tip:/Istatic E,eL ie rniag Ya
The individual who will be entering transactions into your committee's account and e-filing statements needs to
create a NetFile User by clicking the "Create a New NetFile User" link. This opens the Create a New
NetFile User page. Follow the on-screen instructions. There is a short video that explains this entire process
located in the How-To Videos section on the log-in page.
Once the individual has created their NetFile User, they must then link their NetFile User Account to the
committee account. Log in and then click the"Link Local Campaign Filer Account" link. Enter the Committee
Name as found on your FPPC Form 410. Select the Committee Type and then enter the Filer ID:
wand Filer Password:jjjj�
For full instructions on creating a NetFile User and linking to the committee, see the document on the
NetFile User Log-In page "How to Create a NetFile User and Link a Campaign Filer Account."
If you have any questions, consult the user's guide available in the Help & Support menu or view the page
help by clicking the "Open Page Help" button available on every page in the system after your successful login.
If you have questions or would like information regarding training on our e-filing system, please contact Robin
Estanislau, Assistant City Clerk at(714) 536-5405.
Sincerely,
Joan L. Flynn
City Clerk
c: Dave Sullivan
Sister Cities: Anjo, Japan ♦ Waitakere, New Zealand
"" ity of Hunflngton Beach.
20O0 Main Street * Huntington Beach, CA 92648
(714) 536-5227 ® wv"v.huntingtonheachca.gov
Office of the City Clerk
i Joan L. Flynn, City Clerk
October 7, 2014
Kathleen Sullivan
Huntington Beach, CA 92649
RE: Committee ID# 1350986(Dave Sullivan 4 City Council 2016)
Dear Kathleen:
This letter is to notify you that the October 6, 2014 deadline to file a Pre-Election Campaign Statement for the period
of July 1, 2014 through September 30, 2014 has passed.
Reminder: NetFile, the City of Huntington Beach's free web-based data entry e-filing system, allows users to
electronically submit disclosure reports as mandated by the California Political Reform Act. Users are able to
access the system on any computer with internet access, 24 hour a day, 7 days a week.
Access the system by going to the NetFile User Log-In page located at https://netfile.com,/Filer.
The individual who will be entering transactions into your committee's account and e-filing statements needs to create
a NetFile User by clicking the "Create a New NetFile User" link. This opens the Create a New NetFile User page.
Follow the on-screen instructions. There is a short video that explains this entire process located in the How-To Videos
section on the log-in page.
Once the individual has created their NetFile User, they must then link their NetFile User Account to the committee
account. Log in and then click the "Link Local Campaign Filer Account" link. Enter the Committee Name as found on
your FPPC Form 410. Select the Committee Type and then enter the Filer ID: CHB- nd Filer Password:
For full instructions on creating a NetFile User and linking to the committee, see the document on the NetFile User
Log-In page "How to Create a NetFile User and Link a Campaign Filer Account."
If you have any questions, consult the user's guide available in the Help & Support menu or view the page help by
clicking the "Open Page Help" button available on every page in the system after your successful login. If you have
questions or would like information regarding training on our e-filing system, please contact Robin Estanislau, Assistant
City Clerk at(714) 536-5405.
Sincerely,
Joan L. Flynn
City Clerk
c Dave Sullivan
d�-
Sister Cities. Anja, Japan o Waitakere, New Zealand
Campaign Disclosure Statement Type or print in ink. SUMMARYPAGE
Amounts may be rounded Statement covers period e-
Summary Page to whole dollars.
from 01/01/2014 -
SEE INSTRUCTIONS ON REVERSE through 06/30/2014 !Page. 3 of 5
NAME OF FILER I.D. UMBER
Dave Sullivan 4 City Council 2016 135-986
Column A Column B Calendar Year Summary for Candidates
Contributions Received TOTALTHIS PERIOD CALENDARYEAR Running in Both the State Primary and
(FROMATTACHED SCHEDULES) TOTALTODATE
General Elections
1. Monetary Contributions ........................................... Schedule A,Line $ 0.00 $ 0.00 1/1 through 6/30 7/1 to Date
2. Loans Received ...................................................... Schedule B,Line 3 0.00 35,000.00
o.o0 35,000.00 20. Contributions
3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1+2 $ $ Received $ $
4. Nonmonetary Contributions.................................... Schedule C,Line 3 0.00 0.00 21. Expenditures
5. TOTAL CONTRIBUTIONS RECEIVED ......••..................•AddLines3+4 $ 0.00 $ 35,000.00 Made $ $
Expenditures Made Expenditure Limit Summary for State
6. Payments Made....................................................... Schedule E,Line 4 $ 50.00 $ 50.00 Candidates
7. Loans Made............................................................. Schedule H,Line 3 0.00 0.00
22. Cumulative Expenditures Made'
8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6+7 $ 50.00 $ 50.00 (if Subject to Voluntary Expenditure Limit)
9. Accrued Expenses (Unpaid Bills)...............................Schedule F Line 3 0.00 0.00 Date of Election Total to Date
10.Nonmonetary Adjustment ................... 0.00 0.00 (mm/dd/yy)
.......................Schedule C,Line 3
11. TOTAL EXPENDITURES MADE................................Add Lines 8+9+10 $ 50.00 $ 50.00 $
Current Cash Statement $
12.Beginning Cash Balance....................... Previous Summary Page,Line 16 $ 14,927.20 To calculate Column B,add
13.Cash Receipts ................................................... Column A,Line 3 above 0.00 amounts in Column A to the
corresponding amounts *Amounts in this section maybe different from amounts
14. Miscellaneous Increases to Cash........................... Schedule 1,Line 4 0.00 from Column B of your last reported in Column B.
00 report. Some amounts in
15.Cash Payments.................................................. Column A,Line a above 50. Column A may be negative
16.ENDING CASH BALANCE..........Add Lines 12+13+14,then subtract Line 15 $ 14,877.20 figures that should be
subtracted from previous
If this is a termination statement, Line 16 most be zero. period amounts. If this is
the first report being filed
17.LOAN GUARANTEES RECEIVED ........................... Schedule B,Part 2 $ 0.00 for this calendar year, only
carry over the amounts
Cash Equivalents and Outstanding Debts from Lines 2,7,and 9(if
any).
18. Cash Equivalents........................................ See instructions on reverse $ 0.00
19. Outstanding Debts......................... Add Line 2+Line 9 in Column B above $ 35,000.00 FPPC Form 460(January105)
FPPC Toll-Free Helpline:866IASK-FPPC(866/275-3772)
www.netfile.com
SCHEDULE E
Type or print in ink.
Schedule Statement covers period
Amounts may be rounded sffi=
Payments Made to whole dollars. from 01/01/2014
SEE INSTRUCTIONS ON REVERSE through 06/30/2014 Page 5 of 5
NAME OF FILER I.D. NUMBER
Dave Sullivan 4 City Council 2016 135-986
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CW campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs
CNS campaign consultants MTG meetings and appearances RFD returned contributions
CTB contribution (explain nonmonetary)' OFC office expenses SAL campaign workers' salaries
CVC civic donations PEr petition circulating TEL t.v. or cable airtime and production costs
FIL candidate filing/ballot fees PHO phone banks TRC candidate travel,lodging,and meals
FND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals
IND independent expenditure supporting/opposing others (explain)' POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor
LEG legal defense PRO professional services (legal, accounting) VOT voter registration
LIT campaign literature and mailings PRT print ads WEB information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE,ALSO ENTER i.D.NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNTPAID
Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL$ 0.00
Schedule E Summary
1. Itemized payments made this period. Include all Schedule E subtotals. $ 0.00
2. Unitemized payments made this period of under$100 .......................................................................................................................................... $ So.00
3. Total interest paid this period on loans. Enter amount from Schedule B,Part 1,Column e . ................... $ 0.00
4. Total payments made this period. Add Lines 1,2, and 3. Enter here and on the Summary Page, Column A, Line 6. TOTAL $ 50.00
FPPC Form 460(January/05)
FPPC Toll-Free Helpline:866/ASK-FPPC(866/275-3772)
www.netfile.com