Loading...
HomeMy WebLinkAbout2020-12-10 Agenda Packet (Spcl Mtg) SPECIAL MEETING AGENDA City Council Special Meeting Thursday, December 10, 2020 at 5:00 PM MAYOR AND CITY COUNCIL KIM CARR, Mayor TITO ORTIZ, Mayor Pro Tem BARBARA DELGLEIZE, Councilmember DAN KALMICK, Councilmember NATALIE MOSER, Councilmember ERIK PETERSON, Councilmember MIKE POSEY, Councilmember Recorded live from the City Council Chambers 2000 Main Street Huntington Beach, CA 92648 SPECIAL NOTICE REGARDING COVID-19 STAFF OLIVER CHI, City Manager MICHAEL E. GATES, City Attorney ROBIN ESTANISLAU, City Clerk ALISA BACKSTROM, City Treasurer On March 4, 2020, Governor Newsom proclaimed a State of Emergency in California as a result of the threat of COVID-19. On March 17, 2020, Governor Newsom issued Executive Order N-29-20 which allows a local legislative body to hold public meetings via teleconferencing, and to make public meetings accessible telephonically or otherwise electronically to all members of the public seeking to observe and to address the local legislative body. Pursuant to Executive Order N-29-20, please be advised that some members of the Huntington Beach City Council and/or City staff may participate in this meeting telephonically or electronically. PUBLIC PARTICIPATION/AUDIO/VIDEO ACCESS TO BROADCASTED MEETINGS: Pursuant to Executive N-29-20 and given the current health concerns, members of the public are encouraged to access the meeting live on-line at https://huntingtonbeach.legistar.com, or can elect to view the meeting via cable television channel HBTV-3. The Council Chambers will be not open for in-person attendance to provide public comments. In order to ensure adequate social distancing, the City will not make a physical location available for the public to observe the meeting or offer public comment in person . To ensure the public’s right to fully participate in providing meaningful public comments at the December 10, 2020, City Council meeting: The public may submit a comment via Zoom Webinar, with the preferred method of entry from a computer device. Zoom applications are available for Windows, Mac, iPhone, iPad, and Android devices. Proceed to https://zoom.us/test from the device you intend to use to ensure it is ready to join the meeting. A phone-in option is also available. At 5:00 PM, individuals wishing to provide a comment on agendized or non-agendized items may join the webinar via the Zoom app and enter Webinar ID 971 5413 0528, or can click on the following link https://huntingtonbeach.zoom.us/j/97154130528. Individuals may also join the webinar by calling (669) 900-6833 and entering Webinar ID 971 5413 0528. Attendees will be placed in a holding queue and prompted to speak when the Clerk announces their name or the last three digits of their phone number. Speakers are encouraged, but not required to identify themselves by name. Each person may have up to 3 minutes to speak, but the Mayor, at her discretion, may reduce the time allowance if warranted by the volume of calls. The public comment holding queue will remain open for approximately 15 minutes. After a speaker’s comments conclude, they will be disconnected the webinar. Members of the public may submit SUPPLEMENTAL COMMUNICATION (information received by the City Clerk's Office following distribution of the Council agenda packet): Members of the public wishing to submit written (supplemental) communication on agenda items for distribution to the City Council and placed into the administrative record can email SupplementalComm@Surfcity-hb.org. Supplemental Communications received by 2:00 PM the day of the meeting will be distributed to City Council prior to consideration of agend a-related items, and will be announced, but not read, and placed into the administrative record during the Supplemental Communications portion of the Meeting. In addition, any communications sent to city.council@surfcity-hb.org on Council agenda items will be treated as Supplemental Communications and announced, but not read, during the meeting. MEETING ASSISTANCE NOTICE: In accordance with the Americans with Disabilities Act, services are available to members of our community who require special assistance to participate in public meetings. If you require special assistance, 48-hour prior notification will enable the City to make reasonable arrangements for an assisted listening device (ALD) for the hearing impaired, American Sign Language interpreters, a reader during the meeting and/or large print agendas. Please contact the City Clerk's Office at (714) 536-5227 for more information. 1 AGENDA December 10, 2020City Council/Public Financing Authority 5:00 PM – COUNCIL CHAMBERS CALL TO ORDER SPECIAL MEETING ROLL CALL Peterson, Kalmick, Ortiz, Carr, Posey, Moser, Delgleize ANNOUNCEMENT OF SUPPLEMENTAL COMMUNICATIONS (Received After Agenda Distribution) PUBLIC COMMENTS (3 Minute Time Limit) - At approximately 5:00 PM, individuals wishing to provide a comment on agendized or non-agendized items may join the Zoom Webinar by entering Webinar ID 971 5413 0528, or join by phone by calling (669) 900-6833. Individuals that enter the meeting will be placed in a holding queue and prompted to speak when the Clerk announces your name or the last three digits of your phone number. The holding queue will remain open for approximately 15 minutes, and speakers are encouraged, but not required to identify themselves by name. Each speaker may have up to 3 minutes to speak, but the Mayor, at her discretion, may reduce the time allowance if warranted by the volume of speakers. ADMINISTRATIVE ITEMS 20-2082 Consider joining the Orange County Power Authority (OCPA), a Community Choice Energy (CCE) Joint Powers Authority (JPA) by adopting Resolution No. 2020-87, approving for introduction Ordinance No. 4227 and authoring execution of a Joint Powers Agreement (JPA) Provide direction to staff on whether to join the Orange County Power Authority CCE JPA as a Founding Member. If the City Council directs to move forward, the staff recommendation would be as follows: A) Introduce Ordinance No. 4227 for first reading; “An Ordinance of the City Council of the City of Huntington Beach Authorizing the Implementation of a Community Choice Aggregation Program;” and, B) Adopt Resolution No. 2020-87; “A Resolution of the City Council of the City of Huntington Beach, Approving the Orange County Joint Powers Authority Agreement and Authorizing the Implementation of a Community Choice Aggregation Program;: and, C) Authorize the City Manager to execute the Orange County Power Authority Joint Recommended Action: Page 1 of 2 2 AGENDA December 10, 2020City Council/Public Financing Authority Powers Agreement; and, D) Appoint from the City Council one Board Member and one Alternate to serve on the Board of Directors of the Orange County Power Authority on behalf of the City of Huntington Beach; and, E) Authorize and direct that staff perform a full financial risk assessment associated with joining the Orange County Power Authority, and bring those findings back for City Council consideration by February 1, 2021, to determine if the City should maintain membership or withdraw from the Orange County Power Authority before the March 1, 2021, no-risk deadline. ADJOURNMENT The next regularly scheduled meeting of the Huntington Beach City Council/Public Financing Authority is Monday, December 21, 2020, at 4:00 PM in the Civic Center Council Chambers, 2000 Main Street, Huntington Beach, California. INTERNET ACCESS TO CITY COUNCIL/PUBLIC FINANCING AUTHORITY AGENDA AND STAFF REPORT MATERIAL IS AVAILABLE PRIOR TO CITY COUNCIL MEETINGS AT http://www.huntingtonbeachca.gov Page 2 of 2 3 City of Huntington Beach File #:20-2082 MEETING DATE:12/10/2020 Consider joining the Orange County Power Authority (OCPA), a Community Choice Energy (CCE) Joint Powers Authority (JPA) by adopting Resolution No. 2020-87, approving for introduction Ordinance No. 4227 and authoring execution of a Joint Powers Agreement (JPA) Provide direction to staff on whether to join the Orange County Power Authority CCE JPA as a Founding Member. If the City Council directs to move forward, the staff recommendation would be as follows: A) Introduce Ordinance No. 4227 for first reading; “An Ordinance of the City Council of the City of Huntington Beach Authorizing the Implementation of a Community Choice Aggregation Program;” and, B) Adopt Resolution No. 2020-87; “A Resolution of the City Council of the City of Huntington Beach, Approving the Orange County Joint Powers Authority Agreement and Authorizing the Implementation of a Community Choice Aggregation Program;: and, C) Authorize the City Manager to execute the Orange County Power Authority Joint Powers Agreement; and, D) Appoint from the City Council one Board Member and one Alternate to serve on the Board of Directors of the Orange County Power Authority on behalf of the City of Huntington Beach; and, E) Authorize and direct that staff perform a full financial risk assessment associated with joining the Orange County Power Authority, and bring those findings back for City Council consideration by February 1, 2021, to determine if the City should maintain membership or withdraw from the Orange County Power Authority before the March 1, 2021, no-risk deadline. City of Huntington Beach Printed on 12/9/2020Page 1 of 1 powered by Legistar™4 Dept. ID CS 20-020-Page 1 of 5 Meeting Date: 11/16/2020 Statement of Issue: In 2018, the City of Irvine initiated a feasibility study to assess the possibility of implementing a CCE program for their community. Those efforts evolved over the past two years, and in 2020, Irvine extended an invitation to all Orange County municipalities, asking interested parties to consider joining them in forming a CCE JPA, which has since been named the Orange County Power Authority (OCPA). Currently, the city of Fullerton has signed on to participate in the OCPA with Irvine. In addition, the cities of Buena Park and Lake Forest are also expected to sign-on in 2020 to join the OCPA. Pursuant to the OCPA JPA agreement, there are certain benefits to joining the group in 2020, including the following: • Jurisdictions that join the group in 2020 will be considered a Founding Party member agency. • Founding Party agencies will automatically be placed on the new JPAs Executive Committee. • Those joining the JPA after 2020 will be considered an Additional Party member, and could be subject to a membership fee upon joining. Of note, the JPA agreement also provides that any agency joining the group has the right to withdraw for any reason and without any liability or cost prior to March 1, 2021. Given these factors, members of the City Council have requested the opportunity to consider joining the OCPA JPA, thereby opting Huntington Beach into the CCE program as a Founding Party member. Financial Impact: There is no direct fiscal impact from joining the OCPA JPA. Per the JPA agreement, participating agencies are not required to make any financial contribution. Rather, the City of Irvine has agreed through the JPA agreement to cover all initial start-up costs associated CITY OF HUNTINGTON BEACH REQUEST FOR CITY COUNCIL ACTION MEETING DATE: 12/10/2020 SUBMITTED TO: Honorable Mayor and City Council Members SUBMITTED BY: Oliver Chi, City Manager PREPARED BY: Travis Hopkins, Assistant City Manager SUBJECT: Consider joining the Orange County Power Authority (OCPA), a Community Choice Energy (CCE) Joint Powers Authority (JPA) 5 Dept. ID CS 20-020-Page 2 of 5 Meeting Date: 11/16/2020 with establishing the new OCPA entity. Those costs that Irvine has agreed to cover include the following: • OCPA agency start-up costs, which are estimated at $2.5 M. • Initial working capital cash, which is estimated to be $8 - $17 M, depending on the participation level in the initial JPA agency. Additionally, as noted above, the JPA agreement stipulates that any participating agency has the right to withdraw from the venture for any reason and without any liability or cost prior to March 1, 2021. Financial details and risks associated with the proposed JPA, and its associated impacts on Huntington Beach, would need to be further reviewed and assessed based on actual participation levels after the JPA is formed. Of note, under the JPA agreement, Founding Party members have no financial obligation to the CCE entity being formed, which provides financial protections for Huntington Beach in the event that the City Council decides to move forward joining the OCPA. Additionally, in California, there are currently 21 CCE entities that have been formed, and none of those entities have experienced any serious financial difficulties. This reality means that it remains untested how much a CCE JPA could financially lean into its member agency, should any fiscal difficulties arise. Given these fiscal scenarios, should the City Council decide to move forward with joining the OCPA agency as a Founding Party member, staff would recommend that the City Council also direct that a full fiscal analysis of the JPA situation and its impacts on Huntington Beach be developed and presented for consideration by February 1, 2021. Recommended Action: Provide direction to staff on whether to join the Orange County Power Authority CCE JPA as a Founding Member. If the City Council directs to move forward, the staff recommendation would be as follows: A) Introduce Ordinance No. 4227 for first reading; An Ordinance of the City of Huntington Beach Authorizing the Implementation of a Community Choice Aggregation Program; and B) Adopt Resolution No. 2020-87; A Resolution of the City Council of the City of Huntington Beach, Approving the Orange County Joint Powers Authority Agreement and Authorizing the Implementation of a Community Choice Aggregation Program; and C) Authorize the City Manager to execute the Orange County Power Authority Joint Powers Agreement; and D) Appoint from the City Council one Board Member and one Alternate to serve on the Board of Directors of the Orange County Power Authority on behalf of the City of Huntington Beach; and 6 Dept. ID CS 20-020-Page 3 of 5 Meeting Date: 11/16/2020 E) Authorize and direct that staff perform a full financial risk assessment associated with joining the Orange County Power Authority, and bring those findings back for City Council consideration by February 1, 2021, to determine if the City should maintain membership or withdraw from the Orange County Power Authority before the March 1, 2021, no-risk deadline. Alternatively, the City Council should take no action if the decision is made to not move forward with joining the Orange County Power Authority as a Founding Party member. Analysis: CCE Background CCEs are a mechanism authorized in California in 2002 by Assembly Bill 117, whereby local electrical service customers are provided with options when it comes to determining who they purchase their power from. Under the CCE set-up, customers can continue to procure their electrical power through their current utility provider (in the case of Huntington Beach, that would be Southern California Edison), or they can opt to have a local municipal government (or a coalition of local governments) procure electrical power on their behalf. Typically, CCEs are established with larger environmental or social goals in mind, such as increasing the share of power procured from renewable sources. In addition, CCEs have been shown to provide slight cost savings (around 1-2% decrease) over traditional investor-owned utility operations. Of note, establishing a CCE does not mean completely severing ties with the investor- owned utility, given that the utility agency still owns and manages the distribution lines that transmit electrical power to homes and businesses. Further, the utility company still meters each customer’s power usage, and continues to send customers their electrical bill. Under the CCE model, what changes is the entity which purchases electricity on behalf of the customer – rather than the utility company performing that role, the responsibility is transferred to the newly formed local entity. The Orange County Power Authority The City of Irvine has been spearheading an effort to create a regional CCE Joint Powers Authority (JPA), called the Orange County Power Authority (OCPA). Under this JPA approach, the OCPA would become the entity that procures power for its customer base, and would coordinate with SCE on electrical distribution, metering, and billing related matters. Of note, CCEs have been authorized to exist in California since 2002, and today, there are 21 CCE programs in California that serve around 10 million customers. Based on Irvine’s efforts to date, staff is aware of at least 8 other agencies that are interested in joining the OCPA today. Those agencies include: 1. Irvine 2. Fullerton 3. Lake Forest 4. Buena Park 5. Costa Mesa 7 Dept. ID CS 20-020-Page 4 of 5 Meeting Date: 11/16/2020 6. Laguna Woods 7. Santa Ana 8. Villa Park Of note, it appears that Irvine, Fullerton, Lake Forest, and Buena Park will be joining as Founding Party members by entering the JPA before the end of 2020, with the other identified agencies looking to participate as Additional Party members with possible JPA entry dates in 2021. Given the uncertain nature of which agencies are looking to join the JPA, it is difficult to model precise fiscal data for the proposed OCPA entity. However, Irvine has commissioned a detailed fiscal analysis to assess various possible scenario through a 10- year pro forma document, a copy of which is included as an attachment to this report. Per that assessment, the proposed OCPA was identified as being financially viable, with the following key summary findings: • OCPA would be able to repay the City of Irvine’s start-up and working capital loans, and build up proper financial reserves, during the first 5-7 years of operation. • After initial debt service costs are repaid, it is estimated that a significant amount of net income will be available to the OCPA for use towards customer program or additional electrical rate discounts. If the decision is made to move forward with joining the OCPA, staff would recommend that a full assessment of the arrangement be analyzed and brought back for City Council review by February 1, 2021. In addition to a full financial analysis of the effort, included among some of the other issues that should be assessed are: • Structure / Management of the OCPA o The proposed OCPA agency is expecting to hire 2 staff members in 2021, and ramping up to 5 staff members in 2022. At build out in 2023, the OCPA is expected to have 10 employees in 2023. o The staffing, structure, and management of the OCPA will be critical to its success, and needs to be assessed moving ahead. • Customer Opt-out Risks o The primary risk to the CCE would be if it could no longer offer competitive electrical power rates when compared against SCE. Customers have the option of opting out of the OCPA CCE option, and will likely do so if power costs for the JPA exceed what is charged by SCE. o Based on actual experience in California, CCEs have seen opt-out rates of around 2-3% of eligible customers. o Additionally, customers could leave the OCPA entity and move to Direct Access programs. • Energy Cost Risks o CCEs face real financial risks associated with procuring energy, capacity, renewable energy credits, and carbon-free energy, all at a cost that is below revenues received from retail customers. 8 Dept. ID CS 20-020-Page 5 of 5 Meeting Date: 11/16/2020 • Legislative and Regulatory Risks o The electrical power industry is in the midst of significant change and disruption, and regulatory issues related to electrical energy procurement and management pose a possible risk moving forward. These issues need to be properly analyzed and reviewed moving forward. Environmental Status: Not applicable. Strategic Plan Goal: Click here to enter text. Attachment(s): 1) Orange County Power Authority Joint Powers Agreement 2) Ordinance No. 4227, An Ordinance of the City of Huntington Beach Authorizing the Implementation of a Community Choice Aggregation Program 3) Resolution No 2020- 87, A Resolution of the City Council of the City of Huntington Beach Approving the Orange County Joint Powers Agreement and Authorizing Implementation of a Community Choice Aggregation Program 4) OCPA Preliminary Pro Forma 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 DRAFT Amber Nyquist, Manager amber.nyquist@gdsassociates.com direct 425-655-1042 cell 360-319-7946 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR November 12, 2020 TO: Mark Steuer FROM: Gary Saleba; Amber Nyquist SUBJECT: OC CCA Preliminary Proforma CC: Jeff Melching, Ryan Baron Introduction EES has updated the preliminary 10-year financial pro forma for the proposed Orange County CCA (OC CCA) joint powers authority. The update modifies several assumptions including incorporating preliminary load data provided by SCE for each potential city participant, and recent CPUC filings informing rate and power costs. Upon receiving the final SCE load data and 2021 PCIA, this pro forma will be updated by December 31, 2020 and used to draft an Implementation Plan and obtain necessary financing. Key assumptions and updates for this version of the pro forma are summarized below. 1. SCE provided preliminary 2019 load data for the following 7 cities: Irvine, Santa Ana, Huntington Beach, Fullerton, Costa Mesa, Lake Forest and Villa Park. This data was analyzed for reasonableness and used as the basis for the load forecasts. Impacts from COVID are not modeled. 2. There will be a phased launch of the JPA as is customary for all CCAs. Non-residential customers (commercial & industrial) are assumed to begin taking CCA service in April 2022 and residential customers will take service beginning October 2022. The later launch of residential customers significantly reduces the costs of resource adequacy and cash for working capital requirements. 3. 2020 SCE generation and delivery rates have been updated based on current SCE 2020 filings at the CPUC, including SCE’s preliminary 2021 Energy Resource Recovery Account (“ERRA”) filing. SCE’s ERRA filing projects the following year’s fuel and energy purchase costs. SCE generation rates for 2021 are estimated to increase by 3%. 4. The PCIA is based on SCE’s draft 2021 ERRA filing ($0.0161/kWh filed in July 2020) where the 2021 vintage PCIA is increased by the $0.005/kWh cap in 2022 and increased annually at 5%. Final 2021 Vintage PCIA rates may not be available until December 2020 or even early 2021 depending on the proceedings that have received protests from currently operating CCAs. 5. Power costs for market (SCE area), resource adequacy, long-term renewable and short-term renewable energy having been updated based on the Market Price Benchmarks forecast by the CPUC.1 The benchmark calculations have resulted in a decrease in forecast power prices compared with the previous pro forma. 1 Calculation of the Market Price Benchmarks for the Power Charge Indifference Adjustment Forecast and True Up. November 2, 2020. Pursuant to Decision (D.) 19-10-001, Energy Division issues the following values for the Power 40 DRAFT 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR 6. Power supply is assumed to be 38.5% renewable at launch then increases to 60% by 2030 to meet State mandates. 7. Start-up costs are $2.5 million and repaid starting in 2026 over a 3-year period. This assumption is made to comport with anticipated lending covenants. 8. Cash working capital requirements are estimated at $8-$17 million depending on the participation scenario. This cash working capital requirement is repaid over 5 years from launch. 9. It is assumed that the CCA employs 5 full time staff at launch ramping up to 10 full time staff in 2023. These updates and assumptions are described in more detail below. Load Forecast The OC CCA load forecast is based on preliminary 2019 usage for bundled customers (i.e. direct access customers are excluded). Participation rates of 90% are applied to non-residential customers and 95% participation rates are applied to residential customers. Table 1 summarizes the load and service account forecasts for 3 CCA scenarios. Note that the three scenarios have been modified and include only cities for which SCE provided data. TABLE 1 OC CCA LOAD FORECAST **PRELIMINARY** Scenario 1 Irvine and Fullerton Scenario 2 Scenario 1 + Huntington Beach and Costa Mesa Scenario 3 Scenario 2 + Santa Ana, Lake Forest, and Villa Park Load GWh/Year Service Accounts Load GWh/Year Service Accounts Load GWh/Year Service Accounts 2022 1,441 174,919 2,336 303,901 3,317 418,990 2023 2,442 176,006 4,024 305,790 5,694 421,594 2024 2,457 177,098 4,049 307,686 5,729 424,208 2025 2,472 178,196 4,074 309,593 5,765 426,838 2026 2,488 179,301 4,099 311,513 5,801 429,485 2027 2,503 180,412 4,125 313,444 5,837 432,148 2028 2,519 181,531 4,150 315,387 5,873 434,827 2029 2,534 182,656 4,176 317,343 5,910 437,523 2030 2,550 183,789 4,202 319,310 5,946 440,235 2031 2,566 184,928 4,228 321,290 5,983 442,965 Charge Indifference Adjustment (PCIA) Forecast and True Up to be used as inputs in utilities 2020 Energy Resource Recovery Account (ERRA) Forecast Updates in early November 2020. 41 DRAFT 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR Power Costs The largest expense item for a CCA is power supply costs. The power cost forecast assumes OC CCA meets California renewables portfolio standard (RPS) requirements, purchases resource adequacy consistent with California Public Utilities Commission (CPUC) requirements and meets requirements for all other applicable regulations. Total all-in RA prices range from $5/kW-month in winter to $11/kW-mo in summer months. The weighted average annual RA prices is approximately $7.50/kW-month. For reference, the market price benchmark shows that 2021 forecast is $6.37/kW-mo for local RA, which is the highest price RA product. Thus, the RA forecast used both reflects current trends and is conservatively high. Market purchases are priced around $38/MWh (all hours), and short-term renewables are an additional $14.49/MWh (PCC1 RECs) per the market price benchmark. PCC2 RECs are priced at an additional $6/MWh. Carbon free energy is priced as an adder of $6/MWh. In addition to these costs, OC CCA will have CAISO costs of approximately $3.90/MWh for transmission related services. Starting in 2021, OC CCA will need to procure 65% of the State mandated RPS from contracts that are 10 years or longer. Recent long-term contracts have been signed by CCAs for $20-$34/MWh. The pro forma assumes OC CCA will be able to purchase these contracts for $30/MWh which would include a mix of solar, wind, and solar plus storage. This price for long-term renewable power is also conservatively high. Staffing, Consulting, and Overhead Consultant costs were updated to reflect recent consultant agreements negotiated by CCAs with their service providers. Upfront consulting costs for 2021 consist of legal/regulatory assistance, administration, marketing and outreach, financial services, technical consultants and initial CCA staff hires. Staffing costs include salary and benefits for an Executive Director beginning in 2021, Executive Secretary beginning in April 2021, for a total of 5 full time staff members beginning in March 2022 ramping up to 10 full time staff members by January 2023. It should be noted that CCA staff do not typically participate in the State Cal PERS retirement program. Rather, they are offered a traditional 401k-type of retirement program. Start-Up Cost Estimates The amount needed prior to program launch varies depending on the size of the CCA. Table 3 below provides a range of estimated costs based on small, medium, and large CCA scenarios. The pro forma assumes $2.5 million in start-up costs (medium scenario). The actual cost will depend on decisions made by the JPA board and Executive Director such as timing of staff ramp-up, phased launch approach, office space, and any unforeseen changes in implementation due to SCE operational issues with billing and data management. 42 DRAFT 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR TABLE 3 OC CCA START-UP COST ESTIMATES **PRELIMINARY** Task Small (City-Only) Medium (2 – 10 Members) Large (20  Members) Solicit Members/Initial Outreach $0 $50,000 $150,000 Form JPA $0 $100,000 $200,000 CPUC Bond $100,000 $140,000 $100,000 SCE Deposit $200,000 $200,000 $200,000 Consultants Legal $150,000 $400,000 $1,200,000 Technical $30,000 $400,000 $1,000,000 Financial Advisor $10,000 $150,000 $250,000 Marketing/Outreach $10,000 $200,000 $200,000 CCA Staffing $200,000 $550,000 $900,000 Infrastructure $0 $300,000 $500,000 Total 18-Month Cash Outlay $700,000 $2,490,000 $4,700,000 Debt Service Two debt service payments are assumed. The first is for $2.5 million in start-up costs. Repayment of this loan begins in 2025 and will conclude in 3 years. In addition, a total of $8-17 million will be needed to bridge the gap in cash for working capital depending on participation Scenario. This amount is assumed to be financed over 5 years with repayment beginning at program launch. Operating CCAs have typically repaid these in 3-5 years. Table 4 shows the cash needs by participation Scenario. TABLE 4 FINANCING NEEDS **PRELIMINARY** Participation Scenario Start-Up Costs, Millions Cash for Working Capital, Millions Scenario 1 $2.5 $8 Scenario 2 $2.5 $12 Scenario 3 $2.5 $17 PCIA As noted in the introduction and key assumptions, the 2021 vintage PCIA for SCE has not yet been determined for 2021, and it is not likely to be known until December 2020 at the earliest. Therefore, the 2021 vintage PCIA is modeled based on an expected level and a high level. The expected level is based on the initial 2021 ERRA filing made by SCE on July 1, 2020. The average 2021 vintage PCIA across all customer classes is $0.0161/kWh.2 In subsequent filings, this amount has been estimated at $0.0146/kWh3 based on revenue collection made during the August heat wave. The higher figure of $0.0161/kWh is used as 2 Protest of Clean Power Alliance and California Choice Energy Authority to the Application of Southern California Edison. August 5, 2020. Table 1. 3 Joint Opening Brief of the Clean Power Alliance and California Choice Energy Authority (the “SoCal CCAs”) and the California Community Choice Association. October 26, 2020. Table 3. 43 DRAFT 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR the expected PCIA for the 2021 vintage PCIA. This value is increased by the full $0.005/kWh cap for the 2022 calendar year and 5% annually after. OC CCA Revenues Retail rate revenues are calculated based on forecast SCE generation rates and PCIA by class. OC CCA revenue is calculated based on an assumed 4% discount off the SCE generation rate. This translates to a 2% total discount off a CCA customer’s total electric bill. Summary It is anticipated the OC CCA will be able to repay the start-up and working capital loans within 5-7 years and likely sooner. OC CCA will build financial reserves over the first 5-7 years of 120 days of operating expenses ($50M - $120M) depending on participation Scenario, and subject to JPA Board direction. After debt service is repaid, it is estimated that a significant amount of net income will be available to OC CCA for customer programs or additional rate discounts. All assumptions will need to be updated before the pro forma can populate the OC CCA Implementation Plan. In particular, the PCIA in SCE’s 2021 ERRA filings must be finalized and incorporated into the final pro formas. EES is confident in level of all other pro forma estimates in that they are acceptably accurate for feasibility study purposes and overall, financially conservative. 44 DRAFT Amber Nyquist, Manager amber.nyquist@gdsassociates.com direct 425-655-1042 cell 360-319-7946 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR TABLE 5 SCENARIO 1 OC CCA PROFORMA, EXPECTED PCIA, ACCRUAL BASIS **PRELIMINARY** Scenario 1: Irvine & Fullerton 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Revenues from Operations ($) Electric Sales Revenues for CCE $0 $93,846,393 $157,945,554 $162,534,070 $161,599,939 $166,021,835 $170,803,823 $175,713,962 $180,755,248 $185,930,720 $195,027,587 Less Uncollected Accounts $0 $469,232 $789,728 $812,670 $808,000 $830,109 $854,019 $878,570 $903,776 $929,654 $975,138 Total Revenues for CCA $0 $93,377,161 $157,155,826 $161,721,400 $160,791,939 $165,191,726 $169,949,804 $174,835,393 $179,851,472 $185,001,067 $194,052,449 Cost of Operations ($) Block Energy Purchases $49,382,486 $74,558,763 $73,649,078 $68,334,114 $66,182,771 $60,557,023 $58,190,726 $55,760,013 $53,982,334 $54,116,140 RPS Adders and Long-Term Energy $9,218,686 $20,690,034 $21,632,286 $24,831,539 $28,066,204 $30,300,355 $32,723,119 $35,058,582 $36,845,261 $37,074,260 Resource Adequacy $15,254,548 $26,759,096 $28,216,354 $29,869,761 $31,558,177 $33,342,032 $35,226,721 $37,217,943 $39,321,722 $41,544,418 Everything Else $7,238,851 $12,244,142 $12,605,446 $13,059,536 $13,429,090 $14,463,461 $15,335,805 $16,212,180 $17,094,161 $17,944,952 Total Cost of Power Supply $0 $81,094,571 $134,252,035 $136,103,164 $136,094,950 $139,236,241 $138,662,870 $141,476,371 $144,248,719 $147,243,478 $150,679,771 Operating & Administrative Data Management $0 $502,232 $2,236,537 $2,295,447 $2,360,957 $2,423,143 $2,486,967 $2,552,473 $2,619,703 $2,688,705 $2,759,524 Scheduling Coordinator $0 $340,000 $516,800 $527,136 $538,563 $549,334 $560,321 $571,527 $582,958 $594,617 $606,509 SCE Fees (includes billing)$0 $4,827 $21,110 $21,241 $21,384 $21,517 $21,651 $21,785 $21,921 $22,057 $22,194 Consulting Services $586,500 $993,582 $923,251 $941,716 $960,550 $979,761 $999,357 $1,019,344 $1,039,731 $1,060,525 $1,081,736 Staffing $656,370 $1,248,010 $2,103,498 $2,166,460 $2,213,406 $2,257,674 $2,302,828 $2,348,884 $2,395,862 $2,443,779 $2,492,655 General & Administrative expenses $24,480 $302,548 $207,682 $244,446 $249,743 $254,738 $259,833 $265,029 $270,330 $275,737 $281,251 Debt Service Payment on Financing $0 $1,410,988 $1,693,185 $1,693,185 $2,222,305 $2,222,305 $811,318 $529,120 $529,120 $0 $0 Total O&A Costs $1,267,350 $4,802,187 $7,702,062 $7,889,631 $8,566,908 $8,708,473 $7,442,274 $7,308,163 $7,459,625 $7,085,420 $7,243,869 Total Cost of Operations $1,267,350 $85,896,758 $141,954,097 $143,992,795 $144,661,859 $147,944,714 $146,105,144 $148,784,534 $151,708,344 $154,328,898 $157,923,640 Net Income ($1,267,350) $7,480,403 $15,201,729 $17,728,605 $16,130,081 $17,247,012 $23,844,660 $26,050,859 $28,143,128 $30,672,169 $36,128,809 Cash From Operations and Financing Net Income From Operations ($1,267,350) $7,480,403 $15,201,729 $17,728,605 $16,130,081 $17,247,012 $23,844,660 $26,050,859 $28,143,128 $30,672,169 $36,128,809 Cash from Financing $2,500,000 $8,000,000 $0 $0 $0 $0 $0 $0 $0 $0 $0 Total Cash Available $1,232,650 $15,480,403 $15,201,729 $17,728,605 $16,130,081 $17,247,012 $23,844,660 $26,050,859 $28,143,128 $30,672,169 $36,128,809 Net Income Allocation Reserve Fund Contribution $416,663 $15,480,403 $15,201,729 $17,728,605 $1,910,868 $0 $0 $0 $0 $0 $1,181,833 Money Available for Discretionary Programs $475,987 $0 $0 $0 $14,219,213 $17,247,012 $23,844,660 $26,050,859 $28,143,128 $30,672,169 $34,946,976 Total Cash Outlays $1,232,650 $0 $0 $0 $14,219,213 $17,247,012 $23,844,660 $26,050,859 $28,143,128 $30,672,169 $34,946,976 Rate Stabilization Reserve Balance $416,663 $15,897,066 $31,098,795 $48,827,400 $50,738,268 $50,738,268 $50,738,268 $50,738,268 $50,738,268 $50,738,268 $51,920,101 Reserve Balance Target $416,663 $28,240,030 $46,669,840 $47,340,097 $47,560,063 $48,639,358 $48,034,568 $48,915,463 $49,876,716 $50,738,268 $51,920,101 CCA Total Bill $256,842,668 $462,479,175 $476,816,430 $485,985,463 $500,879,803 $516,519,071 $532,687,627 $549,405,539 $566,693,741 $584,127,374 SCE Total Bill $262,149,083 $471,342,649 $486,011,849 $495,389,444 $510,801,172 $526,704,869 $543,116,626 $560,053,070 $577,531,385 $595,569,330 Difference $5,306,415 $8,863,475 $9,195,419 $9,403,981 $9,921,369 $10,185,798 $10,428,999 $10,647,531 $10,837,643 $11,441,956 Total Bill Savings 2%2%2%2%2%2%2%2%2%2% Generation Rate Discount 4%4%4%4%4%4%4%4%4%4% 45 DRAFT 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR TABLE 6 SCENARIO 2 OC CCA PROFORMA, EXPECTED PCIA, ACCRUAL BASIS **PRELIMINARY** Scenario 2: Irvine, Fullerton, Costa Mesa, Huntington Beach, with Expected PCIA 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Revenues from Operations ($) Electric Sales Revenues for CCE $0 $152,765,727 $261,771,065 $269,375,842 $268,178,337 $275,516,563 $283,452,367 $291,600,842 $299,966,956 $308,555,757 $323,652,189 Less Uncollected Accounts $0 $763,829 $1,308,855 $1,346,879 $1,340,892 $1,377,583 $1,417,262 $1,458,004 $1,499,835 $1,542,779 $1,618,261 Total Revenues for CCA $0 $152,001,899 $260,462,210 $268,028,963 $266,837,446 $274,138,980 $282,035,105 $290,142,838 $298,467,122 $307,012,978 $322,033,928 Cost of Operations ($) Block Energy Purchases $80,128,068 $122,642,050 $121,058,894 $112,254,369 $108,682,176 $99,331,291 $95,325,887 $91,224,233 $88,199,357 $88,301,463 RPS Adders and Long-Term Energy $14,938,156 $34,091,280 $35,643,761 $40,916,389 $46,246,522 $49,927,620 $53,919,447 $57,768,006 $60,712,542 $61,089,880 Resource Adequacy $24,633,464 $43,879,284 $46,273,858 $48,980,120 $51,748,767 $54,673,913 $57,764,406 $61,029,593 $64,479,346 $68,124,101 Everything Else $11,729,989 $20,175,539 $20,770,885 $21,541,750 $22,147,588 $23,832,467 $25,269,890 $26,713,955 $28,167,257 $29,569,165 Total Cost of Power Supply $0 $131,429,678 $220,788,153 $223,747,399 $223,692,627 $228,825,053 $227,765,292 $232,279,630 $236,735,786 $241,558,502 $247,084,609 Operating & Administrative Data Management $0 $879,112 $3,885,710 $3,988,057 $4,101,873 $4,209,914 $4,320,801 $4,434,608 $4,551,414 $4,671,296 $4,794,335 Scheduling Coordinator $0 $340,000 $516,800 $527,136 $538,563 $549,334 $560,321 $571,527 $582,958 $594,617 $606,509 SCE Fees (includes billing)$0 $8,450 $36,675 $36,903 $37,152 $37,383 $37,615 $37,849 $38,084 $38,321 $38,559 Consulting Services $586,500 $993,582 $923,251 $941,716 $960,550 $979,761 $999,357 $1,019,344 $1,039,731 $1,060,525 $1,081,736 Staffing $656,370 $1,248,010 $2,103,498 $2,166,460 $2,213,406 $2,257,674 $2,302,828 $2,348,884 $2,395,862 $2,443,779 $2,492,655 General & Administrative expenses $24,480 $302,548 $207,682 $244,446 $249,743 $254,738 $259,833 $265,029 $270,330 $275,737 $281,251 Debt Service Payment on Financing $0 $2,116,481 $2,539,778 $2,539,778 $3,068,898 $3,068,898 $952,417 $529,120 $529,120 $0 $0 Total O&A Costs $1,267,350 $5,888,183 $10,213,393 $10,444,496 $11,170,185 $11,357,703 $9,433,171 $9,206,362 $9,407,499 $9,084,274 $9,295,045 Total Cost of Operations $1,267,350 $137,317,860 $231,001,546 $234,191,895 $234,862,812 $240,182,756 $237,198,462 $241,485,992 $246,143,285 $250,642,776 $256,379,654 Net Income ($1,267,350) $14,684,038 $29,460,664 $33,837,067 $31,974,633 $33,956,225 $44,836,643 $48,656,845 $52,323,837 $56,370,202 $65,654,274 Cash From Operations and Financing Net Income From Operations ($1,267,350) $14,684,038 $29,460,664 $33,837,067 $31,974,633 $33,956,225 $44,836,643 $48,656,845 $52,323,837 $56,370,202 $65,654,274 Cash from Financing $2,500,000 $12,000,000 $0 $0 $0 $0 $0 $0 $0 $0 $0 Total Cash Available $1,232,650 $26,684,038 $29,460,664 $33,837,067 $31,974,633 $33,956,225 $44,836,643 $48,656,845 $52,323,837 $56,370,202 $65,654,274 Net Income Allocation Reserve Fund Contribution $416,663 $26,684,038 $29,460,664 $25,841,739 $0 $0 $0 $0 $0 $0 $1,886,097 Money Available for Discretionary Programs $475,987 $0 $0 $7,995,328 $31,974,633 $33,956,225 $44,836,643 $48,656,845 $52,323,837 $56,370,202 $63,768,177 Total Cash Outlays $1,232,650 $0 $0 $7,995,328 $31,974,633 $33,956,225 $44,836,643 $48,656,845 $52,323,837 $56,370,202 $63,768,177 Rate Stabilization Reserve Balance $416,663 $27,100,701 $56,561,365 $82,403,104 $82,403,104 $82,403,104 $82,403,104 $82,403,104 $82,403,104 $82,403,104 $84,289,201 Reserve Balance Target $416,663 $45,145,598 $75,945,714 $76,994,596 $77,215,171 $78,964,194 $77,983,056 $79,392,655 $80,923,820 $82,403,104 $84,289,201 CCA Total Bill $418,788,764 $767,888,563 $791,685,945 $807,269,313 $832,001,316 $857,969,608 $884,816,311 $912,574,711 $941,279,530 $970,238,071 SCE Total Bill $427,462,457 $782,621,814 $806,971,796 $823,062,443 $848,663,635 $875,081,921 $902,344,022 $930,477,548 $959,511,036 $989,473,975 Difference $8,673,692 $14,733,251 $15,285,851 $15,793,130 $16,662,318 $17,112,314 $17,527,711 $17,902,838 $18,231,506 $19,235,905 Total Bill Savings 2.0%1.9%1.9%1.9%2.0%2.0%1.9%1.9%2%2% Generation Rate Discount 4%4%4%4%4%4%4%4%4%4% 46 DRAFT 570 Kirkland Way Suite 100 Kirkland, WA 98033 425-889-2700 Fax 866-611-3791 www.eesconsulting.com Marietta, GA; Austin, TX; Auburn, AL; Manchester, NH; Madison, WI; Orlando, FL; Augusta, ME; Seattle, WA and Portland, OR TABLE 7 SCENARIO 3 OC CCA PROFORMA, EXPECTED PCIA, ACCRUAL BASIS **PRELIMINARY** Scenario 3: Irvine, Fullerton, Costa Mesa, Huntington Beach, Santa Ana, Lake Forest, Villa Park, with Expected PCIA 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Revenues from Operations ($) Electric Sales Revenues for CCE $0 $217,337,591 $370,764,540 $381,535,714 $379,755,056 $390,146,381 $401,383,909 $412,922,592 $424,769,463 $436,931,670 $458,309,036 Less Uncollected Accounts $0 $1,086,688 $1,853,823 $1,907,679 $1,898,775 $1,950,732 $2,006,920 $2,064,613 $2,123,847 $2,184,658 $2,291,545 Total Revenues for CCA $0 $216,250,903 $368,910,717 $379,628,035 $377,856,280 $388,195,649 $399,376,990 $410,857,979 $422,645,615 $434,747,011 $456,017,490 Cost of Operations ($) Block Energy Purchases $113,722,441 $173,560,356 $171,327,620 $158,880,375 $153,827,673 $140,635,072 $135,002,132 $129,230,457 $124,981,639 $125,162,283 RPS Adders and Long-Term Energy $21,215,345 $48,241,169 $50,438,040 $57,899,549 $65,441,918 $70,650,348 $76,299,106 $81,744,882 $85,911,352 $86,445,305 Resource Adequacy $35,011,146 $62,094,162 $65,480,142 $69,312,424 $73,230,372 $77,369,786 $81,743,185 $86,363,793 $91,245,586 $96,403,327 Everything Else $16,659,068 $28,549,419 $29,391,865 $30,491,837 $31,358,401 $33,724,161 $35,758,188 $37,801,613 $39,858,110 $41,841,882 Total Cost of Power Supply $0 $186,608,000 $312,445,107 $316,637,667 $316,584,185 $323,858,365 $322,379,367 $328,802,611 $335,140,745 $341,996,687 $349,852,798 Operating & Administrative Data Management $0 $1,231,173 $5,357,255 $5,498,362 $5,655,281 $5,804,238 $5,957,118 $6,114,026 $6,275,066 $6,440,348 $6,609,983 Scheduling Coordinator $0 $340,000 $516,800 $527,136 $538,563 $549,334 $560,321 $571,527 $582,958 $594,617 $606,509 SCE Fees (includes billing)$0 $11,834 $50,565 $50,879 $51,222 $51,540 $51,860 $52,183 $52,507 $52,833 $53,162 Consulting Services $586,500 $993,582 $923,251 $941,716 $960,550 $979,761 $999,357 $1,019,344 $1,039,731 $1,060,525 $1,081,736 Staffing $656,370 $1,248,010 $2,103,498 $2,166,460 $2,213,406 $2,257,674 $2,302,828 $2,348,884 $2,395,862 $2,443,779 $2,492,655 General & Administrative expenses $24,480 $302,548 $207,682 $244,446 $249,743 $254,738 $259,833 $265,029 $270,330 $275,737 $281,251 Debt Service Payment on Financing $0 $2,998,349 $3,598,018 $3,598,018 $4,127,139 $4,127,139 $1,128,790 $529,120 $529,120 $0 $0 Total O&A Costs $1,267,350 $7,125,496 $12,757,068 $13,027,018 $13,795,903 $14,024,424 $11,260,106 $10,900,113 $11,145,573 $10,867,839 $11,125,296 Total Cost of Operations $1,267,350 $193,733,495 $325,202,175 $329,664,684 $330,380,088 $337,882,789 $333,639,473 $339,702,724 $346,286,318 $352,864,526 $360,978,093 Net Income ($1,267,350) $22,517,408 $43,708,542 $49,963,351 $47,476,193 $50,312,860 $65,737,517 $71,155,255 $76,359,297 $81,882,485 $95,039,397 Cash From Operations and Financing Net Income From Operations ($1,267,350) $22,517,408 $43,708,542 $49,963,351 $47,476,193 $50,312,860 $65,737,517 $71,155,255 $76,359,297 $81,882,485 $95,039,397 Cash from Financing $2,500,000 $17,000,000 $0 $0 $0 $0 $0 $0 $0 $0 $0 Total Cash Available $1,232,650 $39,517,408 $43,708,542 $49,963,351 $47,476,193 $50,312,860 $65,737,517 $71,155,255 $76,359,297 $81,882,485 $95,039,397 Net Income Allocation Reserve Fund Contribution $416,663 $39,517,408 $43,708,542 $32,367,642 $0 $0 $0 $0 $0 $0 $2,667,474 Money Available for Discretionary Programs $475,987 $0 $0 $17,595,709 $47,476,193 $50,312,860 $65,737,517 $71,155,255 $76,359,297 $81,882,485 $92,371,923 Total Cash Outlays $1,232,650 $0 $0 $17,595,709 $47,476,193 $50,312,860 $65,737,517 $71,155,255 $76,359,297 $81,882,485 $92,371,923 Rate Stabilization Reserve Balance $416,663 $39,934,071 $83,642,613 $116,010,255 $116,010,255 $116,010,255 $116,010,255 $116,010,255 $116,010,255 $116,010,255 $118,677,729 Reserve Balance Target $416,663 $63,693,204 $106,915,784 $108,382,910 $108,618,111 $111,084,752 $109,689,690 $111,683,087 $113,847,557 $116,010,255 $118,677,729 CCA Total Bill $593,739,566 $1,078,436,243 $1,111,894,698 $1,133,627,686 $1,168,393,721 $1,204,903,366 $1,242,649,646 $1,281,679,486 $1,322,041,841 $1,362,767,326 SCE Total Bill $606,181,535 $1,099,492,625 $1,133,744,430 $1,156,168,838 $1,192,175,708 $1,229,333,154 $1,267,678,842 $1,307,251,696 $1,348,091,945 $1,390,241,163 Difference $12,441,969 $21,056,382 $21,849,732 $22,541,151 $23,781,987 $24,429,788 $25,029,196 $25,572,210 $26,050,104 $27,473,837 Total Bill Savings 2.1%1.9%1.9%1.9%2.0%2.0%2.0%2.0%2%2% Generation Rate Discount 4%4%4%4%4%4%4%4%4%4% 47