Loading...
HomeMy WebLinkAboutReport on History of Authorized Actions in the Moore v City \VINGT 2000 Main Street, -. oy Huntington Beach,CA _.-- e _: City of Huntington Beach 92648 o _ 4 Qi ANTV0 File #: 23-739 MEETING DATE: 9/5/2023 In response to Dec 20, 2022 City Council direction, report on history of authorized actions in the Moore v. City, Gates lawsuit and report on review of RWG involvement City of Huntington Beach Page 1 of 1 Printed on 8/31/2023 powered54 LegistarM p r r ^l a HUNTINGTON BEACH 4 111111111110. ■ PA RT , (a, in .,„ D . ,• p . ■ . o •.,� �, 1 T 1 .1 ■ . � . . FOR ��• I ' 7 '. . ■ ' �� . r: Michael E. G r�° ••• <9 ‘<<.• a■ a . ■ ' - ti 1 City Attorney O. in 1 p . 1 CI ■ � � , ..n . zwil 1.54.101,1 . _ _ iti. ICI ......,- - • Q El - /,.., _il : !...... 0• F. o .'• r ■. 0 = • ill - 1 1 • C• AB - • ••' ,•, .. 0 www.huntingtonbeachca.gov/files/users/city-attorney/Review-of-Steele-RW �v- , / MCKEON H ITEM - REVIEW OF RWG December 20, 2022, H Item by Council Member McKeon: A lawsuit was brought in 2018 by former attorneys Neal Moore and Scott Field against the City of 0 .. .13r . 0 Huntington Beach and City Attorney, Michael Gates. 1 �.z . For years, City Council met with handling attorneys, ; o' o •• :• "o including outside attorneys from Greenberg Gross in 1z .2:01. . I lr .11 Is Closed Session about the lawsuit. The 2018 City Council viewed this lawsuit as a frivolous suit, else the City Council would not have met in Closed Session multiple times to direct the handling attorneys for three years to prepare this lawsuit for trial. HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG December 20, 2022, H Item by Council Member McKeon: The City Attorney is the City' s attorney designated bythe people at election time. The 0 '• o . • • 0 g p p � � ��� .. •. • City Charter is clear about this and City . • _'�� . � o •� . .o . • Council was not at liberty to hire their own + . T J .• attorney behind closed doors to conduct any ' •' - „ • ' ' investigations or perform any legal work. This �� _ 4.i.".....I Steele Investigation, in my view, was nothing more than a political witch hunt - all done in secret. F-.r HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG December 20, 2022, H Item by Council Member McKeon: Mr. Steele never interviewed Mr. Gates, the person -. - • at the center of this "investigation," nor did Mr. 0 • 1. ° •. • • 0 .•g I.r ■ - _ 1 Steele interview anyone from Mr. Gates's office, 'ram 14. ' D . any of the Greenberg Gross attorneys, and he did 14.; •I - •� ° • • • ■ • III 1■ t ■� TT not interview anyone of the Councilmembers who • •- m • .1 ' .i F. ° .� •..i° f2 were actually present in the 9 Closed Session meetings and who made the decisions and witnessed first-hand Mr. Gates's conduct in the handling of the case. HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG December 20, 2022, H Item by Council Member McKeon: 4-3 Vote, COUNCIL ACTION: 1 . Waive the attorney-client and Closed Session 0.. N. ., o ' '. . 0 3 - - i:•." confidentiality privileges for the Closed Session . la AI: f, ` '�= Meetings on the Moore, Field v. City, Gates lawsuit I. .D L . 0 • • flIFCI• . for the sole purposes of allowing Mr. Gates to give 1, 441. . I • his side of the story - to return to CityCouncil with a •' ' ': public presentation on what was discussed and 0 . 1i _ 1IWm! decided (by Councilmember votes) in those Closed Sessions HE) r.,..,..„ ,. ,.. HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG December 20, 2022, H Item by Council Member McKeon: 4-3 Vote, COUNCIL ACTION: - - 2. Waive the claimed attorney-client and any other CI . 1, o .. .. . 0 confidentiality privilege on any and all communications between City, Councilmembers ; o••� ' o • •• ;. - % and Craig Steele and his attorneys regarding this a{ •'. le, ,� . 4 • • 1 "investigation." City Manager to preserve all - •. 'F. 0 .'•..i 0' - :, emails/texts/communications between City and 11 . " 'I - ' • ..iii Craig Steele and RWG and between former City Manager Oliver Chi and RWG _.. [--13 HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG December 20, 2022, H Item by Council Member McKeon: 4-3 Vote, COUNCIL ACTION: El 3. City Attorney, after review of the aforementioned o •4• '•e• • communications and RWG invoices, return to City "IL 1 . • Council with recommendations if any further action ; '' ' o : :: I could be taken against RWG for the spending of 1, , ' . • :I , taxpayer money on the "investigation," done behind - _ mar F. CI .�•... o' closed doors and away from the public visibility and 0 •• 'I - ' ..■i accountability. F.B HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Moore, Field v. City, Gates Lawsuit Filed in 2018 by attorney Neal Moore, who had voluntarily retired from the City._ :.Attorney's Office in 2017, and attorney Scott Field, who even though having filed a " lawsuit, continued to work in the City Attorney's Office for 3 more years. Both alleged age-discrimination and a hostile work environment. The defense of the case was that those two attorneys, after years of many attempts at correction, refused to meet the expectations of the City Attorney's Office; and, after many years of demonstrating "very poor" legal judgment, both were disciplined for lack of competence, of which had resulted in substantial monetary exposure to the City. HUNTINGTGN BEACH MCKEON H ITEM — REVIEW OF RWG Moore, Field v. City, Gates Lawsuit All of 2019 and 2020, the Moore, Field v. City, Gates Lawsuit had been : litigated aggressively, and for those two full years, the 2018 City Council repeatedly voted to take the case to trial and authorized payments for outside counsel, i.e., that there was no merit to the case or to settling. (Peterson, Semeta, Hardy, Carr, Posey, Delgleize, Brenden) Two years and the previous City Council never expressed concerns over the handling of the case. There was never any concern by anyone about attorney ethics or conflicts of interest. HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Moore, Field v. City, Gates Lawsuit November 3, 2020 - City Election Kalmick, Moser and Ortiz elected New City Council sworn in December 2020 Carr, Moser, Kalmick, Posey, Delgleize, Ortiz, Peterson EB xUNI1NG10X BEACH MCKEON H ITEM - REVIEW OF RWG Moore, Field v. City, Gates Lawsuit In an unexpected turn, during an April 19, 2021 , Closed Session, the new 2020 Cites Council voted 5-2 to settle the lawsuit for $2.5 million. While the new 2020 City Council voted 5-2 to settle this lawsuit for $2.5 million, which had been considered "frivolous" by the previous City Council, I refused to settle. I was not a part of the Settlement Agreement, I did not consent to settlement, and I did not sign the agreement. I wanted my day in court - I was denied by the City Council decision. Nevertheless, I was dismissed by the Plaintiff attorney because they were pleased with the very favorable settlement and wanted to put case to rest. (Carr, Moser, Kalmick, Posey, Delgleize - Aye; Ortiz, Peterson - No) HE) „sp. v �r HUNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER ( -N City of Huntington Beach Organizational Chart Adopted Budget — FY 2021/22 J THE PEOPLE ` llY CITY CLERK 1 CITY COUNCIL 1 CfrY Arrr�nNry Mayor TREASURER MayorPro- em mom► ►. City Council Members tic supwrt �. ,/ a dons J Recoos [ Lapaoon wprrno j CITY MANAGER camnbrev i ProSecAton r L, in ,,,,,e, I I l I ASSISTANT ,,JNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER Section 309, City Charter: City Attorney is Elected by the People to: " Represent and advise the City Council and all City officers in all matters of law. . . [and] Represent and appear for the City in any or all actions or proceedings in which the City is concerned or is a party. . . " FE3 , xUX11XG10X BEACH PROPRIETY OF CRAIG STEELE RETAINER City of Huntington Beach, AR 201 : "The City Attorney at his or her sole discretion may choose to contract with outside legal counsel or provide the legal services through the City Attorney ' s Office. Once outside legal services are identified and retained, the City Attorney ' s Office will provide oversight and monitoring in order to control quality and costs of the outside legal - services . " v H11MIIpG10X BEACH PROPRIETY OF CRAIG STEELE RETAINER The Court of Appeal stated about our City Charter: "The City Council may hire other attorneys to help the City Attorney discharge her official duties, but may not relieve her of such duties . Any such attorneys hired by the City Council are under the City Attorneys supervision and have no authority to give opinions or act independently of the City Attorney. " (O 'Connor v. Hutton, 1981 ) HUNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER Case Law on Elected Attorney: The City Attorney ' s powers are plenary. The City Council cannot usurp the powers or duties of the City Attorney. Courts have expressly recognized the rule that a public agency may not contract and pay for services which the law requires an elected official to perform . (See McQuillin, Municipal Corporations; Jaynes v. Stockton, ( 1961 ) 193 Cal.App.2d. 47; Merriam v. Barnum, 116 Cal. 619; Montgomery v. Superior Court, ( 1975) 46 Cal.App.3d 657) B „, HUNTINOTON BENCH PROPRIETY OF CRAIG STEELE RETAINER Also during an April 19, 2021 , Closed Session, newly elected Council Member Dan Kalmick called for an "Independent Investigation" into the City -- Attorney's "handling" of the Moore, Field v. City, Gates Lawsuit. Council Member Kalmick alleged "ethical" concerns over "conflicts of interest" and "overbilling" by outside law firm, Greenberg Gross. Those allegations, even after thousands spent investigating, were never substantiated. City Council voted 5-2 to have former City Manager retain an Independent Investigator to investigate/review the City Attorney and the case. (Carr, Moser, Kalmick, Posey, Delgleize - Aye; Ortiz, Peterson - No) HE) HUNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER "Independent" Investigation ., May 13, 2021 , Oliver Chi officially hires ' =- Craig Steele i o _ of Richards Watson Gershon �, Notably, the newly seated City Council after 2020 never voted publicly to waive any attorney-client or Closed Session privileges to allow the "Independent Investigator" to review any confidential lawsuit documents or related confidential communications. This is important. To properly waive any privilege or confidentiality by a Council, it must be recorded publicly. This never occurred - this is important. -N."- Ff3"`.r" -, . V -- HUNTINGTGN BEACH PROPRIETY OF CRAIG STEELE RETAINER What is an " Independent Investigation " Hiring an attorney for an "Independent Investigation" is used to achieve an OBJECTIVE or IMPARTIAL review of the facts. "Independent" or Special Counsels are "outsiders" who impartially gather facts and impartially evaluate them. They are disinterested in the outcome of the investigation and have no financial interest in working with one of the parties. Importantly, Independent or Special Counsels do not establish an attorney-client relationship with the party who retained them to conduct the investigation. We retain Independent Investigators all the time - there is no attorney-client privilege established. This is important to what happened here. HE3 HUNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER Tr By,„ i the way, if retainingSteele was permissible and y everything was above board . . . Why were related documents not disclosed by Oliver Chi when asked a year later? FIB HUNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER In 2022, Oliver Chi was requested repeatedly to produce records evincing the retainer/work of Steele and 11 RWG (even via CPRA requests) . . . response: there were no such records or documents. NOTE: City Attorney asking for documents regarding use of outside counsel and getting no response. HOWEVER, what Oliver Chi said was not true - As will be seen, there were plenty of records!!! FE3 HUNTINGTON BEACH PROPRIETY OF CRAIG STEELE RETAINER ,...... ac ,, Oliver Chi Oliver Chi May 7,2021 . ,,,,,,,.KKK. Mal'7,2021 . G , „,,,„.,,., ,. Our legal relationship and the terms of this agreement of the State of California. Exhibit 4 In order for the Firm to work on this matter,please si At the 1�sk tlrrir r 1 letter to me. d�rt'(lion of the City Cotrncil,b r.,• I look forward to working with you and the City. C°r/duct in utv + . V.r 2 vote pry gttril 19,2021,RWG is dirn Mav�,2021 a t4 ati G into the Cit f$COtt fICI(1V• a?iChnClon' YAtt°r1)e BY EMAIL C/f Y S overall handlinP u/the Y ofHuntington/leach Very truly yours AS l>art of Oliver Chi that 1'pY1raY, ManaCer determine if aptttirabie indusir city /A ass ess internal practices 4 City of Hums^B1O^Beach Y and within the /or fega(standards are City Attt g9-1 Durinp,the r consistently 2000 Main Street eview note in con Beach'r alit°rnia 92 Craig A.Steele within Hunti^fS the Yothcrirrcpufaritiestha A reement V Attorne • t are i Legaj$ervic0s g Y s Office related to rovlde additi�' The City Mana this case or oth ed as it rel, Deer ppr.Chi rtun.ty to P This letter Agreed and Accepted: providing gel"s of/ice er matters. ave the°P� the"city ntheUtet' ' City of Huntington Beach drug docun1ents or w'll co°perute by sch eawe are very Pleased to h peach lg oth edulin ;ty of Huntington reementsbetwee base er back g interviews to the legalser-lcesag ill set fortht ground information. services iCes,this fetter wbasia to the City Mar as deemed t replace,the existing call" cstu,,G"1 for. ipa..laed se CBS on an"on general municipal law sere Date: 5/I 3/aoct1 and staff• Weal municlpallaw issues 64":--- regarding B al fees for these get resent the City Itereln. Our leg t exceed By: wevii11reP ecified wp1no iSae rms sP m this letter a^d 1 amount Oliver Chi based on the to Beth) n add'tiona which the f irn at the rates specified a on Title: City Manager be billed dollars t51o0, terms uP ices and thousand We write to set forth the will bill for our s '',and the baCitY. sh uP°n which we at the direct") the C n of Uq hour! 12262.0004/2442371.1 M mr Aces for the,._..,ire than ten 0 rrah\ " INDEPENDE T" JVESTIGA - . 1 37th Floor 213 Avenue 350 South Grano 213b6.0075 csteele@rwgi,w cornIR lo'An gates,CA 90071 r vglaw corn July 31 , 2021 Letter, Steele i4TTORNEY—CLIENT PRIVILEGE the role July 31,2021 CONFIDENTIAL CONFIOENTIAI This rrwtenar is Subject to the attorneyctent privilege and/or attorney work product protection "We take seriously thathas been assigned t o or otherwise is privileged or confidential not disclose the contents hereof. Do riot fiiie with i fly Oliver Chi a.®y�.;i;,a records records. City Manager City of Huntington Beach 2000 Main Street us and the need to • • Huntington Beach,California g2648 Re: Review of Moore and Field v. Gates and Cit o Huntin ton Beach matter provide impartial and independent legal advice Dear Oliver: At the City Council's direction,the City of Huntington Beach and conclusions to the &Gershon("RWG")to provide a review of the handling and s,City")ttlementained of the above- Watson referenced lawsuit by the City Attorney's office and outside counsel. We take seriously the role that has been assigned to us,and the need to provide impartial and independent legal advice • • (such conclusions to the City Council. Under California Rule of Professional Conduct 1.13(a)the City C o u n c i I ethical obligation of any lawyer employed or retained by an organization as the City)is to the entity itself,and not to any individual. The entity acts and directs the engagement through its duly authorized directors and employees;in this case the City Council and you as the Council's agent under provisions of the City Charter. However,we do not represent you individually, or any individual member of the City Council. The City Council has asked that we provide a letter that briefly outlines the City Council's authority to commission this review of the t.,,,..,.:. -- , " INDEPENDENT" INVESTIGATION RWG Report by Craig Steele of July 5, 2022 First Sentence : "The CityCouncil requested in Mayof 2021 that Richards, a Watson & Gershon ( " RWG ") provide an independent review of the City ' s handling of an employment-related lawsuit against City Attorney Michael Gates and the City, brought by two now-former employees in the City Attorney ' s office . " HE3 HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION Steele Letter of December 23, 2021 to FPPC First Sentence : " I have been retained to serve as special counsel to the City Council of the City of Huntington Beach for a review of the City ' s handling of a lawsuit. . . " (***note " handling of a lawsuit" ) tl HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION Oliver Chi hired Craig Steele of Richards Watson Gershon 1 . Steele worked with Oliver Chi for years in Monrovia 2. Worked for Mayor Joe Kalmick for years as City Attorney of Seal Beach FB , HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION The California League of Cities advises: refrain from selecting lawyers to serve as independent or outside counsel who are friends or colleagues of council members to avoid the appearance of "cronyism . " Practicing Ethics: A Handbook for Municipal Lawyers, League of Cal Cities. HE3 HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION , ,, Steele boasts that he worked for partisan : _ " political figures such as U .S. Senators Albert Gore, Jr., Alan Simpson, and Lloyd Bentsen, Assembly Speaker Willie Brown, Los Angeles Mayor Tom Bradley, and Honolulu Mayor Frank Fasi. " - Craig Steele https://www.rwglaw.com/people-craig-steele HE3 ,. „,„ ,. „do. HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION RWG Report by Craig Steele of July 5, 2022 Steele was not even qualified to review " litigation " matters! - Second Paragraph - Steele had NO LITIGATION EXPERIENCE: " I have been a Municipal Law practitioner for my entire career of nearly 30 years, with over 25 years as a sworn contract City Attorney in four cities. I have been the City Attorney in Monrovia since 2002, where former City Manager Oliver Chi served for a period as City Manager prior to coming to Huntington B HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION RWG Report by Craig Steele of July 5, 2022 Steele was not even qualified to review " litigation " matters! !Third Paragraph - Outside of His Expertise: " I was engaged to look at the record and evaluate how the litigation was handled, and to advise whether it might have been handled in a different way. . . " FE1 "‘„.„. HUNTINGTON BEACH " INDEPENDENT" ► ESTIGATION Attorney-Client Privilege - Confidential Correspondence - Moore / Field v. Gat Chi,Oliver A review of emails with Steele To Carr,Kim Delgleize Barbara Ffi F.Fi �i. Kalmick,Dan; Posey,Mike Moser,Natalie 6olton,Rhonda Craig A.Steele icsteele rwglaw.com) show Ltr to Oliver Chi.PDF i;E v Good afternoon Mayor and City Council! Steele gave the 2020 City .ttached for your reference is a correspondence prepared by outside Craig Steele of the firm RWG,in response tc made at our 7/20 closed session meeting.The overview is detailed,given the nature of the questions about the matter,please don't hesitate to let me or Craig know.Also,regarding the review that Council advice on hiring overall assessment is continuing, situation,and if you he g and we expect to have additional details to report within the next several weeks. Please note that Council Member Peterson is not included on this email comes ondence.In discussions he shared with me his belief that it is illegal and improper for the City Council to be coordinating him [Steele] urrently engaged. Further withMr. • • • ,Mr.Peterson specifically and explicitly requested that he be excluded from any and all orrespondences,discussions,and involvement in the review of the Moore/Fields v. Gates the review that w, he is not being included on this email distribution. /City of HA matter.To t Erik Peterson o t •'s an aside,as you'll read in the attached memo prepared by Craig,it is our opinion that the review that is both proper and legal. s being uni Hope that everyone has a terrific rest of the weekend,and talk soon! included live Oliver •fiver Chi_ _ __ ity Manager " INDEPENDENT" INVESTIGATION City Attorney Issue A review o f e m a i l s with Steele CA Craig Steele <CSteete@ glaw.com> Del leiz 9 e Barbara - Chi,Oliver S h O W. Reply <e Reply All �_Forts ONFIDENTIAL:ATTORNEY-CLIENT PRIVILEGE Mon 12/20.•2 s, Mayor— It was a pleasure speaking with you today,As you re Steele gave Mayor of the City Council seeking outside legal advise. quested,here is a suggested talking point which advocates for a moderated approach to t ' „I appreciate the input from everyone who weighed in on this issue.In m to i recognize.Local government in a my view,there are legitimate D e I g I e i z e "talking points" ouncilmembersen tweo legal and substantive City like Huntington can dependglen Beach is complicated and litigiousgsnd a number of important onopinions the Cityneedlegal advice his staffexpertise to helpPortant inter cainfn en ly,when that Attorneyis.or ias d hiseen to provide that service,but us maketainformed ca decisions about part-time,l volunteeraveo City entity,like the City, explained to sometimes we cannot. what's best for the City. the lay me,the California Rules of Professional Responsibility we, s the aa Frequently, ew instances where that has must ha take direction fromCity Council have to be able that entity's Board of Directors—the City dictate that when • • • veil,protecting his interpretationPPened and v✓e must find a waya lay advocating hiring him heir actions of the authority to address that. Council in this case.Unfortunately, represe must be respected,but the r is note City Charter stone. Undoubtedly,Mr Gates has articulated eon important y ✓ have sf may give him over legal matters in the City.The voters ado •nd I do not believe the of intern authority in the charter is a clear cut asadopted thatty charter a hat the City Council"shall have pretty dear.But with theallocation control of all legal business" Mr.Gates saysat we it is.For ys"to example, 304 b pretty cle of But Charter should provisionlan may of"employ rpret attorneys" O of the City Charter s th is the prima clarify these issues.I respectareas of interpretation. y to take charge of legal issues.That seems or op primary authority.Council,oc.In we hoattorney-client the role of the elected City y Attorney. And for the good thatf an hat we can define the circumstances under which the City Attorne . City and the efficient Cityq relationship the Council can e give the directionin and should not be advice,te without byitst la Attorney. V But I also know in any city the City Y I think we should draw up Council can seek a second opinion,or Cou voters ey.approve a common sensethat definition and he o draft a proposed make the charterspecialized legallawyer.I believe more clear s that il/ ity these ues and we for I bshould ask s t P posed charter amendment to that effect as soon ash to os ibe Cityapproval of ti lieve Attorney/City Council/City Manager relationship Let me know what Possible." you think. and we should ask sty Craig Craig A.Steel. " INDEPENDENT" INVESTIGATION CA Craig A.Steele <CSteele@rwglaw.com To Del leiz A review o f e m a i l s with Steele Cc Joyce,SaBarbara; Bolton,Rhonda; Kalmick Dan �t Fp, You forwarded this message on None. Draft of Potential Charter Amendment Lan Show. 15 KB 9uege.DOCX PAG re;i;io ;to Su6committe Draft of Potential Charter • • • Amendment Language_Revd,DOCX Steele a s s i ste d Oliver Chi CONFIDENTIAL;ATTORNEY-CLIENT PRIVILEGE Mayor and Councilmembers: and 2020 Council I ap°IOg1ze for the delay in forwarding 2 required documents for COCor until rdda discussion at the subcommittee citations.I will ID isolationsa i to y I am completingmiaft meeting tomorrow.I have revised text of agin confidential draft form.In the meantime,I amto this been deal myreport document and verifying, Members with 2022 recommended for charter discussion amendmentwith M report recommends. Gates.With no compromise, It goes much further to than the text the subcommittee necessary.The highlighted text is new.Toattaching to email tl revisions fore discussionighligand, promise,there appearsm close the loop, be no reason toPreviou presumably,re I am also attaching the previous) r propose less than what section. V proposed text with proposed Charter Thanks and,again,I a Mr.Gates prc apologize for the delay. Craig Craig Steele Amendments Atro»>ey la RICHARDS WriT«,., __ " INDEPENDENT" INVESTIGATION Also, recent review of invoices show that from 2020, the City paid thousands for legal services to Craig Steele and his law firm, RWG, where he is an equity partner. These legal services were quietly requested by the former City Manager Oliver Chi without City Attorney consent or approval, and therefore no oversight or accountability. HE3 HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION Beginning in 2020, Steele and RWG provided the following services to City, among others: • Consulting on Shayna Lathus case • Preparing 2022 Charter Amendments for 2020 Council • Advising on Election Law (s) • Attorney work on Separation Incentive Program • Attorney work on DBFOM Public Works • Attorney work on various Personnel Matters • Consulting with Council Members on Politics • Providing Talking Points to Mayor re Hiring Outside Legal HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION Those legal services were not authorized by the me or anyone from my City Attorney Office. They were: • Initiated without the City Attorney's knowledge or consent • Signed Retainers without City Attorney's consent • Services Billed without City Attorney consent or review of invoices • Billed by RWG without any City Attorney oversight as to what was being billed and how much was being billed • Paid by the City without any City Attorney oversight as to what was being billed and how much the City was paying • All done at taxpayer expense with no accountability HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION In recently discovered email, Steele revealed his bias and lack of impartiality, " Independence. " On December 16, 2021 , Steele wrote to Chi about the upcoming 2022 proposed Charter Amendments: "ask the voters to improve the system and then he [Gates] can take all his arguments and shove them up his ass" - December 16, 2021 email from Craig Steele to Oliver Chi HUNTINGTON BEACH " INDEPENDENT" INVESTIGATION RWG Report by Craig Steele of July 5, 2022 After the City spent over a year of time on this --= " Independent Investigation, " and thousands of dollars paid to RWG, the Steele final Investigative Report concluded . . . "I did not find evidence of any violation of the law by the City Attorney, the current members of his office, or the Greenberg Gross firm." pg . 27 Steele/RWG Report FE3 HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD _41 ;%; Brief Case Handling History -4 HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD January 10, 2019 - Served with Lawsuit SAME DAY - I Internally Announced my Recusal Designated Williams to Conduct RFP Discussed in Closed Session with City Council 9 times January 22, 2019 - Gates announces recusal verbally and in writing Council Votes 7-0 for Williams' rec's; Retain law firm of Greenberg & Gross (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleiz ) HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD What is " Recusal " ? - An attorney steps away from representing a client due to a " conflict of interest, " which is a legal determination made by a lawyer. -01 Defendants/Clients still " communicate " and participate in the attorney-client relationship ( Rules Professional Conduct, Rule 1 .4) There was no conflict of interest to participate in the litigation as a defendant HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD Discussed in Closed Session with City Council 9 times June 3, 2019 — Status of Case by attorneys _ No Vote Taken (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) n. July 1 , 2019 — Status of Case by attorneys Council Votes 6 - 1 (Peterson absent) to authorize $200,000 for GG attorney's fees (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) FB HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD Discussed in Closed Session with City Council 9 times March 2, 2020 - Status of Case by attorneys Council Votes 7-0 to authorize $750,000 for Greenberg Gross attorneys fees (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) May 18, 2020 - Status of Case by attorneys Council Votes 7-0 to reject $5.8 million demand by plaintiffs (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleizffl HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD Discussed in Closed Session with City Council 9 times September 8, 2020 - Status of Case by attorneys -- Council Votes 7-0 to reject Renewed $5.8 million demand by plaintiffs (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) November 2, 2020 - Status of Case by attorneys Council Votes 7-0 to authorize $500,000 for Greenberg Gross attorney's fees (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleiz HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD Discussed in Closed Session with City Council 9 times November 3, 2020 - ELECTION (Posey, Peterson, Kalmick, Carr, Moser, Ortiz & Delgleize) December 21 , 2020 - Status of Case by attorneys No Vote Taken (Posey, Delgleize, Kalmick, Carr, Moser, Ortiz & Peterson) HUNTINGTON BEACH HISTORY OF COUNCIL ACTIONS ON MOORE, FIELD Discussed in Closed Session with City Council 9 times April 19, 2021 - Status of Case by attorneys Council Votes 5 -2 to accept $2.5 million settlement proposal New Council Majority "orders" " Independent Investigation " (Posey, Delgleize, Kalmick, Carr, Moser, Ortiz & Peterson) FE3 HUNTINGTON BEACH OTHER IMPROPRIETIES INVOLVING STEELE There were many concerning Closed Sessions held often listed as "Significant Exposure to Litigation Pursuant to Paragraph (2) of Subdivision (d) of Gov. Code Section 54956.9," in which I was "excused" by the City Council majority; Council Member Erik Peterson also left believing that such a conference of City Council behind closed doors without the City Attorney present was a violation of -7141 the Brown Act. A review of RWG invoices and emails shows that subject matter discussed was not potential litigation with significant exposure to the City; rather, they were closed-door discussions about the Steele "Independent Investigation" of the City Attorney. There is no Brown Act exception for a Council body to go into Closed Session to discuss and Independent Investigation of another Elected Official. Based on information, those such Closed Sessions took place on: July 20, 2021 November 16, 2021 December 21 , 2021 January 18, 2022 April 5, 2022 June 21 , 2022 v : HUNTINGTON BEACH OTHER IMPROPRIETIES INVOLVING STEELE FW: CONFIDENTIAL: Closed Session History for Lawsuit Moore v. Ci A review of emails with Steelev co Ohl, Oliver .... . _ _ Tc Fcpi Reply All Craig A.Steele(csteelealrAfglaw.com) F``` shows: , ri Closed Session History for Moore v CHB.pdf Thu 6''r' °P1E ... Oliver Chi sends to Steele :?Lver Chi ,ty Manager my CONFIDENTIAL Closed rotHunt «nBeach 2000 Main Street PO.Box 190 Session e m a i l s intended Huntington Beach,CA 92643 Office:(714)536-5575 �,C(310)663-9837 only to be viewed by my From:GTutes,esday, Michael 20 1 2 12 PM city hb ore> Sent:Tuesday,April 20,2021 2:12 To:CITY COUNCIL<city.council surfrfcity hb or > Cc:Hopkins,Travis<thopkins surfcrty hb oro>• CI ty Council -• i n violation <Mb iphotta(u�surfcity hb oro>- 'Chi,Oliver<oliver.chi(asurfcity hb oro>• Subject:CONFIDENTIAL:Closed Session History for Lawsuit Moore v.City 'Vigliotta,Mike CONFIDENTIAL ATTORNEY CLIENT COMMUNICATION of Closed Session rules Dear Honorable Mayor and Members of city Council I always appreciate the oDDorti,nitt.r., - OTHER IMPROPRIETIES INVOLVING STEELS Confidential - Email Search A review of emails with Steele ., : __) ----) Chi, Oliver shows: To Mello; Brittany Reply tf1 Reply All Cc Craig A.Steele(csteele You forwarded this message �rwglaw com) r, on 7/12/2021 3;53 PM. Oliver Chi wrote to B. Hey Bmello! Sorry tobug,ry but I wanted to see if you could do a confidential email search for us again. Mello that, over m y This time, I'm looking for any emails between Michael and Scott from BBK. In Gates and anyone at Greenberg Gross,andarcbetween Mich particular, I'm looking for recent emails,but why don't we set a search from March 1 Campbell through present day. objections based onparamet The email domains we're looking for emails with Michael Gates includes the following: @ggtriallaw.com privilege, she search the ross CKutla GGTriallaw com Scott.Cam bell bbklaw.com server anyway to get my Thanks!!! privileged emails Oliver Oliver Chi City Manager OTHER IMPROPRIETIES INVOLVING STEELE Closed Session Link A review of emails with Steele CO Chi, Oliver Tc Craig A.Steele(csteeleCrwglaw,com) I. ,.. F_) Reply «, Reply All --j FoM shows: Hey Craig! Tue 7/20,' Steele improperly FYI,link for closed session is: 1• Click to Join Closed Session - This link is for closed session. when Council recesses behind dosed doors. If you need technical assistance. contact Travis Hopkins at(714)475-4112. attended Closed Meeting ID 927 8121 5041 Passcode: 012av f We have you set and going on at 5 p.m.! Sessions with 2020 City Thanks! Oliver Council, and without On-- - City Manager S the City Attorney City ��a� 2000 MainStreet P.O.Box 190 Huntington Beach,CA 92648 Office:(714)536-5575 Cell:(310)663-9837 OTHER IMPROPRIETIES INVOLVING STEELE A review of emails with Steele From:Gates,Michael<Michae—s surfcit`r > shows: Sent:Monday,July 19,2021 1:06 PM To:Chi,Oliver<olive�,ch��surfcity lib or > <MVi liotta —�—� -Hopkins,Travis<thopkins(�surfcity lib ore>; � Ce <olive lib or > Subject:7/20 Closed Session Vigliotta,Mike OBJECTED i n writing to Oliver. I'm informed that your review of the ha assume since it isn't plainly listed on the Agenda. you have it as a Potential Litigation. What handling of the Moore v City case is on for Closed Session. I • Act justification for taking this review of handling a case into Council Closed Session? is the Brown City I'm not aware of a Brown Act basis. Michael E. Gates, City Attorney improperly going into CITY OF HU CITY ATTORNEY HUNTINGTON BEACH 2000 Main St.,Fourth Floor Huntington Beach,CA 92648 i Closed Sessions in Ph r?j��s— Fx 12 (714 , Confidentiality Notice:This email may contain material that is confidential,privileged and or attorney tt-ork- addressee.Further-this email is protected under review by reliance,or distribution by others fine arle Qoivic others without on express Sections for the sole use of the Communications Privacy Act, 18 U.S.C.iolation of the Brown ou receirethiselianc:sordis $ections��1Uibite Any communication this is transmission prohibited are advised that any disclosure,copying, Permission of the author anys strictly to distribution,or the taking of o prohibited.If upon as this cammus strictly If you have received Moreover,any such inadvertent disclosure shall not compromise aeti attorney-client in reliance the Thank yous c this communication in nfy theor wive the and delete tmadilege error;please immediate)�notify sender delete this email. Act. v HUNTINGTON BEACH OTHER IMPROPRIETIES INVOLVING STEELE A review of emails with Steele SNOWS: CA Craig A. Steele <CSteele@rvvglaw.com= :�! Reply Ail Tc Chi, Oliver (i)You forwarded this message on 8/3/2021 3:08 Pm, w Steele insisted that I Let's discuss first, but perhaps something like this wou ld be an appropriate response: "Michael— "drop (my attorney- ►appreciate your email all and, if you feel an additional third party review is necessary, I guess that's up to you, you that both reviews should "cover the same material and information for accuracy." I was surprised when client] privilege claim Kutlay of Greenberg Gross told me on July 12 that you had claimed an attorney-client privilege over some d communications, and prohibited the firm from releasing those records to us. That was pretty surprising since the firm over$1.3 million to defend you and the City have some separate interest or attorney client privilege. Hopefudlly,that was some so there never was any rt of misunderstanding isclosure to the City tt • • part and regarding my private You will instruct her to drop the "privilege"claim and promptly that both reviews "cover the same material and information for accuracy."I will then make sure thatyou P p y release the rest of the documents w� set of what we have compiled for Mr. Steele.' attorney emails hav From:Chi, Oliver<oliver.chi@surfcity hb ora> Sent: Friday,July 30,2021 4:26 PM HUNTINGTON SEA OTHER IMPROPRIETIES INVOLVING STEELE A review of emails with Steele Gates Emails To Greenberg Gross shows: Chi,Oliver CO Craig A.Steele(csteelerwglaw.com) Fepl, Fepl.::L' - Fcr Oliver Chi sends my NeVCraig! Just to confirm...I just uploaded 54 new emails from Gates to Greenberg Gross onto the Box Account,under a file titled"Gates Emails To Greenber attorney-client Login info is as follows: Login website:www.app.box com/IoQin Login username:oliver.chi@surfcity-hb com privileged emails to Password:RWGRocks! Talk soon! Steele notwithstanding Oliver Oliver Chi :rtv Manger my previously place d City�M� «�� :000 Main Street '0 Box 190 objecti ons v HUNTINGTON BEACH OTHER IMPROPRIETIES INVOLVING STEELS FW: The Latest Attack on Michael Gates and the Citizens A review of emails with Steele Katmick Dan To csteelef�trwylaw.com , , Reply sh ows Q Click here to download pictures.To help protect your privacy,Outlook prevented automatic download of some pictures in this message. This bounced to you—typo in your email. Dan Ka',nick Council Members City Counember City of Huntington Beach dan.kalmick surfcrty hb or¢ i consultng with Steele (657)35�4796 about personal 2000 Main Street Huntington Beach, C.A.92648 political concerns From:Kalmick,Dan Sent:Tuesday,March 1,2022 9:48 AM To:Joyce,Sean<Sean.Joyice surfcity hb oro,• s Subject:FW:The Latest Attack on Michael Gates and the Citizens corn This was sent from the HB Recall Save Surf City Account. It is an'ad'and missing"who paid for this ad?"and has a donation button at the bottom. Dan Kalmick City Councilmember Citynfu.....:__-__ - MCKEON H ITEM - REVIEW OF RWG Take-Aways from Closed Sessions: • The previous City Council (Peterson, Hardy, Brenden, Semeta, Delgleize, Carr, Posey) voted regularly to approve the $1 .5 million spent on Greenberg Gross legal services. • I recused myself on day one and always acted in the lawsuit as a defendant - no "conflicts of interest" existed. • The case was viewed by the 2018 City Council as "frivolous" for two full years until the new 2020 City Council was seated, then it was settled. • The $2.5 million settlement yielded a $1 million payout to Scott Field who ran against me for City Attorney in 2022 and was endorsed by Kalmick and Bolton. HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Again, at the April 19, 2021 , Closed Session, newly elected Council Member Dan Kalmick suddenly called for an "Independent Investigation" into the City Attorney's "handling" of the Moore, Field v. City, Gates Lawsuit. 41.2 Council Member Kalmick alleged "ethical" concerns over "conflicts of interest" and "overbilling" by outside law firm, Greenberg Gross. Yet, neither Kalmick nor Moser and ultimately Bolton were present during any of the City Council Closed Sessions discussing this lawsuit during the preceding two years. They would have not basis to have any "concerns." (Carr, Moser, Kalmick, Posey, Delgleize, Ortiz, Peterson) HE3 HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Review of Records revealed the following : 1 . On multiple occasions, Oliver Chi forwarded to Craig Steele highly confidential and privileged Closed Session Memos spanning the two years prior that had been prepared by the City' s Attorneys. -11 2. Oliver Chi and Craig Steele met in Closed Session with the new 2020 City Council on numerous occasions (by Zoom) to discuss the "Independent Investigation," yet there is no Brown Act authority to do so, and no confidentiality or privilege attaches to such closed-door discussions. Peterson refused to participate on the objection that such meetings are illegal. HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Review of Records revealed the following : 3. On multiple occasions, Oliver Chi forwarded to Craig Steele highly ,11 confidential and privileged ongoing email communications and attachments that the City Attorney had directed to City Council. 4. For months, Steele helped develop and provide counsel for all the 2022 Charter Amendments 5. Steele helped Delgleize and others with "talking points" to be read at the City Council meetings regarding 2022 Charter Amendments advocacy and ability to hire own attorneys. FB HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Review of Records revealed the following: 6. Among those Charter Amendments, the initial proposal was to take the "Elected" City Attorney away from the people and convert the City' s form of government to an appointed attorney - one hired by the Council. Steele was involved in helping with this and would have benefitted financially from it if his law firm was given the legal work. -w 7. While I asserted attorney-client privilege between me and the -=? Greenberg Gross attorneys, over my rightfully-placed objections, Chi secretly directed IS staff to access the email server and surreptitiously take my privileged and confidential emails, then Chi forwarded "54" of my private email communications with my attorneys to Craig Steel . rill HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Review of Records revealed the following: 8. Oliver Chi and Craig Steele had circulated drafts of the RWG Craig Steele "Investigative" Report to all City Council, except for Peterson, soliciting a review and feedback by all Council Members, a meeting subject to the Brown Act. Council Members did review and provide feedback. Peterson had requested of Oliver Chi to not include him in those communications on the belief that it was illegal. 9. Craig Steele and/or his staff met over many months at City Hall and/or Zoom with Council Members to discuss the "Independent Investigation" and proposed 2022 Charter Amendments. HE3 HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Review of Records revealed the following: 10. Craig Steele met with Oliver Chi, Kim Carr, Mike Posey, Dan Kalmick, pier Rhonda Bolton, Natalie Moser, and Barbara Delgleize to invade prior 1 r attorney-client privileged communications with the City Attorney and gather information about prior confidential Closed Session meetings with the City's Attorneys and/or the Greenberg Gross attorneys. 11 . Steele knew or should have known based on the City authorities that contracting around the City Attorney in violation of the people 's designation of the City Attorney as City legal counsel was void. HE) ,.,, NUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Notably, I was never interviewed by Craig Steele or his firm as part of his "Independent Investigation" of me. Normally the subject is interviewed. None of my staff were interviewed. None of the Greenberg Gross Attorneys were interviewed by Steele. None of the following former Council Members who were key witnesses to the subject Closed Sessions were interviewed: Peterson, Hardy, Semeta, or Brenden. Yet, records show Bolton, Moser, and Kalmick, who were not present during any of the handling of the lawsuit from 2019 through its settlement, were not present for any of the Closed Sessions, and had no information about what had happened, in 2019 and 2020 were interviewed by Steele. v �r HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Even though Steele claimed to have been an "Independent" "Special" counsel, when asked for records, he claimed "attorney-client privilege," which is not possible if he was commissioned to conduct an "independent" investigation. . . • He worked for Chi in Monrovia, for Kalmick in Seal Beach, and then for Chi again in Huntington Beach earning thousands for his law firm from our City - he is an equity partner and has a financial interest, that is not "independent." • He met with and communicated with Kalmick, Bolton, Moser and Chi regularly - in person, by email, and during improper Closed Sessions. HIR HUNTINGTUN BEACH MCKEON H ITEM - REVIEW OF RWG Even though Steele was commissioned for an "Independent Investigation:" • He shared early drafts of his report with the City Council Members (not including Peterson over his objections) for months before issuing the Steele final report; • He received highly confidential City Attorney emails and Closed Session attorney work product memos from years past - while having no attorney-client privilege relationship as an "Independent" "Special" counsel to protect those; • In a December 2021 email to Oliver Chi, Steele made a statement against (Gates), which revealed his bias - undermining his independence; • He boasted about working for highly partisan politicians in the past. HE3 HUNTINGTON BEACH MCKEON H ITEM - REVIEW OF RWG Possible Next Steps: 1 . Steele 's conduct referable to the State Bar I _ 2. City consider a challenge Richards Watson Gershon on legal fees billed for improperly retained legal services 3. Consider referring the concerns about violating my attorney-client privilege, possible breaches of Closed Session (s) confidentiality, concerns about compliance with Brown Act, Public Records Act, and other laws, out for further investigation/handling HE3 ., HUNTINGTON BEACH Ef3 3,-: HUNTINGTON BEACH a � ' ' ' 0 - 4••••a.._ 06 47; � �f a . • I .., INIT . • r . .• v4prair.ardp- --. . . . • • , • • .. ,.. , _ .. . •o o • o• RAT�t�I • A .1 IN G 7/4'�•7 b41 Ilk •' JI .6 lilt •' I Ai; ■y '. c'' ■ • El F, 0 1. •■,.10 . _ THANK YOU . - _ _ ,.. - •• . 17, isfoi , ao• $11 )° By Michael E. Gates, City Attorne . % , .c.j- /0 I ,l/ Moore, Tania From: Fikes, Cathy Sent: Tuesday, September 5, 2023 4:14 PM To: Agenda Alerts Subject: FW: Gates part 2 ppt From: pacj<pacj_03@yahoo.com> Sent:Tuesday,September 5, 2023 2:29 PM To: McKeon, Casey<Casey.McKeon@surfcity-hb.org>;CITY COUNCIL(INCL. CMO STAFF)<city.council@surfcity-hb.org>; Estanislau, Robin<Robin.Estanislau@surfcity-hb.org> Cc:Gates, Michael<Michael.Gates@surfcity-hb.org> Subject:Gates part 2 ppt Dear Council member McKeon, In view of the email CM Chi sent to Ms Mello, it is imperative that there is some avenue for city employees to seek help when they are being asked to do something unethical. She couldn't go to the council. She couldn't go to Gates. The power point presentation brings up many indiscretions by the former CM and alludes to wrongdoings by council members. Do you refer the matter to the OC District Attorney? Beyond exposing and punishing the wrongdoers we should learn something. Backroom deals and political retribution are detrimental to the City. The new city council should move forward with openness. The use of ad hoc committees should be minimized. It's time for the council to move beyond this ugly chapter. Sincerely, Pat Quintana i �oATiNGra 2000 Main Street, ti ep Huntington Beach,CA ti. _ . 92648 _ !_ City of Huntington Beach 0GyNTY GPI File #: 23-612 MEETING DATE: 8/1/2023 In response to Dec 20, 2022 City Council direction, report on history of authorized actions in the Moore v. City, Gates lawsuit and report on review of RWG involvement City of Huntington Beach Page 1 of 1 Printed on 7/26/2023 powered by LegistarTM 1%010.4 HE3 `/" ..�: ,,.,.,,a6 , HUNTINGTON BEACHRESPONSE TO H ITE .4„............, N G I ..,k,... ik••••,.. :. Nilh O R • •••04/ Illik c 0 ••••<9(0 ‘ PART 1 ,, Michael E. Gates , City Attorney : J qi... • • r/W 06 -.0 — ,, - ___,..:51.,,_.— '" • 1111' At 'Svi.... # '140 t — — — i, v 0. ( / ees• :9 : • ` •••••••••••• 00 ' cNTi10 RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: A lawsuit was brought in 2018 by former attorneys Neal Moore and Scott Field against the City of Huntington Beach and City Attorney, Michael Gates. For years, City Council met with handling attorneys, including outside attorneys from Greenberg Gross in Closed Session about the lawsuit. The 2018 City Council viewed this lawsuit as a frivolous suit, else the City Council would not have met in Closed Session multiple times to direct the handling attorneys for three years to prepare this lawsuit for trial . v NUNiING10X BEACH RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: wir Right after the 2020 November election , the new City Council decided to settle that lawsuit . Then , that City Council retained outside attorney Craig Steele of the law firm of Richards Watson Gershon to " investigate" our City Attorney, Mr. Gates , regarding the handling of the multi - year litigation by outside attorneys from Greenberg Gross . „so. HE3 HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: The City Attorney is the City' s attorney designated by the people at election time . The City Charter is clear about this and City Council was not at liberty to hire their own attorney behind closed doors to conduct any investigations or perform any legal work. This Steele Investigation , in my view, was nothing more than a political witch hunt - all done in secret. HEI. .Nftie ,, HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT f gR City of Huntington Beach -M Organizational Chart Adopted Budget — FY 2021/22 _ ._._ THE PEOPLE f c( Nk CITY CITY CLERK r CITY COUNCIL CITY 1 ATTORNEY Mayor (TREASURER) Mayor Pro-Tom AdministrWin City Council Members Ado sorb Public Support N.. - 1 Investr' nts &Elections f 1 Records MOM Management 'TY V AN.AGE . ,1 I I ASSISTANT 1 1 -v FB 'Noe" HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: Mr. Steele never interviewed Mr. Gates , the person at the center of this "investigation ," nor did Mr. Steele interview anyone from Mr. Gates's office , any of the Greenberg Gross attorneys , and he did not interview anyone of the Councilmembers who were actually present in the 10 Closed Session meetings and who made the decisions and witnessed — first hand Mr. Gates's conduct in the handling of the ca441111t HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: e 4-3 Vote , COUNCIL ACTION : it 1 . Waive the attorney-client and Closed Session confidentiality privileges for the Closed Session Meetings on the Moore, Field v. City, Gates lawsuit for the sole purposes of allowing Mr. Gates to give his side of the story - to return to City Council with a public presentation on what was discussed and decided (by Councilmember votes) in those Closed Sessions HE) - HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: 4-3 Vote , COUNCIL ACTION : 2 . Waive the claimed attorney-client and any other confidentiality privilege on any and all communications between City, Councilmembers and Craig Steele and his attorneys regarding this "investigation . " City Manager to preserve all emails/texts/communications between City and Craig Steele and RWG and between former City Manager Oliver Chi and RWG HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT December 20, 2022 H Item by Council Member McKeon: 4-3 Vote , COUNCIL ACTION : 3 . City Attorney, after review of the aforementioned communications and RWG invoices , return to City Council with recommendations if any further action could be taken against RWG for the spending of taxpayer money on the "investigation ," done behind closed doors and away from the public visibility and accountability. ,, FB HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit Filed in 2018 by attorney Neal Moore, who had voluntarily retired from the City -71 Attorney's Office in 2017, and attorney Scott Field , who even though having filed a lawsuit, continued to work in the City Attorney's Office for 3 more years. Both alleged age-discrimination and a hostile work environment. The defense of the case was that those two attorneys, after years of many attempts at correction, refused to meet the expectations of the City Attorney's Office; and, after many years of demonstrating "very poor" legal judgment, both were disciplined for lack of competence, of which had resulted in substantial monetary exposure to the City. En�• ,� -.so. HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit All of 2019 and 2020, the Moore, Field v. City, Gates Lawsuit had been litigated aggressively, and for those two full years , the 2018 City Council repeatedly voted to take the case to trial and authorize payments for outside counsel , i .e . , that there was no merit to the case or to settling . (Peterson, Semeta, Hardy, Carr, Posey, Delgleize, Brenden). Two years and the previous City Council never expressed concerns over the handling of the case ; not once . There was never an indication or a hint of any concern by anyone about ethics or conflicts of int„ • s fib qp HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit November 3 , 2020 - City Election Kalmick, Moser and Ortiz elected New City Council sworn in December 2020 Carr, Moser, Kalmick, Posey, Delgleize, Ortiz, Peterson „Ns. HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit In an unexpected 180 turn, during a April 19, 2021 Closed Session, the new , A. 2020 City Council voted 5-2 to settle the case for $2.5 million. And, newly elected Council Member Dan Kalmick suddenly called for an "Independent Investigation" into the City Attorney's "handling" of the Moore, Field v. City, Gates Lawsuit. Council Member Kalmick alleged "ethical" concerns over "conflicts of interest" and "overbilling" . by outside law firm, Greenberg Gross. Those allegations were never substantiated. City Council voted 5-2 to have former City Manager retain an Independent Investigator to investigate/review the City Attorney and the case. (Carr, Moser, Kalmick, Posey, Delgleize - Aye; Ortiz, Peterson, No) -ter v ..r HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit While the new 2020 City Council voted 5 -2 to settle this lawsuit, 5. which had been considered "frivolous" by the previous City Council , for $ 2 . 5 million , / refused to settle. I was not a part of the Settlement Agreement, I did not consent to settlement, and I did not sign the agreement. Nevertheless , I was dismissed by the Plaintiff attorney because they were pleased with the very favorable settlement and wanted to put case to rest. (Carr, Moser, Kalmick, Posey, Delgleize - Aye; Ortiz, Peters , v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT " Independent Investigation " Former City Manager Oliver Chi undertook to retain an "Independent Investigator" to review the City Attorney (Gates) and the case. Notably, the newly seated City Council after 2020 never voted publicly to waive any attorney-client or Closed Session privileges. This is important. To properly waive any privilege or confidentiality by a Council , it has to be recorded publicly. This never occurred . VEF3 V HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT " Independent Investigation " Hiring an attorney for an "Independent Investigation" is used to achieve an ott, „pail N. OBJECTIVE review of the facts. "Independent" or "Special" Counsels are "outsiders" who independently gather facts and independently evaluate them. They are disinterested in the outcome and they do not "work with" the party that hired them either for other work, or to conduct the investigation or prepare final reports. Importantly, Independent or Special Counsels do not establish an attorney- client relationship with the party who retained them to conduct the Independent .. Investigation. We retain Independent Investigators all the time - there is no attorney-client privilege. This is important. HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Indep endent Investigation " � Win. 1 Oliver Chi hires Craig Steele of Richards Watson Gershon 1 . Steele worked with Chi for years in Monrovia 2 . Worked for Mayor Joe Kai mick for years as City Attorney of Seal Beach v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Independent Investigation "p „,„ The California League of Cities advises to refrain from selecting lawyers to serve as independent or outside counsel who are friends or colleagues of council members to avoid the appearance of "cronyism . " Practicing Ethics: A Handbook for Municipal Lawyers, League of Cal Cities . v r »r HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT " Independent Investigation " Steele boasts that he worked for partisan : "political figures such as U.S. Senators Albert Gore, jr., Alan Simpson, and Lloyd Bentsen, Assembly Speaker Willie Brown, Los Angeles Mayor Tom Bradley, and Honolulu Mayor Frank Fasi . " - Craig Steele https ://www. rwglaw.com/people-craig-steele ,,r HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT " Independent Investigation " Invoices show that from 2020, the City has paid nearly $ 200,000 for legal services to Craig Steele and his firm , RWG , where he is an equity partner. These legal services were quietly requested by the former City Manager Oliver Chi without City Attorney consent or approval . XYx1iNG10X BEACH RICHARDS WATSON GERSHON REPORT " Independent Investigation " sf In a recently discovered email , Steele revealed his bias an • ack of "Independence ." On December 16 , 2021 , he wrote to Chi about the upcoming 2022 proposed Charter Amendments : "ask the voters to improve the system and then he [Gates] can take all his arguments and shove them up his ass" - December 16, 2021 email from Craig Steele to Oliver Chi FE3 v � HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT " Independent Investigation " , ,,, , „_ ., .. -, , — T ..._, ... Independent? �, or Advocate? RICHARDS WATSON GERSHON REPORT " Independent Investigation " RWG Report by Craig Steele of July 5, 2022 Hwy First Sentence : "The City Council requested in May of 2021 that Richards , Watson & Gershon ("RWG ") provide an independent review of the City' s handling of an employment-related lawsuit against City Attorney Michael Gates and the City, brought by two now-former employees in the City Attorney' s offs " v v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT "Independent Investigation" RWG Letter of December 23, 2021 to FPPC - First Sentence : . "I have been retained to serve as special counsel to the City Council of the City of Huntington Beach for a review of the City' s handling of a lawsuit . . . " HE3v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT "Independent Investigation" RWG Report by Craig Steele of July 5, 2022 Was Steele even qualified to review "litigation" matters? Second Paragraph - NO LITIGATION EXPERIENCE : "I have been a Municipal Law practitioner for my entire career of nearly 30 years , with over 25 years as a sworn contract City Attorney in four cities . I have been the City Attorney in Monrovia since 2002 , where former City Manager Oliver Chi served for a period as City Manager prior to coming to Huntington Bea[hB HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT "Independent Investigation" RWG Report by Craig Steele of July 5, 2022 Was Steele even qualified to review " litigation " matters? Third Paragraph - Tasked Outside of His Expertise : "I was engaged to look at the record and evaluate how the litigation was handled, and to advise whether it might have been handled in a different way. . . " HE3V V HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT "Independent Investigation" RWG Report by Craig Steele of July 5, 2022 . After the City spent over a year of time on this "Intendent Investigation , " and what appears to be tens of thousands of dollars paid to Craig Steele and RWG , the Steele final Investigative Report of July 5 , 2022 concluded . . . "I did not find evidence of any violation of the law by the City Attorney, the current members of his office, or the Greenberg Gross firm." pg . 27 RWG Report ,� .. M , HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit 1-4 Brief Case Handling History � fBv RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit January 10, 2019 - Served with Lawsuit SAME DAY - I Internally Announced my Recusal Designated Williams to Conduct RFP Discussed in Closed Session with City Council 10 times January 22 , 2019 - Gates announces recusal verbally and in writing Council Votes 7-0 for Williams' rec's; �. Retain law firm of Greenberg & Gross (Posey, Peterson, Hardy, Carr, Semeta, Brenden & DelgleIe)HB ,.,- v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit What is "Recusal "? - An attorney steps away from representing a client due to a "conflict of interest, " p g which is a legal determination made by a lawyer Defendants/Clients still "communicate" and participate in the attorney-client relationship (Rules Professional Conduct, Rule 1 .4) There was no conflict of interest to participate in the litigation as a defendant HE3 HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit Discussed in Closed Session with City Council 9 times June 3 , 2019 - Status of Case by attorneys No Vote Taken (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) July 1 , 2019 - Status of Case by attorneys Council Votes 6- 1 (Peterson absent) to authorize $ 200,000 for GG attorneys fees (Posey, Peterson, Hardy, Carr, Semeta, Brenden & De, I - i 13, V . Y HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit Discussed in Closed Session with City Council 9 times March 2 , 2020 - Status of Case by attorneys Council Votes 7-0 to authorize $ 750,000 for GG attorneys fees (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) May 18 , 2020 - Status of Case by attorneys 4 . Council Votes 7-0 to reject $ 5.8 million demand by plaintiffs (Posey, Peterson, Hardy, Carr, Semeta, Brenden & D y� HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit Discussed in Closed Session with City Council 9 times September 8 , 2020 - Status of Case by attorneys Council Votes 7-0 to reject Renewed $ 5.8 million demand by plaintiffs (Posey, Peterson, Hardy, Carr, Semeta, Brenden & Delgleize) November 2 , 2020 - Status of Case by attorneys Council Votes 7-0 to authorize $$ 500,000 for GG attorneys fees (Posey, Peterson, Hardy, Carr, Semeta, Brenden & DWEB HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit y Discussed in Closed Session with City Council 9 times November 3 , 2020 - ELECTION (Posey, Peterson, Kalmick, Carr, Moser, Ortiz & Delgleize) December 21 , 2020 - Status of Case by attorneys No Vote Taken (Posey, Delgleize, Kalmick, Carr, Moser, Ortiz & Peterson) HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit Discussed in Closed Session with City Council 9 times April 19 , 2021 - Status of Case by attorneys Council Votes 5-2 to accept $ 2. 5 million settlement proposal " New Council Majority "orders" a "Independent Investigation" (Posey, Delgleize, Kalmick, Carr, Moser, Ortiz & Peterson) v -.r - s- HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Lawsuit Take-aways from Closed Sessions: Ae • The previous City Council (Peterson, Hardy, Brenden, Semeta, Delgleize, Carr, Posey) voted regularly to approve the $ 1 . 5 million spent on Greenberg Gross legal imi services. • I recused myself on day one and acted at all times in the lawsuit handling as a defendant - no "conflicts of interest." • The case was viewed as "frivolous" until the new 2020 City Council was seated, then it was settled. • The $2 . 5 million settlement yielded a $ 1 million payout to Scott Field who ran against me for City Attorney in 2022 and was endorsed by Kalmick and , .tFE3 v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Moore, Field v. City, Gates Laws u it Again , at the April 19, 2021 Closed Session, newly elected Council Member Dan Kalmick suddenly called for an "Independent Investigation" into the City Attorney's "handling" of the Moore, Field v. City, Gates Lawsuit. Council Member Kalmick alleged "ethical" concerns over "conflicts of interest" and "overbilling" by outside law firm, Greenberg Gross. Yet, neither Kalmick nor Moser and ultimately Bolton were present during any of the City Council Closed Sessions discussing this lawsuit during . the preceding two years. They would have not basis to have any "concerns." (Carr, Moser, Kalmick, Posey, Delgleize, Ortiz, Peterson) . HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Review of Records revealed the following Preliminary Findings, which will be reviewed further: 1 . On multiple occasions, Oliver Chi forwarded to Craig Steele highly confidential and privileged Closed Session Memos spanning the two years prior that had been prepared by the City's Attorneys. 2 . Oliver Chi and Craig Steele met in Closed Session with the new 2020 City Council on approximately 4 occasions (by Zoom) to discuss the "Independent Investigation ," yet there is no Brown Act authority to do so, and no confidentiality or privilege attaches to such closed-door discussions. Peterson refused to participate on the objection that such meetings are illegal . HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Review of Records revealed the following Preliminary Findings , which will be reviewed further (continued) : 3 . On multiple occasions , Oliver Chi forwarded to Craig Steele highly confidential and privileged ongoing email communications , attachments that the City Attorney had directed to City Council . 4 . For months , Steele helped develop and provide counsel for all the 2022 Charter Amendments 5 . Steele helped Delgleize and others with "talking points" to be read at the City Council meetings regarding 2022 Charter Amendments advocacy and ability to hire own attorneys . HE3 V HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Review of Records revealed the following Preliminary Findings , which will be reviewed further (continued) : 6. Among those Charter Amendments, the initial proposal was to take the "Elected" City Attorney away from the people and convert the City's form of government to an appointed attorney - one hired by the Council . Steele was involved in helping with this. 7. While I asserted attorney-client privilege between me and the Greenberg Gross attorneys, over my rightfully-placed objections, Chi secretly directed IS staff to access the email server and surreptitiously take my privileged and confidential emails, then Chi forwarded "54" of my private email communications with my attorneys to Craig Steele. VHE3V V V v v HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Review of Records revealed the following Preliminary Findings, which will be reviewed further (continued): 8. Oliver Chi and Craig Steele had circulated drafts of the RWG Craig Steele "Investigative" Report to all City Council , except for Peterson , soliciting a review by the Council Members and feedback, which is in violation of the Brown Act. Council Members did review and provide feedback. Peterson had requested of Oliver Chi to not include him in those communications on the belief that it was illegal . 9. Craig Steele and/or his staff met over the course of months at City Hall and/or Zoom with Council Members to discuss the "Independent Investigation" and proposed 2022 Charter Amendments. HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Review of Records revealed the following Preliminary Findings , which will be reviewed further (continued) : tot 10 .Craig Steele met with Oliver Chi , Kim Carr, Mike Posey, Dan Kalmick, Rhonda Bolton , Natalie Moser, and Barbara Delgleize to 1. invade prior attorney-client privileged communications with the City Attorney, and gather information about prior confidential Closed Session discussions with the City' s Attorneys and/or the Greenberg Gross attorneys . , HE) HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Notably, I was never interviewed by Craig Steele or his firm as part of his "Independent Investigation" of me. Normally the subject is interviewed . None of my staff were interviewed. None of the Greenberg Gross Attorneys were interviewed by Steele. None of the following former Council Members who were key witnesses to the subject Closed Sessions were interviewed : Peterson, Hardy, Semeta, or Brenden. Yet, records show Bolton, Moser, and Kalmick, who were not present during any of the handling of the lawsuit from 2019 through its settlement, were not present for any of the Closed Sessions, and had no in formati v about what had happened , in 2019 and 2020 were interviewed by Stele. HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Even though Steele claimed to have been an "Independent" "Special" counsel, when asked for records, he claimed "attorney-client privilege," which is not possible if independent. Even though Steele was commissioned for an "Independent Investigation:" • He worked for Chi in Monrovia, for Kalmick in Seal Beach, and then for Chi again in Huntington Beach earning over $200,000 for his law firm from our City - he is an equity partner and has a financial interest, that is not "independent." • He met with and communicated with Kalmick, Bolton, Moser and Chi regularly - -- in person, by email, and during improper Closed Sessions HUNTINGTON BEACH RICHARDS WATSON GERSHON REPORT Even though Steele was commissioned for an "Independent Investigation:" • He shared early drafts of his report with the City Council Members (not including Peterson over his objections) for months before issuing the Steele final report; 4i • He received highly confidential City Attorney emails and Closed Session attorney work product memos from years past - while having no attorney-client privilege relationship as an "Independent" "Special" counsel to protect those; • In a December 2021 email to Oliver Chi, Steele made a statement against (Gates), which revealed his bias - undermining his independence; • He boasted about working for highly partisan politicians in the past. HUNTINGTON BEACH ,v4 EB r Noel , HUNTINGTON BEACH . A:I'll I I TIII 11••.,,. ill iv_.. RgTeTHANK YOU . o '% iiiik - % , , • r- y y_ ' (,,nt'14- „,:,', 'Y,' 4 0 44144%.* t -'-'4". ikti, By Michael E. Gates, City Attorney _ •, ' #.• •, 7 7, 19 09 , ,e -.'s'e•*••• i` r 0 V` JYCJNTN „i/ Craig A.Steele T 213.626.8484 350 South Grand Avenue F 213.626.0078 37th Floor E csteele@rwglaw.com Los Angeles,CA 90071 L AW rwglaw.com August 1, 2023 VIA ELECTRONIC MAIL Honorable Mayor and Members of the City Council c/o Al Zelinka, City Manager City of Huntington Beach 2000 Main Street Huntington Beach, California 92648 Re: Agenda Item 23-612: Richards, Watson & Gershon Honorable Mayor and Members of the City Council: I was informed this afternoon that your City Council agenda tonight includes an item in which the City Attorney intends to "report" on the history of the City's engagement of Richards, Watson & Gershon to review the handling of the Moore/Field litigation. This is a matter in which the City Attorney purported to have recused himself after acknowledging to a previous City Council that he had a conflict of interest under California's Rules of Professional Conduct for attorneys. I was lawfully engaged by the City Council to review the matter, and I provided an extensively sourced 29-page written report, with accompanying exhibits, that was made public by the City Council. I submitted that report to the City Council on July 5, 2022. In over a year since,the City Attorney and others have gone to great lengths to impugn my integrity and question my motives, but never to refute the accuracy of the report. I have this afternoon been provided with a 46- slide powerpoint presentation in which the City Attorney raises a number of spurious reasons why my report should not be trusted; he does not show where any portion of the report was inaccurate or false. I previously refuted these allegations in a declaration under penalty of perjury, filed with the Orange County Superior Court. That declaration, my report,and the evidence upon which it was based, are available in the public record for anyone who is interested in looking at the substance of the issue. I also have thoroughly refuted the allegations regarding the propriety of the City's hiring of this law firm in publicly available letters to Mr. Gates' attorney. Los Angeles San Francisco Orange County Temecula Central Coast Sacramento R I C H A R D S WATSON G E R S H O N Honorable Mayor and Members of the City Council August 1, 2023 Page 12 There is one claim in the presentation that I feel I must specifically refute, because the City Attorney has made it -falsely- over and over again. The City Attorney has claimed that I never "interviewed" him as a part of the review. This is incorrect. As noted on page 13 of my report, I met with Mr. Gates on three separate occasions, two prior to the time I drafted my report and all prior to the time I submitted it. The first two meetings took place in the presence of Mr.Gates' attorney, Derek Cole, and Interim City Manager Sean Joyce. The third meeting included those individuals as well as the members of the subcommittee the City Council appointed for this matter. In every meeting, the City Attorney stated the fundamental premise of his position on the issue,which is that he "abstained" from acting as City Attorney on the Moore/Field case,and therefore had nothing to do with the City's handling of the matter. That claim appears again in the powerpoint presentation. In my report, I documented at least seven closed sessions in which he participated as City Attorney in the City Council's closed session discussions. Documents established that he was not participating only as an individual defendant,which would have been irregular enough, but as City Attorney. Again, those documents and my report were made available publicly and the City Council waived the attorney-client privilege over those documents. There is an old lawyers' adage that says: "When the law is in your favor, argue the law. When the facts are in your favor, argue the facts. When you have neither, pound the table and yell like hell." It is indeed unfortunate that the table pounding and yelling continues over a year later. Very truly yours, raig A. Steele cc: Al Zelinka, City Manager 99999-0001\2847324v 1.d oc RICHARDS WATSON GERSHON